Accelerator Physics Editors: F. Bonaudi c.w. Fabjan Springer-Verlag Berlin Heidelberg GmbH Valery M. Biryukov Yuri A. Chesnokov Vladilen I. Kotov Crystal Channeling and Its Application at High-Energy Accelerators Translated by V. M. Biryukov With 122 Figures i Springer Dr. Valery M. Biryukov Dr. Yuri A. Chesnokov Professor Vladilen 1. Kotov Institute for High Energy Physics 142284 Protvino, Moscow Region, Russia Editors: Professor F. Bonaudi Professor C. W. Fabjan CERN, Div. PPE CH -1211 Geneve 23, Switzerland Library of Congress Cataloging-in-Publication Data Blryukov, Valery M., 1961- Crystal channeling and its application at high-energy accelerators I Valery M. Biryukov, Yuri A. Chesnokov, Vladilen 1. Koto'v. p. cm. Includes bibliographical references. 1. Channel ing (Physics) 2. Crystals--Effect of radiation on, 3. Particle accelerators. I. Chesnokov, Yuri A., 1955- Ir. Kotov, V. 1. (Vladilen Ivanovich) 111. Title, QC176.8.C45B57 1996 530.4' 16--dc20 96-28616 CIP ISBN 978-3-642-08238-2 ISBN 978-3-662-03407-1 (eBook) DOI 10.1007/978-3-662-03407-1 This work is subject to copyright. All rights are reserved, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broad· casting, reproduction on microfilm or in any other way, and storage in data banks. Duplication of this publication or parts thereof is permitted only under the provisions of the German Copyright Law of September 9, 1965, in its current version, and permission for use must always be obtained from Springer. Verlag. Violations are liable for prosecution under the German Copyright Law. © Springer. Verlag Berlin Heidelberg 1997 Origina1ly published by Springer-Verlag Berlin Heide1berg New York in 1997. Softcover reprint ofthe hardcover 1s t edition 1997 The use of general descriptive names, registered names, trademarks, etc, in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant pro· tective laws and regulations and therefore free for general use. Typesetting: Data conversion by Springer·Verlag Cover design: design & production GmbH, Heidelberg SPIN 10467741 55/3144 - 5 43210 - Printed on acid·free paper Preface "Nature performs not hing vainly, and makes nothing unnecessary" Aristotle Interest in the passage of charged particles through crystals first appeared at the beginning of this century following experiments on x-ray diffraction in crystallattices, which provided the proof of an ordered distribution of atoms in a crystal. Stark [1] put forward the hypothesis that certain directions in a crystal should be relatively transparent to charged particles. These first ideas on the channeling of charged particles in crystals were forgotten but became topical again in the early 1960s when the channeling effect was rediscovered by computer simulation [2] and in experiments [3] that revealed anomalously long ion ranges in crystals. The orientational ef fects during the passage of charged particles through crystals have been found for a whole range of processes characterized by small impact parameters for collisions between particles and atoms: nuclear reactions, large-angle scatter ing, energy losses. Lindhard explained the channeling of charged particles in crystals [4]. The results of the numerous investigations into the channeling of low-energy (amounting to several MeV) charged particles in crystals have been summarized in several monographs and reviews [5~8l. A new stage in the investigation into the channeling of charged particles is its extension to high energies. This stage began at the European Laboratory for Nuclear Research (CERN) in Geneva in 1974. In 1976, Tsyganov pro posed the possibility of bending the high-energy charged particles by means of bent crystals. This idea was confirmed in pioneering experiments carried out in 1979 in a collaboration between the Joint Institute of N uclear Research (JINR) in Dubna and the Fermi National Accelerator Laboratory (FNAL) in Batavia, IL. In the first experiments on bent crystals the efficiency of the particle beam deflection (i.e., the ratio of the intensity of the deflected beam to that incident on a crystal) was very low (a fraction of 1%). But in the sub sequent experiments it has been improved to 10%, and has recently reached a record value of 50% in experiments on the deflection of a 450-GeV proton rv beam at CERN. Experiments carried out in 1990 on the accelerator at the Institute of High Energy Physics (IHEP) in Protvino, in collaboration with the Sankt- VI Preface Peterburg Institute of Nuclear Physics (PINP) in Gatchina, demonstrated that it is possible not only to deftect charged particle beams in a bent crystal