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2013-ENST-0054 EDITE-ED130 Doctorat ParisTech T H È S E pour obtenir le grade de docteur délivré par TELECOM ParisTech Spécialité « Wireless Communications » présentée et soutenue publiquement par Tania VILLA TRAPALA le 26 Septembre 2013 Gestion dynamique de ressources appliquée aux réseaux cellulaires avec interférence Directeur de thèse : Raymond Knopp Jury M. Angel LOZANO, Prof.,UniversitatPompeuFabra Rapporteur M. Tommy SVENSSON, Prof.,ChalmersUniversityofTechnology Rapporteur M. David GESBERT, Prof.,EURECOM Examinateur M. Ruben MERZ, Dr.,Swisscom Examinateur M. Antonio CIPRIANO, Dr.,ThalesCommunications&Security Examinateur TELECOM ParisTech écoledel’InstitutTélécom-membredeParisTech DISSERTATION In Partial Fulfillment of the Requirements for the Degree of Doctor of Philosophy from TELECOM ParisTech Specialization: Wireless Communications Tania Villa Trapala Dynamic resource allocation for cellular networks with interference Defense scheduled on the 26th of September 2013 before a committee composed of: Reviewers Prof. Angel Lozano, Universitat Pompeu Fabra Prof. Tommy Svensson, Chalmers University of Technology Examiner Prof. David Gesbert, EURECOM Dr. Ruben Merz, Swisscom Dr. Antonio Cipriano, Thales Communications & Security Thesis Supervisor Prof. Raymond Knopp, EURECOM THESE présentée pour obtenir le grade de Docteur de TELECOM ParisTech Spécialité: Wireless Communications Tania Villa Trapala Gestion dynamique de ressources appliquée aux réseaux cellulaires avec interférence Soutenance de thèse prévue le 26 Septembre 2013 devant le jury composé de : Rapporteurs Prof. Angel Lozano, Universitat Pompeu Fabra Prof. Tommy Svensson, Chalmers University of Technology Examinateur Prof. David Gesbert, EURECOM Dr. Ruben Merz, Swisscom Dr. Antonio Cipriano, Thales Communications & Security Directeur de thèse Prof. Raymond Knopp, EURECOM Abstract Mobile networks have experienced dramatic growth during the past decades. Modern communication systems require high data rates and better quality of service control for services such as voice telephony, online gaming, web browsing, etc. The main obstacle found in wireless communication networks is the time-varying nature of the physical channel. Taking this into account, the goal of a system designer is to simplify the overall network design and optimize the performance. Theaimofthisthesisistodesign,implementandevaluatepracticalcross- layer algorithms to handle interference and allocate the radio resources in an efficient way for LTE and post-LTE uncoordinated networks. We develop mathematicalandcomputationalinterferencemodelsthatallowustounder- stand the behavior of such networks and we apply an information-theoretic approach to different interference scenarios and traffic characteristics. We have tried to remain as close as possible to practical systems to be able to test the feasibility of the proposed techniques. As a part of the evolution to 4G systems, the introduction of small-cells that overlay the existing cellular network has been envisioned to fill in the coverage white spots or serve mobile and outdoor users where the cellular network is not deployed. This thesis deals with performance evaluation of interference scenarios in 4G networks, in particular those arising from small-cell deployments. The work in this thesis also deals with analysis of resource-allocation and incremental-redundancy based hybrid automatic repeat request (HARQ) with bursty interference (or more general time-varying channels) which al- lows for only partial channel state information at the transmitter. The work is then applied to practical scheduler design for LTE base stations and in- cludes performance analysis for real LTE modems. We showed that, in general, by adapting the number of physical dimen- sions across rounds, we can exploit the interference mitigation effects of HARQ using it not only to recover from errors but for interference cancel- lation. We proposed efficient resource allocation algorithms to increase the throughput, which can potentially come very close to optimal performance. i ii Abstract Table of Contents Abstract . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . i Contents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iii List of Figures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . vii Acronyms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xiii Notations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xv 1 Introduction 1 1.1 Contributions and Thesis Outline . . . . . . . . . . . . . . . . 2 2 Background 7 2.1 Evolution of Wireless Communication Systems . . . . . . . . 