Czechoslovakia between Stalin and Hitler This page intentionally left blank Czechoslovakia between Stalin and Hitler The Diplomacy of Edvard Benes in the 1930s IGOR LUKES New York Oxford OXFORD UNIVERSITY PRESS 1996 Oxford University Press Oxford New York Athens Auckland Bangkok Bombay Calcutta Cape Town Dar es Salaam Delhi Florence Hong Kong Istanbul Karachi Kuala Lumpur Madras Madrid Melbourne Mexico City Nairobi Paris Singapore Taipei Tokyo Toronto and associated companies in Berlin Ibadan Copyright © 1996 by Oxford University Press, Inc. Published by Oxford University Press, Inc., 198 Madison Avenue, New York, New York 10016 Oxford is a registered trademark of Oxford University Press All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording, or otherwise, without the prior permission of Oxford University Press. Library of Congress Cataloging-in-Publication Data Lukes, Igor. Czechoslovakia between Stalin and Hitler : the diplomacy of Edvard Benes in the 1930s / Igor Lukes. p. cm. Includes bibliographical references and index. ISBN 0-19-510266-5; ISBN 0-19-510267-3 (pbk.) 1. Benes, Edvard, 1884-1948. 2. Czechoslovakia—Foreign relations—Germany. 3. Germany—Foreign relations—Czechoslovakia. 4. Czechoslovakia—Foreign relations—Soviet Union. 5. Soviet Union—Foreign relations—Czechoslovakia. 6. Czechoslovakia— Foreign relations. I. Title. DB2078.G3L85 1996 327.437043'09'043—dc20 95-9284 1 35798642 Printed in the United States of America on acid-free paper PREFACE Edvard Benes (1884-1948) was a major European politician, foreign policy strate- gist, and important actor in the Czechoslovak-German drama of the 1930s. This volume studies the first two decades of his diplomacy and analyzes the Prague government's attempts to secure the existence of the Republic of Czechoslovakia in the treacherous space between the millstones of East and West. The crisis of the 1930s, especially the Four Power Agreement signed at Munich in September 1938, provoked a vast amount of writing. To be sure, some important questions still remain to be answered. But it is safe to say that we now have a high- resolution picture of the British, French, German, Hungarian, and Polish dimen- sions of the crisis. This cannot be said about the roles played by the Prague govern- ment and the Kremlin. Czechoslovak territory in the Sudetenland was one of the main points of con- tention in 1938, yet historians have often downplayed the activities of President Benes and his colleagues in the escalating European conflict. And no wonder: until the fall of the Berlin Wall, it was difficult for researchers unaffiliated with official Czechoslovak institutions to gain complete access to the relevant archival collections in Prague. Under such circumstances, one had to treat as evidence politically slanted memoirs, official pronouncements, and collections of arbitrarily selected docu- ments. Because of this limitation, the Prague government was frequently treated as the passive object of a Franco-British deal with Hitler, an entity without options and incapable of initiatives. The scarcity of Czechoslovak primary sources concerning the crisis of the 1930s closely paralleled the dearth of Soviet documentation. This— and Stalin's absence at Munich—led many historians to treat the Soviet role in the Czechoslovak-German crisis as marginal at most. Others chose to give an approving account of the Soviet leader's behavior in Central Europe prior to World War II. This book deals with the European crisis of the 1930s by focusing on the hitherto neglected Czechoslovak and Soviet perspectives. Chapter 1 analyzes Czechoslovak-Soviet relations from the end of World War I to the beginning of the Nazi rule in Germany. Thomas G. Masaryk, Edvard Benes, and other policy-makers in Prague held the view that Russia—under whatever regime—would not be able to develop without strong ties with Europe and that the European political scene needed active Russian participation to become stable. Therefore, Prague was at first cau- tiously inclined to respond positively to signals from the Kremlin that the Soviets vi Preface were ready to enter into full diplomatic relations. But Masaryk and Benes refused to ignore the cruelty of Bolshevism; they maintained the hope that a new and more tolerant Russia would eventually reappear. Consequently, by the time Adolf Hitler came to power, most European countries had granted the Bolsheviks de jure recogni- tion while diplomatic contacts between Czechoslovakia and the Soviet Union were almost nonexistent. It seems in retrospect that until the beginning of the Nazi era in Germany, the Prague government was guided by a rather pessimistic view of Bol- shevism. More so than other European politicians who had rushed to do business with the Kremlin already in the 1920s. Paradoxically, this did not prevent them a decade later from showing off their anti-Communist credentials by dismissing Czechoslovakia as a Bolshevik outpost in the heart of Europe. Chapter 2 studies the impact of Hitler's Machtergreifung in 1933 on Prague's relations with Moscow and shows how Nazism helped to legitimize the Soviets in the eyes of Edvard Benes. Henceforth, he would devote much of his energy to bringing Stalin's Soviet Union into Central European politics in order to compensate for the spectacular growth of the Third Reich. Prague entered into full diplomatic relations with the Kremlin in 1934 and proceeded the next year to negotiate the Czechoslovak-Soviet agreement. This chapter analyzes the stipulation that made Soviet action on behalf of Czechoslovakia in case of war with Germany dependent on the prior involvement of France. It shows that the stipulation was put into the text by Prague. The role assigned to Czechoslovak communists by the 