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CyclophaneIIs Editor: F. Vijgtle With Contributions by F. Gerson, E. Heilbronner, Y. Murakaxni, F. VGgtle, Z. Yang With 71 Figures and 39 Tables Springer-Verlag Berlin HeidelbergN ew York Tokyo 1983 This series presents critical reviews of the present position and future trends in modern chemical research. It is addressed to all research and industrial chemists who wish to keep abreast of advances in their subject. As a rule, contributions are specially commissioned. The editors and publishers will, however, always be pleased to receive suggestions and supplementary information. Papers are accepted for “Topics in Current Chemistry” in English. ISBN 3-540-12478-O Springer-Verlag Berlin Heidelberg New York Tokyo ISBN 0-387-12478-O Springer-Verlag NewYork Heidelberg Berlin Tokyo Library of Congress Cataloging in Publication Data. Main entry under title: Cyclophanes II. (Topics in current chemistry; 115) Bibliography: p. Includes index. 1. Cyclophanes~~Addresses, essays, lectures. I. VGgtle, F. (Fritz), 1939 -, II. Gerson, Fabian. III. Title: Cyclophanes 2. IV. Title: Cyclophanes two. V. Series. QDl.F58 vol. 115 540s [547’.59] 83-6860 [QD400] This work is subject to copyright. All rights are reserved, whether the whole or part of the material is concerned, specifically those of translation, reprinting, re-use of illustrations, broadcasting, reproduction by photocopying machine or similar means, and storage in data banks. Under 5 54 of the German Copyright Law where copies are made for other than private use, a fee is payable to “Verwertungsgesellschaft Wart”, Munich. 0 by Springer-Verlag Berlin Heidelberg 1983 Printed in GDR The use of registered names, trademarks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. 2152/3020-543210 Managing Editor: Dr. Friedrich L. Boschke Springer-Verlag, Postfach 105 280, D-6900 Heidelberg 1 Editorial Board : Prof. Dr. Michael J. S. Dewar Department of Chemistry, The University of Texas Austin, TX 18712, USA Prof. Dr. Jack D. Dmitz Laboratorium filr Organische Chemie der EidgenGssischen Hochschule UniversitatsstraBe 6/S, CH-8006 Zurich Prof. Dr. Klaus Hafner Institut fib Organische Chemie der TH PetersenstraBe 15. D-6100 Darmstadt Prof. Dr. Edgar Heilbronner Physikalisch-Chemisches Institut der Universitgt KlingelbergstraDe 80, CH-4000 Base1 Prof. Dr. Shd It8 Department of Chemistry, Tohoku University, Sendai, Japan 980 Prof. Dr. Jean-Marie Lehn Institut de Chimie, Universite de Strasbourg, 1, rue Blaise Pascal, B. P. Z 296/R8, F-67008 Strasbourg-Cedex Prof. Dr. Kurt Niedenru University of Kentucky, College of Arts and Sciences Department of Chemistry, Lexington, KY 40506, USA Prof. Dr. Kenneth N. Raymond Department of Chemistry, University of California, Berkeley, California 94720, USA Prof. Dr. Charles W. Rees Hofmann Professor of Organic Chemistry, Department of Chemistry, Imperial College of Science and Technology, South Kensington, London SW7 2AY, England Prof. Dr. Kiaus Schiifer lnstitut fiir Physikalische Chemie der Universitat Im Neuenheimer Feld 253, D-6900 Heidelberg I Prof. Dr. Fritz Viigrie Institut fiir Organ&he Chemie und Biochemie der Universimt, Gerhard-Domagk-Str. 1, D-5300 Bonn 1 Prof. Dr. Georg Wittig Institut fur Organ&he Chemie der Universitit Im Neuenheimer Feld 270, D-6900 Heidelberg I Table of Contents The Electronic Structure of Cyclophanes as Suggested by their Photoelectron Spectra E. Heilbronner, Z. Yang . . . . . . . . . . . . . . . . Radical Ions of Phanes as Studied by ESR and ENDOR Spectroscopy F. Gerson . . . . . . . . . . . . . . . . . . . . . . 57 dezifanoitcnuF Cyclophanes as Catalysts and Enzyme Models Y. Murakami . . . . . . . . . . . . . . . . . . . . 107 gnidulcnoC Remarks F. V6gtle . . . . . . . . . . . . . . . . . . . . . . 157 rohtuA Index Volumes 101-115 . . . . . . . . . . . . . 161 Table of Contents of Volume 113 Cyclophanes I Synthesis of Medio- and Macrocyclic Compounds by High Dilution Principle Technique L. Rossa, F. V6gtle Syntheses and Properties of the ]n2[ Cyclophanes V. Boekelheide Water Soluble Cyclophanes as Hosts and Catalysts I. Tabushi, K. Yamamura The Electronic Structure of Cyclophanes as Suggested by their Photoelectron Spectra "'Dedicated to Prof. J. D. Dunitz on the occasion of his 60th birthday" Edgar Heilbronner and Zhong-zhi Yang 1 Physikalisch-Chemisches Institut der Universit~t Basel, KlingelbergstraBe ,08 CH-4056 Basel, Switzerland Table of Contents 1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 2 Nomenclature and Experimental Details . . . . . . . . . . . . . . . . . 