DEVELOPMENT AND CHARACTERISATION OF MEDICATED WOUND DRESSINGS FOR CHRONIC WOUND HEALING By HARSHAVARDHAN VILASRAO PAWAR {BPharm, MRes (Pharm. Sci.)} A thesis submitted in partial fulfilment of the requirements of the University of Greenwich for the degree of Doctor of Philosophy July, 2013 i DECLARATION “I certify that this work has not been accepted in substance for any degree, and is not concurrently being submitted for any degree other than that of Doctor of Philosophy being studied at the University of Greenwich. I also declare that this work is the result of my own investigations except where otherwise identified by references and that I have not plagiarised the work of others”. ……………………………… HARSHAVARDHAN PAWAR (CANDIDATE) ___________________________________________________________________________ PHD SUPERVISORS DR. JOSHUA BOATENG ………………………………………….. DR JOHN TETTEH …………………………………………... FEBRUARY 2014 ii ACKNOWLEDGEMENTS First and foremost, I would like to take this opportunity to thank the almighty God for His loving kindness and faithfulness in sustaining my life all these years. To the greatest extent thanks to Dr. Joshua Boateng for giving me such opportunity to work on this project and thanks for your steadfast support, encouragement, understanding and guidance. Your insight was pivotal in allowing me to complete my PhD. I would like to extend my deepest gratitude and appreciation to my second supervisor Dr. John Tetteh for his advice, guidance and many critical discussions. I would like to thank my parents who always provided constant love, freedom and support for doing the PhD. I would also like to acknowledge the University of Greenwich for nominating me for ORSAS funding and the School of Science for making up the difference in my tuition fees to complete my PhD. I am grateful to Dr Isaac Ayensu and Dr Farnoosh Kianfar, for being my second pair of eyes giving me suggestions in exploring new ideas. I would like to acknowledge Dr Concetta Giovino, Dr Nazanin Zand and Dr Arun Kumar Kotha for their selfless help throughout my PhD. I am also grateful to Dr. Ian Slipper for all the SEM and XRPD techniques and Devyani Amin for the HPLC analysis and troubleshooting of the HPLC and Samantha Lewis for her help during microbiological studies. Thanks also to all other staff and technicians for supporting me during the experimental work. Last but not least I would like to thank to Amit Patil, Vilas Beloshe, Nilesh Manikwar, Anniruddha Bhagurkar, Shankar Manjare and Prithviraj Patil and roommates who have given me constant support and financial help when I asked. Big thanks to Amit Bhosale for cheering me up every time throughout my PhD. You guys are amazing, without all of you it will not be possible to pass this journey. I am obliged to express my gratitude to my research group members and all the persons who met me on the path of this journey and helped me directly and indirectly to complete my studies. iii ABSTRACT Chronic wounds are difficult to heal and exhibit physiological features including prolonged inflammatory phase, mixed bacterial flora resistance and formation of biofilms, ineffectiveness of topical antimicrobials and high volumes of wound exudate. Polymeric gels of Polyox (POL) and blends of POL with carrageenan (CAR), chitosan (CS), hydroxypropylmethylcellulose (HPMC) and sodium alginate (SA) in different weight ratios were used to prepare films by the solvent casting technique and evaluated using scanning electron microscopy (SEM), X-ray powder diffraction (XRPD), differential scanning calorimetry (DSC) and Fourier transform spectroscopy (FTIR). The same gels were analysed using DSC to develop an optimum lyophilisation cycle with or without an annealing step to obtain freeze dried wafers of POL-CAR and POL-SA. Films prepared from POL were non-transparent and showed spherulitic crystallisation, however POL blends with CAR and SA (75/25 and 50/50 weight ratios respectively) showed improved flexibility and transparency with reduced spherulitic crystallisation (i.e. homogeneous surface) through hydrogen bonding between POL and/or CAR and SA. Addition of annealing step -25°C resulted in formulations with porous surface morphology for both POL-CAR and POL-SA wafers. Annealing (wafers) and addition of glycerol (GLY) (films) resulted in improved mechanical properties expected to withstand the mechanical stresses occurring during day-to-day activities and whilst flexible enough to prevent potential damage to newly formed tissue. Tough and flexible films were obtained by the addition of 9%w/w and 20% w/w GLY in POL-SA and POL-CAR respectively. Further, the POL-CAR and POL-SA films and wafers were loaded with 5-15%w/w of diclofenac (DLF) and 15-30% w/w of streptomycin (STP). Furthermore POL-CAR and POL-SA blank (BLK) and drug loaded (DL) films and wafers were analysed for swelling, mucoadhesion (in presence of normal and viscous simulated wound fluid), in vitro drug dissolution and anti-bacterial activity and compared against marketed medicated wound dressings. Addition of drug (STP and DLF) resulted in fair transparency of films and decreased porosity of wafers with existence of sodium sulphate which affected general performance of the films and wafers in terms of swelling, mucoadhesion, and antimicrobial activity. BLK plasticised (GLY) films and BLK annealed wafers showed higher swelling capacities compared to DL films and wafers. Neither DL films nor wafers showed 100 % release of the incorporated STP and DLF due to the formation of sodium sulphate which reduced hydration. Findings also showed that POL-SA films and wafers were effective against normal exudate whereas POL-CAR films and wafers were effective for iv viscous exudate to achieve better bioavailability and prolonged retention time. Multivariate data analysis of mucoadhesion showed slower rate of mucin diffusion into POL-CAR films and wafers compared to POL-SA films and wafers. The formulated films, wafers and marketed dressing showed antibacterial efficacy against 105 CFU/ml of S. aureus, P. aeruginosa and E. coli. STP and DLF present in both films and wafers acted synergistically and showed better antimicrobial activity than marketed dressings. Film dressing allows ease of application and due to fair transparency and flexibility whereas wafer dressings are useful to control exudate and both can maintain a moist environment. Combination of STP and DLF within a single dressing is expected to help to treat and prevent wound infections whereas DLF can help to relieve pain and inflammation associated with injury. v TABLE OF CONTENTS DECLARATION ............................................................................................................................ ii ACKNOWLEDGEMENTS........................................................................................................... iii ABSTRACT ...................................................................................................................................iv TABLE OF CONTENTS ...............................................................................................................vi LIST OF FIGURES ....................................................................................................................... xv LIST OF TABLES........................................................................................................................xxi ABBREVIATIONS .................................................................................................................. XXII LIST OF PUBLICATIONS AND CONFERENCE PROCEEDINGS ....................................... xxv CHAPTER 1 : GENERAL INTRODUCTION AND LITERATURE REVIEW ........................... 