7th Congress of the Communist International and western attitudes toward Central Europe in 1935-37 are analyzed in Chapter 3. Moscow's early efforts to become an active participant in the crisis-laden political scene are contrasted with the passive acceptance of the decline and collapse of the Versailles system by Great Britain and France. In addi- tion, just when the Nazis began kicking at the doors of Czechoslovakia, at a time when Prague would have needed signs of firm support from the Kremlin, the Soviet Union's value on the international scene declined dramatically. This was the result of a variety of factors among which the most important was the Stalinist terror. The latter's roots were extraordinarily long, and some reached even as far as Prague and Paris. Chapter 4 delves into Prague's secret negotiations with Berlin and Benes's role in the famous Tukhachevsky affair. It identifies early signs of Stalin's campaign against the Red Army leadership: in 1935 a Prague-based Russian newspaper began publishing a series of articles designed by the Stalinist secret police to plant seeds of doubt about the loyalty of large numbers of Red Army officers. By early 1937, Benes started receiving clear indications that a Soviet-German rapprochement was in the cards. This would have meant the immediate collapse of one of Prague's main security arrangements, the Czechoslovak-Soviet agreement of 1935. Hence Benes's relief when he learned in the summer of 1937 that Tukhachevsky had been shot for his treasonous schemes with various German personalities and agents. Importantly, however, this chapter shows that, Benes's own claims notwithstand- ing, the Prague government did not pass to the Kremlin the rumors implicating Marshal Tukhachevsky and others in acts of high treason. Preface vii Chapter 5 studies the Anschluß of Austria and the so-called partial mobilization of the Czechoslovak army in May 1938. Documents from the Second Bureau of the Czechoslovak army's General Staff are analyzed to disprove Prague's assertion that reservists and military specialists had to be called up in response to hostile strategic military concentrations by the Wehrmacht. Hitler did not intend to attack in May 1938, but the Prague government had been deliberately misled into thinking that he did. Given the relatively high quality of the intelligence reports that the Second Bureau received during the May crisis, it is safe to assume that it came from a professional espionage organization. Alas, only speculation can be offered regar- ding the identity of the source of this daring deception which brought Europe to the brink of war. Chapter 6 deals with the crisis during the summer and fall of 1938, and sheds new light on Stalin's strategic thinking on the eve of World War II. Soviet assump- tions at this time regarding the shape of future developments were rooted in the analytical framework of the 7th Congress of the Communist International, and they were reaffirmed in Prague by Andrei Zhdanov in August 1938. The evidence pre- sented here shows that in 1938 Stalin was not bent on avoiding war. His objective was for the conflict to break out at the right time and place so that opportunities for the growth of Soviet power in postwar Europe would be maximized. This in itself did not make him the main villain of international politics at the time: he would have failed to project his influence throughout Central Europe but for the war uleashed by the Third Reich of Adolf Hitler. As it happened, some assumptions made by the Soviet policy-makers turned out to be quite inaccurate; nevertheless, the strategy designed in the Kremlin at the height of the crisis proved to be considerably more sophisticated than such poorly thought-out tactical schemes as the mission of Lord Runciman. Chapter 7 traces the paths that led the participants in the Czechoslovak-German drama to the Munich solution. Properly, the focus is on the tragic figure of Edvard Benes and his agonizing decision to capitulate. The president has been sometimes portrayed as a man who had mistaken deal-making in the League of Nations for a viable foreign policy. He has been criticized for his failure to come to terms with Czechoslovakia's neighbors and the numerous Sudeten German population. Some have seen in him a man who spoke with toughness when he could hide behind the backs of his French and Soviet allies but who ultimately lacked the necessary resolve to lead his people to war against the Wehrmacht. It is suggested throughout that Benes was a flawed man, and so was his foreign policy, but this chapter offers evidence that the president lacked neither courage nor the capacity for greatness. He had in fact hoped for a military conflict to break out in September 1938, and it appears that the moments during the crisis when he was optimistic corresponded with those occasions when war seemed inevitable. The president did not give up hope that war would break out even after it had become quite clear that no assistance could be expected from France: on 28 September 1938 the Prague government requested "immediate air support" from the Soviet Union and an inquiry concern- ing the availability of Soviet assistance to Czechoslovakia was made even after the Munich agreement had been signed. A recently uncovered document presents défini- viii Preface live evidence regarding the possibility of Soviet aid to Czechoslovakia in the fall of 1938. Benes stated that Moscow's failure to respond to his repeated inquiries regard- ing Soviet help against the Third Reich "was the main reason why I capitulated." Specialists in Benes studies will note that this is a new dimension of the crisis, and it leads us to reconsider previously held opinions. Notable, too, is the evidence that the