4 2.1 Designation of Structure . . . . . . . . . . . . . . . . . . . . . 4 2.2 Characterization of the Radical Cation States and Numbering of the PE-Bands . . . . . . . . . . . . . . . . . 5 2.3 Recording of the He(I0~) PE-Spectra . . . . . . . . . . . . . . . . 6 3 HeOa) PE-Spectra . . . . . . . . . . . . . . . . . . . . . . . . . . 7 3.1 [2.2] Paracyclophane and Derivatives . . . . . . . . . . . . . . . . 7 3.2 [2n] Cyclophanes . . . . . . . . . . . . . . . . . . . . . . . . . 11 3.3 [2.2]Phanes Involving Higher Aromatic Systems . . . . . . . . . . . 13 3.4 Heterocyclic Phanes . . . . . . . . . . . . . . . . . . . . . . . 17 3.5 Miscellaneous Systems . . . . . . . . . . . . . . . . . . . . . . 19 4 Theoretical Model . . . . . . . . . . . . . . . . . . . . . . . . . . 22 4.1 Basis n-Orbitals . . . . . . . . . . . . . . . . . . . . . . . . . 22 4.2 Basis ~-Orbitals for the Bridging Alkyl Chains . . . . . . . . . . . . 25 4.3 "Through Space" n-n Interaction . . . . . . . . . . . . . . . . . 26 4.4 "Through Bond" Interaction . . . . . . . . . . . . . . . . . . . 29 5 Assignment and Discussion of the PE-Spectra . . . . . . . . . . . . . . 30 5.1 [2.] Cyclophanes . . . . . . . . . . . . . . . . . . . . . . . . . 30 5.2 Methyl-Substituted [2.2]Paracyclophanes . . . . . . . . . . . . . . 34 5.3 [2.2]Phanes Involving Higher Aromatic Systems . . . . . . . . . . . 36 5.4 [m.n] Paracyclophanes . . . . . . . . . . . . . . . . . . . . . . 38 1 Permanent address: Theoretical Chemistry Institute. Jilin University, Chang Chun, People's Repu- blic of China. Edgar Heilbronner and Zhongozhi Yang 5.5 Phanes with Unsaturated Bridges . . . . . . . . . . . . . . . . . 40 5.6 Heterocyclic Phanes . . . . . . . . . . . . . . . . . . . . . . . 43 5.7 Substituted [2.2]Paracyclophanes . . . . . . . . . . . . . . . . . 44 6 Concluding Remarks . . . . . . . . . . . . . . . . . . . . . . . . . 47 6.1 The Influence of re-System Deformation on Ionization Energy ..... 47 6.2 Cyclophane-Type Interactions between Two-Centre ~-Systems ..... 48 6.3 Comment on the Inductive vs. Hyperconjugative Effect of Alkyl Groups . . . . . . . . . . . . . . . . . . . . . . . . . 51 6.4 Breakdown of the Symmetry Restriction of Hyperconjugation ..... 52 7 Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . 53 8 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54 Structure The Electronic of senahpolcyC 1 Introduction The most intriguing question relating to cyclophanes is how the forced proximity of two n-systems influences their chemical and physical properties, in particular their photophysical behaviour. In this review we discuss the ionization energies (I j) of cyclophanes, as determined by He(I~) photoelectron (PE) spectroscopy. The X;ray analysis of the cyclophane prototype [2.2](1,4)cyclophane (1) (= para- cyclophane) )1 reveals that the two benzene moieties are separated by a mean interdeck distance D = 299 pm, much smaller than the usual n-system van derW aals contact distance of ~ 340 pm between parallel aromatic hydrocarbons in crystals ,)2 or even the graphite layer distance of 335 pm. As shown, the bridged centres are only 278 pm apart, the others 309 pm, which means that the two rings are bent out of plane by a fold angle of °. 12.6 How are these rather unique structural features of I going to affect its ionization energies IT, in particular the first one IT, relative to that of the parent compound benzene? Rather naively one might have expected that the n -1 ionization energy IT of 1 differs from the corresponding elg(n) -1 ionization energy of benzene (IT = 9.25 eV) for at least three reasons: )1 and/or Inductive evitagujnocrepyh effect of eht gnigdirb .spuorg It is known that the n-1 ionization energies IT and '~I of 1,4-dialkylbenzenes are significantly smaller than T = I IT = 9.25 eV of benzene, e.g. 1,4-dimethylbenzene, IT = 8.60 eV, '~I = 9.1s eVa); 1,4-diethylbenzene, ~I n = 8.45 eV, IT = 9. lo eV; 1,4-dipropylbenzene, IT = 8.30 eV, IT = 9.0o eV .~4 This trend is the one expected, if we assume that the ionization energy reduction due to an alkylsubstituent R is measured by its ~* value )5 (~ = 0.49, g~e = 0.00, o~ t = --0.10, *ro r = --0.12) or, more precisely by the alkyl group parameters Rt~ H deduced from the mean 5 p-1 ionization energies of alkyliodides RI )6 = (~t~ 0.00, Z mX y I and Heilbronner Edgar ihz-gnohZ Yang ent~ = --0.89, tnrt~ = --1.08, ~npt~ = --1.18). Other things being equal, one would therefore expect that the two bridging CH2CH2 groups shift IF of 1 to ,-~8.5 eV by virtue of their inductive and/or hyperconjugative effect. 