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DTIC ADA421828: Europe's New Security Vocation PDF

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From the introduction to Recent titles E u M NAIR PAPER 66 r C Europe’s New in the McNair o p e Security Vocation Paper series: ’s N e For the United States, having w S more militarily capable allies who 65 e c Europe’s New are ready to shoulder heavier bur- u Agricultural Bioterrorism: r i dens has been a long-time goal, A Federal Strategy to ty Address the Threat V Security Vocation one that became more o c compelling in light of the wars Henry S. Parker a t i o in the former Yugoslavia. Allies n able to do the difficult job of 64 peacemaking and peacekeeping The Strategic Implications of a Nuclear-Armed Iran could ease the demands on the United States to police a Kori N. Schake and Judith S. Yaphe continent where nationality con- flicts, which do not affect core 63 American interests, are the All Possible Wars? main threat to peace. Further- Toward a Consensus View more, the cumulative effects of of the Future Security protracted peacekeeping engage- Environment, 2001–2025 ments on military resources and Sam J. Tangredi morale are a growing concern. M I C H A E L J. B R E N N E R A more equitable distribution 62 of duties also conforms to the B The Revenge of the R E U.S. reluctance to back com- Melians: Asymmetric N N mitting its troops to missions Threats and the Next QDR E R that risk casualties in doubtful Kenneth F. McKenzie, Jr. causes that affect West Europeans more directly than 61 they do the United States. Illuminating Tomorrow’s War Institute for National Strategic Studies Martin C. Libicki National Defense University Report Documentation Page Form Approved OMB No. 0704-0188 Public reporting burden for the collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to Washington Headquarters Services, Directorate for Information Operations and Reports, 1215 Jefferson Davis Highway, Suite 1204, Arlington VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to a penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. 1. REPORT DATE 2. REPORT TYPE 3. DATES COVERED JAN 2002 N/A - 4. TITLE AND SUBTITLE 5a. CONTRACT NUMBER Europe’s New Security Vocation 5b. GRANT NUMBER 5c. PROGRAM ELEMENT NUMBER 6. AUTHOR(S) 5d. PROJECT NUMBER Michael J. Brenner 5e. TASK NUMBER 5f. WORK UNIT NUMBER 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) 8. PERFORMING ORGANIZATION National Defense University Institute for National Strategic Studies Fort REPORT NUMBER McNair Washington, DC 20319 9. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR’S ACRONYM(S) 11. SPONSOR/MONITOR’S REPORT NUMBER(S) 12. DISTRIBUTION/AVAILABILITY STATEMENT Approved for public release, distribution unlimited 13. SUPPLEMENTARY NOTES The original document contains color images. 14. ABSTRACT 15. SUBJECT TERMS 16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF 18. NUMBER 19a. NAME OF ABSTRACT OF PAGES RESPONSIBLE PERSON a. REPORT b. ABSTRACT c. THIS PAGE UU 96 unclassified unclassified unclassified Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std Z39-18 01 McN 66_Cvs 1/10/02 11:28 AM Page 2 About the Author NATIONAL DEFENSE UNIVERSITY President: Vice Admiral Paul G.Gaffney II,USN Michael J. Brenner is professor of international relations at the Vice President: Ambassador Robin Lynn Raphel University of Pittsburgh. He researched and wrote this paper while INSTITUTE FOR NATIONAL STRATEGIC STUDIES serving as a distinguished visiting fellow in the Institute for National Director: Stephen J.Flanagan Strategic Studies at the National Defense University. Dr. Brenner earned his Ph.D. at the University of California, Berkeley. He has PUBLICATION DIRECTORATE published several works on Euro-American relations and European Director and Editor,Joint Force Quarterly: Robert A.Silano security, including Terms of Engagement: The United States and the General Editor,NDU Press: William R.Bode European Security Identity(Washington, DC: Center for Strategic Supervisory Editor,NDU Press: George C.Maerz and International Studies, 1998), NATO and Collective Security National Defense University Press (London: Macmillan, 1997), and articles in Politique Etrangere, ATTN:NDU–NSS–PD Internationale Politik, International Affairs, Survival, and Foreign 300 Fifth Avenue (Bldg.62) Policy. His latest work, coauthored with Guillaume Parmentier, is Fort Lesley J.McNair Reconciliable Differences: U.S.