S Healthcare Management / Quality & Patient Safety Developing a t o Although much has been achieved in care coordination and accountable care, r y healthcare leaders need additional, game-changing innovations to deal with Poly-Chronic constraints in clinical resources, care capacity, and cost that have not yet been fully addressed. This need for innovation is especially great in the care of the chronically D ill: the most costly, highest-risk segments of our populations. e Care Network v Filling this void, Developing a Poly-Chronic Care Network: An Engineered, e Community-Wide Approach to Disease Management reconstructs and augments l traditional chronic care delivery models. The proposed solution—the Poly-Chronic o An Engineered, Community-Wide Care Network© (PCCN)—is a specific iteration of the Care Circle Network© (CCN) p Approach to Disease Management concept that creates a sustainable community-engaging response to the complex- i n ity, cost, and outcomes of chronic diseases. By dynamically engineering all the g elements of a community’s “Capacity to Care” directly into short- and long-term patient care processes, the PCCN expands care capacity and physician “reach,” and a improves quality and outcomes, without increasing the total cost of care. P The book describes the fundamental concepts, principles, and requirements for the o PCCN and explains how this care model could augment and enhance other new l y business models, such as Accountable Care Organizations (ACOs) and Patient- - Centered Medical Homes (PCMHs). In addition to a detailed description of C implementation steps and organizational structures, the text provides useful insights h into technologies that can aid and enhance implementation, including home/virtual r monitoring, social networking, and dynamic simulation. Importantly, the book o includes both detailed examples and a flexible how-to guide for setting up a PCCN n or other CCN, offering readers step-by-step guidelines and options for combining i c readily available communal resources with simple technologies in the design of innovative care models for their communities. C a With this book in hand, readers can confidently pick and choose specific compo- r nents to match their community’s needs and capabilities, “amending the blend” to e account for the size, scale, scope, and population of the community and patients N they wish to serve. e t w o K15332 r Pierce Story, MPHM k ISBN: 978-1-4665-5474-0 90000 www.crcpress.com 9 781466 554740 www.productivitypress.com K15332_COVER_final_revised.indd 1 10/2/12 4:11 PM Developing a Poly-Chronic Care Network An Engineered, Community-Wide Approach to Disease Management Pierce Story, MPHM CRC Press Taylor & Francis Group 6000 Broken Sound Parkway NW, Suite 300 Boca Raton, FL 33487-2742 © 2013 by Taylor & Francis Group, LLC CRC Press is an imprint of Taylor & Francis Group, an Informa business No claim to original U.S. Government works Version Date: 20121012 International Standard Book Number-13: 978-1-4665-5475-7 (eBook - PDF) This book contains information obtained from authentic and highly regarded sources. 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Visit the Taylor & Francis Web site at http://www.taylorandfrancis.com and the CRC Press Web site at http://www.crcpress.com Contents Preface ...........................................................................ix Acknowledgments .......................................................xix Introduction ................................................................xxi 1 The PCCN Concept: An Overview ............................1 PCCN Description ...............................................................1 PCCN as a Visual .........................................................2 Application Overview .........................................................4 An Engineered Approach ...................................................6 PCCN Components .............................................................8 Resource Pool ..............................................................8 Resource Training ...............................................12 Technology Infrastructure (TI) ...........................13 Palliative and End-of-Life Care ..................................16 Assimilation and Passion ............................................17 Capacity as Strategy ...........................................................17 Other Important Attributes of the PCCN ..........................19 An Additive Solution ..........................................................19 PCCNs and ACOs ...............................................................20 A Caveat to the Contents of This Text ..............................21 Two Missing Elements .......................................................22 Mental Health .............................................................22 The Bottom 50 ............................................................24 A Word on U.S. Privacy Regulations and the PCCN Concept .............................................................24 iii iv ◾ Contents Summary ............................................................................27 Endnotes .............................................................................27 2 A Brief History of Previous and Current Healthcare Reforms ...............................................29 Been Here, Done This? ......................................................29 Whence Innovation? ...........................................................30 Accountable Care ...............................................................31 Precursors to ACOs in Europe ...........................................34 ACOs and HMOs ................................................................35 Can ACOs Save the System? ..............................................37 ACOs and PCCNs ...............................................................40 PCCNs and Other Business Models ..................................43 Summary ............................................................................45 Endnotes .............................................................................45 3 The Five Pillars of Healthcare for the PCCN .........47 Quality and Outcomes .......................................................49 Access .................................................................................50 Capacity ..............................................................................51 Cost .....................................................................................52 Participant Gratification .....................................................53 The Five Pillars and New Approach .................................54 Summary ............................................................................55 Endnotes .............................................................................55 4 Assessing the Community and the Patient Population .............................................................57 Selecting Patients ................................................................57 Size, Scope, and Scale of Your PCCN ...............................61 Proximity of Space and Resources ............................62 Physician Participation ...............................................62 Technology Constraints ..............................................63 Patient Population Chosen ........................................64 Community Acceptance .............................................65 Assimilation Propensity .....................................................66 Cultural Barriers .................................................................69 Barriers to Assimilation ......................................................70 Contents ◾ v Summary ............................................................................71 Endnotes .............................................................................71 5 Care Strategies and Task Analysis .........................73 Establishing BDPs and Patient Involvement ......................74 Swimlane Mapping ............................................................76 Task Classifications ............................................................79 Task and Resource Considerations ...................................80 Risk .............................................................................81 Variation ......................................................................81 Process Variance .........................................................82 Process Time Variance ..............................................84 Process Time and the Impact of Variability ..... 84 Process Time Variance Example .......................84 Interdependencies and Variability .............................87 Process Time and Patient Attributes .........................88 Impact of Variance on Capacity ................................88 Tools for Analyzing Complex Systems ..............................89 Dynamic Standardization .......................................... 