Degradation and Stabilisation of Aromatic Polyesters Stuart Fairgrieve Smithers Rapra Update Degradation and Stabilisation of Aromatic Polyesters Stuart Fairgrieve iSmithers – A Smithers Group Company Shawbury, Shrewsbury, Shropshire, SY4 4NR, United Kingdom Telephone: +44 (0)1939 250383 Fax: +44 (0)1939 251118 http://www.rapra.net First Published in 2009 by iSmithers Shawbury, Shrewsbury, Shropshire, SY4 4NR, UK ©2009, Smithers Rapra All rights reserved. Except as permitted under current legislation no part of this publication may be photocopied, reproduced or distributed in any form or by any means or stored in a database or retrieval system, without the prior permission from the copyright holder. A catalogue record for this book is available from the British Library. Every effort has been made to contact copyright holders of any material reproduced within the text and the authors and publishers apologise if any have been overlooked. ISBN: 978-1-84735-457-0 (Hardback) 978-1-84735-458-7 (ebook) Typeset by Argil Services Printed and bound by Lightning Source Inc. C ontents 1 Background ..........................................................................1 1.1 Historical Development ..............................................1 1.2 Structure and Morphology .........................................9 1.2.1 Introduction ................................................9 1.2.2 PET ...........................................................10 1.2.3 PTT ...........................................................11 1.2.4 PBT ...........................................................12 1.2.5 PCT ...........................................................13 1.2.6 PEN ...........................................................14 1.2.7 LCP ...........................................................15 2 Thermal Degradation .........................................................21 2.1 Poly(ethylene terephthalate) (PET) ............................21 2.2 Poly(butylene terephthalate) (PBT) ...........................35 2.3 Poly(trimethylene terephthalate) (PTT) .....................42 2.4 Other Poly(alkylene terephthalate)s ..........................44 2.5 Poly(alkylene naphthalate)s (PAN) ...........................47 2.6 Poly(alkylene phthalate)s and Poly(alkylene isophthalate)s ......................................48 2.7 Poly(p-phenylene alkanedioate)s ...............................48 2.8 Highly Aromatic Polyesters ......................................49 3 Thermo-Oxidative Degradation .........................................65 3.1 Poly(ethylene terephthalate) (PET) ............................65 iii Degradation and Stabilisation of Aromatic Polyesters 3.2 Poly(butylene terephthalate) (PBT) ...........................73 3.3 Poly(trimethylene terephthalate) (PTT) .....................77 3.4 Other Aromatic Polyesters ........................................80 4 Photodegradation and Radiation Degradation ..................85 4.1 Photodegradation and Oxidation of Poly (ethylene terephthalate) (PET)...................................85 4.2 Photodegradation and Oxidation of Other Poly(alkylene terephthalate)s ....................................93 4.3 Photodegradation and Oxidation of Poly(alkylene naphthalate)s ......................................94 4.3.1 Formation of a naphthalic acid end group .95 4.4 Radiation Degradation .............................................96 5 Chemical Degradation and Recycling ...............................107 5.1 Hydrolytic Degradation ..........................................107 5.2 Ester Interchange ....................................................109 5.3 Aminolysis ..............................................................110 5.4 Biodegradation .......................................................110 5.5 Chemical Recycling ................................................112 6 Thermal and Hydrolytic Stabilisation ...............................143 6.1 Introduction ...........................................................143 6.2 Thermal Stabilisation ..............................................144 6.3 End-capping ...........................................................153 6.4 Chain Extension .....................................................156 6.4.1 Without Additives ...................................156 6.4.2 Chain Extenders ......................................157 7 Thermo-oxidative Stabilisation .........................................181 7.1 Introduction ...........................................................181 7.2 Studies on Antioxidants ..........................................183 7.3 Potential New Chemistries ......................................187 iv Contents 7.4 Patents ....................................................................188 8 Stabilisation Against Ultraviolet and Ionising Radiation ...199 8.1 Introduction to Ultraviolet (UV) Stabilisation .........199 8.2 UV Screeners and Absorbers ...................................200 8.2.1 Background .............................................200 8.2.2 Salicyclates ..............................................202 8.2.3 Benzophenones ........................................203 8.2.4 Benzotriazoles. ........................................204 8.2.5 Cinnamates and Related Types ................206 8.2.6 Oxanilides ...............................................209 8.2.7 Cyclic Imino Esters ..................................209 8.2.8 Triazines ..................................................210 8.2.9 Miscellaneous ..........................................211 8.3 Excited State Quenching .........................................212 8.4 Radical Scavengers .................................................213 8.4.1 Background .............................................213 8.4.2 HALS ......................................................214 8.4.3 Other Radical Scavengers ........................219 8.5 Ionising Radiation Stabilisation ..............................219 Appendix – Commercial Additive Structures ............................241 Abbreviations ...........................................................................261 Index ........................................................................................263 v Degradation and Stabilisation of Aromatic Polyesters vi P reface While over the years there have been many books and review articles published on the subject of polymer degradation and stabilisation, most have been rather wide-ranging studies, covering either polymers in general, or a range of polymers and/or additives. Even in cases where specific polymers or classes of polymers have been covered, the literature contains few specific reviews of the degradation and stabilisation of condensation polymers such as the aromatic polyesters. There appear to be a number of reasons for this. Firstly, there are the factors of tonnage and range of application. The most used polymers, such as the polyolefins and styrenics, tended to attract the most attention simply as a consequence of their ubiquity. Secondly, there is the factor of rate of deterioration. In general, polyolefins and styrenics degrade noticeably faster than, for example, Nylon 6 or poly(ethylene terephthalate) under equivalent conditions of heat or light exposure, so that the need for effective stablisation against such reactions seemed to be more urgent for the former. A third factor, I would tentatively suggest, was the perception that the degradation and stabilisation of condensation polymers was a study that was somehow more ‘difficult’ due to their very different chemistry compared to that of addition polymers such as the polyolefins. Indeed, in some quarters the view has been expressed that the condensation polymers might not, in fact, require stabilisation, or that the reactions undergone by such polymers during degradation did not lend themselves to being suppressed by known stabilisation pathways. vii Degradation and Stabilisation of Aromatic Polyesters As we head towards the second decade of the 21st century, I feel that the points raised in the previous paragraph no longer apply to aromatic polyesters, hence the decision to produce this review of the state of the art of degradation and stabilisation of this class of polymer. In terms of tonnage and use, poly(ethylene terephthalate) is these days virtually a commodity plastic, with widespread, large volume, use in food packaging, beverage bottle and fibres. Other aromatic polyesters have increased in volume production over the last decade or so, such as poly(butylene terephthalate) and poly(ethylene naphthalate). There is also the promise of large quantity use of the most recently commercialised member of the family, poly(trimethylene terephthalate). All such polyesters are also being increasingly pushed into more demanding environments in their applications, including greater heat exposure (for example in hot-fill food packaging applications and ovenable containers) and outdoor applications, where long term stability towards sunlight and oxygen are a prerequisite. The need for a full understanding of the degradation mechanisms, and means of suppressing these, are thus now more required than in the past While some controversies remain, the study of aromatic polyester degradation in the last few years has begun to untangle the mechanisms involved, particularly through the use of analytical techniques previously unavailable. The study of stabilisation has also moved on, with examination of why the established commercial stabilisers (largely developed for use in polyolefins and rubbers) are not as effective in aromatic polyesters, and also attempts to develop new stabilisers specifically for use in such polymers. I have also included in this book information on the chemical recycling of aromatic polyesters, which may be regarded as controlled degradation of these polymers. With the increasing emphasis on conservation of non-renewable resources, the recovery of various useful chemicals from materials which have reached the end of their viii Preface useful lives, or are off-specification for their intended use, is a process which needs to be considered. Especially useful is the recovery of starting materials which may then be used to manufacture further polyesters, and the study of the means for carrying out such processes, and their industrial implementation, are important topics in the current ‘green’ climate. Finally, I would like to express my appreciation to the publishing team at iSmithers, Shawbury, for their assistance with the compilation of this book. Especial thanks go to Frances Gardiner for commissioning this work, and to Eleanor Carter for assistance, above and beyond the call of duty, with literature searches and the supply of papers. Dr. Stuart Fairgrieve SPF Polymer Consultants Kidlington July 2009 ix
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