AntiviralResearch60(2003)153–174 Review Vaccines and animal models for arboviral encephalitides Aysegul Nalcaa,∗, Patricia F. Fellowsa, Chris A. Whitehouseb,1 aHomelandSecurityandInfectiousDiseaseResearchDivision,SouthernResearchInstitute,431AviationWay,Frederick,MD21701,USA bVirologyDivision,U.S.ArmyMedicalResearchInstituteofInfectiousDiseases(USAMRIID),FortDetrick,Frederick,MD21702,USA Received25June2003;accepted8August2003 Abstract Arthropod-borneviruses(“arboviruses”)causesignificanthumanillnessrangingfrommild,asymptomaticinfectiontofatalencephalitis or hemorrhagic fever. The most significant arboviruses causing human illness belong to genera in three viral families, Togaviridae, Flaviviridae,andBunyaviridae.Thesevirusesrepresentasignificantpublichealththreattomanypartsoftheworld,and,asevidencedby therecentintroductionoftheWestNilevirus(WNV)totheWesternHemisphere,theycannolongerbeconsideredspecifictoanyone countryorregionoftheworld.Likemostviraldiseases,therearenospecifictherapiesforthearboviralencephalitides;therefore,effective vaccinesremainthefrontlineofdefenseforthesediseases.Withthisinmind,thedevelopmentofnew,moreeffectivevaccinesandthe appropriateanimalmodelsinwhichtotestthembecomeparamount.Infact,formanyimportantarboviruses(e.g.Californiaserogroup andSt.Louisencephalitisviruses),therearecurrentlynoapprovedvaccinesavailableforhumanuse.Forothers,suchasthealphaviruses, humanvaccinesareavailableonlyasInvestigationalNewDrugs,andthusarenotinwidespreaduse.Ontheotherhand,safeandeffective vaccinesagainsttick-borneencephalitisvirus(TBEV)andJapaneseencephalitisvirus(JEV)havebeeninusefordecades.Newchallenges invaccinedevelopmenthavebeenmetwithnewtechnologiesinvaccineresearch.Manyofthenewervaccinesarenowbeingdeveloped byrecombinantDNAtechnology.Forexample,chimericvirusvaccineshavebeendevelopedusinginfectiousclonetechnologyformany of the arboviruses including, WNV, JEV, and TBEV. Other successful approaches have involved the use of naked DNA encoding and subsequentlyexpressingthedesiredprotectiveepitopes.NakedDNAvaccineshavebeenusedforTBEVandJEVandarecurrentlyunder developmentforuseagainstWNV.Thedevelopmentoflessexpensive,moreauthenticanimalmodelstoevaluatenewvaccinesagainst arboviraldiseaseswillbecomeincreasinglyimportantasthesenewapproachesinvaccineresearcharerealized.Thisarticlereviewsthe currentstatusofvaccines,bothapprovedforuseandthoseindevelopmentalstages,againstthemajorarboviralencephalitidescausing humandisease.Inaddition,researchonanimalmodels,bothpastandpresent,forthesediseasesarediscussed. ©2003ElsevierB.V.Allrightsreserved. Keywords:Vaccines;Arboviralencephalitides;Infectiousdiseases 1. Introduction causinghumanillnessbelongtotheviralfamilies,Togaviri- dae, Flaviviridae, and Bunyaviridae. These viruses cause a Diseases caused by arboviruses are among the most im- varietyofsymptomsininfectedhumans.Theclinicalspec- portantemerginginfectiousdisease,publichealthproblems trum of disease can include subclinical infection, systemic facingtheworldtoday(Gubler,2001).Thesevirusesbelong febrile illness, arthralgia, febrile myalgia, encephalomyeli- totaxonomicallydiversegroupsrepresentingatleast8viral tis,orhemorrhagicfever.Thesamevirusmayalsoproduce families and 14 genera (Gubler and Roehrig, 1998). There different syndromes in different individuals depending on arecurrently534virusesregisteredintheInternationalCat- hostfactorssuchasageand/orimmunologicalstatus. alogue of Arboviruses, of which 134 are known to cause The arboviruses that cause meningoencephalitis and/or disease in humans and approximately 40 that infect live- encephalomyelitisareamongthemostseriousandoftenpro- stock (Karabatsos, 1985). The most significant arboviruses duce a fatal outcome or permanent neurological sequelae. These viruses have a marked neurotropism, which leads to thecharacteristicpathologicaldiseasestate.Thearboviruses ∗ Correspondingauthor.Tel.:+1-301-694-3232;fax:+1-301-694-7223. most frequently causing encephalitis in humans are listed E-mailaddress:[email protected](A.Nalca). inTable1.Infectionswiththesevirusescanproducesymp- 1 Theviews,opinions,and/orfindingscontainedhereinarethoseofthe tomsthatincludeasuddenfever,vomiting,stiffneck,dizzi- authorsandshouldnotbeconstruedasanofficialDepartmentoftheArmy position,policy,ordecisionunlesssodesignatedbyotherdocumentation. ness,drowsiness,disorientation,confusion,andprogression 0166-3542/$–seefrontmatter©2003ElsevierB.V.Allrightsreserved. doi:10.1016/j.antiviral.2003.08.001 Report Documentation Page Form Approved OMB No. 0704-0188 Public reporting burden for the collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to Washington Headquarters Services, Directorate for Information Operations and Reports, 1215 Jefferson Davis Highway, Suite 1204, Arlington VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to a penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. 1. REPORT DATE 2. REPORT TYPE 3. DATES COVERED 08 AUG 2003 N/A - 4. TITLE AND SUBTITLE 5a. CONTRACT NUMBER Vaccines and animal models for arboviral encephalitides, Antiviral 5b. GRANT NUMBER Research 60:153-174 5c. PROGRAM ELEMENT NUMBER 6. AUTHOR(S) 5d. PROJECT NUMBER Nalca, A Fellows, PF Whitehouse, CA 5e. TASK NUMBER 5f. WORK UNIT NUMBER 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) 8. PERFORMING ORGANIZATION United States Army Medical Research Institute of Infectious Diseases, REPORT NUMBER Fort Detrick, MD 9. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR’S ACRONYM(S) 11. SPONSOR/MONITOR’S REPORT NUMBER(S) 12. DISTRIBUTION/AVAILABILITY STATEMENT Approved for public release, distribution unlimited 13. SUPPLEMENTARY NOTES 14. ABSTRACT Arthropod-borne viruses ("arboviruses") cause significant human illness ranging from mild, asymptomatic infection to fatal encephalitis or hemorrhagic fever. The most significant arboviruses causing human illness belong to genera in three viral families, Togaviridae, Flaviviridae, and Bunyaviridae. These viruses represent a significant public health threat to many parts of the world, and, as evidenced by the recent introduction of the West Nile virus (WNV) to the Western Hemisphere, they can no longer be considered specific to any one country or region of the world. Like most viral diseases, there are no specific therapies for the arboviral encephalitides; therefore, effective vaccines remain the front line of defense for these diseases. With this in mind, the development of new, more effective vaccines and the appropriate animal models in which to test them become paramount. In fact, for many important arboviruses (e.g. California serogroup and St. Louis encephalitis viruses), there are currently no approved vaccines available for human use. For others, such as the alphaviruses, human vaccines are available only as Investigational New Drugs, and thus are not in widespread use. On the other hand, safe and effective vaccines against tick-borne encephalitis virus (TBEV) and Japanese encephalitis virus (JEV) have been in use for decades. New challenges in vaccine development have been met with new technologies in vaccine research. Many of the newer vaccines are now being developed by recombinant DNA technology. For example, chimeric virus vaccines have been developed using infectious clone technology for many of the arboviruses including, WNV, JEV, and TBEV. Other successful approaches have involved the use of naked DNA encoding and subsequently expressing the desired protective epitopes. Naked DNA vaccines have been used for TBEV and JEV and are currently under development for use against WNV. The development of less expensive, more authentic animal models to evaluate new vaccines against arboviral diseases will become increasingly important as these new approaches in vaccine research are realized. This article reviews the current status of vaccines, both approved for use and those in developmental stages, against the major arboviral encephalitides causing human disease. In addition, research on animal models, both past and present, for these diseases are discussed. 15. SUBJECT TERMS arbovirus, vaccine, animal models, review 16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF 18. NUMBER 19a. NAME OF ABSTRACT OF PAGES RESPONSIBLE PERSON a. REPORT b. ABSTRACT c. THIS PAGE SAR 22 unclassified unclassified unclassified Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std Z39-18 154 A.Nalcaetal./AntiviralResearch60(2003)153–174 Table1 Majorarbovirusesthatcauseencephalitis Family/virus Principlevertebratehost Arthropodvector Geographicdistribution Vaccinea Togaviridae Easternequine Birds Culiseta,Culexmosquitoes NorthandSouthAmerica IND encephalitis andotherspecies Venezuelanequine Rodents Aedes,Culexmosquitoes CentralandSouthAmerica, IND encephalitis andotherspecies southernFlorida Westernequine Birds,jackrabbits Culexmosquitoes NorthandSouthAmerica IND encephalitis Flaviviridae Japaneseencephalitis Birds,swine Culexmosquitoes Asia,India,far-eastern Licensed formerSovietUnion Loupingill Birds Britain MurrayValley Birds Culexmosquitoes Australia,NewGuinea None encephalitis Powassan Rodents,rabbits, Ixodes,Dermacentor, Russia,NorthAmerica None opossums Haemaphysalisticks Rocio Birds Culexmosquitoes Brazil None St.Louisencephalitis Birds Culexmosquitoes NorthandSouthAmerica None Tick-borne Rodents Ixodes,Dermacentor, Europe,Russia,former encephalitis Haemaphysalisticks SovietUnion WestNile Birds Culexmosquitoesand Eurasia,Africa,North None otherspecies America Bunyaviridae California Rodents,jackrabbits, OchlerotatusandAedes WesternNorthAmerica None encephalitis cottontailrabbits mosquitoes JamestownCanyon Deer CulisetaandOchlerotatus NorthAmerica None mosquitoes LaCrosse Chipmunks,squirrels Ochlerotatusmosquitoes NorthAmerica None encephalitis Snowshoehare Rabbits OchlerotatusandCuliseta NorthAmerica None mosquitoes aVaccinestatusofhumanvaccinesintheUSonly;IND:InvestigationalNewDrugstatus. tocomaanddeath.Insomecases,recoverymayleaveneu- are a number of other factors that justify the investment rological sequelae such as neuropsychiatric symptoms in in development of vaccines for arboviral infections. Unlike adultsormentalretardationinchildren.Inaddition,paraly- manybacterialinfections,therearenoorveryfeweffective sis of the extremities can result from infection with certain drugsapprovedfortreatingarboviralencephalitis(Brayand arboviruses(e.g.TBEV)(HaglundandGunther,2003). Huggins, 1998). There is increasing concern and fear re- Isthereaneedforvaccinesagainstarboviruses?Thereare gardingtheuseofchemicalpesticidesforvectorcontrol.In many potential reasons why a biopharmaceutical company addition, considerable potential exists for economic losses may not want to develop human vaccines against arboviral related to arboviral disease in animals. As an example, in diseases. Most of these reasons relate to the low incidence thecaseofWestNilevirus(WNV),thereisconcernforloss of disease, the high cost-to-benefit ratio, and the high cost ofendangeredspecies(e.g.exoticbirdspeciesinzoos)and of vaccine development including the required preclinical there has been a significant impact on the horse population and clinical trials. While the economic reasons are valid fromWNVinfection. concerns and arboviral infections are relatively rare, the clinical disease (e.g. encephalitis) is severe and potentially fatal. Additionally, there are certain populations who are at 2. Bunyaviridae higher risk, such as the elderly or infirm; residents in areas with high viral transmission; or people that have the po- The bunyaviruses are lipid-enveloped single-stranded tential for occupational exposure (i.e. laboratory workers), RNAvirusesthatformsphericalparticles80–120nmindi- who