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ISSN 1980-9743 SOILSandROCKS AnInternationalJournalofGeotechnicalandGeoenvironmentalEngineering S o 100 ils 100 a 95 n 95 d R 75 Volume 40, N. 2, May-August 2017 oc 75 k s 0525 AERBtDUJMPJo...RneeACJes.Ash.eiTtT.R.nierax.sIHLrgg.viCtRiaiyAuiuoEvoLilk,rRiyllrECtabieHiayaastSucolnti.,PtqioFmErtoHuic.niepvcheW.(zaCrLaEruoeqlla.khRuscunIG)iasaom,egirftnio,Go,iaapeonJrJcce..n.PithRdtne.Zheaor.BetthnfiGihsaecSSetaoreimtncraCScaanooiprldafdlne,-aMeccDOrsetdru,ip.aodEPtFmsus.ecrRtaTeenoolta.ienpetSEtaebyrrisstalDDeqeNtiueuMo efieoenvtooctfedoT, tliCeeRvFlseo.trDPeaBn.eenCatzfdieseune-InniTdnthithtooasaann,cwOtMBA.Feoc.artSiseouadnrnePtdoilseFJsiueSnludiboTjreescttsed 1107299733 V SAnaIonndteGirnelaotesionnvairaloJnomnurennadtal loEf nGRgeionteeeocrhinncgicakl s 0525 o lu m InfluenceoftheEmbeddedLengthontheOverallStabilityofSingleAnchoredRetainingWalls e 4 C.M.SantosJosefino,N.M.C.Guerra,A.N.Antão 133 0 , N . 2 279155500 AOTSCBCTPDANNMTJE.e.Ehean.CAonI..BSL.eCChSrrCnS.oEpJe.t.áaCB..shEaHleaPvJ,vteCCUn.e-rugaiBoNDSbuQoooEvelDSrrTuaIcrnntiemSuaCIomuztaUnssnoIiez,,prtooAoOceiidfDiAaAilrllnionLurRiiNoobIn,,..sicECz,CeicNiERMle,oioFaSia.nOd.t.TAnf.lsayBRjIa.TteCeCh.bOh.a.lcEeTroSoeSnL.tGaronatr,daViSuorresbmlSehdprioSdolee.leay,eltasaisirJAsftnrdati,etaa,ainhann.RnoRAt,aitgdDCbnP.sei,.CtoatL.soiPhEJiPzani.cn...srxmFLoaGgetAMp.af.lsobSorNrntCEoneramr.cadosehosuNe,setesvamjiiLsosluoamsnep,Cne.fg-daaFseFPotB,cS.sAierAitHotrlsrenrean.eted.cusCzlMnhoagiCEg.loftaaiomtSrStothosaocobn,lhosiien,lSwFefdMuU.FlSidFyteoeihn..rnVAMdiimleIt.ssni-M.ahMn:GdAn-AaeGCrnamxsarCansFqiiPerennauibsrile,sesho:ideCssdopieSS.ceWotrLRuti.iildomesSycse-akFlLBarimolmemenedCMsaipxittuãroesPocinho, 111111495786775775 2 MB S MVoalyu-mAeug4u0s,t 2N0.127 279155500 5 0 5 1 7 0 0 Soils and Rocks is an International Journal of Geotechnical and Geoenvironmental Engineering published by ABMS - Brazilian Association for Soil Mechanics and Geotechnical Engineering Av. Queiroz Filho, 1700 – Torre A Sky, Sala 106 – Vila Hamburguesa 05319-000, São Paulo, SP Brazil SPG – Portuguese Geotechnical Society LNEC, Avenida do Brasil, 101 1700-066 Lisboa Portugal Issue Date:August 2017 Issue:400 copies and 800 online-distributed copies Manuscript Submission:For review criteria and manuscript submission information, see Instructions for Authors at the end. Disclaimer:Theopinionsandstatementspublishedinthisjournalaresolelytheauthor’sandnotnecessarilyreflecttheviewsoropinions ofthepublishers(ABMSandSPG).Thepublishersdonotacceptanyliabilityarisinginanywayfromtheopinions,statementsanduseof the information presented. Copyright:Authors and ABMS-Brazilian Society for Soil Mechanics and Geotechnical Engineering SOILS and ROCKS An International Journal of Geotechnical and Geoenvironmental Engineering EditorPaulo Scarano Hemsi -Aeronautics Institute of Technology, Brazil Co-editorJosé Couto Marques -University of Porto, Portugal Executive Board Waldemar Coelho Hachich Gustavo Ferreira Simões University of São Paulo, Brazil Federal University of Minas Gerais, Brazil António Topa Gomes Rafaela Cardoso University of Porto, Portugal University of