Kremlin attacked the leader of the Communist party of Czechoslovakia, Klement Gottwald, for his failure to use the crisis in September 1938 as a convenient catalyst for carrying out a revolution. This book deals with the escalating crisis of the 1930s mainly on the basis of original primary sources from the recently opened archives in Prague. It would be presumptuous and naive to think that such a method could result in a product that sheds light of equal intensity on all the many layers of the decade. Instead, the book emphasizes those questions and themes on which the archives yielded the most interesting and significant new information. This, as well as the enormity of the topic, necessitated that several important components of the Munich affair had to be ignored or merely sketched. Prominent in this category is the important French role in the Czechoslovak-German crisis: it is merely touched on in this volume, and the reader will have to turn to Documents diplomatiques français and some of the specialized studies of the topic to gain a more complete picture. Prague's compli- cated relations with the Sudeten German population, the Slovak question, Soviet global maneuvers, details of politics in the Kremlin, the Spanish civil war, the brewing troubles in the Far East, and the roles played by Czechoslovakia's neigh- bors Hungary and Poland also deserve a more extensive treatment than is given here. Volumes dealing with such issues, old and new, can be found in the bibliography attached at the end. My main goal has been to demonstrate how the developing crisis that resulted in the Munich Agreement appeared from the perspective of Prague. This approach may seem somewhat narrow, but it allows for the hitherto missing Czechoslovak perspective to be added to what we already know, thanks to Walter Laqueur, Robert C. Tucker, Adam B. Ulam, Piotr S. Wandycz, Donald Cameron Watt, and Gerhard L. Weinberg. The collapse of the Soviet Union has resulted in greater access to Moscow archives than ever before. Consequently, it has become possible to uncover evidence regarding many important topics in Soviet history. Unexpectedly, the greatest ad- vances have been achieved in what would appear to be some of the most sensitive areas: Stalin's murder of more than fifteen thousand Polish army officers in 1940, Soviet atomic research and diplomacy, the Cuban missile crisis, and the 1968 Warsaw Pact invasion of Czechoslovakia, to name only a few examples. Except for several sets of documents released to the Ministry of Foreign Affairs in Prague, cited in this book, much less evidence has been made available on Soviet behavior in the 1930s. Regarding Moscow's role in the Czechoslovak-German crisis, some interest- ing documents can indeed be found in the archives of the Soviet Ministry of Foreign Affairs, especially when it comes to personalities—the Soviet Minister in Prague, Sergei S. Aleksandrovsky; his Czechoslovak colleague, Minister Zdenék Fierlinger; political journalist and future Czechoslovak diplomat and politician, Hubert Ripka; and others. But these documents add relatively little to what had been made gradu- ally available—albeit in an edited form—from the 1950s onward. There is every Preface ix reason to think that crucial documentation on some of the central topics of this book (Benes and the Tukhachevsky affair or the Soviet role in the May partial mobiliza- tion) is hidden in the so-called Presidential Archives in the Kremlin and in the archives of the KGB. My own vain attempts to obtain a research permit from those quarters suggest that we will have to await yet another miracle in Moscow. In the meantime, the Czechoslovak-German drama and the role played by Stalin can be narrated from the perspective of Prague archives. Acknowledgments It gives me pleasure to acknowledge that this project was made possible by the generous support I received from various foundations. My research in Prague was conducted while I was a Fulbright Research Fellow and an IREX (International Research and Exchanges Board) Fellow; I could later return to Prague for a shorter time with travel grants from the National Endowment for the Humanities and IREX. The writing of this volume was accelerated thanks to the John M. Olin Faculty Fellowship in History and a fellowship in the Society of Fellows at my professional home, Boston University, both of which released me from teaching duties. Some of the themes explored in this book were dealt with in previously pub- lished articles, which appeared in Diplomacy & Statecraft, Slavic Review, and Vierteljahrshefte für Zeitgeschichte. I am most grateful to Gioia Stevens, my Oxford University Press editor, for her support and guidance. Special mention must be made of Professor Hsi-Huey Liang, Vassar College; Dr. Eva Jonas, Harvard University; and Dr. Antonin Klimek of the Historical Institute of the Czech Army in Prague, all of whom allowed me to use photographs from their private collections. Dr. Klimek, moreover, helped me self- lessly, and often at the expense of his own writing and other academic obligations, to orient myself in the Prague archives. My mother, Milena Lukesova, an author of dozens of books, is also an out- standing editor. She patiently read through the manuscript and pointed out numerous ways of improving it. I wish I knew as much about history as she does about the art of writing. My father, Professor Dr. Zdenëk Lukes, assisted me with archival research at a time when I could not travel to Prague. He was one of many Czechoslovak army reserve officers who never fully recovered from the humiliation of their retreat in early October 1938. It is from him that I inherited my interest in this topic. Wellesley, Massachusetts I.L. Chocen, the Czech Republic July 1995