Discourse stuDies in cognitive Linguistics AMSTERDAM STUDIES IN THE THEORY AND HISTORY OF LINGUISTIC SCIENCE general editor e.F. KonrAD Koerner (university of ottawa) series iv – current issues in Linguistic tHeorY Advisory Editorial Board raimo Anttila (Los Angeles); Lyle campbell (christchurch, n.Z.) John e. Joseph (edinburgh); Manfred Krifka (Austin, tex.) Hans-Heinrich Lieb (Berlin); ernst Pulgram (Ann Arbor, Mich.) e. Wyn roberts (vancouver, B.c.); Hans-Jürgen sasse (Köln) volume 176 Karen van Hoek, Andrej A. Kibrik and Leo noordman (eds.) Discourse Studies in Cognitive Linguistics Selected papers from the fifth International Cognitive Linguistics Conference, Amsterdam, July 1997 Discourse stuDies in cognitive Linguistics seLecteD PAPers FroM tHe FiFtH internAtionAL cognitive Linguistics conFerence Amsterdam, July 1997 edited by KAren vAn HoeK University of Michigan AnDreJ A. KiBriK Institute of Linguistics, Russian Academy of Sciences Leo noorDMAn Tilburg University JoHn BenJAMins PuBLisHing coMPAnY AMsterDAM/PHiLADeLPHiA The paper used in this publication meets the minimum requirements of American na- tional standard for information sciences — Permanence of Paper for Printed Library Materials, Ansi Z39.48-1984. Library of Congress Cataloging-in-Publication Data international cognitive Linguistics conference (5th : 1997 : Amsterdam, netherlands) Discourse studies in cognitive linguistics : selected papers from the fifth international cognitive Linguis- tics conference, Amsterdam, 1997 / edited by Karen van Hoek, Andrej A. Kibrik, Leo noordman. p. cm. -- (Amsterdam studies in the theory and history of linguistic science. series iv, current is- sues in linguistic theory, issn 0304-0763 ; v. 176) includes bibliographical references and index. 1. Discourse analysis--Psychological aspects congresses. 2. cognitive grammar congresses. i. van Hoek, Karen. ii. Kibrik, A. A. iii. noordman, Leonard g. M., 1940- . iv title. v. series. P302.8.i57 1999 401’.41--Dc21 99-15506 isbn 978 90 272 3682 1 (eur.) / 978 1 55619 893 9 (us) (hb; alk. paper) isbn 978 90 272 8949 0 (eb) ciP © 1999 – John Benjamins B.v. reprint 2009 no part of this book may be reproduced in any form, by print, photoprint, microfilm, or any other means, without written permission from the publisher. John Benjamins Publishing Co. • P.O.Box 36224 • 1020 ME Amsterdam • The Netherlands John Benjamins North America • P.O.Box 27519 • Philadelphia PA 19118-0519 • USA v CONTENTS Introduction 1 Part I. REFERENCE IN DISCOURSE Embodied in a Constructed World: Narrative processing, knowledge 5 representation, and indirect anaphora Catherine Emmott Reference and Working Memory: Cognitive inferences from discourse 29 observations Andrej A. Kibrik Roles, Frames and Definiteness 53 Richard Epstein The Selection of Definite Expressions in Spanish 75 Maquela Brizuela Part II. INFORMATION STRUCTURING IN DISCOURSE Theme, Comment, and Newness 91 as Figures in Information Structuring Jan-Ola (cid:133)stman and Tuija Virtanen Cognitive Effects of Shell Nouns 111 Hans-J(cid:154)rg Schmid vi CONTENTS Part III. DISCOURSE MARKERS Prosodic Markers of Text Structure 133 Leo Noordman, Ingrid Dassen, Marc Swerts, and Jacques Terken Accent and Modal Particles 149 Els Elffers How Dutch Final Particles Constrain the Construal 165 of Utterances: Experiment and etymology Robert S. Kirsner and Vincent J. van Heuven Index 185 INTRODUCTION 1 INTRODUCTION Language has two essential functions: communication and information storage. These two functions give rise to two modes in which human language exists (cid:209) what we may call, using the computer metaphor, on-line and off-line modes. The primary realization of the on-line mode is natural discourse, as it unfolds dynamically in real time. The central phenomenon of the off-line mode is the (relatively) stable system of lexical semantics. What is known as (cid:210)Cognitive Linguistics(cid:211) has up until now dealt mostly with off-line phenomena. For example, the work of Lakoff (as in Lakoff & Johnson 1980, Lakoff 1987) addresses, first and foremost, lexical semantics. There are works in Cognitive Linguistics which come closer to studying on-line phenomena (e.g. Langacker 1996, or some of the recent work on blending of mental spaces by Mark Turner and Gilles Fauconnier, such as Fauconnier & Turner 1998), but that does not deny the overall tendency. It appears at times that semantics (especially lexical semantics) is the purview of Cognitive Linguistics, while discourse is the subject of Functionalist Linguistics. There are some recent publications which begin to bridge the gap between Cognitive Linguistics and discourse analysis; cf. Goldberg (ed.) (1996); Sanders (1997). Such works reflect a recent trend of expanding the conception of Cognitive Linguistics to include discourse analysis. Cognitive linguists are drawing on the insights of cognitively oriented discourse analysis, such as the work of Chafe (1994), Tomlin (1994), Givon (1995) and others. This kind of work most definitely can and should be termed part of Cognitive Linguistics, but for various historical reasons it is not generally thought of as such. We may hope that the Cognitive Linguistics of the future will define itself broadly enough to encompass research of this kind. The papers in this volume represent one more contribution towards the goal of bridging the gap between Cognitive Linguistics and discourse analysis. The papers are organized thematically into three parts. The papers in Part I address various problems of reference in spoken discourse and in written texts. Catherine Emmott(cid:213)s paper explores the ways in which readers of a narrative construct cognitive (cid:210)worlds(cid:211) as they read, and interpret 2 INTRODUCTION pronouns and other nominals not merely in terms of their relationships with other parts of the text, but in terms of their function relative to these imaginatively constructed worlds. Andrej Kibrik(cid:213)s paper also addresses pronominal reference in texts; it offers an empirical study of the factors determining referential choice in discourse, and inquires into connections between referential processes and the cognitive-psychological realm of working memory. Richard Epstein analyzes the contribution of stereotypical roles and frames in the use of the definite article in English; he finds that definite expressions are not merely permitted or (cid:210)licensed(cid:211) by particular conceptual frames that have already been evoked in the discourse, but rather that the usage of a definite article can actually evoke such frames for the reader or listener. Finally, Maquela Brizuela approaches the issue of definiteness from a different angle, presenting an empirical study of factors influencing the choice of definite expressions in spoken Spanish. The two papers in Part II explore different facets of the packaging and management of information in discourse. The paper by Jan-Ola (cid:133)stman and Tuija Virtanen takes a metatheoretical perspective on the relationship between cognitive and Information Structuring notions as they apply to discourse analysis, arguing for the need for careful distinctions between notions which tend to be conflated or confused. Hans-J(cid:154)rg Schmid(cid:213)s paper on (cid:210)shell nouns(cid:211) in English offers a detailed analysis of one strategy which speakers may use to package complex conceptions in discourse; he shows that this strategy not only assists the discourse participants in keeping track of complex conceptions, but that it also allows the speaker to put his or her own subtle shading on those conceptions while appearing to take an objective stance. The papers in Part III offer empirical studies of the usage of specific discourse markers. The paper by Leo Noordman, Ingrid Dassen, Marc Swerts, and Jacques Terken presents a study addressing the question of whether there are prosodic clues to discourse structure serving roughly the same functions as textual markers (such as blank lines, paragraph breaks, indentation, etc.) in written texts. Els Elffers analyzes the semantics of pragmatic particles in Dutch in order to explain the observation that these particles cannot bear stress. Finally, Robert Kirsner and Vincent J. van Heuven take a different approach to the semantics of Dutch pragmatic particles, using experimental studies designed to semantically differentiate four of these particles. Taken together, the papers in this volume are an illustration of the importance for Cognitive Linguistics of taking discourse into account, and the significant contribution to discourse analysis that is offered by Cognitive Linguistics. INTRODUCTION 3 References Chafe, Wallace. 1994. Discourse, consciousness, and time. Chicago: University of Chicago Press. Fauconnier, Gilles & Mark Turner. 1998. (cid:210)Conceptual Integration Networks(cid:211). Cognitive Science (22)2:133-187 Givcn, T. 1995. Functionalism and Grammar. Amsterdam & Philadelphia: John Benjamins. Goldberg, Adele E., ed. 1996. Conceptual Structure, Discourse, and Language. Stanford, CA: CSLI Publications. Lakoff, George. 1987. Women, Fire, and Dangerous Things. What categories reveal about the mind. Chicago: University of Chicago Press. —————— & Mark Johnson. 1980. Metaphors We Live By. Chicago: University of Chicago Press. Langacker, Ronald. 1996. (cid:210)Conceptual Grouping and Pronominal Anaphora(cid:211). Studies in Anaphora ed. by B. Fox, 333-378. Amsterdam & Philadelphia: John Benjamins. Sanders, Ted. 1997. (cid:210)Psycholinguistcs and the discourse level: Challenges for cognitive linguistics(cid:211). Cognitive Linguistics 8. 243-265. Tomlin, Russell. 1994. (cid:210)Focal attention, voice and word order: An experimental cross-linguistic study(cid:211). Word Order in Discourse ed. by Pamela Downing & Michael Noonan, 517-554. Amsterdam & Philadelphia: John Benjamins.
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