Lisbon, Portugal Associate Editors H. Einstein E. Maranha das Neves Harry G. Poulos MIT, USA Lisbon Technical University, Portugal University of Sidney, Australia John A. Hudson Nielen van der Merve Niek Rengers Imperial College, UK University of Pretoria, South Africa ITC, The Netherlands Kenji Ishihara Paul Marinos Fumio Tatsuoka University of Tokyo, Japan NTUA, Greece Tokyo University of Science, Japan Michele Jamiolkowski James K. Mitchell Luiz González de Vallejo Studio Geotecnico Italiano, Italy Virginia Tech., USA UCM, Spain Willy A. Lacerda Lars Persson Roger Frank COPPE/UFRJ, Brazil SGU, Sweden ENPC-Cermes, France Editorial Board Members Roberto F. Azevedo Orencio Monje Vilar R. Kerry Rowe Federal University of Viçosa, Brazil University of São Paulo at São Carlos, Brazil Queen’s University, Canada Milton Kanji Maria Eugenia Boscov R. Jonathan Fannin University of São Paulo, Brazil University of São Paulo, Brazil University of British Columbia, Canada Kátia Vanessa Bicalho Eda Freitas de Quadros Laura Caldeira Federal University of Espírito Santo, Brazil BGTECH, Brazil LNEC, Portugal Omar Y. Bitar Tácio de Campos António S. Cardoso IPT, Brazil Pontifical Catholic University of Rio de Janeiro, Brazil University of Porto, Portugal Lázaro V. Zuquette Richard J. Bathurst José D. Rodrigues University of São Paulo at São Carlos, Brazil Royal Military College of Canada Consultant, Portugal Fabio Taioli Robert Mair António G. Coelho University of São Paulo, Brazil University of Cambridge, UK Consultant, Portugal Tarcisio Celestino Serge Leroueil Luís R. Sousa University of São Paulo at São Carlos, Brazil University of Laval, Canada University of Porto, Portugal Edmundo Rogério Esquível Mario Manassero Rui M. Correia University of São Paulo at São Carlos, Brazil Politécnico di Torino, Italy LNEC, Portugal Nilo C. Consoli Luis Valenzuela João Marcelino Federal Univ. Rio Grande do Sul, Brazil Consultant, Chile LNEC, Portugal Sandro S. Sandroni Jorge G. Zornberg António C. Mineiro Consultant, Brazil University of Texas/Austin, USA University of Lisbon, Portugal Sérgio A.B. Fontoura Andrew Whittle António P. Cunha Pontifical Catholic University, Brazil MIT, USA LNEC, Portugal New Ennio M. Palmeira Pierre Bérest António G. Correia University of Brasilia, Brazil LCPC, France University of Minho, Portugal Luciano Décourt Peter Kaiser Carlos D. Gama Consultant, Brazil Laurentian University, Canada Lisbon Technical University, Portugal Faiçal Massad He Manchao José V. Lemos University of São Paulo, Brazil CUMT, China LNEC, Portugal Marcus Pacheco Teruo Nakai Nuno Grossmann University of the State of Rio de Janeiro, Brazil Nagoya Inst. Technology, Japan LNEC, Portugal Paulo Maia Claudio Olalla Luís L. Lemos University of Northern Rio de Janeiro, Brazil CEDEX, Spain University of Coimbra, Portugal Renato Cunha Frederick Baynes Ricardo Oliveira University of Brasília, Brazil Baynes Geologic Ltd., Australia COBA, Portugal “Ad hoc” Reviewers Soils and Rocksis indebted to all “ad hoc” reviewers. A complete list of reviewers that contributed to the current volume ofSoils and Rockswill be published here in the December