INDEX Sl. Para Description Page No. No. PREFACE ACKNOWLEDGEMENTS EXECUTIVE SUMMARY i-xxvii CHAPTER I PERSPECTIVE AND CONTEXT 1. 1.1 Induction Training Reflects the Federal Features of the 1 Service: 2. 1.2 Structure and Duration of the Induction Training 2 3. 1.3 Objectives of Professional Training at LBSNAA 3 4. 1.4 State and District Training 4 5. 1.5 The Constitution of the Syllabus Review Committee: 5 CHAPTER II METHODOLOGY 6. 2.1 Approach adopted by the Committee 8 7. 2.2 Issues Considered by the Committee 8 8. 2.3 Consultations with Experts, and Stakeholders 9 CHAPTER III 9. 3.1 Training Needs & the Current Induction Training: 13 A Synthesis of the Inputs Received 10. 3.2 Who are the trainees? 13 11. 3.3 Working environment 15 12. 3.4 Framework to Assess Training Needs and Training 20 Gaps 13. 3.5 The Value Challenge 21 14 3.6 Subject/Sectoral Expertise 29 15. 3.7 What the respondents have to say about content and 32 transaction of syllabus 16. 3.8 Political Concepts and Constitution, and Indian History 34 and Culture 17. 3.9 Law 38 18. 3.10 Integrating Public Administrations and Management 40 19. 3.11 More Emphasis on Development Needed 42 20. 3.12 More Emphasis on Urban Governance Needed 45 21. 3.13 Training in Districts and ATIs 47 22. 3.14 More Economics 49 23. 3.15 Skills and Competencies directly related to the tasks of 52 a SDM/Additional DM/DM. 24. 3.16 Language 54 25. 3.17 Questions of pedagogy 54 Training is too theoretical and attempts far too many things, many of which are not relevant 26. 3.18 Restructuring the Sandwich Pattern: Dr. Agnihotri’s 58 Theo-Practical Model CHAPTER IV FOUNDATION COURSE 27 4.1 Duration 60 28 4.2 Periodicity of Foundation Course 60 29 4.3 All Services to Give Equal Weightage to Foundation 61 Course 30 4.4 Duration of a Class 62 31 4.5 Reorganization of Subjects 62 32. 4.6 Contemporary India and the Global Environment 63 33. 4.7 Governance, Ethics, and Leadership 63 34. 4.8 Public Administration and Management 64 35. 4.9 eGovernance 65 36. 4.10 Law 65 37. 4.11 Political Economy 66 38. 4.12 Evaluation 66 Foundation Course 39. Table I Contemporary India and the Global Environment 67 Syllabus 40. Table II Foundation Course: Governance, Ethics & Leadership 73 Syllabus 41. Table III Foundation Course: Public Administration & 78 Management Syllabus 42. Table IV Foundation Course: eGovernace Syllabus 82 43. Table V Foundation Course: Law Syllabus 85 44. Table VI Foundation Course: Political Economy Syllabus 87 CHAPTER V IAS PROFESSIONAL TRAINING PART I: INTRODUCTORY 45. 5.1 Duration of Phase I, State/District and Phase II Training 89 46. 5.2 Basic Principles underlying the changes suggested to 91 the syllabus 47. 5.3 Reorganization of Subjects 92 48. 5.4 Indian Administrative Service (Probationers Final 93 Examination) to be at the end of State/District Training 49. 5.5 Learning Objectives during State/District Training 94 50 5.6 Structured Training Pattern 94 51. 5.7 Strengthening of ATIs 95 52. 5.8 Choice of Training District and District Collector 95 53. 5.9 Fostering Linkages Between the Training at LBSNAA 96 and in the States/Districts 54. 5.10 District Assignments and Action Research 96 55. 5.11 Focus on Experience Sharing & Interactive Sessions 98 56. 5.12 Additional Modules and Seminars 98 57. 5.13 Additional Inputs on eGovernance 99 58. Table I Common Pattern of State Attachment of IAS 107 Probationers 59. Table II Additional Inputs of Governance, Ethics and 108 Leadership 60. Table III Additional Inputs of Administration and Management 109 61. Table IV Additional Inputs of Human and Social Development 109 62. Table V District and Regulatory Administration 112 63. Table VI Additional Inputs of eGovernance 115 64. Table VII Additional Inputs of Law 117 65. Table VIII Additional Inputs of Political Economy 120 66. Table IX Allocation of the Module Themes Currently being 122 Transacted Among Different 67. Table X Illustrative List of Topics Which Need to be Covered 123 During the State/District Training 68. Table XI EGovernance Training module Professional 126 Course(Phase II) 69. Table XII Indian Administration Service (Probationers Final 127 Examination) Regulation, 1955: Allocation of Marks Among Subjects CHAPTER VI TRAINING OF OFFICERS PROMOTED OR APPOINTED BY SELECTION TO THE IAS 70. 6.1 Rules Regarding promotion to the IAS 128 71. 6.2 Present Pattern of Induction Training of Officers 128 Promoted to the IAS 72. 6.3 Training Needs of Officers Promoted to IAS 129 CHAPTER VII SELF DEVELOPMENT AND LIFELONG LEARNING 73. 7.1 Induction Training a Preparation for Lifelong Learning 132 74. 