Report Documentation Page Form Approved OMB No. 0704-0188 Public reporting burden for the collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to Washington Headquarters Services, Directorate for Information Operations and Reports, 1215 Jefferson Davis Highway, Suite 1204, Arlington VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to a penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. 1. REPORT DATE 2. REPORT TYPE 3. DATES COVERED 2003 N/A - 4. TITLE AND SUBTITLE 5a. CONTRACT NUMBER 810 NM LIGHT TREATMENT OF ACUTE SPINAL CORD INJURY 5b. GRANT NUMBER ALTERS THE IMMUNE RESPONSE AND IMPROVES AXONAL REGENERATION AND FUNCTIONAL RECOVERY 5c. PROGRAM ELEMENT NUMBER 6. AUTHOR(S) 5d. PROJECT NUMBER Byrnes /Kimberly R. 5e. TASK NUMBER 5f. WORK UNIT NUMBER 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) 8. PERFORMING ORGANIZATION Uniformed Service University of the Health Sciences REPORT NUMBER 9. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR’S ACRONYM(S) 11. SPONSOR/MONITOR’S REPORT NUMBER(S) 12. DISTRIBUTION/AVAILABILITY STATEMENT Approved for public release, distribution unlimited 13. SUPPLEMENTARY NOTES 14. ABSTRACT Spinal cord injury (SCI) results in substantial and often permanent impairment of function due to the lack of regeneration of damaged axons. Despite vigorous research, no cure for SCI has been found. Light therapy (LT), through the absorption of light by target tissue, improves healing in a number of injury models. However, no study to date has assessed the ability of LT to facilitate the regeneration of specific spinal cord tracts. Our hypothesis was that transcutaneous application of 810 nm light promotes axonal regeneration and functional reinnervation following transection of the corticospinal tract (CST) by changing the extracellular milieu of the spinal cord. Three studies were implemented to investigate this hypothesis. First, anterograde and retrograde tract tracing techniques were used to investigate axonal regrowth after SCI and LT. LT (810 nm) was applied at the site of acute injury to the CST of adult rats. Anterograde tract tracing demonstrated that LT improved axonal regrowth after injury, with significant increases in axon number (199 +/- 12) and distance of regrowth (8.7 +/- 0.8 mm) as compared to controls (p<0.01). Double label retrograde tract tracing revealed that transected axons regrew and reinnervated motor neurons in the lumbar spinal cord in the light treated group only (p<0.05). Functional analyses revealed that this regeneration was coupled with significant improvement in 2 tests of CST performance, angle of rotation and ladder beam cross time (p<0.05). Second, to explore the effect of LT on the spinal cord cellular environment, we investigated the inflammatory response after SCI, using quantitative immunohistochemistry techniques. This study revealed that LT suppressed the invasion/activation of macrophages, microglia and T lymphocytes after SCI (p<0.001) and delayed the activation of astrocytes. The third study explored gene expression after SCI and LT. A number of cytokines and chemokines were assessed using reverse transcriptase-polymerase chain reaction (RT-PCR). Expression of interleukin 6, monocyte chemoattractant protein 1 (MCP-1) and inducible nitric oxide synthase (iNOS) was suppressed at 6 hours post-injury by LT (p<0.01). These results demonstrate that LT has an anti-inflammatory effect on the spinal cord after injury and significantly improves axonal regeneration and functional recovery. 15. SUBJECT TERMS 16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF 18. NUMBER 19a. NAME OF ABSTRACT OF PAGES RESPONSIBLE PERSON a. REPORT b. ABSTRACT c. THIS PAGE SAR 153 unclassified unclassified unclassified Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std Z39-18 COPYRIGHT STATEMENT The author hereby certifies that the use of any copyrighted material in the dissertation manuscript entitled: “810 nm Light Treatment of Acute Spinal Cord Injury Alters the Immune Response and Improves Axonal Regeneration and Functional Recovery” is appropriately acknowledged and, beyond brief excerpts, is with the permission of the copyright owner. Kimberly R. Byrnes Neuroscience Program Uniformed Services University of the Health Sciences ii ABSTRACT 810 NM LIGHT TREATMENT OF ACUTE SPINAL CORD INJURY ALTERS THE IMMUNE RESPONSE AND IMPROVES AXONAL REGENERATION AND FUNCTIONAL RECOVERY Kimberly R. Byrnes Directed by Juanita J. Anders, Ph.D., Associate Professor of Anatomy, Physiology, and Genetics, and Neuroscience Spinal cord injury (SCI) results in substantial and often permanent impairment of function due to the lack of regeneration of damaged axons. Despite vigorous research, no cure for SCI has been found. Light therapy (LT), through the absorption of light by target tissue, improves healing in a number of injury models. However, no study to date has assessed the ability of LT to facilitate the regeneration of specific spinal cord tracts. Our hypothesis was that transcutaneous application of 810 nm light promotes axonal regeneration and functional reinnervation following transection of the corticospinal tract (CST) by changing the extracellular milieu of the spinal cord. Three studies were implemented