would certainly benefit from vaccination. In fact, the ameter.Thesevirusesshareacommongeneticorganization U.S. Army has developed a number of arbovirus vaccines ofthreenegative-strandedRNAsegmentstermedS,M,and intended primarily for protecting military troops from bio- L (small, medium, and large). With the exception of the logicalwarfareandnaturallyoccurringdisease.Todate,the hantaviruses, which are transmitted by rodents, most of the primary use of many of these vaccines has been to protect bunyaviruses are arthropod-borne. More than 150 viruses laboratorypersonnelworkinginresearchlaboratories.There and 16 serogroups are classified in the genus Bunyavirus. A.Nalcaetal./AntiviralResearch60(2003)153–174 155 The most important of the arthropod-borne bunyaviruses micewiththesevirusesverycloselymimicsthenaturalhu- thatproduceencephalitisinhumansbelongtotheCalifornia maninfectionandthusprovidesagoodlaboratorymodelto serogroup and include California encephalitis virus (CEV), studyviralpathogenesisanddiseasemanifestation(Johnson, La Crosse virus (LACV), Jamestown Canyon virus (JCV), 1983; Janssen et al., 1984; Gonzalez-Scarano et al., 1991). andsnowshoeharevirus(Nichol,2001;BrayandHuggins, However, the resulting pathogenesis of CEV, LACV, and 1998). The California serogroup virus infections are the JCVinfectionsvariesinthepreferredanimalmodeldepend- most commonly reported cause of arboviral encephalitis ingontheageofthemiceandtheparticularstrainofvirus. in the United States. Symptoms range from inapparent or LACV virus spreads to the CNS and produces encephalitis mild febrile disease to encephalitis and death (Thompson onlyinimmaturemice.Aftersubcutaneousinoculation,the et al., 1965; McJunkin et al., 1998). After a 3–7-day in- virusreplicatesprimarilyinstriatedmuscletissue,andthen cubation period, sudden onset of fever, followed by stiff travels through the lymphatic circulation where the virus neck, lethargy, headache, nausea, and vomiting may be ob- spreads to plasma and subsequently to the CNS. Death oc- served in infected individuals. Seizures have been seen in cursin72–96hpostinfectionandisusuallyprecededbyen- approximately half of the infected patients, and about 65% cephalitis.Thevirusreplicatesinneuronsandglialcellsand of the adult patients exhibit signs of meningitis. Seizures causesneuronalnecrosis,cerebraledema,perivascularcuff- are the most important sequelae in children and have been ing,glialnodules,andmildleptomeningitiswhicharetypical observed in approximately 10–15% of children 1–8 years signsofviralencephalitis(Johnson,1983).Asmiceage,they after infection (Chun et al., 1968; Grabow et al., 1969; becomedecreasinglysusceptibletoperipheralinfectionand Chun,1983;McJunkinetal.,1998). studies have shown that disease in adult mice results in fa- LaCrosseviruswasfirstisolatedinLaCrosse,Wisconsin talityonlyafterintracerebralinoculationofLACV(Janssen in1960fromthebrainofachildwhodiedfromencephali- et al., 1984). After intracerebral inoculation of adult mice, tis (Thompson et al., 1965). It is related to CEV, but dis- decreased activity and, occasionally, seizures are observed tinctenoughtobeconsideredanothermemberofCalifornia anddeathoccursby5–6dayspostinfection(Johnson,1983). serogroup.LACVcausesencephalitisprimarilyinchildren. Studies have also demonstrated transplacental transmission Morethan80%ofpatientswithencephalitisrecoverwithout ofLACVindomesticrabbitsandMongoliangerbils.LACV anyresidualeffectsofcentralnervoussystem(CNS)infec- infection of both pregnant gerbils and rabbits resulted in in tion. Epilepsy is the most important sequela and only oc- uteroandneonatalmortality(Osorioetal.,1996). curs in about 10% of the patients (Gonzalez-Scarano et al., The lack of good animal models severely limits the de- 1991). Aedes triseriatus mosquitoes are the primary vec- velopmentofvaccinesagainstCaliforniaserogroupviruses; tor for LACV and are found throughout the northern mid- currently, there are no approved vaccines for these viruses. west and northeastern states in the US. These mosquitoes BecauseLACVinfectsandcausesencephalitisonlyinnew- maintain the virus by transovarial transmission in which bornmiceandmicebecomeresistanttoinfectionasadults, the virus persists in mosquito eggs during the winter. Dur- thereisaneedtodevelopnewanimalmodelstotestpoten- ing the summer, LACV amplifies horizontally in a cycle tial vaccines and antiviral drugs. Recently, there have been amongsmallmammalssuchassquirrels,chipmunks,foxes, attemptstodevelopaDNAvaccineagainstLACVbyusing andwoodchucks(Thompson,1983;Yuill,1983;Balkhyand interferon type I (IFNAR-1) knockout mice (Schuh et al., Schreiber,2000).Snowshoeharevirusisanantigenicvariant 1999; Pavlovic et al., 2000). Previous studies showed that ofLACVandismostlyseeninAedesmosquitoesthroughout IFNAR-1knockoutmicearehighlysusceptibletoinfections Canada. It is a rare cause of human encephalitis mainly in withLACVanddevelopencephalitisregardlessoftheirage NovaScotia,Quebec,andOntario(Gonzalez-Scaranoetal., (Muller et al., 1994; Hefti et al., 1999). In a recent study, 1991). vaccinationwithaplasmidcontainingtheviralsurfacegly- Jamestown Canyon virus was first isolated from a pool coproteinsG1andG2protectedIFNAR-knockoutmicefrom ofmosquitoesinColoradoin1961(Grimstad,1988).Inhu- challengewithLACV(Schuhetal.,1999). mans, JCV causes an encephalitis that resembles that seen in LACV encephalitis. In contrast to LACV, JCV primarily causes encephalitis in adults. Culiseta inornata and several 3. Flaviviridae speciesofAedesmosquitoes,whicharefoundacrossNorth America, are the principal vectors for JCV. Studies have Viruses in the family Flaviviridae are spherical, lipid- demonstrated that the virus is vertically transmitted in sev- enveloped, and contain a positive-sense, single-stranded eralAedesspeciesmosquitoes(Hardyetal.,1993).Humans, RNA genome. All members of the genus Flavivirus are white-taileddeer,muledeer,moose,horses,andrabbitsare antigenicallyrelatedanddistinctserocomplexesaredefined themajorvertebratehosts. on the basis of cross-neutralization tests (de Madrid and AlthoughCaliforniaserogroupvirusesinfectseveralani- Porterfield, 1974). In addition, flaviviruses can be divided malspecies,includingrabbitsandrats,thelaboratorymouse into three biological subsets based on their mode of trans- isthepreferredanimalmodelwithwhichtostudythepatho- mission: tick-borne, mosquito-borne, or those having no genesisoftheseviruses.Subcutaneousinfectionofnewborn knownvector(Kunoetal.,1998). 