Language, Cognition and Neuroscience ISSN: 2327-3798 (Print) 2327-3801 (Online) Journal homepage: http://www.tandfonline.com/loi/plcp21 Wait a second! delayed impact of argument roles on on-line verb prediction Wing-Yee Chow, Ellen Lau, Suiping Wang & Colin Phillips To cite this article: Wing-Yee Chow, Ellen Lau, Suiping Wang & Colin Phillips (2018): Wait a second! delayed impact of argument roles on on-line verb prediction, Language, Cognition and Neuroscience To link to this article: https://doi.org/10.1080/23273798.2018.1427878 View supplementary material Published online: 24 Jan 2018. Submit your article to this journal View related articles View Crossmark data Full Terms & Conditions of access and use can be found at http://www.tandfonline.com/action/journalInformation?journalCode=plcp21 LANGUAGE,COGNITIONANDNEUROSCIENCE,2018 https://doi.org/10.1080/23273798.2018.1427878 REGULAR ARTICLE Wait a second! delayed impact of argument roles on on-line verb prediction Wing-Yee Chow a, Ellen Laub, Suiping Wangc and Colin Phillipsb aDepartmentofLinguistics,UniversityCollegeLondon,London,UK;bDepartmentofLinguistics,UniversityofMarylandCollegePark,Maryland, USA;cDepartmentofPsychology,SouthChinaNormalUniversity,Guangzhou,People’sRepublicofChina ABSTRACT ARTICLEHISTORY Comprehenderscanuserichcontextualinformationtoanticipateupcominginputonthefly,but Received14April2017 recent findings suggest that salient information about argument roles may not impact verb Accepted5December2017 prediction.WetookadvantageofthewordorderpropertiesofMandarinChinesetoexaminethe time course with which argument role information impacts verb prediction. We isolated the KEYWORDS Languagecomprehension; contribution of argument role information by manipulating the order of pre-verbal noun phrase prediction;thematic arguments while holding lexical information constant, and we examined its effects on accessing relations;N400 the verb in long-term semantic memory by measuring the amplitude of the N400 component. Experiment 1 showed when the verb appeared immediately after its arguments, even strongly constraining argument role information failed to modulate the N400 response to the verb. An N400 effect emerged in Experiment 2 when the verb appeared at a greater delay. Experiment 3 corroborated the contrast between the first two experiments through a within-participants manipulation of the time interval between the arguments and the verb, by varying the position of an adverbial phrase. These results suggest time is a key factor governing how diverse contextual information contributes to predictions. Here argument role information is shown to impactverbprediction,butitseffectisnotimmediate. Introduction arguments, but also the roles they take. For example, given two arguments “cop” and “thief”, the likelihood Much recent work suggests that generating predictions of the verb “arrest” can differ greatly depending on about the future is a fundamental principle underlying which argument takes the agent vs. patient role. A the brain’s operations (Bar, 2011; Hawkins & Blakeslee, verb like “arrest” may be likely if “cop” takes an agent 2004; Llinás, 2002). After an explosion of work on this role and “thief” takes a patient role, but it would have topic across the last decade, predictive processes have been much less likely if the opposite were true. now been repeatedly demonstrated across domains However, some evidence suggests that this information suchasvisualandauditoryperception(Bar,2007;Bend- maynotbeusedbyhumanswhentheygeneratepredic- ixen, Schroger, & Winkler, 2009), motor planning tionsonline.Thegoalofthecurrentworkistodetermine (Wolpert, 1997), and language comprehension (e.g. the cause for this puzzling finding, and more broadly, Delong,Urbach,&Kutas,2005;VanBerkum,Brown,Zwit- their implications for models of prediction. serlood, Kooijman, & Hagoort, 2005; Wicha, Moreno, & Kutas,2004).Justasatennisplayer’sabilitytoanticipate a flying ball’s trajectory is critical to his/her chances of Prediction in language comprehension hitting the ball, the ability to anticipate properties of upcoming input ahead of time is likely key to the effi- In the domain of language, previous research has pro- ciency with which the brain processes information. vided much evidence for human comprehenders’ Therefore, a better understanding of how predictions ability to generate linguistic predictions on the fly (for are computed is important for understanding the a review see Kamide, 2008 ; Kutas, DeLong, & Smith, brain’s capacity to process information quickly and 2011 ). For example, listeners are more likely to direct robustly. their eye-gaze to a picture of an edible object (e.g. a However, recent work in language comprehension cake) when they hear the beginning of an utterance hasillustratedanotablecaseinwhichsalientandreliable like“Theboywilleat…”comparedtoaneutralutterance contextual information appears not to impact predic- suchas“Theboywillmove…”(Altmann&Kamide,1999). tions. The likelihood of a verb depends not only on the Further, much evidence has suggested that CONTACT Wing-YeeChow [email protected] Supplementaldataforthisarticlecanbeaccessedhttp://dx.doi.org/10.1080/23273798.2018.1427878 ©2018InformaUKLimited,tradingasTaylor&FrancisGroup 2 W.