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DEVELOPMENT OF A SELF CARE INVENTORY FOR CHILDREN WITH CEREBRAL PALSY LIVING IN POORLY RESOURCED CONTEXTS IN SOUTH AFRICA JULIA BURG A dissertation submitted to the Faculty of Health Sciences, School of Therapeutic Sciences, University of the Witwatersrand, Johannesburg, in fulfilment of the requirements for the degree of Master of Science in Occupational Therapy. Johannesburg 2016 Declaration I, Julia Simone Burg, hereby declare that this thesis is my own work. It is being submitted for the degree of Master of Science in Occupational Therapy of the University of the Witwatersrand, Johannesburg. It has not been submitted before for any degree or examination at this or any other university. 12th Day of May 2016 . i Dedication I dedicate my dissertation work to all the children with cerebral palsy, that I have worked with, together with their families. They are an inspiration to me. ii Acknowledgments I wish to thank my supervisors, Denise Franzsen and Gillian Saloojee, for their continued knowledge, support and encouragement. I would like to thank my research assistants, Lydia Ngwana and Fundi Ziqubu for their assistance throughout the research process. I would also like to acknowledge and thank Malamulele Onward and Isibindi Project for allowing me access to complete my research, through use of contacts and workspace. iii Abstract Children with cerebral palsy (CP) struggle to participate within activities of daily living (ADLs), especially self-care. Occupational therapists need to consider many factors that influence self-care for intervention to be clinically significant. There is little documentation regarding culturally appropriate assessment tools for African children with CP. The purpose of this study was to determine criteria for items of the Self Care Inventory for Children with Cerebral Palsy (SCICP) against which dysfunction within the CP population can be measured. The study included initial development of the items and content validity of the SCICP was determined. Field-testing of the items of the SCICP was done to evaluate the administration and the item appropriateness. Age, hand function and cognition play a role in self-care skills. The SCICP is able to determine what a child’s actual self-care performance is and differentiate between a typically developing child and a child with delayed self-care skills. iv Table of Contents Declaration ............................................................................................................................. i Dedication ..............................................................................................................................ii Acknowledgments ................................................................................................................. iii Abstract................................................................................................................................. iv Table of Contents .................................................................................................................. v List of Tables ........................................................................................................................ ix List of Figures ....................................................................................................................... x Abbreviations ...................................................................................................................... xiv CHAPTER 1 INTRODUCTION ................................................................................... 1 1.1 Introduction to the Subject ....................................................................................... 1 1.2 Statement of the Problem ........................................................................................ 2 1.3 Purpose of the Study ............................................................................................... 3 1.4 Aims and Objectives of the Study ............................................................................ 3 1.4.1 Aims ..................................................................................................................... 3 1.4.2 Objectives ............................................................................................................ 4 1.5 Justification for the Study ........................................................................................ 4 1.6 Organisation of the Dissertation .............................................................................. 5 1.6.1 Layout of the Study ............................................................................................... 5 1.6.1.1 Chapter 1: Introduction ...................................................................................... 5 1.6.1.2 Chapter 2: Literature Review ............................................................................. 5 1.6.1.3 Chapter 3: Methodology .................................................................................... 5 1.6.1.4 Chapter 4: Results ............................................................................................. 5 1.6.1.5 Chapter 5: Discussion ....................................................................................... 6 1.6.1.6 Chapter 6: Conclusion ....................................................................................... 6 CHAPTER 2 ............................................................................................................... 7 LITERATURE REVIEW .............................................................................................. 7 2.1 Introduction ............................................................................................................. 7 2.2 History and Definition of Cerebral palsy ................................................................... 7 2.2.1 Prevalence of Cerebral Palsy ............................................................................... 9 2.2.2 Socioeconomic Status and Cerebral Palsy in the South African Context ............ 11 2.3 Classification Systems of Cerebral Palsy to Complement Assessments ................ 13 2.3.1 Condition based classifications ........................................................................... 14 2.3.2 Other Classification Systems used in Cerebral Palsy ......................................... 15 2.3.3 Activity and Participation based Framework ..................................................... 17 2.3.4 Relationship between Classifications used in Cerebral Palsy and Occupational Performance ................................................................................................................ 17 2.4 Occupational Performance in Cerebral Palsy ........................................................ 19 2.4.1 Factors affecting Occupational Performance of Children with Cerebral Palsy ..... 22 2.4.2 Factors affecting Occupational Performance of Children with Cerebral Palsy in the resource-constrained South African Context ............................................................... 23 2.5 Occupational Performance Assessment Tools for Children with Disabilities .......... 24 2.5.1 Assessment tools for occupational performance in Children with Disabilities ...... 25 2.5.1.1 The Pediatric Evaluation of Disability Inventory (PEDI) .................................... 26 2.5.1.2 Functional Independence Measure for Children (WeeFIM) .............................. 27 v 2.5.1.3 Activities Scale for Kids (ASK) ......................................................................... 