156 A.Nalcaetal./AntiviralResearch60(2003)153–174 3.1. Tick-borneencephalitisvirus developmentofcomplement-fixingantibodies(Slonimetal., 1966a). Rhesus monkeys inoculated intranasally or intrac- Tick-borne encephalitis (TBE) was first described by an erebrallywiththeCEEsubtypevirusdevelopclinicalsigns Austrian physician in 1931. In 1937 a virus was isolated ofchronicencephalitiswithdegenerativespongiformlesions fromthebrainofanencephalitispatientinthesouthernfar (Zlotnik et al., 1976). In contrast, subcutaneous inocula- eastregionofRussiaandwasnamedRussianspring-summer tionofrhesusmonkeysleadstoaclinicallyinapparentform encephalitis (RSSE) due to its seasonal periodicity; it was withviremiaandproductionofcomplement-fixingantibod- latershowntobetransmittedtohumansbyticks(Gresikova ies(Slonimetal.,1966b).Additionally,persistenceofTBEV andCalisher,1988).Thediseasewasfirstrecognizedineast- hasbeendemonstratedinrhesusmonkeys,asevidencedby ernEuropeduringanepidemicin1948,andavirusisolated virus isolation from monkey tissues by co-cultivation and from a patient was shown to be similar to the far-eastern explantationproceduresaslateas383daysafterinoculation virus(i.e.RSSE)andsubsequentlynamedCentralEuropean (Pogodinaetal.,1981). encephalitis (CEE) virus. RSSE and CEE viruses are anti- Active immunoprophylaxis against TBEV was first ap- genicallycloselyrelatedandarenowconsideredtobesub- pliedinRussiaintheearly1940ssoonaftertherecognition types of the same virus (i.e. TBEV). However, there are a ofnaturalfociofvirusinthatcountry.Aformalin-inactivated numberofdistinctionsbetweentheRSSEandCEEviruses. vaccinepreparedfromthebrainsofvirus-infectedmicewas Theyaretransmittedbytwodifferenttickvectors,RSSEby used in a mass vaccination campaign. The potential for se- Ixodes persulcatus and CEE by Ixodes ricinus. In addition rious allergic reactions to such a vaccine led to the devel- totheirdifferentgeographicaldistribution,RSSEvirusgen- opment of a new partially purified vaccine prepared from erally causes a more severe disease than does CEE virus. chickembryocellcultures,whichiscurrentlyinuseinRus- Additionally, RSSE and CEE viruses can be distinguished sia(Elbertetal.,1985).Apurifiedconcentratedinactivated by cross-neutralization (Calisher et al., 1989) and by other TBEvaccineisalsoavailableinRussiaandhasbeenshown serologicalassays(Calisher,1988).Someinvestigatorshave toprovidethesamelevelofprotectioninexperimentswith proposed the existence of a third subtype (Siberian sub- mice as a similar vaccine produced in Austria (Vorob’eva type) based on phylogenetic analysis of the envelope (E) et al., 1996). Furthermore, in a small human clinical trial, protein to encompass the central Siberian strains, Aina and the vaccine was highly immunogenic and had low reacto- Vasilchenko (Ecker et al., 1999). TBEV is a member of a genicity(Chumakovetal.,1991). groupofantigenicallyrelatedvirusesisolatedfrommanyar- In Europe, a partially purified formalin-inactivated TBE eas across Eurasia and Canada. Historically, this group has vaccine produced in chick embryo cells became available been referred to as TBEV serocomplex or antigenic com- in 1976 (Kunz et al., 1976, 1980). The seed virus used for plex(Porterfield,1975;Calisheretal.,1989).However,ac- preparingthisvaccinewastheNeudoerflstrainofthewest- cording to the most recent taxonomic classification (Heinz ern subtype isolated from a tick in Austria. This vaccine et al., 2000), TBEV belongs to the mammalian group of was highly reactogenetic, producing side effects such as thetick-borneflavivirus.Othermembersofthemammalian headache, malaise, and fever. These reactions were almost groupincludeLoupingillvirus(LIV),Langatvirus(LGTV), completely eliminated when the vaccine was prepared in a Powassan virus (POWV), Omsk hemorrhagic fever virus highly purified form by using continuous-flow zonal ultra- (OHFV), Kyasanur Forest disease virus (KFDV), Kadam centrifugation(Heinzetal.,1980)andcontainingaluminum virus (KADV), Royal Farm virus (RFV), Karshi virus, and hydroxide as an adjuvant. This purified vaccine consider- GadgetsGullyvirus(GGYV). ably reduced the incidence of TBE, particularly in Austria TBEVproducesafatalencephalitisinsucklingmicewhen where, since 1980, 35 million doses of vaccine have been administeredbyallroutesofinoculation.Thepathogenesis used, 6.8 million people have been vaccinated, and the es- ofTBEVinlaboratorymicehasbeenreviewedbyAlbrecht timated rate of protection is 96–99% (Gritsun et al., 2003). (1998). Mice infected orally exhibit meningoencephalitis ThehighlysuccessfulTBEvaccinationcampaigninAustria and shed virus in their feces and milk (Pogodina, 1960). resultedinasteadydeclineofmorbidityandanalmostcom- Cows, goats, and sheep experimentally infected by inocu- pleteeliminationofdiseasefromthatcountry(Kunz,2003). lation or tick bite develop viremia and also secrete virus in InadditiontotheAustrianvaccine,asecondEuropeanTBE their milk. This ability of the virus to be secreted in milk vaccine is registered in Germany (Klockmann et al., 1989; and its stability in acidic pH has led to several milk-borne Harabaczetal.,1992). outbreaks