1 1.1 OVERVIEW ......................................................................................................................... 1 1.2 TYPES OF WOUNDS ......................................................................................................... 3 1.2.1 Clinical context ................................................................................................................. 4 1.2.1.1 Simple wounds .......................................................................................................... 4 1.2.1.2 Complex wounds ....................................................................................................... 4 1.2.2 Nature of repair process .................................................................................................... 5 1.2.2.1 Acute wounds ............................................................................................................ 5 1.2.2.2 Chronic wounds ......................................................................................................... 5 1.2.2.3 Exuding wounds ........................................................................................................ 7 1.2.3 Skin layers and area of skin layers .................................................................................... 8 1.2.3.1 Superficial wounds .................................................................................................... 8 1.2.3.2 Partial thickness wounds ........................................................................................... 8 vi 1.2.3.3 Full thickness wounds ............................................................................................... 8 1.2.4 Wounds based on contamination ...................................................................................... 9 1.2.4.1 Clean wounds ............................................................................................................ 9 1.2.4.2 Clean contaminated wounds .................................................................................... 10 1.2.4.3 Contaminated wounds ............................................................................................. 10 1.2.4.4 Dirty wounds ........................................................................................................... 10 1.3 WOUND HEALING AND STAGES INVOLVED IN HEALING .............................. 10 1.3.1 Moist wound healing....................................................................................................... 10 1.3.2 Haemostasis .................................................................................................................... 11 1.3.3 Inflammation ................................................................................................................... 12 1.3.4 Proliferation .................................................................................................................... 13 1.3.5 Remodelling and scar maturation ................................................................................... 14 1.4 BACTERIAL WOUND INFECTION ............................................................................ 14 1.4.1 Management of wound infection .................................................................................... 17 1.4.2 Role of topical antimicrobials ......................................................................................... 17 1.4.3 Exudate associated with acute and chronic wounds ....................................................... 25 1.5 WOUND DRESSINGS ..................................................................................................... 27 1.5.1 Traditional wound dressings ........................................................................................... 27 1.5.2 Modern wound dressings ................................................................................................ 29 1.5.2.1 Film dressings .......................................................................................................... 30 1.5.2.2 Hydrogel dressings .................................................................................................. 30 1.5.2.3 Foam dressings ........................................................................................................ 30 vii 1.5.2.4 Hydrocolloid dressings ............................................................................................ 31 1.5.2.5 Alginate dressings.................................................................................................... 31 1.5.2.6 Medicated dressings ................................................................................................ 32 1.5.2.7 Freeze dried wafers .................................................................................................. 33 1.5.3 Biological wound dressings ............................................................................................ 35 1.6 FUNCTIONAL PROPERTIES OF MOIST WOUND DRESSINGS ......................... 35 1.6.1 Bio (muco)adhesion ........................................................................................................ 35 1.6.2 Swelling and drug release ............................................................................................... 37 1.6.2.1 Theories of polymer erosion .................................................................................... 37 1.6.2.2 Theories of polymer erosion/degradation ................................................................ 38 1.6.2.3 Drug release mechanisms ........................................................................................ 39 1.7 POLYMERS, EXCIPIENTS AND DRUGS USED IN THIS PROJECT ................... 