7.2 Facilitating Learning-on-the job by Young IAS Officers 133 75. 7.3 Linkages between Induction training with Mid-career 135 training Linking Induction/Mid-career Training with the Award of a Post Graduate Degree in Public Policy and Management CHAPTER VIII SPECIAL TRAINING NEEDS OF THE NORTH EAST CADRES 76. 8.1 Introductory 138 77. 8.2 Counseling 138 78. 8.3 Special Training Needs 139 79. 8.4 Special arrangements for on the on –job training 141 80. 8.5 Institutional arrangements 141 81. 8.6 Combating stereo-types 141 CHAPTER IX INSTITUTIONAL ARRANGEMENTS FOR THE STRENGTHENING OF LBSNAA 82. 9.1 Training Activities 142 83. 9.2 LBSNAA: Hub of Networks of Training Institutions 143 84. 9.3 Research Centres Attached to LBSNAA 143 85. 9.4 Institutional Collaborations 143 86. 9.5 Faculty 144 87. 9.6 Unit for Case Development 146 88. 9.7 LBSNAA to be the National Repository of Training 147 Material 89. 9.8 Reorganizing the Structure of LBSNAA 147 90. Annexure I The Indian Administration Services (Probationers’ 151 Final Examination) Regulations, 1955 91. Annexure II Salient Features of the Foundation, Phase I, State and 156 Phase II Training1 92. Appendix II District Training Programme for IAS Officer-Trainees 212 To Annexure II 93. Appendix III Training need Analysis & Design of Training 213 To Annexure II 94. Annexure III OFFICE MEMORANDUM 278 95. Annexure IV Dear Colleague, The Government have appointed a 280 committee under the chairmanship of Shri RVV Ayyar, IAS [Retd.] to review the induction training of IAS officers. Your views would be very valuable for the review. I Shall be grateful if you could devote a little time for offering your views. A questionnaire is enclosed to help you to organize your thoughts. Vashudha Mishra 96. Annexure V Committee for Reviewing the Induction Training of 287 IAS Officers Questionnaire for eliciting the views of Senior IAS officers who supervise the work of IAS officers with ten years of 10 years of service or less) 97. Annexure VI Questionnaire for Officers Promoted from the State 289 Civil Services/Gazetted Services Report of the Committee to Review Induction Training Syllabus, June 2007 Preface It is a great privilege and pleasure to chair the IAS Induction Training Syllabus Review Committee which was constituted by the Department of Personnel and Training on 29th March, 2005. To use an evocative expression of V.S.Naipaul, the ongoing democratization process has transformed India into a land of mutinies. The 73rd and 74th amendments to the Constitution have altogether transformed district administration and the role of district officers. The working environment has become more demanding and complex. There is an all-pervasive demand for improved governance. The Information Technology Revolution is reconfiguring the landscape of governance. E-Governance expands the reach and grasp of governments and makes it possible to attain levels of performance that were hitherto unimaginable. The need for inculcating values in the officers for further professionalising the civil services has become all the more important. The spirit of the times calls for the IAS to reinvent itself, enhance public confidence by superb professional competence, personal commitment and professional and personal integrity. In its work, the Committee was greatly benefited by: (cid:151) The extensive presentations made and inputs provided by the faculty of LBSNAA; (cid:151) Papers presented by officers and academics; (cid:151) An evaluation study commissioned by the Department of Personnel and Training and undertaken by the Centre for Good Governance, Hyderabad; and (cid:151) An alternative model of Induction Training drawn up by Dr. V.K.Agnihotri, former Secretary to Govt. of India and former Jt. Director of LBSNAA. The Committee was also able to assess the training needs as well as changes needed in the induction training by a synthesis of the multifarious inputs received through extensive stakeholder consultations it had with the LBSNAA faculty, well known experts in the fields of Law, Management, Public Administration, Economics etc, Directors of CTIs/ATIs, IAS officers of various levels of seniority, representatives of Civil Society Organisations, Governors, Chief Ministers, State Governments and Central Government Ministries and Departments. The responses received were extremely rich in content and covered a wide range of issues that the Committee ought to consider. It is significant that except for a couple of responses, none questioned the duration of the training or the idea underlying the present sandwich pattern of