Democratic Governance and Non-State Actors Democratic Governance and Non-State Actors ANNE-MARIE GARDNER Palgrave macmillan DEMOCRATIC GOVERNANCE AND NON-STATE ACTORS Copyright © Anne-Marie Gardner, 2011. Softcover reprint of the hardcover 1st edition 2011 978-0-230-10874-5 All rights reserved. First published in 2011 by PALGRAVE MACMILLAN® in the United States—a division of St. Martin’s Press LLC, 175 Fifth Avenue, New York, NY 10010. Where this book is distributed in the UK, Europe and the rest of the world, this is by Palgrave Macmillan, a division of Macmillan Publishers Limited, registered in England, company number 785998, of Houndmills, Basingstoke, Hampshire RG21 6XS. Palgrave Macmillan is the global academic imprint of the above companies and has companies and representatives throughout the world. Palgrave® and Macmillan® are registered trademarks in the United States, the United Kingdom, Europe and other countries. ISBN 978-1-349-29153-3 ISBN 978-0-230-11760-0 (eBook) DOI 10.1057/978-0230117600 Library of Congress Cataloging-in-Publication Data Gardner, Anne-Marie. Democratic governance and non-state actors / Anne-Marie Gardner. p. cm. 1. Non-state actors (International relations) 2. Non-state actors (International relations)—Case studies. 3. Minorities—Political activity. 4. Minorities—Political activity—Case studies. 5. Autonomy—Case studies. 6. Democracy—Case studies. 7. Self-determination, National—Case studies. I. Title. JZ4059.G37 2010 321.8—dc22 2010028508 A catalogue record of the book is available from the British Library. Design by Newgen Imaging Systems (P) Ltd., Chennai, India. First edition: February 2011 10 9 8 7 6 5 4 3 2 1 Transferred to Digital Printing in 2014 For Elise and Tom My favorite Mouse and Monkey Contents List of Figures and Tables ix Acknowledgments xi 1 Setting Standards in the Modern World 1 2 Democratic Governance and Self-Determination 21 3 Kosovo: “Standards Before Status” and Beyond 45 4 Nagorno-Karabakh: Balancing Standards? 71 5 Western Sahara: Deserted Standards? 105 6 Conclusion 135 Notes 143 Bibliography 175 Index 189 Figures and Tables Figures 1.1 Democratic Capacity and International Empowerment 7 2.1 Assessing Self- Determination Claims: Myriad Factors 23 2.2 Democratic Capacity and International Empowerment 39 3.1 Democratic Capacity and International Empowerment: Kosovo 69 4.1 Democratic Capacity and International Empowerment: Nagorno- Karabakh 103 5.1 Democratic Capacity and International Empowerment: Western Sahara 134 Tables 1.1 Overview of Case Studies 15 2.1 International Empowerment 28 2.2 Democratic Capacity 29 Acknowledgments A book project of this nature begins with a simple, yet inherently daunting, goal: to make an original contribution to the field of politi- cal science. I hope this book indeed makes a small contribution, but I acknowledge that it would not have been possible without help t hroughout the endeavor. The project would likely not have become a book w ithout the intellectual friendship and encouragement of Beth and Beth. I am grateful to Beth Bloodgood, who read and dis- cussed more versions of the project in its early phases than she cares to remember. To Beth English, who gave sage advice on everything from the book’s content to the publishing process, I am also deeply indebted. I extend thanks to Michael Doyle, who never hesitated to read and provide comments on chapters and articles; the project is far better for his wise counsel. Thanks also go to Kate McNamara and Joanne Gowa, who offered direction and suggestions along the way. Most importantly, nothing in my life has been possible without family who provide everything from astute guidance to welcome diversions from research and writing. I cannot thank my parents, Ann and Leon Clodfelder, enough for their unflagging support and encouragement. Most of all, my h usband Bill and my children, Elise and Tom, have bestowed immeasurable love and motivation throughout the life of the project, which makes it all w orthwhile. From the early stages of the project, I received financial and intellec- tual support from various foundations and organizations. I gratefully acknowledge the assistance of the Eisenhower Institute of World Affairs, the OSCE Researcher in Residence Program, the P.E.O. Sisterhood, the Princeton Society of Woodrow Wilson Fellows, and the Center for International Studies at Princeton University. In addition, some of this material is based upon work supported under a National Science Foundation Graduate Fellowship. I also wish to express gratitude to the XII ACKNOWLEDGMENTS numerous diplomats and others at the United Nations, the Organization for Security and Cooperation in Europe, the European Union, the Unrepresented Nations and Peoples Organization, and other organiza- tions who allowed me to interview them, sharing their knowledge and insights. I also owe a debt of appreciation to Chris Cecot for preparing the book’s excellent index. Finally, the Taylor and Francis Group and Cambridge University Press granted p ermission to reprint p ortions of my previously published articles in International Peacekeeping and Review of International Studies. Chapter 1 Setting Standards in the Modern World State construction has been booming around the globe since the end of the Cold War. From the birth of multidimensional p eacekeeping operations in the 1990s to ongoing democracy promotion in the Middle East and beyond, state building has become a growth indus- try. But not just any type of state will suffice. The ostensibly neutral term “state building” belies the implicit underlying project of fashion- ing liberal democratic states. International organizations and influen- tial states have increasingly sought to hold both existing and emerging states accountable for their treatment of constituents using standards of governance defined in terms of human rights and democracy. States not adhering to these standards may be on the receiving end of verbal or monetary sanction by global bodies, conditionality on loans from international donors, loss of membership in multilateral institutions, and even intervention. Similar standards have also become the blue- print for nascent states emerging from the devastation of civil war or state collapse. But are substate actors measured by the same ideals of democratic governance? In other words, have these standards become a precondition for statehood as well as a measuring stick for existing and reemerging states? These questions, important in their own right, build on a robust tradition in the literature exploring the connections among democratic governance, peace, and international behavior—extending the analysis of institution promotion from domestic state institutions to substate actors. The answer also lays the groundwork to pose even more
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