28 2.5.1.4 Life Skills Inventory .......................................................................................... 28 2.5.1.5 Bayley Scales of Infant and Toddler Development – Third Edition (Adaptive Behavior Questionnaire) .............................................................................................. 29 2.5.1.6 Oregon Project - Sixth Edition.......................................................................... 30 2.5.1.7 The Primary Progress Assessment Chart of Social Development .................... 30 2.6. Development of Standardised Assessments ........................................................ 31 2.6.1 Factors to be considered in applying an already standardised assessment within an African Context ....................................................................................................... 31 2.6.2 Steps in the Development of a Standardised Assessment .................................. 35 2.6.2.1 Content validity ................................................................................................ 36 2.6.2.2. Item Analysis .................................................................................................. 36 2.7 Summary ............................................................................................................... 37 CHAPTER 3 ............................................................................................................. 39 METHODOLOGY ..................................................................................................... 39 3.1 Introduction to Methodology .................................................................................. 39 3.2 Research Design ................................................................................................... 39 3.2 Stage 1 .................................................................................................................. 40 3.2.1 Stage 1.1: Defining the construct and domains of the tool .................................. 40 3.2.1.1. Factors considered in determining the Self-Care Inventory for Children with Cerebral Palsy ............................................................................................................. 40 3.2.2 Stage 1.2: Preparing and formatting items .......................................................... 43 3.2.2.1 Format of items ............................................................................................... 43 3.2.2.2 Item generation ............................................................................................... 43 3.3 Stage 2 .................................................................................................................. 46 3.3.1 Stage 2.1: Content Validity – Subject Matter Expert (SME) Survey and Review. 46 3.3.1.1. Selection of SME Participants: Occupational Therapists ................................. 47 3.3.1.2 Procedure ........................................................................................................ 47 3.3.2 Data Analysis for Subject Matter Expert (SME) Survey and Review ................... 48 3.3.3 Translation of the Self Care Inventory for Children with Cerebral Palsy .............. 48 3.4 Stage 3: Content validity: Content validity - Caregivers of Children Living in a Resource-Constrained Area of Kwa-Zulu Natal (Discussion Groups) .......................... 48 3.4.1 Study Site ........................................................................................................... 49 3.4.2 Selection of participants...................................................................................... 49 3.4.3 Procedure ........................................................................................................... 50 3.4.4 Data Analysis for Content validity - Caregivers of Children Living in a Resource- Constrained Area of Kwa-Zulu Natal (Discussion Groups) .......................................... 51 3.5 Stage 4.1: Evaluation of the Self Care Inventory for Children with Cerebral Palsy on Child Participants with and without Cerebral Palsy. ..................................................... 52 3.5.1 Study Site ........................................................................................................... 53 3.5.2 Selection of child participants ............................................................................. 53 3.5.3 Research Procedure ........................................................................................... 54 3.5.4 Assessment of child participants ......................................................................... 55 3.7 Ethical Considerations ........................................................................................... 61 3.7.1 Ethical clearance for the study ............................................................................ 61 3.7.2 Ethical Considerations for SME Content Validity Survey .................................... 61 3.7.3. Ethical considerations for Content Validity Discussion Groups .......................... 61 3.7.4 Ethical Considerations for Field Test .................................................................. 62 CHAPTER 4 RESULTS ............................................................................................ 63 4.1 Introduction ........................................................................................................... 63 4.2 Development of the items ...................................................................................... 63 vi 4.2.1 Mapping to the ICF ............................................................................................. 63 4.3 Content validity ...................................................................................................... 65 4.3.1 Subject Matter Expert Survey Results ................................................................ 65 4.3.2 Discussion groups with expert caregivers of children living in Nquthu, Kwa-Zulu Natal. ........................................................................................................................... 68 4.4 Item Analysis ......................................................................................................... 70 4.4.1 Item appropriateness .......................................................................................... 70 4.4.2 Item difficulty for typical children aged 2 to 5 years ............................................. 72 4.4.2.1 Participants demographics .............................................................................. 72 4.4.2.2 Percentage Independence of typically developing children according to age ... 72 4.4.3 Item discrimination for child participants with cerebral palsy aged 2 to 7 years ... 76 4.4.3.1 Participants’ demographics .............................................................................. 76 4.4.3.2 Percentage Independence of participants with cerebral palsy compared to that of typically developing participants according to age ................................................... 77 4.4.3.3 Percentage Independence of participants with cerebral palsy according to severity of cerebral palsy based on GMFCS levels ...................................................... 82 4.4.3.4 Individual factors affecting Eating and Functional Mobility Associated with Eating .......................................................................................................................... 85 4.4.4 Review of administration and scoring ................................................................. 88 4.4.4.1 Analysis of Scoring .......................................................................................... 