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12th European Conference on Mixing Bologna, 27-30 June 2006 DESIGN OF CHEMICAL REACTORS FOR NANO-PARTICLE PRECIPITATION D. L. Marchisio*, L. Rivautella, E. Gavi, M. Vanni, A. A. Barresi, G. Baldi Dipartimento di Scienza dei Materiali e Ingegneria Chimica, Politecnico di Torino C.so Duca degli Abruzzi 24, 10129 Torino, Italy; e-mail: [email protected] Abstract. The production of sub-micron particles of organic actives has become of paramount importance in the pharmaceutical industry. One way to produce such particles is through solvent displacement where the organic active and a specific polymer are dissolved into a polar organic solvent and after mixing with water instantaneous co-precipitation of the active and polymer occurs. The polymer is added in order to neutralize particle aggregation, increase the lifetime of particles into the blood stream and enhance drug retention. Mixing plays a crucial role in determining the final particle size distribution and the active-to-polymer ratio and its effects must be properly understood in order to design and scale-up industrial reactors for nano-particle production. In this work mixing and reaction in confined impinging jet reactors designed for nano-particle precipitation is investigated for the experimental and modeling point of view. Experimental data and computational fluid dynamics simulations are eventually used to define reliable scale-up criteria. Key words: precipitation, solvent displacement, nano-particles, confined impinging jet reactor, computational fluid dynamics. 1. INTRODUCTION Confined Impinging Jet Reactors (CIJRs) are very common devices for production of micro- and nano-particles for several applications, such as polymeric particles for controlled drug delivery for the pharmaceutical industry. For example, when an organic active and a polymer are dissolved in an organic solvent and mixed rapidly with a miscible anti-solvent, precipitation of the active into a polymeric shell occurs. A typical example is the precipitation of a hydrophobic active, β-carotene, with a di-block copolymer, polystyrene–block– polyethylene, with tetrahydrofuran (THF) as organic solvent and water as anti-solvent [1]. These polymeric particles are commonly used for delivery of pharmaceutical insoluble actives and the particle size distribution (PSD) is crucial for guaranteeing acceptable release rates and for directing the particles to specific organs of the human body. Generally speaking precipitation takes place in several stages, namely nucleation, molecular growth and agglomeration. Mixing plays a very important role, in fact, it controls the local super-saturation level which in turn determines nucleation, growth and aggregation rates affecting the final PSD and particle morphology. Nucleation and growth rates usually present significantly different dependences over super-saturation. As a consequence, an increase in the local value of super-saturation can cause an increase of several order of magnitudes of the nucleation rate and only a modest increase of the growth rate. In general, at low super- saturation levels nucleation is favoured over growth and big particles are produced whereas at high super-saturation levels nucleation prevails and small particles are produced. According to the stability ratio of the suspension, particles may agglomerate and further increase their size or remain stable. As already said mixing is very important: in fact, being nucleation almost instantaneous, poor mixing can slow down the process resulting in big particles with broad distributions [2]; for their excellent mixing performances, CIJRs are very often used for very fine particles production. Recently mixing intensity in these devices has been quantified by using a parallel competitive reaction scheme that mimics the solvent displacement process, confirming that only under very good mixing conditions sub-micron particles are produced [3]. Notwithstanding the large amount of experimental data collected, some fundamental questions are still unanswered. The aim of this work is to investigate the interaction between mixing and chemical reactions in CIJRs both from the experimental and modelling viewpoints. Firstly experimental data from literature concerning mixing and reaction in CIJRs will be used to test our Computational Fluid Dynamic (CFD) model, secondly, the CFD model will be used to describe our experimental data concerning precipitation of a test substance and eventually some rules for design and scale-up of these reactors will be derived. 