issue. SoilsandRockspublishespapersinEnglishinthebroadfieldsofGeotechnicalEngineering,EngineeringGeologyandGeoenvironmentalEngineering. TheJournalispublishedinApril,AugustandDecember.SubscriptionpriceisUS$90.00peryear.Thejournal,withthename“SoloseRochas”,wasfirst publishedin1978bytheGraduateSchoolofEngineering,FederalUniversityofRiodeJaneiro(COPPE-UFRJ).In1980itbecametheofficialmagazineof theBrazilianAssociationforSoilMechanicsandGeotechnicalEngineering(ABMS),acquiringthenationalcharacterthathadbeentheintentionofits founders.In1986italsobecametheofficialJournaloftheBrazilianAssociationforEngineeringGeologyandtheEnvironment(ABGE)andin1999be- cametheLatinAmericanGeotechnicalJournal,followingthesupportofLatin-AmericanrepresentativesgatheredforthePan-AmericanConferenceof Guadalajara(1996).In2007thejournalacquiredthestatusofaninternationaljournalunderthenameofSoilsandRocks,publishedbytheBrazilianAsso- ciationforSoilMechanicsandGeotechnicalEngineering(ABMS),BrazilianAssociationforEngineeringGeologyandtheEnvironment(ABGE)andPor- tuguese Geotechnical Society (SPG). In 2010, ABGE decided to publish its own journal and left the partnership. Soils and Rocks 1978, 1 (1, 2) 1979, 1 (3), 2 (1,2) 1980-1983, 3-6 (1, 2, 3) 1984, 7 (single number) 1985-1987, 8-10 (1, 2, 3) 1988-1990, 11-13 (single number) 1991-1992, 14-15 (1, 2) 1993, 16 (1, 2, 3, 4) 1994-2010, 17-33 (1, 2, 3) 2011, 34 (1, 2, 3, 4) 2012-2016, 35-39 (1, 2, 3) 2017, 40 (1, 2, ISSN 1980-9743 CDU 624.131.1 ISSN1980-9743 SOILS and ROCKS An International Journal of Geotechnical and Geoenvironmental Engineering Publication of ABMS - BrazilianAssociationforSoilMechanicsandGeotechnicalEngineering SPG - Portuguese Geotechnical Society Volume 40, N. 2, May-August 2017 Table of Contents ARTICLES Energy Ratio (E ) for the Standard Penetration Test Based on Measured Field Tests R J.A. Lukiantchuki, G.P. Bernardes, E.R. Esquivel 77 Resistivity Piezocone in the Conceptual Site Model Definition M.T. Riyis, H.L. Giacheti 93 Behavioral Evaluation of Small-Diameter Defective and Intact Bored Piles Subjected to Axial Compression P.J.R. Albuquerque, J.R. Garcia, O. Freitas Neto, R.P. Cunha, O.F. Santos Junior 109 Deterioration Characteristic of Mudstone Due to Freeze-Thaw Action Using Electrical Impedance Spectroscopy J.C. Hu, H.F. Wang, J. Zhao 123 Influence of the Embedded Length on the Overall Stability of Single Anchored Retaining Walls C.M. Santos Josefino, N.M.C. Guerra, A.N. Antão 133 A Sole Empirical Correlation Expressing Strength of Fine-Grained Soils - Lime Mixtures N.C. Consoli, E. Ibraim, A. Diambra, L. Festugato, S.F.V. Marques 147 On the Durability and Strength of Compacted Coal Fly Ash-Carbide Lime Blends N.C. Consoli, R.B. Saldanha, J.F. Novaes, H.C. Scheuermann Filho 155 TECHNICALNOTE Seepage Induced Consolidation Model Correlation with Index Properties M. Janbaz, A. Maher, S. Janbaz 165 CASESTUDIES Behavior of Reinjectable and Prestressed Anchors in Soil Masses: Construction Case Study in Congonhas - Brazil T.B. Porto, A.C.A. Torres, R.C. Gomes 177 Three-Dimensional Geostatistical Estimation of Soil Units: A Case Study From Capitão Pocinho, Pará, Brazil J.C.B. Queiroz, T.O. Vieira, P.P. Araujo, F.A. Matos, M.M. Amin, C.W. Salame 