Crash of Pinnacle Airlines Flight 3701 Bombardier CL-600-2B19, N8396A Jefferson City, Missouri October 14, 2004 aviation ACCIDENT REPORT NTSB/AAR-07/01 PB2007-910402 Aircraft Accident Report Crash of Pinnacle Airlines Flight 3701 Bombardier CL-600-2B19, N8396A Jefferson City, Missouri October 14, 2004 ATION AL TRE PLUARIBUNS UNUSM PORTATIO NTSB/AAR-07/01 NS AFETYBO AR DN PB2007-910402 National Transportation Safety Board Notation 7695E 490 L’Enfant Plaza, S.W. Adopted January 9, 2007 Washington, D.C. 20594 National Transportation Safety Board. 2007. Crash of Pinnacle Airlines Flight 3701, Bombardier CL-600-2B19, N8396A, Jefferson City, Missouri, October 14, 2004. Aircraft Accident Report NTSB/AAR-07/01. Washington, DC. Abstract: This report explains the accident involving a Bombardier CL-600-2B19, N8396A, which crashed into a residential area about 2.5 miles south of Jefferson City Memorial Airport, Jefferson City, Missouri. During the flight, both engines flamed out after a pilot-induced aerodynamic stall and were unable to be restarted. Safety issues discussed in this report focus on flight crew training in the areas of high altitude climbs, stall recognition and recovery, and double engine failures; flight crew professionalism; and the quality of some parameters recorded by flight data recorders on regional jet airplanes. The National Transportation Safety Board is an independent Federal agency dedicated to promoting aviation, railroad, highway, marine, pipeline, and hazardous materials safety. Established in 1967, the agency is mandated by Congress through the Independent Safety Board Act of 1974 to investigate transportation accidents, determine the probable causes of the accidents, issue safety recommendations, study transportation safety issues, and evaluate the safety effectiveness of government agencies involved in transportation. The Safety Board makes public its actions and decisions through accident reports, safety studies, special investigation reports, safety recommendations, and statistical reviews. Recent publications are available in their entirety on the Web at <http://www.ntsb.gov>. Other information about available publications also may be obtained from the Web site or by contacting: National Transportation Safety Board Public Inquiries Section, RE-51 490 L’Enfant Plaza, S.W. Washington, D.C. 20594 (800) 877-6799 or (202) 314-6551 Safety Board publications may be purchased, by individual copy or by subscription, from the National Technical Information Service. To purchase this publication, order report number PB2007-910402 from: National Technical Information Service 5285 Port Royal Road Springfield, Virginia 22161 (800) 553-6847 or (703) 605-6000 The Independent Safety Board Act, as codified at 49 U.S.C. Section 1154(b), precludes the admission into evidence or use of Board reports related to an incident or accident in a civil action for damages resulting from a matter mentioned in the report. iii Aircraft Accident Report Contents Figures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . vi Abbreviations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .vii Executive Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . x 1.Factual Information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.1 History of Flight . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.2 Injuries to Persons . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 1.3 Damage to Airplane . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 1.4 Other Damage . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 1.5 Personnel Information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 1.5.1 The Captain . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 1.5.1.1 Pilot and Simulator Instructor Interviews Regarding the Captain . . . . . . . . . . . . 8 1.5.2 The First Officer . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 1.5.2.1 Pilot and Simulator Instructor Interviews Regarding the First Officer . . . . . . . . 10 1.6 Airplane Information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 1.6.1 Powerplants . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 1.6.2 Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 1.6.3 Maintenance Records . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 1.7 Meteorological Information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 1.8 Aids to Navigation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14 1.9 Communications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14 1.10 Airport Information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14 1.10.1 Air Traffic Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14 1.11 Flight Recorders . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16 1.11.1 Cockpit Voice Recorder . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16 1.11.2 Flight Data Recorder . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17 1.12 Wreckage and Impact Information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17 1.12.1 Powerplants . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 1.12.2 Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 1.13 Medical and Pathological Information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 1.14 Fire . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 1.15 Survival Aspects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 1.16 Tests and Research . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 1.16.1 Aircraft Performance Study . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 1.16.1.1 Climb to 41,000 Feet . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 1.16.1.2 Aerodynamic Stall and Upset Event . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21 1.16.1.3 Descent and Glide Performance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22 1.16.2 Cockpit Voice Recorder Studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 1.16.3 Engine Tests . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26 1.16.4 Load Control Valve Simulation Study . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 1.17 Organizational and Management Information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28 1.17.1 Ground School and Simulator Training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28 Contents iv Aircraft Accident Report 1.17.1.1 Upset Training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28 1.17.1.2 High Altitude Climbs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 1.17.1.3 Double Engine Failure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30 1.17.1.4 Stall Recognition and Recovery Training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30 1.17.1.5 Crew Resource Management Training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 1.17.1.6 Leadership Training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 1.17.2 Flight Manuals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32 1.17.2.1 High Altitude Climbs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32 1.17.2.2 Double Engine Failure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33 1.17.2.3 Stall Protection System . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35 1.17.2.4 Flight Operations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35 1.17.3 Federal Aviation Administration Oversight . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35 1.18 Additional Information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36 1.18.1 Oxygen Mask Use During the Accident Flight . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36 1.18.2 Core Lock . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36 1.18.3 Previous Related Safety Recommendations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38 1.18.3.1 Core Lock . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38 1.18.3.2 Crew Professionalism . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 1.18.3.3 Flight Data Recorder Data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 1.18.4 Federal Aviation Administration Notice . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41 1.18.5 Bombardier All Operator Message . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42 2. Analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44 2.1 General . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44 2.2 Accident Sequence . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44 2.2.1 Climb to 41,000 Feet . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44 2.2.2 Aerodynamic Stall and Upset Event . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46 2.2.3 Double Engine Failure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48 2.2.3.1 Performance of the Double Engine Failure Checklist . . . . . . . . . . . . . . . . . . . . 50 2.2.4 Communications With Air Traffic Controllers and Management of Forced Landing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52 2.2.5 Accident Sequence Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53 2.3 Flight Crew Training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55 2.3.1 High Altitude Training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55 2.3.2 Stall Recognition and Recovery Training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56 2.3.3 Double Engine Failure Training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57 2.4 Flight Crew Professionalism . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58 2.4.1 Part 91 Operations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58 2.4.2 Industrywide Issues . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60 2.4.2.1 Pilot Responsibilities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61 2.4.2.2 Operator Responsibilities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 63 2.5 Quality of Flight Data Recorder Data for Regional Jet Airplanes . . . . . . . . . . . . . . . . . 68 3.Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70 3.1 Findings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70 3.2 Probable Cause . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 73 Contents v Aircraft Accident Report 4. Safety Recommendations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 74 4.1 New Recommendations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 74 4.2 Previously Issued Recommendation Reiterated and Classified in This Report . . . . . . . 75 4.3 Previously Issued Recommendations Resulting From This Accident Investigation . . . 76 5.Appendixes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79 A: Investigation and Hearing. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79 B: Cockpit Voice Recorder . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80 C: Pinnacle Airlines’ Double Engine Failure Checklist at the Time of the Accident. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 143 D: Pinnacle Airlines’ Revised Double Engine Failure Checklist . . . . . . . . . . . . . . . . . . . 149 E: Core Lock Safety Recommendation Letter. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 154 vi AircraftAccidentReport Figures 1. Components in the CRJ Pneumatic Supply and Start Systems . . . . . . . . . . . . . . . . . . . . . . 12 2. Glide Distances for the Accident Airplane . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 vii AircraftAccidentReport Abbreviations a.c. alternating current AC advisory circular AD airworthiness directive ADG air-driven generator AIRMET airman’s meteorological information AIZ Lee C. Fine Memorial Airport, Kaiser Lake Ozark, Missouri ALPA Air Line Pilots Association AND airplane nose down ANU airplane nose up AOA angle of attack APU auxiliary power unit ARTCC air route traffic control center ASAP Aviation Safety Action Program ASOS automated surface observing system ATC air traffic control ATOS Air Transportation Oversight System ATS air turbine starter CFR Code of Federal Regulations cg center of gravity CRJ Canadair regional jet CRM crew resource management CVR cockpit voice recorder DTW Detroit Metropolitan Wayne County Airport, Detroit, Michigan EICAS engine indicating and crew alerting system FAA Federal Aviation Administration FCOM flight crew operating manual Abbreviations viii AircraftAccidentReport FDR flight data recorder FMS flight management system FOQA flight operational quality assurance fpm feet per minute FSDO flight standards district office GAO Government Accountability Office GE General Electric GPWS ground proximity warning system Hg mercury ICAO International Civil Aviation Organization ILS instrument landing system ISA International Standard Atmosphere JEF Jefferson City Memorial Airport, Jefferson City, Missouri KIAS knots indicated airspeed LBO Floyd W. Jones Lebanon Airport, Lebanon, Missouri LCV load control valve LIT Little Rock National Airport, Little Rock, Arkansas LOSA Line Operations Safety Audit METAR meteorological aerodrome report msl mean sea level MSP Minneapolis-St. Paul International Airport, Minneapolis, Minnesota N1 engine fan speed N2 engine core speed NWS National Weather Service POI principal operations inspector SB service bulletin SGF Springfield-Branson Regional Airport, Springfield, Missouri SMS safety management system S/N serial number
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