-Y.CHOWETAL. comprehenders compute rich expectations about structure, event knowledge, world knowledge, upcoming inputs at multiple levels of representation message-level representations) have also been shown (syntactic: Ilkin & Sturt, 2011;Lau, Stroud, Plesch, & Phil- to modulate N400 amplitude (Bicknell, Elman, Hare, lips,2006;Levy,Fedorenko,Breen,&Gibson,2012;Omaki McRae, & Kutas, 2010; Hagoort, Hald, Bastiaansen, & etal.,2015;Staub&Clifton,2006;VanBerkumetal.,2005; Petersson, 2004; Kos, Vosse, van den Brink, & Hagoort, Wichaetal.,2004;Yoshida,Dickey, &Sturt,2013;lexico- 2010; Otten, Nieuwland, & Van Berkum, 2007; Paczynski semantic: Federmeier & Kutas, 1999; Kutas & Hillyard, & Kuperberg, 2012; Van Berkum, 2009; Xiang & Kuper- 1984;Otten&VanBerkum,2008;Szewczyk&Schriefers, berg, 2015). For example, listeners presented with an 2013;phonologicalandorthographic:Delongetal.,2005; utterance like “Every evening I drink some…” show a Dikker, Rabagliati, Farmer, & Pylkkanen, 2010; Dikker, smaller N400 response to the word “wine” if the Rabagliati, & Pylkkänen, 2009; Farmer, Yan, Bicknell, & speaker is an adult compared to when it is a child (Van Tanenhaus, 2015; Kim & Lai, 2012; Laszlo & Federmeier, Berkum, van den Brink, Tesink, Kos, & Hagoort, 2008). 2009). Here, we operationally define “prediction” as the ItshouldbenotedthattheN400hasalsobeentaken pre-activation of stored representations before the toreflecttheeasewithwhichawordcanbesemantically bottom-up input is encountered, and we will make no integrated in a given context (the “integration view” of a priori assumptions regarding the nature of the mech- the N400; e.g. Brown & Hagoort, 1993; Van Berkum, anisms involved (e.g. whether they are automatic or Hagoort & Brown, 1999 ). This view is most commonly controlled). associated with the generalisation that semantically or Event-related brain potentials (ERPs) provide a useful pragmatically incongruous words tend to elicit a larger tool for investigating the nature of prediction in real N400 response than congruous words (e.g. Hagoort time language comprehension. In particular, the ampli- et al., 2004). Under this view, the N400’s sensitivity to a tude of the N400, a negative-going ERP component word’s predictability does not arise from pre-activation that starts at around 250ms and peaks at around per se, but merely reflects the fact that words that are 400ms post stimulus onset (Kutas & Hillyard, 1980), more predictable can be semantically integrated more may be used as a diagnostic of comprehenders’ lexical easily. While it is not the primary goal of the present semantic predictions. An N400 response is elicited by study to resolve this long-standing debate about the any content word (e.g. nouns, verbs, adjectives), functional significance of the N400, we will consider whether presented in isolation or in sentences (Kutas & both the prediction and integration views of the N400 Federmeier, 2011) and it has been proposed to reflect and discuss the present findings’ potential implications the ease of accessing a word’s meaning from long- for both accounts. term memory (Kutas & Federmeier, 2000; Lau, Phillips, & Poeppel, 2008). Crucially, its amplitude is modulated Predictionintheprocessingofthematicrelations by a word’s predictability, which is commonly operatio- nalisedastheproportionoftrialsonwhichspeakerscon- Previous research using different experimental tech- tinuethesentencecontextwiththatwordinanuntimed niques has demonstrated that comprehenders can use sentencefragmentcompletiontask(alsoknownascloze various sources of information to compute thematic probability;Taylor,1953).Manyhaveobservedaninverse relations predictively (Altmann & Kamide, 1999; relationship between the amplitude of the N400 Aoshima, Phillips, & Weinberg, 2004; Ferretti, McRae, & response to a word and that word’s cloze probability Hatherell, 2001; Kamide, Altmann, & Haywood, 2003; (e.g. Dambacher, Kliegl, Hofmann, & Jacobs, 2006; Knoeferle, Crocker, Scheepers, & Pickering, 2005; Gunter, Stowe, & Mulder, 1997; Kutas & Hillyard, 1984; McRae, Hare, Elman, & Ferretti, 2005; Omaki et al., Wlotko & Federmeier, 2012), which has been taken to 2015).Forexample,McRaeetal.(2005)reportedthatpar- reflect facilitated lexical semantic access for more pre- ticipants were faster to name a verb when it was pre- dictable words. Under this view, reduction in the N400 ceded by a noun that was a typical event participant response to a given word may be taken to reflect the (e.g.agent, patient) andsuggested that comprehenders extenttowhich that word’s meaning has been pre-acti- can use nouns to pre-activate the classes of events in vated (the “prediction view” of the N400; Federmeier & which they typically play a role (see also Hare, Jones, Kutas, 1999).1 Thomson, Kelly, & McRae, 2009). In another study, N400amplitudemeasureshaveprovidedsomeofthe Kamide et al. (2003) used a visual world eye-tracking primary evidence that comprehenders can rapidly inte- paradigm and found that listeners of Japanese, a verb- gratevarioussourcesofcontextualinformationtogener- final language, were more likely to look towards a ate predictions. Many factors that are known to affect a picture of a hamburger prior to the verb when the first word’s cloze probability (e.g. negation,2 sentence argument (waitress) was marked with nominative case LANGUAGE,COGNITIONANDNEUROSCIENCE 3 and the second argument (customer) was