187 DISCUSSION An Evaluation of the Shaft Resistance of Piles Embedded in Gneissic Rock E.L. Juvencio, F.R. Lopes, A.L.L.S. Nunes 197 Articles Soils and Rocks v. 40, n. 2 Energy Ratio (E ) for the Standard Penetration Test Based R on Measured Field Tests J.A. Lukiantchuki, G.P. Bernardes, E.R. Esquivel Abstract. The Standard Penetration Test (SPT) is often used to estimate the soil parameters for geotechnical design projects, using the N index. However, these estimates are performed based on empirical correlations without any SPT scientificbasis.Moreover,thetesthasalargeinherentresultsdispersionduetotheuseofdifferenttypesofequipmentand executionprocedures.SincetheN indexdependsontheamountofenergythatiseffectivelytransmittedtothesampler SPT duringthehammerfall,itisfundamentaltobeabletoestimatethisenergy.Giventheimportanceofestimatingtheenergy thatreachestheSPTsampler,aninstrumentedsubassemblywasdevelopedinordertosimultaneouslyassesstheamountof energytransmittedtothedrillrods,atsectionsjustabovethesamplerandjustbelowtheanvil.Thispaperpresentsaseries of SPT experimental results carried out in two different sites located in the State of São Paulo, using two different equipment set-ups (with manual and automatic tripping mechanisms), enabling the assessment of the top and bottom energyratiounderdifferentconditions.Resultsshowthatforhandliftinghammerandautomatictriphammersystemsthe differenceintheenergyratioisnotsignificant.However,thedispersionoftheresultsforthehandliftinghammersystemis more pronounced due to execution procedures, equipment and operators. Keywords:penetration test, SPT test, energy, energy ratio, dynamic instrumentation, foundations. 1. Introduction strongly dependent on the amount of energy delivered to the drill rods (Schmertmann & Palacios, 1979) and to the Despite criticism, the Standard Penetration Test SPTsamplerduringhammerimpact(Aoki&Cintra,2000). (SPT)continuestobewidelyusedforgeotechnicaldesigns, Foreachhammerdropthereisacorrespondingnominalpo- usingtheN indexasanindicatorofsoilproperties(shear SPT tential energy (PE) that is theoretically equal to 474.5 J strength, compressibility and undrained shear strength of (ASTM, 2008). According to the Brazilian standard, the soils).Thecriticismisrelatedtoresultsdispersionattribut- correspondingnominalpotentialenergyforSPTisequalto abletothevariabilityinherentinSPTtests.Standardpene- 478.2 J (ABNT, 2001). tration tests are performed using different types of equip- Theamountofenergythatisinitiallydeliveredtothe ment(hammers,drillrod,boreholefluids,samplingtubes, top of the drill rods, and subsequently transmitted to the amongothers),executionproceduresandoperators.Conse- sampler, can be significantly influenced by many factors, quently, the N index, which is often used to estimate SPT including the type and shape of hammer, drop height, geotechnical soil parameters, is broadly variable and its equipmentconditions,thelengthandmassofthedrillrods, consistency has been questioned. In addition, these esti- secondary impacts, soil conditions, verticality of the test, matesareperformedbasedonempiricalcorrelationswith- condition of