90 4.4.4.2 Time to administer ........................................................................................... 91 4.4.5 Review of age of independence.......................................................................... 91 4.4.5.1 Comparison of age of independence of discussion group of caregiver participants and that reported by caregivers of child participants during the field-testing .................................................................................................................................... 92 4.4.5.2 Comparison of age of independence of discussion group caregiver participants and the actual performance of child participants .......................................................... 92 4.5 Summary ............................................................................................................... 93 CHAPTER 5 DISCUSSION ...................................................................................... 95 5.1 Introduction ........................................................................................................... 95 5.2 Item and Domain Generation ................................................................................. 95 5.3 Content validity and item appropriateness ............................................................. 97 5.3.1 Content validity and item appropriateness from Subject Matter Experts (SMEs) . 97 5.3.2 Content validity and item appropriateness from expert caregivers ...................... 98 5.4 Item difficulty and ability to distinguish dysfunction .............................................. 102 5.4.1 Typically developing children aged 2 to 5 years ................................................ 102 5.3.2 Child participants with cerebral palsy aged 2 to 7 years ................................... 103 5.4.2.1 Differentiation between children with cerebral palsy and typically developing children ..................................................................................................................... 104 5.4.2.2 Distinguishing factors that affect self-care in children with cerebral palsy ...... 106 5.5 Parent report vs. observation of child participants on the Self Care Inventory for Cerebral Palsy Children............................................................................................. 110 5.6 Review of administration and scoring .................................................................. 113 5.7 Limitations of the study ........................................................................................ 114 5.8 Summary ............................................................................................................. 115 CHAPTER 6 CONCLUSION .................................................................................. 117 6.1 Introduction to Conclusion ................................................................................... 117 6.2 The item selection, content validity and field test of the Self Care Inventory for Children with Cerebral Palsy ..................................................................................... 117 6.3 Recommendations .............................................................................................. 118 APPENDICES ........................................................................................................ 127 vii Appendix A: Scoring .................................................................................................. 127 Appendix B: SME Content Validity Survey on Survey Monkey .................................. 128 Appendix C: Tools used for Field Testing .................................................................. 154 Appendix D: Items observed ..................................................................................... 158 Appendix E: Ethical Clearance Certificate and Amendments ..................................... 167 Appendix F: Expert Occupational Therapist consent for participation in survey ......... 173 Appendix G: Discussion Group Consent to Participate .............................................. 174 Appendix H: Consent Form for Field Test .................................................................. 177 Appendix I: Items prior to ICF Mapping ..................................................................... 180 Appendix J: ICF Mapping to the items ....................................................................... 189 Appendix K: Final items validated through survey ..................................................... 206 Appendix L: Items modified post expert survey ......................................................... 212 Appendix M: Items modified post discussion groups ................................................. 217 Appendix N: Items modified post field test ................................................................. 223 Appendix O: Items’ scoring modified post field test .................................................... 226 Appendix P: Individual differences detailed for all domains of SCICP except for eating. .................................................................................................................................. 229 Grooming and Functional Mobility Associated With Grooming ............................... 231 Appendix Q: Self Care Inventory for Children with Cerebral Palsy (SCICP) with scoring and administration instructions .................................................................................. 233 Appendix R: Comparison of age of independence as determined during discussion groups and field test .................................................................................................. 244 Appendix S: Comparison of age of independence as determined during discussion groups and field test actual performance ................................................................... 254 Appendix T: Final version of the Self Care Inventory for Children with Cerebral Palsy (SCICP) with scoring and administration instructions ................................................ 264 viii List of Tables Table 4.1: Construct: Self-care: ICF Mapping .......................................................... 64 Table 4.2: Items for eating adjusted following SME survey ...................................... 65 Table 4.3: Items for all domains adjusted following SME survey .............................. 67 Table 4.4: Items adjusted for the eating domain following discussion groups .......... 69 Table 4.5: Items for all domains adjusted following discussion groups .................... 70 Table 4.6: Items adjusted for the eating domain following the pilot field test ............ 71 Table 4.7: Demographics of typically developing children ........................................ 72 Table 4.8: Reordering of items in the eating domain according to the difficulty for age groups 2-5 years ............................................................................................... 74 Table 4.9: Demographics of participants living in an under resourced area of KZN diagnosed with CP ............................................................................................ 77 Table 4.10: Items for eating adjusted during data analysis ...................................... 89 Table 4.11: Items for all domains adjusted during data analysis .............................. 90 Table 4.12: Number of items showing a difference between actual performance and caregiver report ................................................................................................. 91 Table 4.13: Comparison of age of independence ..................................................... 93 ix

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