2) Steric interference of the n clouds. Obviously the two n clouds of the upper and lower benzene rings in 1 seem to be pressed hard against each other as indicated by the small mean distance D = 299 pm and the bent structure of the two rings. This should lead to additional repulsion between the n-electrons crowded into the space between the two rings. Intuitively one would predict that this destabilizing interaction can be relieved by lowering the number of interacting n-electrons i.e. by ionization. If this were true, we would be in the presence of a "toothpaste tube effect" i.e. the harder you press the~electrons the easier they pop out. Needless to say that this effect would tend to further reduce the ionization energy of I relative to that of benzene. However, it is not obvious how big such an effect would be, except that it should increase with decreasing distance D. 3) Bending of the n-systems. Curiously, but perhaps not unexpectedly, qualitative reasoning along "resonance energy" lines is rather inadequate for dealing with the question whether bending will increase or decrease the n-x ionization energies. Indeed, lack of planarity of the benzene system could be construed to decrease its "aromaticity" and hence its stability with the consequence that ionization should be facilitated. On the other hand, bending a n-system will tend to localize its bonds i.e. push it towards a more polyenic type of structure which should then be more difficult to ionize. Asw e shall see none of these explanations holds. In contrast to the usual conjugative interaction of an alkyl group with a re-system, hyperconjugation in t is severely limited by symmetry, so that a comparison e.g. with alkylsubstituted benzenes is quite misleading. Furthermore, the postulated "toothpaste tube effect" is probably very small if not negligible, and finally it is known that bending of tightly bound n-systems such as double bonds ,)7 triple bonds ~8.7 or benzene rings ~* has no significant influecne on their n-x ionization energies, as long as the deformations do not exceed a critical limit .)9 In view of the failure of seemingly "obvious" explanations it is gratifying that the body of experimental data accumulated to date can be rationalized in a straightforward manner by using well-established model concepts borrowed from simple molecular orbital theory, such as Hoffmann's "through-space" and "through-bond" orbital interaction scheme .~01 2 Nomenclature and Experimental Details 2.1 Designation of erutcurtS With few exceptions, the systems we are going to discuss consist of an upper and a lower deck, u M and ~M shifted along the z-axis by a mean distance D with respect to each other. They are linked by (CH2)n bridges (mainly n = 2) which connect e.g. centres a, b of Mu to c, d of ~M as shown in the following diagram. The Electronic Structure of Cyclophanes H 2 C - - ~ HC 2 (1) For simplicity we number the rc-centres of the upper and lower deck of 1 as indicated in the left-hand formula, rather than according to the rules used normally shown on the right. This has the advantage of assigning the same index to 2p atomic orbitals facing each other. 6 5 7 8 (2) ~ 4 ' 01 1 *2 *3 21 31 Consequently, the linked centres in e.g. [24](1,2,4,5)cyclophane are given as 1--1', 2--2', 4--4', 5--5' rather than 3--12, 5--14, 6--15, 8--11, as required by the usual convention depicted in the following formula. 81 91 71 , 02 To avoid any ambiguity in the symmetry designations of orbitals, configurations and states of cyclophanes belonging to the point groups v2C and ,h2D the orientation of the respective coordinate systems has been included in the structure formulae. 2.2 Characterization of the Radical Cation States and Numbering of the PE-Bands As is customary in PE spectroscopy the observed radical cation states jW2 of + M are labeled R, ,~/ ~, C, etc. in ascending order of energy. If possible, they are specified by including in parenthesis either the symmetry designation of the state jW2 or, implying Koopmans' theorem, the vacated canonical molecular orbital %. Thus the first four states of the paracyclophane radical cation ÷ 1 would be given sa ,)s2B2(X ,)saB2(~, ,).3B2(~I ).2B2(C ro ,)lg2b(X ,)Xgfb(A ,)~.fb(~l .)~.;b(C

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