to investigate this hypothesis. First, anterograde and retrograde tract tracing techniques were used to investigate axonal regrowth after SCI and LT. LT (810 nm) was applied at the site of acute injury to the CST of adult rats. Anterograde tract tracing demonstrated that LT improved axonal regrowth after injury, with significant increases in axon number (199 +/- 12) and distance of regrowth (8.7 +/- 0.8 mm) as compared to iii controls (p<0.01). Double label retrograde tract tracing revealed that transected axons regrew and reinnervated motor neurons in the lumbar spinal cord in the light treated group only (p<0.05). Functional analyses revealed that this regeneration was coupled with significant improvement in 2 tests of CST performance, angle of rotation and ladder beam cross time (p<0.05). Second, to explore the effect of LT on the spinal cord cellular environment, we investigated the inflammatory response after SCI, using quantitative immunohistochemistry techniques. This study revealed that LT suppressed the invasion/activation of macrophages, microglia and T lymphocytes after SCI (p<0.001) and delayed the activation of astrocytes. The third study explored gene expression after SCI and LT. A number of cytokines and chemokines were assessed using reverse transcriptase-polymerase chain reaction (RT-PCR). Expression of interleukin 6, monocyte chemoattractant protein 1 (MCP-1) and inducible nitric oxide synthase (iNOS) was suppressed at 6 hours post-injury by LT (p<0.01). These results demonstrate that LT has an anti-inflammatory effect on the spinal cord after injury and significantly improves axonal regeneration and functional recovery. iv 810 NM LIGHT TREATMENT OF ACUTE SPINAL CORD INJURY ALTERS THE IMMUNE RESPONSE AND IMPROVES AXONAL REGENERATION AND FUNCTIONAL RECOVERY By Kimberly R. Byrnes Dissertation submitted to the faculty of the Program in Neuroscience of the Uniformed Service University of the Health Sciences In partial fulfillment of the requirements for the degree of Doctor of Philosophy 2003 v ACKNOWLEDGEMENTS I would first and foremost like to thank Dr. Juanita J. Anders, my advisor and mentor over these past 6 years. Without her help, guidance, and friendship, this thesis would not have been possible. I’ve learned an immeasurable amount about science, academics and research. Thank you. I would also like to thank all of the members of my committee, Drs. Rosemary Borke, Sonia Doi, Howard Bryant, Leslie McKinney and Ronald Waynant. Without their advice, time and commitment, I would not have been able to see this project through to its conclusion. Their effort in helping me to complete this journey has been inspiring. I owe an enormous thank you to the many people over the years that helped me with the actual workload of this project. For his patience, countless answers to my countless questions, and the amount of laser information that I never knew I’d need to learn, I thank Dr. Ilko Ilev. To Xingjia Wu, Kimberly Smith, Lauren Barna, Reed Heckert, Amy Van Horn, Heather Gerst, and Dr. Holly Nash, thank you for your hours upon hours of hard work for caring about my project. I would like to acknowledge the faculty and staff of the Neuroscience Program and the Graduate Education Office, specifically Drs. Cinda Helke, Michael Sheridan and Regina Armstrong and Ms. Janet Anastasi, for encouraging me to become involved in the vi graduate education process on more than one level and helping me to learn more than I ever thought I would in graduate school. I would also like to acknowledge the advice and support of several faculty and staff of USUHS, including Drs. Diane Borst, Michelle Chenault, Cathy Joswick, Joe McCabe, Harvey Pollard and Linda Porter. And I’d like to thank those outside of USUHS who also supported my journey, Drs. David Baxter, Laure Haak, Leonardo Longo and Jan Tunér. I am extremely grateful to the friends that I have made along the way. Without their support, guidance and advice, I would not be where I am today. I would be remiss if I did not specifically acknowledge Ashley Poindexter, Tara Romanczyk, Alisa Schaefer and Sharon Dominick for their love and encouragement. Finally, I thank my parents, Rose and Randolph Byrnes, for their never ending support and love. Thank you for giving me a chance to make you proud. I still owe you a beach house, but hopefully this will hold you till then. vii TABLE OF CONTENTS APPROVAL SHEET i COPYRIGHT STATEMENT ii ABSTRACT iii TITLE PAGE v ACKNOWLEDGMENTS vi TABLE OF CONTENTS viii LIST OF TABLES x LIST OF FIGURES xi LIST OF ABBREVIATIONS xiii CHAPTER 1: INTRODUCTION 1 CHAPTER 2: LIGHT PROMOTES REGENERATION AND FUNCTIONAL RECOVERY AFTER SPINAL CORD INJURY Title Page 24 Introduction 24 Results/Conclusions 25 Methods 31 Figures 35 CHAPTER 3: LIGHT ALTERS CELLULAR INVASION AND ACTIVATION FOLLOWING SPINAL CORD INJURY Title Page 40 viii Acknowledgements 41 Abstract 42 Introduction 43 Methods 46 Results 50 Discussion 56 Tables/Figures 64 CHAPTER 4: LIGHT SUPPRESSES CYTOKINE AND CHEMOKINE GENE EXPRESSION AFTER SPINAL CORD INJURY Title Page 70 Abstract 72 Introduction 74 Material and Methods 77 Results 81 Discussion 84 Acknowledgements 90 Tables/Figures 91 CHAPTER 5: DISCUSSION 96 REFERENCES 106 APPENDIX 132 ix