39 1.7.1 Polyethylene oxide (Polyox™) ........................................................................................ 39 1.7.2 Carrageenan (CAR) ........................................................................................................ 40 1.7.3 Sodium alginate (SA) ...................................................................................................... 41 1.7.4 Chitosan (CS) .................................................................................................................. 42 1.7.5 Hydroxypropylmethylcellulose (HPMC)........................................................................ 43 1.7.6 Plasticizer ........................................................................................................................ 43 1.7.7 Model drugs .................................................................................................................... 45 1.7.7.1 Diclofenac sodium (DLF) ........................................................................................ 45 1.7.7.3 Streptomycin sulphate (STP) ................................................................................... 45 1.8 FORMULATION AND CHARACTERISATION ........................................................ 46 viii 1.8.1 Freeze drying .................................................................................................................. 46 1.8.2 Solvent film casting ........................................................................................................ 47 1.8.3 Texture analysis characterisation .................................................................................... 48 1.8.4 Spectroscopic and chemometric data analysis ................................................................ 50 1.9 AIMS AND OBJECTIVES .............................................................................................. 51 CHAPTER 2 : PREPARATION AND PHYSICO-CHEMICAL CHARACTERISATION OF POLYOX™ BASED SOLVENT CAST FILMS ................................................................ 53 2.1 INTRODUCTION ............................................................................................................ 53 2.2 MATERIALS .................................................................................................................... 54 2.3 METHODS ........................................................................................................................ 55 2.3.1 Preliminary formulation development ............................................................................ 55 2.3.2 Preparation of blank (BLK) POL-CAR and POL-SA films ........................................... 56 2.3.3 Preparation of drug loaded (DL) POL-CAR and POL-SA films .................................... 56 2.3.4 Scanning electron microscopy (SEM) ............................................................................ 57 2.3.5 Differential scanning calorimetry (DSC) ........................................................................ 58 2.3.6 X-ray powder diffraction (XRPD) .................................................................................. 58 2.3.7 Attenuated total reflectance Fourier transform infrared spectroscopy (ATR-FTIR) ...... 59 2.3.8 Texture analysis (TA) ..................................................................................................... 59 2.4 RESULTS AND DISCUSSION ....................................................................................... 61 2.4.1 Preliminary formulation development ............................................................................ 61 2.4.2 Scanning electron microscopy (SEM) ............................................................................ 66 2.4.3 Differential scanning calorimetry (DSC) ........................................................................ 69 2.4.4 X-ray powder diffraction (XRPD) .................................................................................. 73 ix 2.4.5 Attenuated total reflectance Fourier transform infrared spectroscopy (ATR-FTIR) ...... 75 2.4.6 Texture analysis (TA) ..................................................................................................... 80 2.5 CONCLUSIONS ............................................................................................................... 84 CHAPTER 3 : DEVELOPMENT, OPTIMISATION AND PHYSICO-CHEMICAL CHARACTERISATION OF MEDICATED LYOPHILISED WAFER DRESSING. ......... 86 3.1 INTRODUCTION ............................................................................................................ 86 3.2 MATERIALS .................................................................................................................... 87 3.3 METHODS ........................................................................................................................ 87 3.3.1 Preparation of POL-CAR and POL-SA [blank (BLK) and drug loaded (DL)] gels ...... 87 3.3.2 Freeze drying cycle development with annealing step ................................................... 87 3.3.3 Lyophilisation ................................................................................................................. 88 3.3.4 Scanning electron microscopy (SEM) ............................................................................ 89 3.3.5 Mechanical properties of wafers (TA) ............................................................................ 90 3.3.6 X-ray diffraction (XRD) ................................................................................................. 90 3.3.7 Differential scanning calorimetry (DSC) ........................................................................ 91 3.3.8 Attenuated total reflectance-Fourier transform infrared spectroscopy (ATR-FTIR) ..... 91 3.4 RESULTS AND DISCUSSION ....................................................................................... 92 3.4.1 Freeze drying cycle development with annealing step ................................................... 92 3.4.2 Freeze-drying formulation development and optimisation ............................................. 93 3.4.3 Scanning electron microscopy (SEM) ............................................................................ 94 3.4.4 Mechanical properties of wafers (TA) ............................................................................ 96 3.4.5 X-ray diffraction (XRD) ................................................................................................. 99 3.4.6 Differential scanning calorimetry (DSC) ...................................................................... 100 x
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