dative- Herten, Chwilla, & Kolk, 2006; van Herten, Kolk, & marked, compared to when the second argument was Chwilla, 2005; Ye & Zhou, 2008; cf. Bornkessel-Schle- accusative-marked. Since nominative, accusative and sewsky et al., 2011). These findings are unexpected and dative cases tend to mark arguments that serve the constitute a clear exception to the generalisation that agent,patientandgoalrolesformostverbsinJapanese, the amplitude of the N400 response to a word is inver- theseresultssuggestedthatlistenerscanusecasemark- sely related to its offline predictability or cloze ingsonpre-verbalargumentstoanticipatepropertiesof probability. the upcoming verb (e.g. the number of arguments it Relatedly, there is an additional body of studies that takes).Meanwhile,otherevidencesuggeststhatcompre- examinetheeffectsofrolereversalsinverb-medialsen- henders’ predictions about an upcoming verb are also tences (e.g. “The hearty meal was devouring/devoured sensitive to information such as the number of pre- …”; Kim & Osterhout, 2005; Kuperberg, Sitnikova, verbal arguments (Brusini, Brun, Brunet, & Christophe, Caplan, & Holcomb, 2003; Stroud & Phillips, 2012). We 2015) and the animacy of likely arguments (Altmann, suspectthattherearecloseparallelsinthemechanisms 1999). involved,butwefocushereoncasesinwhichtheargu- However, evidence for the impact of the arguments’ ments’ structural roles are known prior to the verb in structural roles, i.e. which argument is the subject and order to study how argument role information impact whichistheobject,oncomprehenders’verbpredictions verb predictions. hasremainedsurprisinglyscarce.Inmanylanguagesthe Itshouldbenoted,however, thatcomprehendersdo arguments’ structural roles are unambiguously encoded not simply ignore the arguments’ structural roles when bywordorder,e.g.“JohnlikesMary”vs.“MarylikesJohn”. they interpret these sentences. Many have shown that This information is crucial for interpreting thematic comprehenders can readily detect the implausibility relations in a sentence, and can drastically change the that results from the reversal of the arguments’ roles likelihood of an upcoming verb in sentences with a (e.g. Kolk et al., 2003). Further, ERP studies across differ- verb-final word order. For example, in a verb-final ba- ent languages have shown that argument role reversals construction sentence in Mandarin Chinese like (1a), elicit a larger late positivity (a P600 effect; e.g. Kim & the verb “arrest” is much more likely when “cop” is the Osterhout, 2005; Kolk et al., 2003; Stroud & Phillips, subject and “thief” is the object than if thesame pair of 2012; Ye & Zhou, 2008), which has been associated arguments are reversed, asin (1b). with error detection and reanalysis (Coulson, King, & Kutas, 1998; Hagoort, Brown, & Groothusen, 1993; (1) Argument role reversal in a verb-final sentence in Hahne & Friederici, 1999; Kuperberg, 2007; Osterhout & Mandarin Chinese: Holcomb, 1992; van de Meerendonk, Kolk, Vissers, & (a) jingcha ba xiaotou zhua-le … Chwilla, 2010). These results suggest that information cop BA thiefarrest… about the arguments’ structural roles can immediately “The cop arrested the thief.” impact comprehenders’ interpretation, but it does not (b) xiaotou bajingcha zhua-le … seem to affect the cognitive processes that underlie thief BA cop arrest… theN400 response. “The thief arrested the cop.” Three kinds of accounts have been proposed to explain the N400’s surprising insensitivity to argument Since the particle ba always follows the subject and role reversals. First, some researchers adopted the inte- immediately precedes the direct object, the arguments’ gration view of the N400 (e.g. Hagoort et al., 2004) and identity and their syntactic roles are evident even havetakentheseresultstoindicatethatcomprehenders before the target verb. Nevertheless, there is little evi- failtodetectimplausibilityinrole-reversedsentencesat dence to date that comprehenders’ expectations about least initially3 (“Semantic Illusion” hypothesis, e.g. Born- an upcoming verb are sensitive to this information kessel-Schlesewsky & Schlesewsky, 2008; Hoeks et al., during real-time comprehension. In fact, a number of 2004;Kim&Osterhout,2005;Kolketal.,2003;Kuperberg, studies in languages such as Dutch, Mandarin Chinese, 2007).Forexample,Kolketal.(2003)proposedthatcom- Japanese and English have reported that reversing the prehenders have a bias to compute verb-argument preverbal arguments did not modulate comprehenders’ relations based on what is most plausible rather than N400 response at the verb in pairs like (1), despite the whatthesyntaxindicates,andthusthatuponencounter- large difference in the predictability of the verb (Chow ing the verb they compute a plausible interpretation in & Phillips, 2013; Chow, Smith, Lau, & Phillips, 2016; both the canonical and role-reversed sentences. Under Hoeks, Stowe, & Doedens, 2004; Kolk, Chwilla, van this view, argument role reversals should not modulate Herten, & Oor, 2003; Oishi & Sakamoto, 2010; van the N400 amplitude regardless of the impact on the 4 W.