90 Data and Analysis of Current and Future States .......91 Process Data ...............................................................92 Demand Data .............................................................93 Analyzing Community Demand ................................94 Summary ............................................................................97 Endnotes .............................................................................97 6 Building the Communal Resource Pool .................99 Overview ...........................................................................99 Resource and Capacity Variance .....................................102 Dynamic Demand–Capacity Matching ............................103 The Demand–Capacity Continuum and Simulation Capacity Analysis ...........................................105 Resources ..........................................................................107 Using the Care Strategies .................................................107 Resource Options .............................................................109 Resource Selection ...........................................................113 Selecting Physicians .........................................................114 vi ◾ Contents Creating a Care Circle Team ............................................117 Personalizing the Resource Pool .....................................118 Resource Assimilation ......................................................121 Resources for the Resources ............................................122 Resource Education ..........................................................124 Setting up Educational Programs ....................................125 Leadership and Core Values ............................................130 Group Dynamics™ for Resources ....................................132 Challenges and Obstacles ................................................134 Legal Hurdles ............................................................134 Too Many Cooks? .....................................................135 Summary ..........................................................................135 Endnotes ...........................................................................136 7 Build It and They May Not Come ........................137 Protecting the Herd ..........................................................138 Physician Participation .....................................................141 Risk, Payors, and the Government ..................................142 Future PCCN Model Alternatives .....................................144 Summary ..........................................................................145 8 PCCN Resources and Governance Structures ......147 Poly-Chronic Care Network Roles ...................................148 PCCN Management Team ........................................148 Chronicists ........................................................150 Governance Structures and the Chronicist ......152 Specialists ..........................................................157 PCCN Manager ..................................................158 PCCN Trainer ....................................................160 Patient’s Primary Communal Resource ............161 Education of the Community ..........................................163 Governance as a Practical Matter ....................................164 More on Governance Structures ..............................165 A Word on Group Dynamics™........................................170 Making Room for Skeptics ...............................................172 Governance as a Legally Binding Concept .....................172 Contents ◾ vii Summary ..........................................................................173 Endnotes ...........................................................................173 9 PCCN Technologies ..............................................175 Introduction ......................................................................175 Infrastructure Options: Overview ...................................176 Using the SCN ..................................................................178 Patient Connectivity .........................................................179 Patient–Resource Connectivity.........................................180 Resource–Resource Connectivity .....................................181 PCCN Management: Resource–Patient Connectivity ......182 Resource–Clinician Connectivity .....................................183 Example of a SCN Use Case ............................................184 Another SCN Use Case: Discharge and Care Transitions ..............................................................187 Using Simulation ..............................................................189 Using the HIE ...................................................................190 Using the Chronic Disease Management System (CDMS) ..................................................................192 Using Virtual Monitoring .................................................193 Who Pays for It? ...............................................................195 How to Save on Implementation Costs ...........................196 PCCN Resources and the Technology Infrastructure .....197 Summary ..........................................................................199 10 Financial Considerations of a PCCN Implementation ....................................................201 Cost Analysis Assumptions ..............................................202 Creating Your Own Cost Analysis ...................................206 Impact of the PCCN on Hospital Financials ...................207 Impacts on Physician Office Costs and Revenues ..........209 PCCN Cost Justifications ..................................................212 Outcomes and Incentives ................................................216 Who Pays for What? .........................................................219 Summary ..........................................................................222 Endnotes ...........................................................................222 viii ◾ Contents 11 PCCNs, Palliative Care, and End-of-Life Planning ..............................................................223 Palliative Care: Definition and History ............................224 The Origins of Palliative Care .........................................227 Resources for Palliative Care............................................228 End-of-Life Planning and Care ........................................229 Example: Gunderson Health System ...............................231 Integrating EOL and Palliative Care in the PCCN Model ..............................................................233 PCCN Process Evolution and Palliative and EOL Care......236 The Payor Role .................................................................238 Government and EOL Planning ......................................241 Summary ..........................................................................242 Endnotes ...........................................................................242 12 Final Thoughts .....................................................245 Imagine.............................................................................250 Closing Comment .............................................................251 Epilogue—The Latent Community ..............................253 Index ..........................................................................257 Preface Kenji’s Dilemma Kenji was frustrated. It should have been so much easier, so much faster. The changes he expected to see weren’t there. He found himself trying more and more often to prove to his boss that his efforts were, or perhaps would, have an impact on the bottom line. Though he could see, even sense, the change that had taken place, the CFO couldn’t count it, so it might as well not be happening. It had been almost three years since the dream he had while sleeping in a metal chair in an emergency department (ED) waiting room rattled his cage. That dream, that night- mare, had stirred something deep inside him that made him leave the world he’d known since college, his manufacturing comfort zone, and step out into a whole new world of health- care. The work was different, very different, from anything he’d seen in a factory. The intense work of analysis, the preaching, teaching, begging, and arguing for every minor incremental improvement, all seemed worth it when he started. But now he was beginning to wonder. His son, the reason for his late-night visit to the crowded ED on that fateful rainy night, was so proud of him when he announced that he was leaving the Toyota plant that had been so good to him and his family. Toyota treated its employees well, and there was never any real threat of unionization in this traditional Southern town with its ingrained work ethic. ix