of TBE, particularly in Russia, Czech Republic, Efforts have been made to prepare live-attenuated TBE Austria,andBulgaria(GresikovaandCalisher,1988).Many vaccinesfrombothnaturallyandexperimentallyattenuated other animals (e.g. rats, guinea pigs, sheep, and swine) are viruses.Inparticular,aneffortwasconcentratedonprepar- susceptible to infection and develop encephalitis after in- ing a live vaccine from attenuated Langat virus (Mayer, tracerebral inoculation (Burke and Monath, 2001). Syrian 1975),butwasultimatelyunsuccessful.Newerapproachesto golden hamsters are also susceptible; however, it takes a thedevelopmentoflive-attenuatedvaccinesarebasedonthe higher dose of virus to kill these animals than to kill mice. constructionofchimericviruses.Avacciniavirusvectorex- Inapparentinfectionofadulthamsterswasdemonstratedby pressingthepremembrane(prM)andenvelope(E)proteins A.Nalcaetal./AntiviralResearch60(2003)153–174 157 induces protective immunity against challenge with viru- Japaneseencephalitis,MurrayValleyencephalitis,St.Louis lent TBE virus (Holzer et al., 1999). Many other chimeric encephalitis, and Kunjin viruses. After the initial isolation virus vaccines are based on the construction of viruses by ofWNV,theviruswassubsequentlyisolatedfrompatients, usinginfectiousclonesofnon-encephaliticmosquito-borne birds,andmosquitoesinEgyptintheearly1950s(Melnick flavivirusesasabackbone(e.g.yellowfever17Dordengue et al., 1951; Taylor et al., 1956) and was shown to cause type 4 virus). For example, a chimera was created using encephalitis in humans and horses. WNV is recognized as the dengue 4 virus backbone and containing the prM and the most widespread of the flaviviruses, with a geograph- E of Langat virus. The chimeric virus was attenuated and ical distribution including Africa, the Middle East, west- protected mice against challenge with highly virulent TBE ern Asia, Europe, and Australia (Hayes, 1989). The virus viruses(Pletnevetal.,2000,2001).Otherexperimentalap- wasfirstdetectedintheWesternHemisphereinthesummer proachesarebasedonvaccinationwithnakedDNA.Anaked of 1999, during an outbreak involving humans, horses, and DNA candidate vaccine expressing the prM and E genes birdsintheNewYorkCitymetropolitanarea(CDC,1999a; of RSSE and CEE induced protective immunity against Lanciotti et al., 1999). The mechanism by which the virus RSSEandCEEchallengeinmice(Schmaljohnetal.,1997). was introduced into the US may never be known, but stud- Follow-upexperimentsinrhesusmacaquesshowedthatthis ies have shown that the strain isolated during this outbreak vaccineelicitedanti-TBEVantibodiesdetectablebyELISA (NY-99) had greater than 99.8% nucleotide sequence ho- and by plaque-reduction neutralization assay (Schmaljohn mology to a strain isolated from the brain of a dead goose etal.,1999). in Israel in 1998 (Lanciotti et al., 1999). Additionally, se- Ithasbeensuggestedthatpassiveimmunizationprotects quencedataofreverse-transcriptasepolymerasechainreac- against TBE. A specific TBE-immunoglobulin is available tionproductsobtainedfrombraintissueoftwohumancases in several European countries that can be used for pre- of WN encephalitis in Israel also showed a 99.8% homol- and postexposure prophylaxis. When given within 4 days ogy to the NY-99 strain (Giladi et al., 1999). These data after tick bite, the protective efficacy was estimated to be stronglysupportthehypothesisthatthe1999NewYorkout- 60–70% (Kunz et al., 1981). In a mouse model of TBE, breakoriginatedfromtheintroductionofaWNVstrainthat passive immunization with rabbit TBEV antibody resulted had been circulating in Israel (Giladi et al., 1999). Since in60%survivalwhenthemiceweretreated24hafterviral 1999,WNVhasextendeditsrangethroughoutmuchofthe challenge; however, there was no significant protection if US, and is now considered to be endemic in this country. themiceweretreated48hafterviralchallenge(Chibaetal., TheextentofspreadofWNVintoMexicoandCentraland 1999). This work, along with others (Kreil and Eibl, 1997) South America remains to be seen. Human infections with has suggested that passive protection by immune serum is WNVaregenerallyasymptomaticorproduceamild,undif- possible only before infection of the brain is established. ferentiated fever (West Nile fever), which can last from 3 However, others reached different conclusions using other to 6 days (Monath and Tsai, 2002). In contrast, recent out- flaviviruses in mouse models. For example, protection has breaksofWNVinfectioninNorthAmerica,easternEurope, been reported even when antibodies were administrated and Israel are characterized by relatively high rates of fa- after infection of the brain has been initiated in yellow talneurologicaldisorders(CDC,1999b,2001;Hubalekand fever virus and WNV (Camenga et al., 1974; Brandriss Halouzka, 1999). The most severe complications are com- et al., 1986). Clearly, more work needs to be done before monly seen in the elderly, with reported case fatality rates these issues can be fully resolved. Another area of contro- from 4 to 11% (Hayes, 1989; Tsai et al., 1998a; Hubalek versy surrounding passive immunization for TBE is related and Halouzka, 1999; Asnis et al., 2000; Komar, 2000). Se- to antibody-dependent enhancement (ADE). Several case vere, non-neurologic manifestations of WNV infection are reports suggest that the disease is exacerbated by postex- unusualandincludehepatitis,myocarditis,andpancreatitis. posure passive immunization (Kluger et al., 1995; Arras Many early laboratory studies of WN encephalitis were etal.,1996;Waldvogeletal.,1996).However,otherstudies performed in monkeys (Manulidis, 1956; Pogodina et al., demonstrated that in vivo enhancement of TBEV infection 1983) or mice (Eldadah et al., 1967; Weiner et al., 1970). by TBEV antibodies could not be observed although those WNV inoculated into monkeys intracerebrally results in antibodieswereabletoinduceADEinmousemacrophages the development of overt encephalitis, febrile disease, or in vitro (Kreil and Eibl, 1997). In addition, no indication an asymptomatic infection, depending on viral strain. The of ADE was seen in passive immunization experiments in African Eg-101 strain was the most virulent, and exper- aTBEmousemodel(Chibaetal.,1999). imentally attenuated clones 94 and 98 isolated from the population of the Astrakhan Hp-94 strain were the least 3.2. WestNilevirus virulent for monkeys (Pogodina et al., 1983). In the same study, virus was shown to persist in the brains of experi- WNV, first isolated from the blood of a woman in the mentallyinfectedrhesusmonkeys,regardlessoftherouteof West Nile district of Uganda in 1937 (Smithburn et al., inoculation, for up to 51/2 months (Pogodina et al., 1983). 