training. Report of the Committee to Review Induction Training Syllabus, June 2007 In this report an attempt has been made to offer practical recommendations keeping in mind the central message emerging from the various responses that training needs to inculcate in the OTs professional competence, personal commitment and professional and personal integrity. I hope that implementation of the recommendations contained in this report would further enhance the relevance of training and reinforce the Government’s ongoing efforts in bringing about civil service reforms and further professionalising the IAS. I would like to express my gratitude to all those who have helped the Committee in its work, by providing substantive inputs and participating in the deliberations of the Committee. (R.V.Vaidyanatha Ayyar) Chairman 19.06.2007 Report of the Committee to Review Induction Training Syllabus, June 2007 Acknowledgements The Committee wishes to place on record its deep sense of gratitude to all those who have contributed to the making of this report, particularly the following: LBSNAA DoP&T Shri D.S.Mathur Shri Ajay Sawhney Shri Rudhra Gangadharan Shri Vineet Pandey Shri Padamvir Singh Ms. R.Jaya Shri L.C.Singhi Shri K.S.Saha Shri T.K.Manoj Kumar Ms Jyotsna Verma Ray Ms. Vasudha Mishra Shri Dileep Rao Ms. Ranjana Chopra Shri Arvind Pokhriyal Ms. Rajni Sibal ATIs & CTIs Shri K.K.Pathak Shri A.K.Parida Ms. Arti Ahuja Dr. Rakesh Hooja Ms. Kalpana Dube Dr. Harjit S. Anand Shri Alok Kumar Shri A.K.Choudhary Prof A.S.Khullar Shri G.S.Dutt Shri Akashdeep Chakravarti Shri Kamal Kumar Shri Rakesh Chandra Ms Shobhna Jain Shri Ashim Debnath Shri P. Dayachari Academics Shri M. Narayan Rao Prof M.Rajiv Lochan Dr. G.S. Rajagopal Dr. P.K.Mohanty Shri Ratnakar Gaekwad Prof Pranab Banerjee Ms. Meeta Rajivlochan Prof Seeta Prabhu Ms. Sujatha Saunik Dr. T.K.Oommen Others Dr. Vivek Kumar Dr. V.K.Agnihotri Civil Society Organisations Shri B.S.Baswan Dr. Rajesh Tandon, PRIA Dr.T.K.Oommen Shri Ramesh Ramanathan, Janagraha Shri Amarjeet Sinha BASIX, Hyderabad Shri R.S Pandey Shri Puran Chand Pandey, VANI Shri B.N.Goldar Shri Vithal Rajan Report of the Committee to Review Induction Training Syllabus, June 2007 Executive Summary Overarching Elements of the Induction Training 1. Induction training, that is to say training on entry into service, has been an important feature of the Indian Administrative Service ever since it was constituted in 1947. Satisfactory completion of the training has been a rite of passage, marking the transition of the recruit from a probationer to an officer. Over years, the content and process of the induction training of IAS officers recruited through competitive examinations have changed considerably. And yet, that training retains its overarching elements and focus. The induction training has three overarching elements. They are: o Instruction at the IAS Training School, Delhi [Metcalfe House] till 1959 and at Lal Bahadur Shastri National Academy of Administration [LBSNAA], Mussoorie thereafter, o Learning by observing and learning by doing, mainly in a district and o Acculturation, imbibing the tradition, norms and mores of the service Induction Training is bifocal 2. The induction training is bifocal. It seeks to instill in every trainee an all-India perspective as befits an entrant to an All-India Service; yet at the same time, it also seeks to impart knowledge of the language, laws and administrative practices of the State cadre to which the trainee is posted. This is rightly so, given the way that the IAS was conceived and has been functioning. The IAS was designed as an integral part of our federal polity, as a service common to the Centre and the States, in order to ensure that the Centre is in close touch with ground realities, and that the States get a leavening of senior officers from outside whose vision and outlook transcend local horizons. The training of IAS officers is a joint responsibility of the State and Central Governments. The quality of training is ultimately dependent upon the interest that the Central and State Governments pay to the training of the entrants to service. Duration and Sequencing 3. The duration of the induction training is expected to be 104 weeks divided equally between LBSNAA and the State cadre to which the probationer is allotted. Since 1969, the “sandwich pattern” is in vogue. The 52 weeks of training at LBSNAA, inclusive of the Foundation Course is divided into spells: the first spell is of eight months duration and the second of four months. In between the two spells of training at LBSNAA