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Developments in Nanotechnology for Flexible Packaging Edward Petrie Published by Pira International Ltd Cleeve Road, Leatherhead Surrey kt22 7ru UK T +44 (0) 1372 802080 F +44 (0) 1372 802079 E [email protected] W www.piranet.com The facts set out in this publication Pira International Ltd acknowledges product, service and company names referred to are obtained from sources which we in this report, many of which are trade names, service marks, trademarks or registered believe to be reliable. However, we trademarks. accept no legal liability of any kind for the publication contents, nor any information contained therein nor conclusions drawn by any party from it. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or otherwise without the prior permission of the Copyright owner. ISBN 1 85802 556 7 © Copyright Pira International Ltd 2006 Head of publications and events Philip Swinden [email protected] Publisher Rav Lally [email protected] Head of editorial Adam Page [email protected] Global editor Nick Waite [email protected] Head of US publishing Charles E. Spear, Jr. [email protected] Assistant editor Claire Jones [email protected] Customer services manager Denise Davidson [email protected] T +44 (0)1372 802080 Typeset in the UK by Jeff Porter, Deeping St James, Peterborough, Lincs [email protected] Contents List of tables iv Clay modification 28 List of figures v Carbon nanoparticles 29 Executive summary vii Nano-oxides 32 1 Polyhedral oligomeric silsesquioxane (POSS) 33 Polymeric resins 34 Nanocomposite manufacturing Introduction 1 methods 36 Nanotechnology and flexible packaging Incorporation of nanofillers into the – a marriage of convenience? 1 resin 37 Nanomaterials’ position among other Conversion of nanocomposite into a film 41 packaging solutions 2 4 Objective, scope and methodology 4 2 Nanotech state of the art in flexible packaging 43 How nanomaterials enhance flexible Polyamide (nylon) nanocomposites 44 packaging 7 Polyolefin nanocomposites 47 Advantages of downsizing – an Other polymeric composites 48 introduction to nanomaterials 7 Nanocoatings 49 Key features of nanomaterials in flexible Inks, pigments 49 packaging 10 Nanofilms 50 Barrier properties 12 5 Bulk mechanical properties 13 Flame resistance 15 Biodegradability 16 Safety and security 18 Current and future market trends 53 Responsive films 18 The overall flexible film and packaging Product identification 19 market 53 Colour, clarity 20 Nanomaterials 54 UV stability 21 Nanomaterials in packaging 54 Chemical and moisture resistance 21 Future vision 56 Electrical and thermal conductivity 22 Drivers for nanotechnology 57 3 Barriers to nanotechnology 58 6 Components and manufacture of a nanocomposite material 23 Stakeholders 61 Nanofillers 24 Nanoclays 24 Bibliography 65 Page iii © Copyright Pira International Ltd 2006 List of tables 1.1 Summary of suppliers and the barrier 3.2 Different polymers and the technologies they are developing or various processes used to make have introduced to the market 3 nanocomposites 37 1.2 Nanomaterials used in flexible 3.3 Effect of 6% nanoclay on properties packaging 4 of a polypropylene homopolymer 39 2.1 Properties of nanocomposite nylon 3.4 Polypropylene nanocomposites made moulding compound compared with by the slurry process compared with conventional reinforcement 8 classically compounded materials 41 2.2 Characteristic length scales in solid 4.1 Partial listing of organoclay state science 10 nanocomposite suppliers to the 2.3 Nanocomposite consumer packaging flexible packaging industry 43 applications versus property 4.2 Honeywell nylon 6-clay improvements 11 nanocomposite compounds 44 3.1 Nanomaterials – big promises in small packages 24 Page iv © Copyright Pira International Ltd 2006 List of figures 2.1 The price of nanomaterials drives 3.2 Polymeric nanocomposites are a their use 9 class of reinforced polymer with low 2.2 Tortuous path created by platelets quantities (less than 5%) of platelet within a polymer matrix contributes sized nanometric clay particles 25 to the high barrier properties of 3.3 Types of polymer layered nanocomposites 13 nanocomposites 26 2.3 Enhanced thermal stability measured 3.4 Clay modification to provide via thermogravimetric analysis (TGA) exfoliation 27 for a thermoplastic resin (HDPE) with 3.5 Multiwall carbon nanotubes 31 nanoclay addition 14 4.1 Oxygen barrier versus relative 2.4 Cone calorimetry data for humidity; non-oriented films at polystyrene (PS) and a PS 23°C 45 nanocomposite 16 4.2 CO retention of multilayer bottles 46 2 3.1 Top-down and bottom-up approaches 5.1 Global consumption of to producing nanomaterials 23 nanocomposites, 2005–11 55 Page v © Copyright Pira International Ltd 2006 Executive summary Nanotechnology is a cross-sectional technology, and it will play an important future role in almost all areas of technical endeavour. Nanotechnology has become the focus of immense expectations in terms of market potential and efficiency. Although there has been a plethora of start-up companies, research funding, and even several highly publicised commercial successes, the early market expectations have not been realised, and many people are wondering: how big is the gap between fantasy and reality? One of the problems with nanotechnology is that it is being used to describe all new things where smaller is seen as better. This includes materials, devices and systems. However, in certain areas the advent of nanomaterials is changing how we fundamentally think about structures and their properties, and the hype may be legitimate. This report attempts to characterise the current state of nanotechnology in the flexible packaging industry. Packaging is a relatively large and important application for nanotechnology. Materials constructed from nanotechnology have been found to provide unexpected and valuable packaging properties. These properties may even be of such high value that they can justify the early price of nanomaterials. The most commercially interesting nanotechnology-based products developed for flexible packaging are polymer nanocomposites. These are polymeric compounds that consist of discrete fillers in the order of a few nanometres and with immense surface areas. These compounds can be processed into film and other packaging materials using