2. EXPERIMENTAL SET-UP The CIJR consists of two jets impinging and mixing D=4.8d L>8d in a small cylindrical chamber with conical head and H = outlet. Chamber diameter (D), chamber length d 3.8 d (H+Z), outlet length (K) and diameter (δ) are Z = multiple of the jet internal diameter (d) as reported in 5.8 d Fig. 1 and in this work three CIJRs with jet diameters equal to 0.5 mm, 1 mm and 2 mm were investigated. The flow rates of the feed streams were K varied between 3 and 120 ml/min. The flow field in > 2 0 CIJRs is often characterized by the Reynolds number d in the inlet jets and is usually indicated as jet Reynolds number (Re). The range of flow rates reported above results in a range of jet Reynolds δ=2d number of about 50 to 3000 for the two reactors and Fig. 1. Sketch of the CIJR and dimensions it should be highlighted here that in all the as function of the jet internal diameter (d) experiments the flow rates of the two feed streams were kept equal to each other. Previous works on the subject have shown that usually the laminar to turbulent transition occurs around Re = 90, but this result should be regarded with caution, since with very different geometries may result in transitions at different Re. As already reported firstly mixing in the rector was characterized by a competitive parallel scheme where the first reaction is infinitely fast and produces a desired product, whereas the second is very fast but with a finite rate and produces an undesired secondary product. The final concentration of the undesired product is a measure of mixing in the device and as shown by Johnson and Prud’homme [3] this reaction scheme can be used to mimic the real precipitation process. Experimental data from literature [3] obtained working under different initial reactant concentrations, reactor geometries and jet Reynolds numbers where used here to verify the ability of the model to quantify the mixing and reaction time-scales. The interaction between mixing and precipitation was investigated also with another test reaction: barium sulfate precipitation. Precipitation experiments were performed at room temperature by mixing aqueous solutions of barium chloride and sodium sulfate prepared with analytical grade reagents (Fluka-Cheminka) and bi-distilled water from reverse osmosis (Millipore Milli-Q RG). Different series of experiments were carried out in two reactors of different size (d = 1 and 2 mm) by varying the initial concentrations of barium chloride (c ) A and sodium sulfate (c ) in the feed streams. Firstly, initial concentrations were kept equal to B each other (c = c = 100 mol/m3, run # 1 and c = c = 500 mol/m3, run # 2) then the effect A B A B of sulfate ion excess (c = 100 mol/m3; c = 500 mol/m3, run # 3) and the effect of barium ion A B excess (c = 100 mol/m3 and c = 200 mol/m3 run # 4, c = 500 mol/m3 run # 5, c = 800 B A A A mol/m3 run # 6) were investigated. The PSD was measured by laser light scattering (Coulter LS 230) and by Scanning Electron Microscopy. 3. MODEL DESCRIPTION AND NUMERICAL DETAILS The flow field in the reactor was modelled by using the commercial CFD code Fluent. Several modelling approaches can be used, namely Direct Numerical Simulations (DNS), Large Eddy Simulation (LES) and Reynolds-averaged Navier-Stokes (RANS) approach [4]. Because of the computational costs only the last two methods can be used to model real reactors. LES is based on the idea of solving the filtered continuity and Navier-Stokes equation. The filter is a mathematical operator that averages over a certain volume, and in Fluent a simple box filter is used, with characteristic size equal to the cell size. Moreover, the approach needs a closure model for the subgrid-scale viscosity, and very often the Smagorinsky-Lilly approach is used. Model predictions obtained with LES are usually more accurate than RANS simulations, therefore, because of the lack of experimental data on the flow field in these devices, results obtained with LES have been used to validate flow field predictions with RANS using standard closure models, such as standard k-ε, RNG k-ε, relizable k-ε, k-ω, and the Reynolds Stress Model (RSM) with different near wall treatments. For RANS simulations a three- dimensional grid of 120,000 cells was used, whereas for LES a much finer grid was required, and the final grid was made of about 700,000 cells. As it is well known, when modelling mixing and reaction with both LES and RANS a micro- mixing model is needed. In fact, with both approaches all the phenomena, such as molecular mixing, that occur on a length-scale smaller than the grid size have to be modelled. For this reason a presumed probability density function (PDF) approach recently developed by Marchisio and Fox [5] and validated by Wang and Fox [6] was used. This method known as Direct Quadrature Method of Moments with the Interaction by Exchange with the Mean (DQMOM-IEM) is based on the idea of representing the fluid at the subgrid-scale level as constituted by N environments. Each environment corresponds to a delta function of the joint composition PDF. For reasons related to the computational time required to carry out these simulations, for the moment this presumed PDF approach has been implemented only using RANS, but theoretically it could be implemented also in LES, and this is indeed one of the next steps of our work. The DQMOM-IEM is now briefly presented