-Y.CHOWETAL. verb’s predictability, since the verb can always form a required for reconfiguring the cues (or the event rep- plausible thematic relation withthe arguments. resentations themselves) in order for likely events to be Ontheotherhand,somehavefocusedontheN400’s successfully identified and retrieved from memory. sensitivitytolexicalsemanticassociationandhaveattrib- Infact,onecommoncharacteristicamongmanypre- utedthelackofanN400effecttoargumentrolereversals vious studies that looked at argument role reversals is tothefactthattheverbtendstobestronglyassociated the close proximity between the arguments and the with its arguments in both canonical and role-reversal target verb in the experimental materials. For example, sentences (Brouwer, Fitz, & Hoeks, 2012). Under this the SOA between the second argument and the target view, argument role reversals should fail to modulate verb was only 480ms in Hoeks et al. (2004), 530ms in the N400 only when the verb is strongly associated Chow, Smith, et al. (2016), 600ms in Chow and Phillips with the arguments, and they should elicit an N400 (2013), and 645ms in Kolk et al. (2003) and van Herten effect when the verb is only weakly associated with the et al. (2005, 2006). Therefore, it is possible that compre- arguments. henders do use argument role information to predict Lastly, with the linking hypothesis that the N400 is an upcoming verb, but they simply cannot do so modulatedbytheextenttowhichaword’ssemanticrep- quicklyenoughwhentheverbappearsimmediatelyfol- resentation has been pre-activated (i.e. the prediction lowing the arguments. This idea is consistent with pre- view), we have proposed that the N400’s insensitivity vious findings that timing manipulations can modulate to argument role reversals may be taken to show that predictability effects (e.g. Dambacher et al., 2012; Ito, verb predictions are not always sensitive to argument Corley, Pickering, Martin, & Nieuwland, 2016; Kutas, roleinformation,potentiallybecausetheimpactofargu- 1993; Wlotko & Federmeier, 2015). Under this view, the ment role information on online verb prediction is not N400’s sensitivity to argument role reversals should immediate (Chow & Phillips, 2013; Chow, Smith, et al., depend on (i) the predictability of the verb and (ii) the 2016).Wewill callthisthe“Slow Prediction”hypothesis. amountoftimeavailableforcomprehenderstoincorpor- In the case of argument role reversals (e.g. in (1)), in ateinformationaboutthearguments’rolesintheirverb order for a verb (e.g. “arrest”) to become differentially predictions. pre-activated and elicit an N400 effect, comprehenders OnepieceofsuggestiveevidencefortheSlowPredic- must not only pre-activate events that likely involve tion hypothesis comes from a visual-world eye-tracking cops and thieves as participants, but those that specifi- study by Kukona and colleagues, who examined listen- cally involve cops as agents and thieves as patients in ers’ eye fixations on displays containing verb-related one case and the opposite in the other. Therefore, patients (e.g. crook) and agents (e.g. policeman) as eventhoughpreviousfindingssuggestthatcomprehen- they listened to simple English sentences (Kukona, derscanquickly(i)usecasemarkingsonpre-verbalargu- Fang, Aicher, Chen, & Magnuson, 2011). The authors ments to anticipate the properties of the verb (e.g. found that listeners were nearly as likely to look at Kamide et al., 2003) and (ii) use nouns to pre-activate agents as patients when they heard the beginning of events that typically involve them as participants (e.g. active sentences like “Toby arrests the…” (Experiment McRaeetal.,2005),itisconceivablethatcomprehenders 1), but they were more likely to look at agents when mayrequiremoretimetopreferentiallypre-activatethe they heard the beginning of passive sentences such as eventsthatinvolvethoseargumentsinspecificthematic “Toby was arrested by the…” (Experiment 2). With the roles. linking hypothesis that listeners’ anticipatory eye-move- In a recent paper, we discussed different cognitive ments reflect their online predictions, these results may mechanisms that may be involved in verb prediction betakentoshowthatlisteners’predictionsaresensitive and discussed why argument role information may not to filled vs. unfilled thematic roles in passive sentences have an immediate impact (Chow, Momma, Smith, Lau, but not in active sentences, potentially because they & Phillips, 2016). We conceptualised the process of had slightly more time to predict the second argument verb prediction as a memory retrieval problem, in in passive sentences than in active sentences (due to which comprehenders use information about the event the presence of additional words “was” and “by” in participants to query their event knowledge in long- passivesentences,althoughwithspokenstimulithedur- term memory in order to predictively identify which ation difference may be small). However, asthe authors events are most likely to be described by the sentence. acknowledged, passive and active sentences differed in Further, we proposed that our event knowledge may otherways(e.g.thenature andnumberofthesyntactic not be represented in such a way that can be directly cues available), and anticipatory fixations may not be queried using linguistically encoded argument role fully reflective of comprehenders’ predictions as they retrieval cues, and thus additional processes may be can also be driven by priming (e.g. Huettig & Altmann, LANGUAGE,COGNITIONANDNEUROSCIENCE 5 2005;Yee&Sedivy,2006).Further,thefactthatthetarget (64% vs. 0%) than in the low-predictability sentences was always