-French Relations in the New Era Washington,D.C. 20319–5066 (Washington, DC: The Brookings Institution Press, 2001). Telephone:(202) 685–4210 Facsimile:(202) 685–4806 (cid:2) (cid:2) (cid:2) (cid:2) About INSS Publications Print Publications For general information on publications and other programs of the Institute for National Strategic Studies, consult the National Defense University Web site at http://www.ndu.edu. To request a complimentary copy of available NDU Press titles, contact [email protected] e-mail or leave a voice message at (202) 685–4210. Most NDU Press titles can be purchased from the U.S. Government Printing Office; call (202) 512–1800 or order on-line at The National Defense University (NDU) is a joint professional military education institution http://www.access.gpo.gov. operating under the direction of the Chairman of the Joint Chiefs of Staff. Its purpose is to prepare military and civilian leaders for service at the highest levels of national defense Electronic Publications and security. The principal operating elements of NDU are the Industrial College of the Numerous titles published by NDU Press are available on-line at Armed Forces, National War College, Joint Forces Staff College, Information Resources http://www.ndu.edu/ndu/inss/press/ndup2.html. Management College, Institute for National Strategic Studies, and Center for Hemispheric Defense Studies. Joint Force Quarterly (JFQ) The Institute for National Strategic Studies (INSS) conducts strategic studies for the The journal publishes articles, reviews, professional notes, and other features Secretary of Defense, Chairman of the Joint Chiefs of Staff, and unified commanders in by military officers, defense analysts, and scholars on the integrated employ- chief; supports national strategic components of NDU academic programs; and provides ment of land, sea, air, space, and special operations forces. JFQfocuses on outreach to other governmental agencies and the broader national security community. joint doctrine, coalition warfare, contingency planning, combat operations con- The Publication Directorate of INSS publishes books, monographs, reports, and ducted by unified commands, and joint force development. For current and occasional papers on national security strategy, defense policy, and national military back numbers of the journal, visit the JFQHome Page maintained on the Joint strategy through National Defense University Press that reflect the output of university Doctrine Web site at http://www.dtic.mil/doctrine/jel/jfq_pubs/index.htm. research and academic programs. In addition, it produces Joint Force Quarterly, a professional military journal published for the Chairman of the Joint Chiefs of Staff. Europe’s New Security Vocation Michael J. Brenner McNair Paper 66 INSTITUTE FOR NATIONAL STRATEGIC STUDIES NATIONAL DEFENSE UNIVERSITY WASHINGTON, D.C. 2002 The opinions, conclusions, and recommendations expressed or implied within are those of the contributors and do not necessarily reflect the views of the Department of Defense or any other agency of the Federal Govern- ment. This publication is cleared for public release; distribution unlimited. Portions of this work may be quoted or reprinted without further permission, with credit to the Institute for National Strategic Studies. A courtesy copy of any reviews and tearsheets would be appreciated. First printing, January 2002 For sale by the U.S. Government Printing Office. To order, contact Superintendent of Documents, Mail Stop: SSOP, Washington, D.C. 20402–9328 (ISSN 1071–7552) Contents Foreword ................................................. v Acknowledgments ..................................... vii Chapter One Introduction .............................................. 1 Chapter Two Perspectives on the Use of Force ................... 13 Chapter Three EU–NATO Cooperation .............................. 41 Chapter Four Conclusion ............................................... 73 Appendix Principal Institutions of the European Union ..... 85 Endnotes ................................................. 89 iii Foreword The quest of the European Union (EU) to develop capabilities in security and defense affairs has been a surprisingly contentious issue in transatlantic relations over the past decade. Officials in EU governments have been perplexed that European Security and Defense Policy (ESDP), which they see as integral to building the EU in all of its dimensions, is viewed in some American political circles with trepidation, or even as a grave threat to the North Atlantic Treaty Organization (NATO). Most Europeans believe that ESDP will actually strengthen the Alliance by allowing Europeans to assume a larger share of the burdens of transatlantic security. While Washington has long professed support in principle for ESDP, American objections to specific EU defense initiatives have led some European governments to doubt the strength of that support. However, European efforts to press the development of ESDP in the context of recent crises have heightened American concerns that the project is designed to displace rather than bolster NATO. Some of the