but also to focus them in the bending plane. This can be achieved if the exit face of the crystal is shaped to form a cylindrical surface, so that all the planes tangential to the atomic planes in the exit face of a crystal intersect at so me distance from the crystal. Bent crystals, with their extremely high interplanar electric fields (109 V cm -1 or highe r) , can thus be used to control beams of charged particles with high and superhigh energies. This possibility has been realized by many research centers working in high-energy physics. Studies are being carried out into the use of bent crystals for the extraction of accelerated proton beams, in beam lines, and in certain experiments. In all three cases so me interesting and promising results have been obtained. In particular, bent crystals have been used to extract accelerated protons with energies up to 8 GeV at JINR (1984), up to 70 GeV at IHEP (1989), and 120 GeVat CERN (1993). In the JINR experiment the extraction efficiency was 10-4, but it has been improved to rv 10-2 at IHEP and to 10-1 at CERN. The experiments proceeding at CERN and started at FNAL are designed to achieve a highly efficient extraction of a proton beam, so that the results can then be used to develop an extraction system for supercolliders such as the large hadron collider (LHC), because the use of crystals for this purpose seems to be the only method that can ensure simultaneously both the beam extraction and the experiments carried out in the collider mode. Considerable interest is generated by the studies into channeling radiation, in crystals, of electrons and positrons with energies of hundreds of Ge V, which are being carried out at CERN under the leaders hip of Uggerh0j. These studies show that at high energies, using the aligned crystals as radiators, one can obtain photon beams with an intensity two orders higher than the corresponding value in amorphous matter. Therewith, in a crystal as thin as < 1 mm the particles lose more than 50% of their energy by radiation. U nder certain conditions narrOW (rv 10%) peaks appear in the photon spectra at energies 0.7-0.8 times the primary energy of the electron. The results open up the possibility for experimental study of, e.g., the photoproduction of particles (also rare) in a new energy range of photon beams. This book presents from a unified point of view the results of numerous studies in high-energy charged-particle channeling in crystals, which imply a possibility for their application at the modern accelerators in the extraction systems of accelerated particle beams, in beam lines, and in experiments. The book is addressed to not only the specialists but also the broad audience of physicists and engineers working at accelerators and carrying out the experiments in high-energy physics. The first two chapters consider the physical aspects ofthe charged-particle channeling in the straight and bent crystals. Different mechanisms of the par ticle capture into the channeling mode are analyzed, the diffusion theory of Preface VII the particle dechanneling is presented, and the effects due to various imper fections of the crystal lattice are considered. The third chapter is devoted to the experimental studies directed at inves tigating the basic foundations of the channeling theory. The requirements for machining the crystals are formulated, the bending methods are discussed, and the experimental techniques are considered in detail. The experimental results are analyzed and compared to the theoretical predictions. In the second half of the book (Chaps. 4-6) the crystal applications at high-energy accelerators are considered. Chapter 4 is devoted to the problems of particle extraction by means of a bent crystal. The methods of calculation are presented. The systems for proton beam extraction from the 70-GeV accelerator at IHEP and 120-GeV SPS at CERN are considered. The possibilities of beam extraction from the accelerators at FNAL and LHC are discussed. Chapter 5 considers the questions of crystal application to particle beam lines. The results of the studies into the resistance of crystals to radiation are discussed. The experience of the use of bent crystals for splitting the beams extracted from an accelerator, and for the creation of the test areas is generalized. The method of beam focusing by a bent crystal is presented, and its experimental results are analyzed. Based on the experimental data, the possibility of using a bent crystal for the diagnostics of particle beams is shown. The final chapter is dedicated to the problems of crystal applications in