presented with a small set of distractors in (7% vs. 0%). Sentences were plausible in the canonical the visual world paradigm may also artificially restrict conditionandimplausibleintherole-reversedcondition. (or even interfere with) comprehenders’ predictions. Sinceeachpairofcanonicalandrole-reversedsentences Therefore, even though these results are suggestive contained identical sets of words, argument role rever- theyshouldnotbetakenasevidenceforthehypothesis sals effectively isolated the contribution of the argu- thatargumentroleinformationhasadelayedimpacton ments’ structural roles while holding other factors such predictions. aslexical semantic association constant. Inthecurrentstudywetestedcompetingaccountsfor Therefore, if the N400 is sensitive to the verb’s cloze the N400’s insensitivity to argument role reversals by probabilityanditsinsensitivitytoargumentrolereversals examining the effects of argument role reversals under isattributabletoalackofclozeprobabilitydifferencesin different circumstances in three ERP experiments. We previous studies, then argument role reversals should used the highly frequent ba-construction in Mandarin elicit an N400 effect when there is a clear cloze prob- Chinesetocreatecanonicalandrole-reversedsentences ability difference between the canonical and role- (as illustrated in 1a-b above). In Experiments 1 and 2, reversed conditions (i.e. in the high-predictability sen- argument role information was manipulated by rever- tences). Alternatively, if argument role reversals fail to sing the order of the preverbal arguments in sentences elicit an N400 effect because (i) argument role infor- in which the verb had high vs. low predictability in the mation cannot impact comprehenders’ verb predictions canonical condition, and we controlled the timing of quicklyenough(SlowPredictionhypothesis),or(ii)com- the verb relative to the arguments by manipulating prehenderstemporarilyfailtodetecttheimplausibilityin between experiments the linear distance between the role-reversed sentences (Semantic Illusion hypothesis), argumentsandtheverb.Theverbimmediatelyfollowed then no N400 effects should be observed in high- and theargumentsinExperiment1(e.g.“copbathiefarrest”); low-predictabilitysentences alike. a temporal phrase was placed between the arguments and the verb to increase the linear distance between Methods theminExperiment2(e.g.“copbathief(yesterdayafter- noon)arrest”).InExperiment3wemanipulatedthelinear Participants distancebetweentheargumentsandtheverbwithinthe Twenty-four students (19 female, mean age=21 years, same experiment. range 18–24 years) from South China Normal University participated in the current study. All participants were native speakers of Mandarin Chinese, were strongly Experiment 1 right-handed based on the Edinburgh Handedness Inthisexperimentweexaminedwhetherargumentrole Inventory (scoring 90% or above; Oldfield, 1971), and reversals impact the N400 response to the verb when had normal or corrected-to-normal vision and no they have a large and demonstrable impact on the historyofneurologicaldisorder.Noneoftheparticipants verb’s cloze probability. Previous studies that examined in the present study took part in more than one of the the effects of argument role reversals did not measure experiments. All participants gave informed consent cloze probability, because they typically focused on and were paid 20 RMB/hour for their participation. how reversals create implausible sentences, rather than on how they change cloze probabilities. Therefore, it is Cloze probability norming uncleartowhatextentthetargetverb’sclozeprobability Cloze probability estimates were gathered from 60 was modulated by argument role reversals in those student volunteers at South China Normal University studies. Here we explicitly measured and manipulated on a total of 190 pairs of subject-ba-object sentence the impact of argument role reversals on the target frames (e.g. “cop ba thief…” and its role-reversed verb’s cloze probability. In high-predictability sentences counterpart “thief ba cop…”). None of these partici- thetargetverbhadhighclozeprobabilityinthecanoni- pantstook partinanyoftheERP experiments. The sen- cal control condition; in low-predictability sentences the tence frames were divided into two lists, and each list verbhadlowclozeprobabilityinthecanonicalcondition. was completed by 30 participants. Participants were Inbothcasestheverbsalwayshadzeroclozeprobability asked to provide the best continuations for the sen- when the arguments were reversed. Therefore, argu- tence frames with one or more words. Overwhelmingly ment role reversals resulted in a much larger cloze participants responded with a verb which completed probability difference between the canonical and role- the sentence. A few exceptions were found when par- reversed conditions in the high-predictability sentences ticipants extended the second NP before supplying a 6 W.