controversy can be attributed to periodic rhetorical flourishes by European officials that greatly overstate near-term ESDP capabilities or long-term goals. Certain American concerns are due, in part, to misperceptions and misunderstanding of ESDP structure and activities on this side of the Atlantic. Michael Brenner’s fluid and incisive analysis chronicles the development of ESDP and assesses its durability and driving political motivations. In the process, he helps to demystify the functioning of ESDP, which is of particular value to American readers unfamiliar with this initiative. Professor Brenner also advances a number of sound recommendations for U.S. policymakers about handling ESDP. As he argues, if Washington consults with European allies in ways that diminish concerns about American unilateralism, reduces restrictions on technology transfers critical to European defense modernization, and v vi FOREWORD develops reliable modalities for NATO–EU military cooperation, then the prospects that ESDP will evolve in a manner consistent with long- term U.S. interests will greatly increase. This paper sheds much light on a European project whose outcome is critical to American security. Stephen J. Flanagan, Director Institute for National Strategic Studies Acknowledgments In writing this paper, I have been the beneficiary of the hospitality, encouragement, and intellectual stimulation provided by the Institute for National Strategic Studies (INSS) at the National Defense University (NDU). I had the exceptional opportunity to spend a year at INSS as a distinguished visiting fellow at the invitation of Hans Binnendijk, then Director of the Institute. The INSS Director of Research, Stephen A. Cambone, and his colleagues engaged me in their project on the nascent European Security and Defense Policy where this study originated. The rich program of seminars and stream of European visitors created the ideal setting for tracking and interpreting policy trends on both sides of the Atlantic. I wish to thank Dr. Cambone and Richard A. Kugler for their comments on an earlier draft of this paper. A special word of apprecia- tion goes to Stephen J. Flanagan who, as INSS Director, guided it to completion through multiple drafts with patience, good humor, and an unfailing critical eye. James A. Schear gave the manuscript attentive, judicious editing that helped refine the final product. My thanks go as well to Robert A. Silano, Director of Publications, for his professional- ism and friendship. Thanks are also due to the editorial staff of NDU Press— William R. Bode, George C. Maerz, Lisa M. Yambrick, and Jeffrey D. Smotherman—who brought this publication to completion under the supervision of Mr. Silano. vii Chapter One Introduction The idea of a European Security and Defense Identity (ESDI) has been a feature of the transatlantic security dialogue for a decade. The 1991 Maastricht Treaty foresaw an eventual incorporation of the Western European Union (WEU) as the defense arm of the European Union (EU). Endowing the Union with military capability was a logical extension of the commitment to a Common Foreign and Security Policy (CFSP) as stipulated in the treaty. Both ideas, promoted by France and Germany, expressed the general desire of member states to play a more active role in securing the peace and stability of postcommunist Europe. Extending the principle of integration into the foreign policy field served two purposes. It was a means to tighten community bonds in the new, unsettled strategic environment by providing reassurance against the renationalization of defense policies. At the same time, it laid the basis for a collective effort to influence continental affairs consonant with the European venture in an orderly transition to democracy and market economies. The perceived need to add a security building block to the project of “constructing Europe” also reflected apprehension about a possible retreat of the United States from a Europe now free of the Soviet military threat. That possibility added further reason for West Europeans to make contingency plans for an uncertain future.1 For the United States, having more militarily capable allies who are ready to shoulder heavier burdens has been a long-time goal, one that became more compelling in light of the wars in the former Yugoslavia. Allies able to do the difficult job of peacemaking and peacekeeping could ease the demands on the United States to police a continent where nationality conflicts are the main threat to peace. Furthermore, the cumulative effects of protracted peacekeeping on military readiness and morale are a growing concern. A more equitable distribution of duties also conforms to the U.S. reluctance to back committing its troops to 1

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