the trip mechanism, among other variables outanyscientificbasis.Researchersandpractitionershigh- (Schmertmann & Palacios, 1979; Belincanta & Cintra; lightthatitispossibletoincreasetheN indexaccuracyby SPT 1998;Aoki&Cintra;2000;Tsaietal.,2004;Odebrechtet observing recommended standards and using a more skil- al.,2005;Sancio&Bray,2005;Aokietal.,2007;Youdet ledandexperiencedfieldcrew(Schnaidetal.,2009;Read- al., 2008; Leeet al., 2010; Readinget al., 2010). inget al., 2010). The estimation of soil properties is performed Duetotheenergylossesinthedifferentmechanical throughempiricalcorrelationsusingtheN index,which componentsofthehammerreleasesystemandothersour- SPT correspondstothenumberofblowsrequiredforthesam- cesofdissipation,theenergydeliveredtotherodsandsam- plertopenetrate300mmintotothesoilafteraninitialseat- pler is not equal to the nominal potential energy ing drive of 150 mm. The N index does not represent (Schmertmann & Palacios, 1979; Aoki & Cintra, 2000; SPT physicalsoilresistancebutisanindicatorofsoilresistance, Odebrecht et al., 2005; Cavalcante et al., 2008; Luki- which depends not only on the soil properties but also on antchuki, 2012, Santana et al., 2012; Lukiantchuki et al., the equipment characteristics. The N index is also 2015).Thus,theenergyratiooftheSPTsetup(E )(Eq.1)is SPT R JulianaAzoiaLukiantchuki,Ph.D.,AssociateProfessor,DepartamentodeEngenhariaCivil,UniversidadeEstadualdeMaringá,Maringá,PR,Brazil.e-mail:jazoia@ya- hoo.com.br. George de Paula Bernardes, Ph.D., Associate Professor, Departamento de Engenharia Civil, Universidade Estadual Paulista, Guaratinguetá, SP, Brazil. e-mail: [email protected]. Edmundo Rogerio Esquivel, Ph.D., Associate Professor, Departamento de Geotecnia, Universidade de São Paulo, São Carlos, SP, Brazil. e-mail: [email protected]. Submitted on June 20, 2016; Final Acceptance on May 10, 2017; Discussion open until December 29, 2017. Soils and Rocks, São Paulo, 40(2): 77-91, May-August, 2017. 77 Lukiantchukiet al. usuallydefinedastheratiooftheamountofenergytrans- whereE =istheamountofenergythatreachesthesampler; s ferredtothedrillrods(Force-VelocityMethod,referredto e =isthecorrectionfactorwhichrelatestheenergyjustbe- 1 as EFV), to the nominal potential energy (PE) (ASTM, foretheimpacttothefreefallenergy;e =istheratiobe- 2 2010).TheEFViscalculatedbyintegratingtheforcemulti- tweentheenergyjustbelowtheanvilandthekineticenergy pliedbythevelocityovertime.TheuseoftheEFVmethod justbeforetheimpact;e =isafactorrelatedtothedrillrod 3 inestimatingSPTenergyisconsideredtobethemostreli- length and e = is the factor which relates the energy loss 4 ableandaccuratemethodforestimatingSPTenergyduring over the drill rod length. wavepropagation(Sy&Campanella,1991;Howieetal., Consideringtheimportanceofestimatingtheenergy 2003; Youdet al., 2008). that reaches the SPT sampler, an instrumented subassem- bly, capable of reading acceleration and force signals just t(cid:2)(cid:4) (cid:5) F(t)(cid:3)v(t)dt abovethesampler,wasdeveloped.Thispaperpresentsthe E (cid:2) EFV (cid:2) t(cid:2)0 (1) resultsofaseriesofSPTexperimentaltestsperformedus- R PE PE ingtwoinstrumentedsubassemblies,oneplacedjustbelow