conventional conversion equipment. Nanocomposites represent a radical alternative to traditional filled polymers and polymer blends. The enhanced properties that these materials can provide are both considerable and surprising. The surprise comes from the fact that by being so small the nanofillers are in the same size range as the polymer molecules and react directly with them. As a result, the material properties are affected by the laws of atomic physics, rather than behaving as traditional bulk materials. When compared to other nanomaterials, nanocomposites are relatively low cost, and they can be incorporated into many common polymeric resin systems. Low-volume additions (1–5 weight percent) of highly anisotropic, high aspect ratio nanoparticles, such as layered silicates, provide mechanical property enhancements with respect to the virgin polymer that are comparable with those achieved by conventional filler loadings of 15–40%. This results in significant processing advantages and reduced cost potential due to downgauging of cross-section. In addition, unique value propositions are possible for these materials that are not available with traditional materials. These are the result of properties such as reduced permeability, tailored biodegradability, optical clarity, electrical and thermal conductivity, and flame retardancy among others. These properties can be 'engineered' to meet the exact demands of an application. Another unique feature of nanocomposites is the lack of property trade-offs. For the first time, there is an opportunity to design materials without compromises that are typically found in conventionally filled polymer composites. Page vii © Copyright Pira International Ltd 2006 Developments in Nanotechnology for Flexible Packaging Executive summary By far one of the most intriguing property enhancements provided by clay nanocomposites, at least to the flexible packaging industry, is its low gas permeability. As plastics have become more and more common in food packaging applications, many concerns have arisen about their ability to allow the exchange of gases (oxygen and carbon dioxide) and vapours (water and aroma components) that can compromise the quality and safety of packaged food and beverages. Novel high-barrier nanocomposites could be the solution to this problem. Nylon nanocomposites are claimed, for example, to have a 100-fold improvement reduction in oxygen permeation. They also provide a barrier to the passage of CO that 2 is sufficient to provide significantly improved shelf life. As a result, many of the early nanofiller and nanocomposite developers are focusing on flexible packaging as the tastiest of the 'low hanging fruit' available to them for early market entry. Clay-based nanocomposites are being commercialised having polymer matrices of polyamide (nylon), polyolefins, polyethylene terephthalate (PET), EVOH, and several other high-barrier polymers. They are being used as single-layer films and as individual layers in multilayer films. They are also being used as barrier coatings to other polymers. Other nanomaterials may eventually affect the flexible packaging industry, but none as significantly or as quickly as clay nanocomposites. Metal oxide nanoparticles and structured carbon nanoparticles, such as carbon nanotubes and fibres, will find applications in niche applications such as UV absorbers and electrostatic dissipative packaging. However, because of their relatively high cost and exclusive value propositions, they will not have the impact that clay nanocomposites will have. If material costs can be reduced further, the future barrier film market is likely to be dominated by nanoclay composites containing nanoscale clay platelets as filler. The cost is already relatively low compared with other nanomaterials, but is likely to come down further due to the fact that clay nanomaterials are naturally available and abundant, and can be processed in large volumes. The small amount required to provide significant improvements in properties will also be a factor in their early acceptance. The vision of future packaging is one in which the package will increasingly operate as a multifunctional structure, adding value and benefits across the entire packaging supply chain. For nanomaterials to be adopted in packaging they need to be inexpensive relative to the value provided by the product, produce reliable and reproducible properties, and be environmentally benign and safe for food contact. One of the benefits of nanocomposites is that they do provide multi-functionality to packaging. For example, one material can be used to provide enhanced strength (or weight reduction due to smaller gauge film), a high barrier to gas and vapour, flame retardancy, and increased thermal resistance. Although nanocomposite barrier films are highlighted in this report, there are other ways that nanotechnology will affect the flexible packaging industry. Nanomaterials can be used to make intelligent sensors to measure the age of the product contained within the package. They can be used as coatings to covertly print information on a package in Page viii © Copyright Pira International Ltd 2006 Developments in Nanotechnology for Flexible Packaging Executive summary the form of invisible barcodes or other displays. Nanomaterials can also be used to sense when a package is opened or tampered with. Other potential uses for nanotechnology in flexible packaging include the applications of nanometre thick films and coatings. These can be used as individual barriers in multilayer films, or they can be built up from multiple nano-thick films. This report provides an introduction to state-of-the-art nanotechnology in flexible packaging. It examines components and methods for manufacturing nanomaterials and nanocomposite compounds, and their conversion to packaging products. It identifies processing difficulties that have delayed widespread acceptance of these materials and suggests solutions to these problems. Commercially available products from nanomaterials suppliers and plastic compounders are described, and products that are in the late stages of development are mentioned as an indication of where the future of the packaging industry may be headed. Page ix © Copyright Pira International Ltd 2006

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