-Y.CHOWETAL. verb (e.g. assistant ba manager’s speech recorded) or probability when the arguments were reversed.4 precededtheverbwithapreposition phrase(e.g.magi- High- and low-predictability sentences shared the same cian ba pigeon from a hat pulled out); we always used SOV ba-construction but contained different arguments the first word following the sentence fragment to and verbs. Allsentences were plausiblein thecanonical compute cloze counts. conditions and implausible in the role-reversed con- ditions. A complete set of the experimental materials from the present study (Experiments 1–3) is available in Materials theSupplementary Materials. AcrossExperiments1–3,allexperimentalsentencesused Inaddition,acrossExperiments1–3,60plausiblefiller the highly frequent SOV ba-construction in Mandarin sentences from a previous study were included to Chinese.Role-reversedsentenceswerecreatedbyrever- examine the effects of a standard cloze probability sing the order of the pre-verbal arguments in the cano- manipulation in the populations studied here (a control nical sentences. Within each item set the canonical and comparison; bottom of Table 1). In each item, the same role-reversed sentenceshadanidenticalverb-argument targetwordwaspairedwithtwodifferentsentencecon- triplet and differed only in the order of the arguments. texts, such that the target word had a high cloze prob- Both of the arguments were animate and the order of ability (M=88%, SD=11%) in one and a low cloze the arguments alone did not induce any anomaly prior probability (M=27%, SD=13%) in the other. A group to the target verb. Further, in order to avoid sentence- of 48 participants were asked to rate the plausibility of final wrap-up effects the sentences were extended these sentences on a 5-point scale. Both high and low beyond the target verb with words that were held con- cloze sentences were rated as highly plausible (high stant across conditions within each item set. cloze: 4.3; low cloze: 4.1). The position of the target Theexperimentalstimuliconsistedof120pairsofsen- word was matched across conditions in each set. As tences, each with a canonical and reversed argument was the case in many previous studies, the target word order. Argument order was manipulated in two groups was preceded by completely different contexts across ofsentences(Table1).Inthehigh-predictabilitysentences conditions. Therefore, all of the words in the sentence thetargetverbhadanaverageclozeprobabilityof64% context could have contributed to the differential pre- (range41%–97%)inthecanonicalcondition;inthelow- dictabilityofthetargetwordinthesesentences.Thiscri- predictability sentences the verb had an average cloze tically differed from the experimental sentences, in probabilityof7%(range 3%–21%) inthecanonical con- which the target verb was preceded by sentence con- dition. In both cases the verbs always had zero cloze texts that only differed by the order of the arguments across conditions. Experimental sentences were distributed across two Table 1. Experimental conditions and sample materials in presentation lists, such that only one version of each Experiment 1 (top) and sample materials for the control itemappearedineachlist.Eachlistcontained120exper- comparisoninExperiments1–3(bottom). imental sentences (30 per condition), 60 plausible filler Experimentalcomparison sentences for the control comparison and 60 unrelated Low-predictability Canonical 老刘把鹦鹉 训练了好一段时间。 implausible filler sentences of similar length and struc- Role- Mr.LiuBAparrot trainquitesometime. turalcomplexity,sothattheoverallplausible-to-implau- reversed 鹦鹉把老刘 ! " ParrotBAMr.Liu sible ratio in each presentation list was 1:1, in line with “Mr.Liutrainedtheparrotforquitesometime.” many previous ERP studies (e.g. Hoeks et al., 2004; Kim vs.“TheparrottrainedMr.Liuforquitesometime.” High-predictability &Osterhout, 2005). Canonical 警察把小偷 抓了回警局。 Role- copBAthief arrest(andbringback)to reversed 小偷把警察 policestation. Procedure ! " thiefBAcop Participants were comfortably seated about 100cm in “Thecoparrestedthethief(andbroughthimback)tothe station.” frontofacomputerscreeninatestingroom.Sentences vs.“Thethiefarrestedthecop(andbroughthimback)tothe were segmented into words (see example in (2)), which station.” werepresentedoneatatimeinawhitefont(30ptsim- Controlcomparison plifiedChinesecharacters)onablackbackgroundatthe (IdenticalacrossExperiments1–3) Expected 牧民从羊身上剪下很多毛 … centre of the screen. Each sentence was preceded by a Herdsmanfromsheep’sbodycut-downalotofwool … fixation cross that appeared for 500ms. Each word “Fromthesheeptheherdsmancollectedalotofwool…” Unexpected 老板在去年收购很多毛 … appeared on the screen for 400ms, followed by BossZAIlastyearbuyalotofwool … 200msofblankscreen.Eachwordconsistedof1–4char- “Lastyearthebossboughtalotofwool…” acters.Thelastwordofeachsentencewasmarkedwitha LANGUAGE,COGNITIONANDNEUROSCIENCE 7 period, followed 1000ms later by a response cue “?”. Statistical analyses on average voltage amplitudes Participants were instructed to avoid eye blinks and were conducted separately for two time windows movements during the presentation of the sentences, chosen based on previous literature and on visual and they were asked to read each sentence attentively inspection of the data: 350–450ms for the N400, and and to indicate whether the sentence meaning was 600–800ms for the P600. plausible by pressing one of two buttons. Prior to the Datafromtheexperimentalsentenceswereanalysed experimental session, participants were presented with using two parallel approaches. As our hypotheses 6 practice trials with feedback to familiarise themselves centred on the effect of role-reversal on the N400 and with the task. The experimental session was divided P600, our primary analysis examined the effect of role into four blocks of 60 sentences each, with short reversal on these ERP components within each level of pausesinbetween.Includingset-uptime,anexperimen- predictability. Since both N400 and P600 effects tend tal session lasted around1.5h on average. to be broadly distributed with a (central-)posterior maximum, we chose a cluster of posterior electrodes (1) Sentence segmentation for stimulus presentation: for this analysis so as to use the same electrodes to /去年初,/老刘/把/鹦鹉/训练了/好一段/时间。