1940),isamemberoftheJapaneseencephalitisvirus(JEV) Additionally, virus persistence occurred regardless of the serocomplex that includes other human pathogens such as outcomeofinfection(i.e.asymptomatic,fever,encephalitis). 158 A.Nalcaetal./AntiviralResearch60(2003)153–174 Thus, virus persistence should be regarded as a typical ditionally licensed by the U.S. Department of Agriculture result of inoculation of nonhuman primates with various (USDA) in August 2001, and in early 2003 Fort Dodge WNVstrains.Afterbothintracerebralandsubcutaneousin- AnimalHealthreceivedfull-licensedstatusfromtheUSDA oculation, the virus localizes predominantly in the cerebral for their product (West Nile-InnovatorTM). Although this subcortical ganglia, cerebellum, cerebral cortex, and may vaccine was protective in a hamster model, two of the nine alsobefoundinthekidneys,spleen,andlymphnodes.The animals had detectable viremia, suggesting the immune re- intracerebrally inoculated monkeys developed a subacute sponse to the killed vaccine was insufficient to completely inflammatory-degenerative process in the CNS and this inhibitreplicationofthechallengevirus(Teshetal.,2002). outcome was seen after infection with different strains and The same company has also initiated development of a clones of WNV that differed in their degree of virulence, DNA plasmid vaccine for horses. The DNA vaccine tech- antigenicproperties,andgeographicregionofisolation. nology for WNV was developed at the Centers for Disease Due to the cost and multitude of regulatory issues in- ControlandPrevention,FortCollins,COandhasprotected volvedwiththeuseofnonhumanprimatesinresearch,most against viral challenge in mice and horses (Davis et al., investigators now prefer the less expensive rodent models. 2001). A live attenuated WNV strain was produced by se- Allclassicallaboratorymicestrainsaresusceptibletolethal rialpassageofawild-typestraininAedesaegyptimosquito infectionsbytheintracerebralandintraperitonealroutesre- cells and neutralization escape from WNV-specific mon- sulting in encephalitis and 100% mortality. Recently, Xiao oclonal antibody. A single dose of the attenuated virus et al. (2001) developed a model for WN encephalitis using elicited 100% protection in mice and geese challenged in- the golden hamster, Mesocricetus auratus. Hamsters were tracerebrally with wild-type virus (Lustig et al., 2000). In experimentallyinfectedwiththeWNVstrainNY385-99iso- addition to work on veterinary vaccines, at least two com- lated from the liver of a snowy owl that died at the Bronx panieshaveinitiatedhumanvaccinedevelopmentprograms Zoo during the 1999 outbreak in New York City (Steele for WNV. Baxter-Immuno in Orth/Donau, Austria has et al., 2000). Hamsters appeared normal during the first initiated efforts to develop a formalin-inactivated human 5 days, became lethargic at approximately day 6, and de- vaccine, and Acambis Inc. (Cambridge, MA) has devel- veloped neurologic symptoms at days 7–10. Many of the oped a live-attenuated vaccine based on its ChimeriVaxTM severely affected animals died 7–14 days after infection. technology, which has also been used in the develop- Viremia was detected in the hamsters within 24h after in- ment of vaccines against Japanese encephalitis and dengue fectionandpersistedfor5or6days.Additionally,antibody viruses. The ChimeriVaxTM technology is based on work response,asmeasuredbyhemagglutinininhibition,wasde- by Chambers et al. (1999) and uses yellow fever 17D as tected in the infected animals beginning on day 5. Interest- a live virus vector. Chambers’ chimeric concept originated ingly, this pattern was the same regardless of the outcome fromearlierworkwhereanotherpairofflaviviruses,TBEV oftheinfection.Histopathologicexaminationofhamsteror- and dengue, were used to create a chimeric live virus with gans showed no substantial pathologic changes; however, vaccine potential (Pletnev et al., 1992). In the case of the substantial,progressivepathologicchangeswereseeninthe ChimeriVaxTM-WN, infectious clone technology was used brainandspinalcordofinfectedanimals.Thesehistopatho- to replace the genes encoding the prM and E proteins of logic changes in WNV-infected hamsters were similar to yellow fever 17D vaccine with the corresponding genes of thosepreviouslyreportedinparenterallyinfectedadultmice the WNV. The resulting chimeric virus contains the anti- (Eldadah et al., 1967; Weiner et al., 1970). The hamster gensresponsibleforprotectionagainstWNV,butreplicates model appears to more closely approximate human disease in the host like yellow fever 17D (Monath, 2001). Using thandoesthemousemodel.Acomparisonofthesignsand the same technology, Pletnev et al. constructed a chimeric symptomsofthehamsterandmousemodelswiththoseseen WNV/dengue 4 virus that elicited complete protection to inWNV-infectedpatientsarelistedinTable2.Furthermore, mice challenged by wild-type WNV (Pletnev et al., 2001). like the aforementioned monkey experiments by Pogodina TheChimeriVaxTM-WNalsocompletelyprotectedhamsters et al. (1983), persistent WNV infection was found in the fromchallengebywild-typevirus1monthaftervaccination brains of hamsters. Indeed, arboviral persistence seems to andinducedastronghumoralimmuneresponse,suggesting be a much more common phenomenon than once thought thisvaccinewillprovidelonglastingimmunity(Teshetal., (Kuno,2001). 