7 2.2 Interference Scenarios in 4G Networks . . . . . . . . . . . . . 8 2.2.1 Heterogeneous Networks and Interference . . . . . . . 9 2.2.2 Femtocells . . . . . . . . . . . . . . . . . . . . . . . . . 10 2.2.3 Machine-to-Machine Communications . . . . . . . . . 10 2.3 Scheduling and Link Adaptation in LTE . . . . . . . . . . . . 11 2.3.1 Resource Allocation in LTE . . . . . . . . . . . . . . . 12 2.3.2 Discontinuous Reception (DRX) . . . . . . . . . . . . 14 3 Performance Evaluation of Small-cell Deployments 15 3.1 Interference in Femtocell Deployments . . . . . . . . . . . . . 16 3.1.1 System Model and Assumptions. . . . . . . . . . . . . 16 3.1.2 Average Throughput Analysis of HARQ with Interfer- ence Cancellation . . . . . . . . . . . . . . . . . . . . . 17 3.1.3 Performance of the HARQ Protocol in Femtocell De- ployments with Interference . . . . . . . . . . . . . . . 20 4 Mutual Information Analysis of Interference Networks 27 4.1 Key Challenging Applications . . . . . . . . . . . . . . . . . . 27 4.1.1 Heterogeneous Networks . . . . . . . . . . . . . . . . . 28 4.1.2 M2M and Sparse Latency-Constrained Traffic . . . . . 28 4.2 Related Work . . . . . . . . . . . . . . . . . . . . . . . . . . . 30 4.3 Initial Analysis for Interference-free Networks . . . . . . . . . 32 4.3.1 Signal Model and Assumptions . . . . . . . . . . . . . 32 iii iv Table of Contents 4.3.2 Modeling and Optimization of a Resource Scheduling Policy . . . . . . . . . . . . . . . . . . . . . . . . . . . 33 4.3.3 Numerical Results . . . . . . . . . . . . . . . . . . . . 37 4.4 Interference Networks Analysis . . . . . . . . . . . . . . . . . 39 4.4.1 Modeling and Assumptions . . . . . . . . . . . . . . . 40 4.4.2 Simple Interference Analysis in Zero-outage . . . . . . 43 4.5 Practical Interference Networks Analysis . . . . . . . . . . . . 48 4.5.1 Rate Optimization (fixed across rounds) . . . . . . . . 52 4.5.2 Rate Optimization with an Outage Constraint. . . . . 52 4.6 MethodologyforResourceAllocationinPracticalInterference Scenarios . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60 4.6.1 Manhattan-topology for Small-cells . . . . . . . . . . . 60 4.6.2 Macro/Small-cell Scenario . . . . . . . . . . . . . . . . 63 4.6.3 Physical layer Abstraction Models . . . . . . . . . . . 64 5 Practical Scheduler Design for LTE Base Stations 67 5.1 Handling Interference in LTE Networks with HARQ and AMC 68 5.2 OpenAirInterface Implementation . . . . . . . . . . . . . . . . 69 5.2.1 Physical Layer and Resource Allocation . . . . . . . . 70 5.3 Application of the Scheduling Policies in LTE . . . . . . . . . 71 5.4 Performance Analysis of the Scheduler . . . . . . . . . . . . . 74 5.4.1 Results without interference . . . . . . . . . . . . . . . 77 5.4.2 Results with one interferer . . . . . . . . . . . . . . . . 84 5.5 Scheduler under the Full LTE PHY/MAC Protocol Stack . . 94 5.5.1 Feasibility Evaluation . . . . . . . . . . . . . . . . . . 95 5.5.2 Interference Scenario Description . . . . . . . . . . . . 95 6 Conclusions and Areas for Further Research 99 6.1 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99 6.2 Areas for further research . . . . . . . . . . . . . . . . . . . . 101 Appendix A Summary of the thesis in French 105 A.1 Abstract en français . . . . . . . . . . . . . . . . . . . . . . . 105 A.2 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . 106 A.2.1 Contributions et cadre de cette thèse . . . . . . . . . . 107 A.3 Résumé du Chapitre 2 . . . . . . . . . . . . . . . . . . . . . . 110 A.3.1 Evolution des systemes san fils . . . . . . . . . . . . . 110 A.3.2 Interférence dans les reseaux 4G . . . . . . . . . . . . 111 A.3.3 Gestion et adaptation de liaison pour LTE . . . . . . . 111 A.4 Résumé du Chapitre 3 . . . . . . . . . . . . . . . . . . . . . . 114 A.4.1 Interférence dans les reseaux small cells . . . . . . . . 115 A.4.2 Modèle du system . . . . . . . . . . . . . . . . . . . . 115 A.5 Résumé du Chapitre 4 . . . . . . . . . . . . . . . . . . . . . . 116 A.5.1 Applications clés . . . . . . . . . . . . . . . . . . . . . 117 Table of Contents v A.5.2 Analysis pour les réseaux avec interférence . . . . . . . 119 A.6 Résumé du Chapitre 5 . . . . . . . . . . . . . . . . . . . . . . 121 A.6.1 Implémentation sur OpenAirInterface . . . . . . . . . 122 A.6.2 Application des techniques pour les modems LTE . . . 124 A.7 Conclusion. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 126 Bibliography 129

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Third Generation Partnership Project's (3GPP) LTE standard [6] in order to provide .. state transition probabilities can change over time. Remember
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