for the parallel reaction scheme used in this work. As already reported, this is constituted by two reactions: A+B→R A+C →S+(A) where the first reaction is infinitely fast (acid-base neutralisation) whereas the second occurs with a finite rate, and is autocatalytic (hydrolysis of dimethoxypropane). Reactant A (H+)is fed in one feed stream and a mixture of B (OH-) and C (DMP) is fed in the other one and in the limit of infinitely fast mixing no subproduct (S) is produced. In the case of partial segregation some S (actually CH COCH + 2CH OH) is produced and its outlet concentration is a 3 3 3 measure of mixing efficiency in the reactor. This reacting system can be described in terms of the mixture fraction (ξ) and progress reaction variables (Y and Y ) for the two reactions, 1 2 through the following algebraic equations: c (1) A =ξ−ξY c s1 1 Ao c (2) B =1−ξ−(1−ξ )Y c s1 1 Bo c (3) C =1−ξ−(1−ξ )Y c s2 2 Co where the stochiometric mixture fractions are expressed in terms of the reactant concentrations in their feed streams: c (4) ξ = Bo s1 c +c Ao Bo c (5) ξ = Co s2 c +c Ao Co If two environments are used (or if the PDF is represented by two delta functions) the reacting system is described by a transport equation for volume fraction of environment one ∂p1 + u ∂p1 − ∂ ⎡⎢(Γ+Γ )∂p1⎤⎥=0 (6) ∂t i ∂x ∂x ⎣ t ∂x ⎦ i i i whereas the volume fraction of the other environment can be simply calculated forcing the PDF to integrate to unity (i.e., p =1–p ). In addition, one transport equation for the local value 2 1 of mixture fraction in environment 1 (ξ): 1 ∂(p1ξ1)+ u ∂(p1ξ1)− ∂ ⎢⎡(Γ+Γ )∂(p1ξ1)⎤⎥=γp p (ξ −ξ )+ p1c1+ p2c2 (7) ∂t i ∂x ∂x ⎣ t ∂x ⎦ 1 2 2 1 ξ −ξ i i i 1 2 must be solved. The micro-mixing rate γ is a function of the local turbulent kinetic energy k and of the turbulent dissipation rate ε, according to the following relationship: C k γ= φ (8) 2 ε and the constant C is a function of the local Reynolds number (Re ) as explained by Fox [7]: φ 1 6 C =∑a (log Re )n (9) φ n 10 1 n=0 valid for Re > 0.2 and for liquids (Sc»1), where a = 0.4093, a = 6015, a = 0.5851, a = 1 0 1 2 3 0.09472, a = -0.3903, a = 0.1461 and a = -0.01604 and where: 4 5 6 k Re = (10) 1 (εν)12 In order to correctly predict higher order moments of the joint composition PDF a correction due to the finite-mode representation must be added (last term of Eq. 10) that takes the following form: ⎛∂ξ ∂ξ ⎞. (11) c =Γ ⎜ α α⎟ α t⎝ ∂x ∂x ⎠ i i The model is then constituted by an analogous transport equation for the local mixture fraction in environment two (ξ) and transport equations for the reaction progress variables for 2 the second reaction in environment one (Y ) and in environment two (Y ). Since the first 2,1 2,2 reaction is infinitely fast, algebraic relationships can be used to calculate Y∞ and Y∞ . We 1,1 1,2 remand to the original papers for details [5,6]. The population balance equation was instead implemented in the CFD code by using the quadrature method of moments [8]. This method is based on the solution of the population balance equation is terms of the moments of the PSD using a quadrature approximation to solve the closure problem. The moment of order k (m ) is then expressed as follows: k m (x,t)=+∫∞n(L;x,t)LkdL≈∑N wLk (12) k i i 0 i=1 where n(L) is the particle size distribution (PSD) in terms of particle size, and w and L are the i i weights and nodes of a quadrature approximation that can be calculated using the Product- Difference (PD) algorithm [9]. The quadrature approximation guarantees the solution of the transport equation of the moments with very high accuracy and their final form in the case of nucleation, growth and aggregation are: ∂mk(x,t)+ ∂ ( u m (x,t))− ∂ ⎛⎜Γ ∂mk(x,t)⎞⎟=0kJ(x,t) (13) ∂t ∂xi i k ∂xi⎝ t ∂xi ⎠ +k∑N G(L)wLk−1+∑N w∑N w (L3+L3)k3β(L,L )−∑N wLk∑N wβ(L,L ) i i i i j i j i j i i j i j i=1 i=1 j=1 i=1 j=1 where J is the nucleation rate, G is the growth rate, and β is the aggregation kernel. Barium sulfate precipitation was described by using standard kinetic expressions [10]. The implementation of the micro-mixing and population balance models were carried out with user-defined subroutines. Simulations were considered converged when the normalized residuals were smaller than 10-6. These convergence criteria were used for flow, turbulence, mean mixture fraction and mixture fraction variance fields. 