2002).TheChimeriVaxTM-WNrecentlycompletedpreclin- There is no specific antiviral drug treatment for WNV ical studies and will be entering Phase I clinical trails in disease. Ribavirin and interferon alpha are active against late2003. WNV in vitro (Jordan et al., 2000; Morrey et al., 2002; AndersonandRahal,2002),buttherearecurrentlynoclin- 3.3. Japaneseencephalitisvirus ical data to support treatment of human disease. Likewise, thereisnolicensedhumanvaccineagainstWNV;however, JEV is transmitted to humans by Culex mosquitoes and several laboratories are actively involved in vaccine re- is a leading cause of childhood viral encephalitis in south- search. A formalin-inactivated veterinary vaccine produced ern and eastern Asia. JEV has also been a problem among by Fort Dodge Animal Health (Fort Dodge, IA) was con- militarypersonnelandtravelerstotheseregions.Itwasfirst A.Nalcaetal./AntiviralResearch60(2003)153–174 159 Table2 ComparisonofsignsandsymptomsofWNV-infectedpatientsandthoseseeninhamsterandmouseanimalmodelsa Humansubjectsymptomsb Hamstersignsc,preliminaryresultsd Mousesignse,preliminaryresultsd Fever(influenza-likeillness,biphasic,chill) Fever NDf Abruptonset(3–6dpig) Abruptonset(startat6dpi) Abruptonset(5dpi) Transientviremia(1–10dpi) Transientviremia(1–8dpi) Transientviremia(1–5dpi) Antibodyresponse(start5dpi) Antibodyresponse(start5dpi) Antibodyresponse(start5dpi) Headacheoftenfrontal,sorethroat ND ND Backpain,myalagia,arthralgia,fatigue ND ND Muscle,motorweakness Muscleweakness Ifpresent,veryshortterm Conjunctivitis,retrobulbarpain ND,exudatesfromeyesocket ND,exudatenotpresent Maculopapularorroseolarrash ND ND Lymphadenopathy ND ND Anorexia,nausea,abdomenpain,diarrhea Diarrheainsomeanimals Nodiarrhea Respiratorysymptoms,shortbreath Reducedoxygensaturation ND Asepticmeningitisorencephalitis ND ND Neckstiffness,vomiting ND ND Confusion,disturbedconsciousness Balance,circling Noteasilyapparent Somnolence Somnolence Somnolence,veryshortterm Tremorinextremities Tremorinextremities Tremorsrare Abnormalrelex,convulsion ND ND Alteredmentalstatus ND ND Cerebellarabnormality Cerebellarpathology Brainpathology Cranialnervepalsy ND ND Pareses(partialparalysis) Hindlimbparalysis Paralysisrare Coma Unresponsive Unresponsivenessshortterm Death(olderpatients,<0.1%) Death(∼50%) 80–100% Elevatedcerebrospinalfluidprotein ND ND aNotallsubjectsshowallsymptomsorsigns. bHubalekandHalouzka(1999);Weissetal.(2001). cXiaoetal.(2001). dAlignmentwithhumansymptomsarehighlysubjectiveandmaynotcorrelatedirectly. eHaahr(1968,1971);Katzetal.(2002);Beasleyetal.(2002). fND:notyetdetermined. gdpi:dayspostinfection. isolatedfromthebrainofapatientwhodiedfromencephali- JEVinfectionresultsinfatalityininfantmicebyallroutes tisinJapanin1935(BurkeandLeake,1988).Later,in1938, ofinoculation,andweanlingmicearehighlysusceptibleto the virus was also isolated from Culex tritaeniorhynchus intracerebral virus inoculation. Differences in pathogenesis mosquitoes in Japan. Culex mosquitoes breed in rice fields are seen when the virus is given by intraperitoneal inocu- and transmit the virus from birds or mammals (mostly do- lation (Huang, 1957a,b). These differences depend on the mesticpigs)tohumans(Hokeetal.,1988). amount of virus and the specific viral strains used. Mice JEV caused a great epidemic in Japan in 1924, resulting show biphasic viral multiplication in their tissues after pe- in 6125 cases and 3797 deaths (Burke and Leake, 1988). ripheralinoculation.Theearly-primaryviralreplicationoc- Althoughfurtherepidemicsoccurredin1935and1948,ad- cursintheperipheraltissuesandthelater-secondaryphasein ditional epidemics have not been seen in Japan since 1968. thebrain(HuangandWong,1963).Studiesalsodemonstrate JEVcausedamajorepidemicinKoreain1949andinChina that pregnant mice inoculated with JEV intraperitoneally in 1966. Overall at least 16 countries in eastern, southern, transmit the virus to the fetus and this transmission signif- and southeast Asia reported clinical cases of JE in humans icantly increases the incidence of abortion (Mathur et al., (BurkeandLeake,1988). 1982). Diseasesymptomsvaryfromamildfebrileillnesstoacute Severe histopathological changes are observed in brain meningomyeloencephalitis in JEV-infected patients. After hemispheres including substantia nigra, thalamus, and an asymptomatic incubation period of 1–2 weeks, patients lenticulo-striate complex when rhesus monkeys are inocu- exhibitsignsoffever,headache,stupor,andgeneralizedmo- latedintracerebrallywithJEV.Symptomssuchasweakness, tor seizures, especially in children. The virus invades and tremors, and convulsions began to appear on days 6–10, destroys the cortical neurons and causes encephalitis. This then death, preceded by clear signs of encephalomyelitis, neuronaldamageissimilartothedestructionofanteriorhorn occurredondays8–12postinfectionformostoftheanimals cellsseeninpoliomyelitis.Thefatalityraterangesfrom10 (Nathansonetal.,1966).IntranasalinoculationofJEValso to 50% and most survivors have neurological and psychi- results in fatality in both rhesus and cynomolgus monkeys, atricsequelae(Chenetal.,1999;Guirakhooetal.,1999). but asymptomatic viremia was observed after peripheral 160 A.Nalcaetal./AntiviralResearch60(2003)153–174 inoculation (Harrington et al., 1997; Burke and Monath, of a patient during the Beijing-1 (P1) strain epidemic. This 2001). vaccine, prepared in primary hamster kidney cells, is