theanvilandtheotherjustabovethesampler.Thisinstru- where F(t) = the normal force, during the wave propaga- mentation allowed the simultaneous assessment of the tion, at a specific section, andv(t) = the particle velocity. amount of energy transmitted to the drill rods at sections Theenergyratio(E )shouldbeevaluatedforthesys- R just above the sampler and just below the anvil. Addi- temwhentheN indexisusedtoestimatesoilproperties SPT tionally,theSPTtestswereconductedusingdifferentham- for geotechnical designs or for comparing results. How- mertypes(handliftingpinweightandautomatictripham- ever,differenttypesofequipmentareusedtoperformSPT mer).Resultsallowforestimationoftheenergyratioatthe tests,resultinginvariableenergyratiovaluesandN in- SPT top(anvil)andatthebottom(sampler)ofdrillrods,fortwo dexes.Therefore,researchersandpractitionersrecommend different equipment set-ups. thattheN indexshouldbenormalized(Kovacs&Salo- SPT mone, 1982; Robertson et al., 1983; Seed et al., 1985; 2. Instrumentation Skempton, 1986) to a reference energy ratio of 60% (N ) 60 In this research, two instrumented subassemblies (ISSMFE, 1989) (Eq. 2). were built, similar to the one developed by Odebrecht et N (cid:2) ER (cid:3)N (2) al. (2005). Each instrumented subassembly consists of 60 E SPT onesegmentofrod,towhichapairofaccelerometersand 60 oneloadcellhavebeeninstalled(Fig.2a).Theloadcellis whereNSPT=istheblowcount;ER=istheenergyratioofthe composedoffourdoublestraingauges(350(cid:7)each),from specificSPTsetup;E =60%oftheinternationalreference 60 a Wheatstone bridge circuit, assembled 90° apart ofnominalpotentialenergy((cid:6)474J);N =N indexcor- (Fig.2b). 60 SPT rectedto60%oftheinternationalreferencefornominalpo- tential energy. Inconventionalmethods,energyismeasuredjustbe- low the anvil through an instrumented subassembly in- stalledatthetopofthedrillrods.However,Aoki&Cintra (2000)suggestedredefiningtheSPTenergyratioasthera- tioofthemaximumamountofenergytransferredtothesoil samplersystemtothenominalpotentialenergy.According to these authors, the energy ratio above the sampler is in- verselyproportionaltothedrillrodlength(Fig.1)andthe energyratiowouldberelatedtotheworkdoneduringsam- plerpenetrationintothesoilandnottotheavailablekinetic energy. Someresearchers(Cavalcanteetal.,2008;Odebrecht etal.,2005;Santanaetal.,2012;Lukiantchukietal.,2015) havemeasuredenergyinasectionjustabovethesampler. However,littledataisavailableduetothedifficultyinplac- ingtheinstrumentationinsidetheborehole.Theassessment oftheamountofenergytransmittedtothestringofrods,si- multaneouslyatasectionjustbelowtheanvilandasection justabovethesampler,allowsforestimatingenergylosses over the rod (e) (Eq. 3) (Danzigeret al., 2008). 4 Figure 1 - Energy ratio above the sampler vs. drill rod length Es (cid:2)e1 (cid:3)e2 (cid:3)e3 (cid:3)e4 (cid:3)PE (3) (Aoki & Cintra, 2000). 78 Soils and Rocks, São Paulo, 40(2): 77-91, May-August, 2017.

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ABMS - Brazilian Association for Soil Mechanics and Geotechnical Engineering. Av. Queiroz Filho nerability of aquifers to pollution, such as GOD,.
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