design A Practical Guide to the RIBA Plan of Work 2013 Stages 2 and 3 Tim Bailey Contents Foreword The scenarios v x Series editor’s foreword The in-text boxed features vi–vii xi The author The RIBA Plan of Work 2013 viii xii–xiii Acknowledgements Introduction viii xiv–xviii The series editor ix Contents 01 Starting StageS 2 and 3 1–25 02 Stage 2 ConCept deSign 27–77 03 Stage 3 developed deSign 79–127 04 ConCluSion 129–139 Plan of Work glossary 140–143 Index 144–147 © RIBA Enterprises, 2015 Published by RIBA Publishing, 66 Portland Place, London, W1B 1AD ISBN 978 1 85946 571 4 Stock code 83010 The right of Tim Bailey to be identified as the Author of this Work has been asserted in accordance with the Copyright, Design and Patents Act 1988, sections 77 and 88. All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, without prior permission of the copyright owner. British Library Cataloguing in Publications Data A catalogue record for this book is available from the British Library. Commissioning editor: Sarah Busby Production: Michèle Woodger Designed and typeset by: Alex Lazarou Printed and bound by: CPI Cover image: © iStock/Franck-Boston While every effort has been made to check the accuracy and quality of the information given in this publication, neither the Author nor the Publisher accept any responsibility for the subsequent use of this information, for any errors or omissions that it may contain, or for any misunderstandings arising from it. RIBA Publishing is part of RIBA Enterprises Ltd. www.ribaenterprises.com deSign A PRACTICAL guIDE To RIBA PLAN oF WoRk 2013 STAgES 2 AND 3 Foreword Charles Eames once refl ected that ‘without problems there would be no design’. So the job of design is to solve problems. The RIBA Plan of Work has always looked to expand upon Eames perceptive and pithy declaration whilst remaining true to its principle. It offers a framework for the process and presentation of design, from inception through to delivery, whilst avoiding constraint. Solutions can be tailored to suit and decisions brought forward (I anticipate exactly that for planning submissions) or deferred as appropriate. For all the above reasons it has provided an important structure for the iterations of design that is understood by clients, consultants and architects alike. In this context the need for the new RIBA Plan of Work can be explained by a structural change in the nature of how we perceive problems and how we create and record design as the response. The greatest single structural change to how we design, unsurprisingly in our audited world, is the rising importance of assessing risk. Risk and its identifi cation, recording, transfer and ideally elimination through the design process is the new key design problem. This is refl ected in construction by the transfer of risk from client to contractor and the consequent rise of design and build contracts. Necessary, and as well received as it may be, the new Plan of Work, by changing fi elds of reference familiar to clients and consultants alike, creates at least initially, the problem of uncertainty. And it is this uncertainty that this new publication, one of a series, sets out to address in extended detail. To that end I believe it will be a useful, graphic and, through its illustrated case studies, a well-grounded and detailed exploration and explanation of the complex process of recording problems and their integrated design solution: from idea to detail without forgetting delight. As another great designer, Raymond Loewy once remarked of design ‘you can never leave well enough alone’ and with this in mind this well- considered book will prove useful to designers in both answering the concerns and justifying the benefi ts of the new design for the RIBA Plan of Work. Simon allford Allford Hall Monaghan Morris v deSign A PRACTICAL guIDE To RIBA PLAN oF WoRk 2013 STAgES 2 AND 3 Series editor’s foreword The RIBA Plan of Work Stage guides are a crucial accompaniment to the RIBA Plan of Work 2013. The plan’s format cannot communicate or convey the detail behind every term in the plan and this series provides essential guidance by considering, in depth, the reasoning and detail behind many new and reinvigorated subjects linking these to practical examples. The series is comprised of three titles which each concentrate on distinct stages in the Plan of Work. The fi rst is Briefi ng by Paul Fletcher and Hilary Satchwell which covers Stages 7, 0 and 1. The second is Design by Tim Bailey and this covers Stages 2 and 3. The third is Construction by Phil Holden and covers Stages 4, 5 and 6. Subjects explored include how to assemble the most appropriate and effective project team and how to develop the best possible brief. The series also considers how to deal with the cultural shifts arising from a shift from “analogue” to transformational “digital” design processes as our industry begins to absorb the disruptive technologies that are changing many different and diverse sectors beyond recognition. The RIBA Plan of Work 2013 drives a shift towards richer and bigger data which can be harnessed to create better whole life outcomes and thus signifi cant additional benefi ts to clients and users. The fi rst book in the series, Briefi ng, considers how the new project stages (0 and 7) will add value over the lifetime of a project as greater emphasis is placed on more resilient designs where whole life considerations are embedded into the early design stages. With this in mind the series emphatically starts with Stage 7 placing emphasis on the importance of learning from previous projects via feedback and in the future via data analytics. This initial chapter also sets out how post occupancy and building performance evaluations can be harnessed to inform the Business Case during Stage 0 