pro- IntracerebralorintranasalinoculationofJEVkilledham- duced exclusively in China and has been that country’s sters while peripheral inoculation caused asymptomatic principal JEV vaccine since 1968. The vaccine is given viremia. Studies with rabbits and guinea pigs showed that seasonally in early spring just before the JEV transmission all routes of inoculation of JEV produce asymptomatic in- season. Vaccination schedules vary locally, but in the rec- fection in these animals. While cattle are not affected by ommended schedule, the vaccine is given subcutaneously JEV, horses and swine are susceptible to infection with the in two doses, 1 week apart, to children 12 months old. virus(BurkeandMonath,2001). Boosterdosesaregiven1,6,and10yearslater(Tsaietal., Currently,threeJEVvaccinesareinuse(Guirakhooetal., 1999). In certain provinces, where JE cases were occurring 1999; Chang et al., 2000): (i) an inactivated vaccine de- in younger children, primary immunization with two doses rivedfrommousebrainsistheonlyvaccinecurrentlyinuse was begun at 6 months of age and was shown to provide internationally; (ii) a cell culture-derived inactivated vac- 85%protectionininfantsafterprimaryimmunization. cine; (iii) a cell culture-derived live attenuated vaccine in AliveattenuatedJEVvaccinebasedonastableneuroat- useonlyinChina.Althoughtheformalin-inactivated,mouse tenuatedstrainoftheJEV(SA14-14-2strain)wasproduced brain-derivedvaccineissafeandeffective,itisveryexpen- inprimaryhamsterkidneycellsandwaslicensedforusein siveforroutinevaccinationinmostAsiancountries.Alive China in 1988 (Tsai et al., 1998b). Currently, over 30 mil- attenuatedvaccinehasbeenusedonlyinChina.Duetovar- lion doses are distributed annually in several southwestern ious regulatory issues, this vaccine is not used outside of provinces and selected regions of China and is being used China. for routine vaccination of children in that country (Tsai During World War II, inactivated JEV vaccines prepared et al., 1998b). Two primary doses given at intervals of 1 or from suspensions of infected mouse brains were given to 2.5 months were shown to produce immunity in 94–100% US soldiers (Hoke et al., 1988). This unpurified vaccine of vaccinated school-aged children (Tsai et al., 1998b). wastestedinTaiwanin1965andwasshowntobeeffective. A case-controlled study in rural Sichuan Province, China, Although this vaccine appeared to be efficacious, adverse concluded that a regimen of two doses administered 1 year reactions such as hypersensitivity reactions consisting of apartwastopreventclinicallyimportantdisease(Hennessy generalized urticeria and angioedema forced the develop- etal.,1996). ment of improved vaccines (Tsai et al., 1998b). In 1965 a DNA vaccines also provide protection against JEV in- highlypurifiedJEVvaccine,whichisaformalin-inactivated fection. Vaccination with plasmid DNA (pCMXENV) preparation purified from infected mouse brains, was de- expressing JEV E protein provides significant protection veloped by the Research Foundation for Microbial Disease against intracerebral viral challenge with JEV (Ashok and of Osaka University (Biken) in Japan using the Nakayama Rangarajan, 2000). Although JEV-specific antibodies were strain of JEV. The Nakayama strain of JEV was isolated not detected in mice inoculated intramuscularly or in- fromthecerebrospinalfluid(CSF)ofapatientin1935and tranasally pCMXENV, an increase in JEV-specific T cells, maintainedbycontinuousmousebrainpassageandhasbeen enhanced production of interferon-gamma, and complete the principal strain used in mouse brain-derived vaccines absenceofinterleukin-4wereobservedafterJEVchallenge. produced throughout Asia (Oya, 1988). This vaccine was These results indicate that protection is most likely medi- used for routine vaccination of children in Japan for many ated by T helper lymphocytes of the Th1 sub-type (Ashok years, although its efficacy was never tested. In 1982, the and Rangarajan, 2000). It was also reported that DNA vac- inactivatedJEVvaccinewaslicensedasJE-VAXintheUS, cines containing the JEV E gene (Chen et al., 1999) or Canada, Israel, and several Asian countries. The vaccine is JEV E and prM genes (Konishi et al., 1998a) were able to givensubcutaneouslyintwodoses1–4weeksapart,witha provideprotectionagainstalethalJEVchallenge. booster dose at 1 year and additional booster doses at 1–3 Second generation-recombinant JEV vaccines have fo- yearsthereafter.DuetothenaturaldiversityofJEVstrains, cused on expression of the relevant immunogens in aden- a second mouse brain-derived vaccine was produced based oviruses, vaccinia viruses, or baculoviruses (Konishi et al., on the Beijing-1 strain (also known as the P1 in China or 1997). Infectious vaccines consist of attenuated viral iso- theequivalentP3).TheBeijing-1straingrowstohighertiter lates generated from infectious cDNA clones, while nonin- andthevaccineproduceshigherheterologousantibodytiters fectiousvaccinescontainimmunogenJEVproteins(Konishi in vaccinated mice than does the Nakayama strain vaccine etal.,1997).ThreeJEVproteins,prM,E,andnonstructural (Tsai et al., 1999). Biken, the principal Japanese manufac- (NS) proteins, used in non-infectious vaccines are glyco- turerofJEvaccine,hasusedtheBeijing-1strainsince1989 sylated and capable of inducing protective immunity. Re- in vaccine produced for domestic consumption, whereas combinantJEVvaccineconsistingofgenesextendingfrom the Nakayama strain is used in vaccines distributed inter- prM to nonstructural 2B (NS2B) in a vaccinia virus back- nationally (Tsai et al., 1999). Later, a cell culture-derived boneprotectedchallengedmice(Konishietal.,1991,1992). inactivatedvaccinecontainingtheP3strainwasdeveloped. Moreover,recombinantvacciniavirusesexpressingtheprM, TheP3strainofJEVwasrecoveredin1949fromthebrain E, and NS1 genes of JEV based on the highly attenuated