/ capture both N400 and P600 effects (see also Ito, /Beginning of last year,/Mr. Liu/BA/parrot/train/ Corley, et al., 2016). Further, in order to allow a more (for)quitesome/time./ comprehensive evaluation of effects across the scalp, we also conducted omnibus ANOVAs at each time windowtotestformaineffectsandinteractionswithdis- tributional factors. EEG recording For the posterior electrode cluster analyses, we aver- EEGwasrecordedcontinuouslyfrom30AgClelectrodes aged participants’ ERPs across 6 posterior electrodes mounted in an electrode cap (Electrocap International): (P3, PZ, P4, O1, OZ, and O2) and ran paired-sample t- midline: Fz, FCz, Cz, CPz, Pz, Oz; lateral: FP1/2, F3/4, F7/ tests to examine the effect of role reversal within each 8, FC3/4, FT7/8, C3/4, T7/8, CP3/4, TP7/8, P3/4, P7/8, level of predictability in each time window. Further, we and O1/2. The electro-oculogram (EOG) was recorded used the bootES package (Gerlanc & Kirby, 2013) to at four electrode sites; vertical EOG was recorded from compute standardised effect sizes of these contrasts electrodes placed above and below the left eye and (Pearson’s r) and their bootstrap confidence intervals the horizontal EOG was recorded from electrodes situ- (95% CI). An advantage of using Pearson’s r to express ated at the outer canthus of each eye. Electrode impe- the effect size of a contrast is that the effect is scaled dances were kept below 5kΩ. The EEG and EOG tohave an absolute magnitude between 0 and 1. recordings were amplified (band-pass filtered at DC - For the omnibus repeated measures ANOVAs, we 200Hz) and digitised online at 1kHz. Online recordings examined time-window average ERPs at 18 electrodes, were referenced to the left mastoid. They were re-refer- fully crossing predictability (high vs. low) and reversal enced to the average of the left and right mastoids (congruous vs. role-reversed) with anteriority (anterior and filtered using a 0.1–40Hz band-pass filter offline. vs. central vs. posterior) and laterality (Left vs. Midline This high-pass filter value was tested in a recent study vs. Right). We assigned topographical grouping factors and found to not introduce artefactual effects (Tanner, to electrodes as follows: left-anterior: F3, FC3; midline- Morgan-Short, & Luck, 2015). A 15Hz low-pass filter anterior: FZ, FCZ; right-anterior: F4, FC4; left-central: C3, was applied for the presentation of grand averages CP3; midline-central: CZ, CPZ; right-central: C4, CP4; only, butwas not used inthe analyses. left-posterior: P3, O1; midline-posterior: PZ, OZ; right- posterior: P4, O2. Univariate F-tests with more than one ERP data analysis degree of freedom in the numerator were adjusted by Event-related potentials were computed separately for means of the Greenhouse-Geisser correction (Green- each participant and each condition for the 1000ms house&Geisser,1959).Sincepredictabilitywasmanipu- after the onset of the target verb relative to a 100ms lated between different item sets (i.e. high and low- baseline preceding the target verb. ERP data in all trials predictability sentences were completely different), (regardless of end-of-trial behavioural response) were main effects of predictability are not meaningful and evaluated for EOG and other artefacts. Trials contami- wediscusseffectsofpredictabilityonlywhentheyinter- nated by artefacts were excluded from the averaging actwiththeeffectsofreversal.Wealsoconductedapre- procedure. This affected 7.8% of experimental trials, dictability×anteriority×laterality repeated measures roughly equally distributed across conditions (ranging ANOVA in each time window for the filler sentences to between 6.3 and 9.6% across conditions). examine the effect of cloze probability. 8 W.-Y.CHOWETAL. Results distribution of the effects of argument role reversals at the target word in the 350–450ms and 600–800ms Plausibility judgments timeintervalsinthelow-predictabilityandhigh-predict- Acrossboth high-and low-predictability sentences,par- ability conditions in Experiment 1. Results of the pos- ticipantsjudgedcanonicalsentencestobeplausibleand terior electrode cluster analyses and the omnibus role-reversedsentencestobeimplausiblewithanoverall ANOVAs are presented in Table 2 and the leftmost accuracyof90.6%(Lowpredictability,canonical=88.3%; column of Table 3 respectively. Grand average ERPs Low predictability, role-reversed=90.4%; High predict- acrossall30electrodesitesarepresentedinSupplemen- ability, canonical=90.3%; High predictability, role- tary Figures 1 and 2. reversed=93.3%). AsshowninFigure1,argumentrolereversalselicited a clear P600 effect with the same topographic distri- Event-related potentials (Experimental bution across both high- and low-predictability sen- comparisons) tences, indicating that participants quickly and reliably