4. RESULTS AND DISCUSSION As already reported first the flow field was simulated by using LES and RANS, and predictions of the mean velocity field at different jet Reynolds numbers and for different geometries were compared. Because LES are usually more accurate and reliable than RANS, LES were used as a reference to discern among possible RANS turbulence closures. Results showed that the turbulence model is indeed important but a great role is also played by the near wall treatment; in fact, only using the Enhanced Wall Treatment (EWT), and Fig. 2. Conversion of the second reaction for the reactor with d = 1 mm: comparison between therefore modelling the flow field all the experimental data (◊), and prediction using RSM with way down to the laminar layer close to the EWT (×), Standard k-ε with EWT (■), Standard k-ε wall, good agreement was found. with SWF (▲), and RSM with SWF (+). This results is confirmed by comparison with experimental data from the literature [3] reported in Fig 2, where the selectivity of the second reaction of the parallel reacting system is plotted versus the jet Reynolds number for different turbulence models. As it is possible to see, the best agreement was found when the RSM with EWT and the standard k-ε model with EWT were used, whereas the same turbulence models coupled with Standard Wall Functions (SWF) resulted in poor agreement. It is worth to highlight that the CFD model for mixing and reaction is without tuning parameters and the only possible choice is the turbulence model. Moreover, model predictions for the conversion of the second reaction for different operating conditions and different reactor geometries have been compared with experimental data resulting in good agreement. For example, in Fig. 3 the conversion of the second reaction obtained with the CFD model with the standard k-ε model with EWT is compared with experimental data for the reactor with d = 1 mm and d = 0.5 mm. As it is seen CFD predictions are in good agreement with experimental data, proving the ability of the model to describe the interaction between mixing and reaction in different operating conditions and with different reactor geometries. As it is possible to see the trend observed from experimental data and predicted by the CFD model is very similar for the two geometries. An increase of the jet Reynolds number results in faster mixing, reducing the amount of secondary undesired product of the parallel reaction scheme obtained, and therefore resulting in smaller conversions. These results are confirmed by the precipitation experiments. The effect of the jet Reynolds number on the mean particle size is reported in Fig. 4 and it is possible to see that at low Re mixing is poor and the overall super-saturation Fig. 3. Comparison between experimental data is low, resulting in low nucleation rates and in (◊) and CFD predictions with Standard k-εwith big particles (i.e., 300 nm). Increasing Re EWT (♦) for the reactor with d = 1 mm (top) mixing becomes more efficient, super-saturation and d = 0.5 mm (bottom). is built up faster, resulting in higher nucleation 300 rates and smaller particles (i.e., 80 nm). However when the characteristic mixing time- 250 scale has reached the reaction time-scale, further 200 improvement in mixing efficiency does not m d10, n150 affect the PSD, and in fact for Re > 1500 the mean particle size is constant. 100 Although these experimental data refer to 50 barium sulphate precipitation, which is very 0 different from solvent displacement 0 500 1000 1500 2000 2500 3000 Re precipitation, results are very similar to what Fig. 4. Effect of the jet Reynolds number Re on obtained by other authors for β-carotene and the mean particle size d10. using THF and water as antisolvent and anti- solvent, proving once again the validity of the approach. In order to find reliable scale-up criteria, experimental data and simulations for the parallel reacting system and for the precipitation reaction obtained in reactors with different geometries and under different operating conditions were treated altogether. If the jet Reynolds number is used as scale-up parameter unsatisfactory results are obtained. In fact, the data are scattered without a real trend, showing that this parameter alone is not able to describe the interaction between mixing and reaction. The CFD model was then used to calculate another possible scale-up parameter: the mixing time. This quantity is calculated as the summation of the time required to destroy macro- and meso-scale gradients (i.e., macro-mixing time) and the time required to destroy micro-scale gradients (i.e., micro-mixing time). In turn, the macro- and micro-mixing times are calculated by solving transport equations for the large-scale variance and the small-scale variance of a non reacting scalar (i.e., the mixture fraction) as explained by Marchisio et al. [11]. As shown by our results (not reported here) the volume-averaged mixing time decreases increasing the jet Reynolds number. Moreover, results seem to suggest that at low Reynolds numbers, the mixing time decreases with the mean residence time (macro-mixing control), whereas at high Reynolds numbers it is controlled by micro-mixing. If this global mixing time is used 10000 to report and compare the m d, n43 experimental data, the results reported in Fig. 5 are obtained. As 1000 it is possible to see the mean particle size is well represented by 100 10000 the mixing time and in fact the m d, n43 data referring to the small and big reactors collapse in one single 1000 curve, showing that the calculated mixing time is representative of 100 the real mixing dynamics. Of 