underlining that big data will provide paradigm shifts in how to extract feedback from newly completed or existing projects, including historic buildings, to help better decision making in the early project stages. More specifi cally, Paul and Hilary’s book considers new Stage 7 to 0 activities that will result in exciting new services in the future. These will ensure that the client’s brief is robust and properly considered providing the best possible platform for the design stages. This publication also considers the importance of site appraisals at Stage 0 and how Feasibility Studies can vi deSign A PRACTICAL guIDE To RIBA PLAN oF WoRk 2013 STAgES 2 AND 3 assist and add value at Stage 1 to the briefing process before the design process commences in earnest at Stage 2. In every stage there is added emphasis around Information Exchanges and the importance of considering who does what when at the outset of a project. Although the core design stages (2 and 3) have not significantly changed, Tim Bailey’s book, Design, looks at how they might be adjusted and better focused to provide greater client emphasis at Stage 2 allowing the lead designer to take centre stage at Stage 3. During this stage greater emphasis is placed on the production of a co-ordinated design: the design team should be focused on the work required to verify that the Concept Design is robust and suitable for making a Planning application. In both stages new methods of communicating the progressing design create exciting new opportunities but at the same time require an examination of how to effectively manage the design process using tools such as the Design Programme to manage what is an iterative process. Finally, Phil Holden’s book, Construction, considers the complexities of Stage 4 which is “sliced and diced” in different ways depending on the procurement route and the extent of design work undertaken by the specialist subcontractors employed by the contractor. He considers how the Design Programme for this change might alter to reflect different procurement routes and how this stage typically overlaps with construction (Stage 5). Handing over projects is becoming increasing complex and users now realise that the handover process can impact on successful operation and use of their buildings. Phil considers how the handover process is changing, placing greater emphasis on the user’s needs. His Stage 6 narrative considers how building contracts might adapt to this new environment placing greater emphasis on whole life matters including achieving better project outcomes rather than focusing on the closure solely of contractual matters and construction defects. Five project scenarios weave through the series providing some practical examples of how the different stages of the plan of work might be interpreted on projects of differing scales, sectors, complexity using different procurement routes, providing a consistent thread through all of the books. In summary, the series provides excellent additional guidance on how to use the RIBA Plan of Work 2013 allowing anyone involved in the built environment to understand and use the plan more effectively with the goal of achieving better whole life outcomes. vii deSign A PRACTICAL guIDE To RIBA PLAN oF WoRk 2013 STAgES 2 AND 3 the author tim Bailey is founder of xsite architecture, established in 2000 and based in Newcastle upon Tyne. Tim has been an architect since 1992, and has been involved with a diverse range of realised projects throughout north-east England and London. Born in the north-east and graduating from Newcastle university, he made a positive decision to stay in the region and create a practice that had a strong design ethos underpinning a realistic commercial approach to projects. In addition, he has developed a strong relationship with the arts sector, working collaboratively with and for arts clients as well as in the retail, leisure, residential and commercial sectors. He is currently a Regionally Elected member of the RIBA National Council, RIBA Board member without portfolio and member of the RIBA Practice and Profession Committee. acknowledgements There are always people to thank for the twists and turns that got us to the place we are in. Thanks to them all but in particular thanks to Dale Sinclair for asking me to take on this book, it has been very enjoyable. Thanks to my fellow authors in this part of the Plan of Work series, Hilary Satchwell, Paul Fletcher and Phil Holden, for probing and challenging the format of the series and in consequence this book into shape. Thanks to Sarah Busby for the guidance, gentle cajoling and support throughout. A big love and thanks to Ruth, Zac and Thea for their holiday patience, lost evenings and timely groundings. Payback starts now! viii deSign A PRACTICAL guIDE To RIBA PLAN oF WoRk 2013 STAgES 2 AND 3 the series editor dale Sinclair is Director of Technical Practice for AECoM’s architecture team in EMEA. He is an architect and was previously a Director of Dyer and an Associate Director at BDP. He has taught at Aberdeen university and the Mackintosh School of Architecture and regularly lectures on BIM, design management and the RIBA Plan of Work 2013. He is passionate about developing new design processes that can harness digital technologies, manage the iterative design process and improve design outcomes. He is currently the RIBA Vice President, Practice and Profession, a trustee of the RIBA Board, a uk board member of BuildingSMART and a member of various Construction Industry Council working groups. He was the editor of the BIM overlay to the outline Plan of Work 2007, edited the RIBA Plan of Work 2013 and was author of its supporting tools and guidance publications: guide to using the RIBA Plan of Work 2013 and Assembling a Collaborative Project Team. ix