PALGRAVE SOCIO-LEGAL STUDIES Series Editor: Dave Cowan CRUEL, INHUMAN OR DEGRADING TREATMENT? Benefit Sanctions in the UK Michael Adler Palgrave Socio-Legal Studies Series Editor Dave Cowan School of Law University of Bristol Bristol, UK The Palgrave Socio-Legal Studies series is a developing series of monographs and textbooks featuring cutting edge work which, in the best tradition of socio-legal studies, reach out to a wide international audience. More information about this series at http://www.palgrave.com/gp/series/14679 Michael Adler Cruel, Inhuman or Degrading Treatment? Benefit Sanctions in the UK Michael Adler School of Social and Political Science University of Edinburgh Edinburgh, UK Palgrave Socio-Legal Studies ISBN 978-3-319-90355-2 ISBN 978-3-319-90356-9 (eBook) https://doi.org/10.1007/978-3-319-90356-9 Library of Congress Control Number: 2018939715 © The Editor(s) (if applicable) and The Author(s) 2018 This work is subject to copyright. 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Cover illustration: Pattern adapted from an Indian cotton print produced in the 19th century Printed on acid-free paper This Palgrave Pivot imprint is published by the registered company Springer International Publishing AG part of Springer Nature The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland C ontents 1 Introduction 1 2 Benefit Sanctions as a Matter of Public Concern 9 3 The Historical Development of Benefit Sanctions in the UK 21 4 Changes in the Scope, Severity and Incidence of Benefit Sanctions 45 5 Conditionality and the Changing Relationship between the Citizen and the State 63 6 The Impact and Effectiveness of Benefit Sanctions 73 7 Benefit Sanctions and Administrative Justice 87 8 The Role of Law in Protecting the Right to a Social Minimum 107 9 A Comparison of Benefit Sanctions with Court Fines 115 10 Benefit Sanctions and the Rule of Law 129 v vi CoNTENTS 11 What, if anything, can be done about Benefit Sanctions? 137 12 Conclusion 149 Bibliography 153 Author Index 163 Subject Index 167 A bbreviAtions AJTC Administrative Justice and Tribunals Council ALMP Active Labour Market Policy BI Basic income CESCR Committee on Economic, Social and Cultural Rights CTC Child Tax Credit DPTC Disabled Person’s Tax Credit DRT Dispute Resolution Team DWP Department for Work and Pensions ECHR European Convention on Human Rights ECSR European Committee on Social Rights ECtHR European Court of Human Rights ESA Employment and Support Allowance ESC European Social Charter FoI Freedom of Information HMCTS HM Courts and Tribunals Service ICCPR International Covenant on Civil and Political Rights IS Income Support JSA Job Seeker’s Allowance MR Mandatory Reconsideration NDLP New Deal for Lone Parents NRR Net replacement rate PCN Penalty charge notice PES Public Employment Service SA Social Assistance TCEA Tribunals, Courts and Enforcement Act TUC Trades Union Congress vii viii ABBREvIATIoNS UA Unemployment Assistance UC Universal Credit UDHR Universal Declaration of Human Rights UI Unemployment Insurance UMI Unconditional minimum income WCA Work Capability Assessment WFI Work-focused interview WFTC Working Families Tax Credit WFHRA Work-focused health-related assessment WSoR Written statement of reasons WTC Working Tax Credit YTC Youth Training Scheme L f ist of igures Fig. 2.1 Trends in perceived deservingness of benefit claimants, 1993–2013 16 Fig. 4.1 Changing reasons for JSA sanctions, 1997–2015: the number of sanctions imposed for each reason as a percentage of the total number of sanctions imposed 55 Fig. 4.2 The average number of JSA sanctions (before challenges) for not taking part in a training or employment scheme, not ‘actively seeking work’ and being late for or failing to attend an interview or a meeting, as a percentage of the number of claimants, 2000–2016 56 Fig. 6.1 JSA sanctions (before challenges) and hardship payment awards, 2011–2015 80 Fig. 6.2 Hardship payment awards as a percentage of JSA and ESA sanctions (before challenges), 2001–2015 81 Fig. 7.1 Social security appeals to the first-tier tribunal, 2009–2016 98 Fig. 7.2 outcomes from Mandatory Reconsideration and appeals in social security cases, 2013–2016 99 Fig. 7.3 The decision-making process for benefit sanctions 102 Fig. 9.1 The incidence of court fines and benefit sanctions, 2001–2016 118 ix