10000 m course, the data reported in d, n43 different plots refer to different 1000 chemical reaction rates and therefore the characteristic reaction time-scale must be 100 1 10 tm, ms 100 10001 10 tm, ms 100 1000 included in order to obtain a Fig. 5. Mean particle size versus mixing time (filled symbols: single master curve. small reactor d = 1 mm; open symbols: big reactor d = 2 mm); This can be done by using the first column: from top to bottom cases 1, 2 and 3; second Damköhler number, which is the column: from top to bottom cases 4, 5 and 6. ratio between the mixing and the reaction characteristic time-scales calculated with the CFD model. In the case of the parallel reaction scheme the characteristic chemical reaction time is generally calculated as the inverse of the product of the kinetic constant of the second reaction and the concentration of reactant A in its feed stream. If the Damköhler Fig. 6. Experimental data (open symbols) and model prediction number is used to plot (filled symbols) versus the Damköhler number. experimental data and model predictions for the parallel reaction scheme, the results 10000 reported in Fig. 6 are obtained. Similarly, also data obtained from m n d, 43 the precipitation experiments can be treated in the same way and 1000 results are reported in Fig. 7, where it is evident that experiments referring to different operating conditions lay on the 100 same curve. The characteristic 0.1 1 10 100 Da reaction time in this case is Fig. 7. Mean particle size versus the Damköhler number. calculated as the time required for a perfectly macro- and micro- mixed system to complete precipitation and consume all the reactants with kinetics expressions taken from the literature [11]. As it is possible to see from Fig. 7 when mixing is much slower than the chemical reaction particles are quite big, whereas only when mixing is faster than the chemical reaction particles reach sub-micron sizes confirming the important role of mixing. 5. CONCLUSIONS In this work we have investigated turbulent precipitation in CIJRs for the production of nano- particles and in particular we have highlighted the role that turbulent mixing plays in reactor scale up. Firstly the CFD model has been tested using LES and RANS approaches to asses its ability to describe the flow field in these reactors. Secondly, the CFD model has been tested for the case of mixing and reaction without precipitation. Experimental data from literature have been used to validate the model, and CFD predictions were found in good agreement. Eventually precipitation in CIJRs has been investigated using a test reaction: barium sulphate precipitation. Results show that attention should always be devoted to the chemical “recipe” suitable for obtaining a specific product; for example in this case only operating with the excess of one reactant sub-micron particles were produced. Nevertheless, the interplay between mixing and precipitation is crucial; in fact, our results show that with the same chemical “recipe” and only changing mixing conditions the mean particle size was reduced from a few microns down to 80 nanometers. This interplay becomes extremely important during scale up and optimization of these reactors and CFD can be successfully used at this stage. The next steps of this work include the experimental and modelling study of a real organic-active polymer system. 6. REFERENCES [1] Johnson B.K., Prud’homme R.K., 2003. “Flash nanoprecipitation of organic actives and block copolymers using a confined impinging jets mixer”, Australian Journal of Chemistry, 56, 1021-1024. [2] Baldyga J., Podgorska W., Pohorecki R., 1995. “Mixing-precipitation model with application to double feed semi-batch precipitation,” Chem. Eng. Sci., 50, 1281-1300. [3] Johnson B.K., Prud’homme R.K., 2003. “Chemical processing and micromixing in confined impinging jets,” A.I.Ch.E. J., 49, 2264-2282. [4] Pope S.B., 2000. Turbulent Flows. Cambridge Universiy Press, Cambridge. [5] Marchisio D.L., Fox R.O., 2005. “Solution of population balance equations using the direct quadrature method of moments,” Aerosol Sci. Tech., 36, 43-59. [6] Wang L., Fox R.O., 2004. “Comparison of micromixing models for CFD simulation of nanoparticle formation,” A.I.Ch.E. J., 50, 2217-2229. [7] Fox R.O., 2003. Computational methods for turbulent reacting flows, Cambridge University Press, Cambridge. [8] Marchisio D.L., Vigil R.D., Fox R.O., 2003. “Quadrature method of moments for aggregation-breakage processes,” J. Coll. Int. Sci., 258, 322-334. [9] Gordon R.G., 1968. “Error bounds in equilibrium statistical mechanics,” J. Math. Phys., 9, 655-667. [10] Schwarzer H.-C., Peukert W., 2004. “Combined experimental/numerical study on the precipitation of nanoparticles,” A.I.Ch.E. J., 50, 3234-3247. [11] Marchisio D.L., Rivautella L., Barresi A.A., 2006. “Design and scale-up of chemical reactors for nano-particles precipitation,” A.I.Ch.E. J., in press.

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