an experiment. The ideas and proposals for how one can use bent crystals to measure the characteristics of short-lived particles (decay modes, lifetimes, magnetic moments) are discussed. The scheme of the experiment at FNAL for measuring the 17+ -hyperon spin precession in a bent crystal and deter mining its magnetic moment is considered. The process of the radiation of high-energy electron and positron beams in crystals is qualitatively consid ered. The results of the studies performed at CERN of the crystal channeling radiation for the hundreds-GeV electrons and positrons, which open up possi bilities for the experimental research in a new energy range of photon beams, are reported. The scheme of formation of a polarized tagged photon beam is described and the characteristics of such a beam created at CERN for the experiments at the [l spectrometer are given. In conclusion we express our gratitude to Profs. H. Lengeier, C. Fabjan and F. Bonaudi for their active support of the idea to write this book. We are much indebted to Profs. E. Uggerh0j, N.F. Shulga and S.S. Gershtein, and to Drs. V. Maisheev and S. Bityukov for a number of useful comments, and in particular to Prof. Fabjan whose advice and suggestions have essentially helped us to improve the book. We are also grateful to L.M. Komarova, T.K. Lesnikova, and O.P. Laskovaya for a lot of technical help in the work on this book. Protvino, January 1997 The authors Table of Contents 1. Channeling Phenomenon ................................. 1 1.1 Structure of Crystals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.2 Electric Fields in Crystals .... . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 1.3 Particle Motion in the Potential of Atomic Planes .......... 12 1.4 Dechanneling.......................................... 17 1.4.1 Diffusion Theory . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 17 1.4.2 Single Electronic Scattering. . . . . . . . . . . . . . . . . . . . . . .. 21 1.4.3 Comments on the Diffusion Approach. . . . . . . . . . . . . .. 23 1.5 Energy Loss ........................................... 25 1.6 Axial Channeling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 27 2. Beam Deflection by Bent Crystals . . . . . . . . . . . . . . . . . . . . . . .. 31 2.1 Particle Motion in a Bent Channel. . . . . . . . . . . . . . . . . . . . . . .. 31 2.2 Defiection Efficiency . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 34 2.2.1 Acceptance of a Bent Crystal . . . . . . . . . . . . . . . . . . . . .. 34 2.2.2 Dechanneling in a Bent Crystal .................... 38 2.2.3 Bending Efficiency. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 40 2.2.4 The Infiuence of Temperature on the Efficiency ...... 42 2.2.5 Channeling in Crystal with Variable Curvature. . . . . .. 46 2.3 Feed-in Mechanisms .................................... 50 2.3.1 Scattering . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 50 2.3.2 Bending . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 55 2.3.3 Conclusion...................................... 60 2.4 Computer Simulation .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 60 2.4.1 Introduction..................................... 60 2.4.2 Simulation Procedure . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 62 2.4.3 Scattering....................................... 62 2.4.4 Simulation of the Dechanneling Process .. . . . . .. . . . .. 64 2.5 Channeling in an Imperfect Lattice . . . . . . . . . . . . . . . . . . . . . .. 67 2.5.1 Classification of Lattice Defects . . . . . . . . . . . . . . . . . . .. 67 2.5.2 Dislocations..................................... 69 2.5.3 Computer Simulation of Dislocation Dechanneling . . .. 77 2.5.4 Radiation Damage. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 80 2.5.5 Conclusion...................................... 81 X Table of Contents 3. Experimental Studies of High-Energy Channeling and Bending Phenomena in Crystals. . . . . . . . . . . . . . . . . . . . .. 83 3.1 Introduction........................................... 83 3.2 Crystals and Bending Devices . . . . . . . . . . . . . . . . . . . . . . . . . . .. 83 3.3 General Experimental Methods. . . . . . . . . . . . . . . . . . . . . . . . . .. 87 3.4 Deflection Efficiency Measurements . . . . . . . . . . . . . . . . . . . . . .. 90 3.4.1 Simulation of Bending Experiments. . . . . . . . . . . . . . . .. 92 3.4.2 Conclusion...................................... 94 3.5 Energy Loss in Bent Crystals ............................ 94 3.6 Dechanneling Investigation .............................. 