ThetophalfofFigure1showsthegrandaverageERPsat detected that the verb was anomalous in the role- centro-posterior electrode CPZ and the topographic reversed conditions. However, there was no clear effect Figure1.Top:GrandaverageERPsatcentro-parietalelectrodeCPZandthetopographicdistributionofERPeffectsinthe350–450ms and 600–800ms intervals (role-reversed minus canonical) in the low-predictability (left) and high-predictability (right) conditions in Experiment1,inwhichthetargetverbappearedimmediatelyfollowingthesecondargument(600msSOA).Argumentrolereversals elicitedaP600effectinbothlow-predictabilityandhigh-predictabilitysentences,buttheN400wasnotmodulatedbythepredictability ofthetargetverbineithercondition.Bottom:GrandaverageERPsatfrontalelectrodeFZandatcentro-posteriorelectrodeCPZand topographicdistributionofERPeffectsinthe350–450msand600–800msintervals(expectedminusunexpected)inthecontrolcom- parison in Experiment 1. A cloze probability manipulation in the filler sentences elicited a clear N400 effect followed by a frontally distributedlatepositivity. LANGUAGE,COGNITIONANDNEUROSCIENCE 9 Table 2. Results of the posterior electrode cluster analyses in Event-related potentials (Control comparison) Experiment 1: t value, standardised effect size (Pearson’s r) and The bottom half of Figure 1 shows the grand average 95%confidenceintervalforthecontrastbetweenthecanonical ERPsatfrontalelectrodeFZandatcentro-posteriorelec- androle-reversedconditionsineachtimeinterval. trodeCPZandthetopographicdistributionofERPeffects Experiment1 df T Pearson’sr 95%CI in the control comparison. Results of the statistical ana- Lowpredictability 350–450ms 23 1.12 −0.23 [−0.55,0.18] lyses are presented inthe leftmost column of Table 4. 600–800ms 23 3.43** 0.58 [0.24,0.76] The standard cloze probability manipulation in the Highpredictability fillersentenceselicitedaclearN400effectandafrontally 350–450ms 23 <1 −0.07 [−0.42,0.34] 600–800ms 23 6.4** 0.80 [0.66,0.87] distributedlatepositivity.Statisticalanalysesinthe350– **p<.01;*p<.05. 450mstimeintervalrevealedasignificantmaineffectof predictability, showing that expected words elicit a smaller N400 response than unexpected words. Inter- of reversal ontheN400 ineither pairofconditions, par- actions between predictability and the topographic ticularly in the high-predictability conditions where the factors indicated that the effect was largest at midline clozeprobabilitydifferencewas largest. central and posterior sites. Analyses in the 600–800ms In the 350–450ms interval, the posterior electrode time interval revealed a significant predictability×ante- clusteranalysesrevealednosignificanteffectsofreversal riority interaction, due to the fact that unexpected in either high- or low-predictability conditions. The words elicited a larger frontal positivity than expected omnibus ANOVA revealed a three-way reversal×ante- words. riority×laterality interaction, but further analyses by AsshowninFigure1,thetopographicdistributionof anteriority and laterality did not reveal any significant this late positivity was distinct from the posteriorly dis- effect. tributed P600 effect in the experimental sentences. In the 600–800ms interval, the posterior electrode This frontally distributed late positivity has been cluster analyses showed a larger P600 in the role- observed in previous studies and has been argued to reversed condition than in the canonical condition in reflect processes thatare triggered whenstrong predic- high- and low-predictability sentences alike. The tions are disconfirmed (DeLong, Quante, & Kutas, 2014; omnibusANOVAsimilarlyrevealedamaineffectofrever- Federmeier, Wlotko, De Ochoa-Dewald, & Kutas, 2007; sal, along with reversal×anteriority, reversal×laterality, Thornhill & van Petten, 2012; van Petten & Luka, 2012). andreversal×anteriority×lateralityinteractions,reflect- We will return to discuss the relationship between this ing a larger central-posterior positivity (P600) for the late frontal positivity and the P600 in the General role-reversed condition in high- and low-predictability Discussion. sentences alike. Table3.OmnibusANOVAF-valuesatthetargetverbinExperiments1–3. Experiment1 Experiment2 Experiment3 OmnibusANOVA df 350–450ms 600–800ms df 350–450ms 600–800ms df 350–450ms 600–800ms rev 1,23 <1 18.78** 1,23 1.37 19.01** 1,23 <1 17.95** rev*type 1,23 <1 <1 1,23 1.01 <1 1,23 <1 <1 rev*ant 2,46 1.24 5.97* 2,46 <1 29.63** 2,46 <1 13.9** rev*lat 2,46 <1 4.19* 2,46 <1 <1 2,46 <1 2.36 rev*type*ant 2,46 <1 1.03 2,46 <1 <1 2,46 <1 <1 rev*type*lat 2,46 <1 1.94 2,46 <1 <1 2,46 5.68** 1.25 rev*ant*lat 4,92 3.66* 4.89** 4,92 1.74 1.47 4,92 <1 1.25 rev*type*ant*lat 4,92 <1 1.2 4,92 1.35 <1 4,92 1.08 <1 Factors:type=predictability(Experiments1&2)ordistance(Experiment3);ant=anteriority;lat=laterality. **p<.01;*p<.05. Table4.OmnibusANOVAF-valuesatthetargetwordforthecontrolcomparisonsinExperiments1–3. Experiment1 Experiment2 Experiment3 df 350–450ms 600–800ms df 350–450ms 600–800ms df 350–450ms 600–800ms OmnibusANOVA pred 1,23 20.3** 2.25 1,23 45.8** 2.09 1,23 6.93* 3.11^ pred*ant 2,46 7.21** 5.18* 2,46 9.02** 4.26* 2,46 10.44** 8.69** pred*lat 2,46 3.56* <1 2,46 <1 1.68 2,46 <1 <1 pred*ant*lat 4,92 2.91* 1.67 4,92 3.51* 4.13** 4,92 3.07* 5** Factors:pred=predictability;ant=anteriority;lat=laterality. **p<.01;*p<.05;^.05<p<.1.
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