is the training in the State cadre. The first spell of training is divided into two parts: the Foundation Course and Phase I IAS Professional Training; the second spell called Phase II IAS Professional Training is utilized to transact topics which are better comprehended after practical training in the field, for sharing by the probationers of their field experiences and for acquiring a comparative understanding of the administrative practices in different States. Phase I training includes a Winter Study Tour, of about eight weeks duration, popularly known as Bharat Darshan, a unique opportunity to savor the grandeur and rich diversity of a continental nation, discern the underlying unity in the midst of diversity. The Study tour is also utilized to get the trainees acquainted with armed services, public and private sector undertakings, media, NGOs, urban bodies, and Parliamentary practices. As of now, mainly due to logistical i Report of the Committee to Review Induction Training Syllabus, June 2007 reasons, the total duration of training at LBSNAA is about forty-five weeks, of which Foundation Course is for a period of fifteen weeks, Phase I twenty six weeks and Phase II eight weeks. Or in other words, the training at LBSNAA falls short of the norm by about three weeks, and this has been impacting on the satisfactory transaction of the syllabus. Foundation Course 4. The Foundation Course is common to all those recruited to the All-India and Central services through the common Civil Service examination. Officers of some technical services like the Indian Economic Service and the Indian Statistical Service also participate in the Foundation Course. As its name suggests, the Foundation Course provides the foundation for the subsequent professional training of the different services at Central Training Institutions [CTIs] such as LBSNAA for the IAS, the Sardar Patel National Police Academy for the Indian Police Service, The National Academy of Direct Taxes, Nagpur for Indian Revenue Service, and the Railway Staff College, Vadodara for the Indian Railway Services. The Foundation Course acts as a bridge between the academic world of college and the structured system of government. The major objectives of the Foundation Course are the following: (i) developing an esprit de corps among the probationers of different services, (ii) fostering the attitudes and values that every senior civil servant should possess, and (iii) imparting a basic understanding of the environment, the machinery of the government, and of the subject competencies and skills that all these officers have to possess for discharging their duties in the initial years of service. 5. Of the 15 weeks duration, 12 weeks are devoted to course work and 3 weeks to village study and extracurricular activities like trekking and river rafting. The subjects studied are Management, Economics, Public Administration, Law, Political Concepts and Constitution of India, Indian History and Culture, Information and Communication Technology, Hindi (who have no prior proficiency) and language of the cadre. At the end of the Foundation Course, the officer-trainees (OTs) are assessed with reference to the proficiency they acquire in the subjects, the soft skills that are transacted in the Foundation Course, and the extent to which they internalize the values and attitudes that the course seeks to foster. IAS Professional Training 6. The duration and content of the Foundation Course are an administrative arrangement. The syllabus is decided by LBSNAA in consultation with the Directors of other Central Training Institutions. In contrast to the Foundation Course, the subjects and the broad syllabus of each subject to be covered in the professional training of IAS officers are specified by statute, namely the First Schedule to the Indian Administrative Service (Probationers Final Examination) Regulation, 1955. This schedule was last revised in 1996. However, in effect the syllabus and marks specified by the First Schedule have been functioning as a broad narrative framework within which LBSNAA has been regularly updating the syllabus, and fixing the total number of marks for each subject. In recent years, training at LBSNAA has come to focus on the training needs of the positions that officers are expected to hold in the first ten years. 7. Historically, the State-specific learning has been taking place in the district. “Mentoring” by the District Collector is a hoary civil service tradition. Several States have a structured pattern of ii
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