98 3.6.1 Fermilab Experiment. . . . . . . . . . . . . . . . . . . . . . . . . . . .. 98 3.6.2 Protvino Experiment ............................. 101 3.6.3 Dechanneling Simulations ......................... 104 3.7 Dynamic Equilibrium ................................... 105 3.8 Volume Capture ........................................ 109 3.9 Influence of Crystal Lattice Imperfeetions on Beam Deflection ..................................... 115 3.9.1 Spatial Lattice Imperfections ...................... 115 3.9.2 Surface Imperfections and Edge Effects .............. 117 3.9.3 Conclusion ...................................... 122 3.10 Topics Under Development .............................. 122 3.10.1 Bending Particles with Axial Channeling ............ 122 3.10.2 Bending Negative Particles ........................ 124 3.10.3 Deflection of High-Energy Heavy Ions ............... 124 4. Crystal Extraction ........................................ 125 4.1 Introduction ........................................... 125 4.2 Single-Pass and Multiple-Pass Modes of Extraction ......... 126 4.2.1 Scattering in a Crystal ............................ 127 4.2.2 Motion in the Accelerator ......................... 129 4.2.3 Estimate of the Multi-pass Efficiency ............... 131 4.2.4 Angular Acceptance of a Crystal in the Multi-pass Mode ........................... 133 4.2.5 Extraction with High-Z Crystals ................... 134 4.2.6 Dependence of Efficiency on Machine Parameters ..... 134 4.2.7 Some Ideas on Multi-pass Channeling ............... 137 4.3 Extraction from the CERN SPS .......................... 140 4.3.1 Crystal Transmission of a Single Pass ............... 140 4.3.2 The SPS Extraction Set-Up ........................ 142 4.3.3 A 'Twisted' Crystal ............................... 143 4.3.4 Computer Simulation of Extraction ................. 144 4.3.5 A 'U-shaped' Crystal ............................. 148 4.3.6 A Crystal with an Amorphous Layer ................ 149 4.3.7 A More Realistic Simulation ....................... 149 Table of Contents XI 4.3.8 Crystal Optimization ............................. 150 4.3.9 Conclusions ...................................... 152 4.4 Crystal Extraction from the Tevatron ..................... 152 4.4.1 Qualitative Discussion of the Extraction ............. 152 4.4.2 Simulation ....................................... 156 4.4.3 Conclusions ...................................... 161 4.5 Proton Extraction from the Large Hadron Collider ......... 162 4.5.1 Introduction ..................................... 162 4.5.2 Simulation of a Single Pass ........................ 163 4.5.3 Simulation of the Extraction ....................... 165 4.5.4 Conclusions ...................................... 168 5. The Use of Crystal Deflectors in Beam Lines ............. 169 5.1 Crystals in Intense Particle Beams ........................ 169 5.2 Beam Attenuator ....................................... 170 5.3 Beam Splitting ......................................... 172 5.4 Creation of New Experimental Areas ...................... 174 5.5 Beam Diagnostics ...................................... 175 5.5.1 Method of Measurement .......................... 176 5.5.2 Determination of the Spatial and Angular Characteristics of a Beam . . . . . . . . . . . . . . 176 5.5.3 Determination of the Distribution of the Particle Momentum ......................... 178 5.6 Beam Focusing with Crystals ............................ 178 5.6.1 The Focusing Method ............................. 178 5.6.2 Focusing of a Parallel Beam to Form a Point in the Particle Deflection Plane .................... 179 5.6.3 Focusing a Beam Diverging from a Point-Like Source into a Parallel Beam .............................. 181 6. Application of Crystal Channeling to Particle Physics Experiments .......................... 185 6.1 Studying Short-Lived Particles: Ideas and Proposals ........ 185 6.1.1 The Study of Decay Modes of Short-Lived Particles ... 185 6.1.2 Measurement of Magnetic Moments ................. 186 6.1.3 Measurement of Short-Lived-Particle Lifetimes ....... 187 6.2 Measurement of the Magnetic Moment of the 17+ Hyperon Using a Bent Crystal ................................... 188 6.3 Radiation of High-Energy Electrons and Positrons in Aligned Single Crystals and Its Application in Physical Research .................................... 191 6.3.1 Coherent Bremsstrahlung ......................... 191 6.3.2 Channeling Radiation ............................. 196 6.3.3 Application of the Results to High-Energy Physics .... 201
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