1 Correlations in e+e− → W+W− hadronic decays 0 0 2 n a J 2 E.A. De Wolf 2 1 EP Division, CERN, European Organisation for Nuclear Research, v 3 CH-1211 Geneva 23, Switzerland 4 and 2 1 Department of Physics, Universitaire Instelling Antwerpen, 0 Universiteitsplein 1, B-2610 Antwerpen, Belgium. 1 0 / h p - p e h Abstract : v i A mathematical formalism for the analysis of correlations in multi-source events X suchas W+W− productionin e+e− annihilations is presented. Various measures r a used in experimental searches for inter-W correlations are reviewed. 1 Introduction The problem of possible inter-W dynamical correlations continues to attract much experimental attention at LEP-II [1]. The importance of these in a precision measure- ment of the W-mass [2–4] is by far the main reason for the flurry of present activities. However, this should not be the sole motivation for careful experimental work in this subfield. For example, the possible absence of Bose-Einstein correlations (BEC) be- tween pionsoriginatingfromdifferentW’sraisesinteresting generalandbasicquestions regarding the coherent versus incoherent nature of particle emission. Also the question of possible color- or string-reconnection effects may be of considerable importance for our understanding of the vacuum properties of Quantumchromodynamics. As repeatedly emphasized by the Lund group [5,6], Bose-Einstein correlations of a coherent type, for which we suggest the name “String Symmetrization Correlations (SSC)”, are present in any string model of hadron production. Moreover, the SSC depend essentially only on local properties of the string and should thus be indepen- dent of the environment in which the string is fragmenting. This basic property is not in contradiction with experimental results on Bose-Einstein correlations in e+e− annihilations and lepton-nucleon scattering. However, in systems comprising several strings, a second type of Bose-Einstein cor- relations may exist if the different strings behave independently so that they act as incoherent sources of particle emission. This second-order intensity correlation effect, or HBT effect, since first discovered by Hanbury Brown and Twiss [7], is expected to reflect the “geometry” of the collision process and, in particular, to be sensitive to the size of the “freeze-out” volume where the hadrons are formed. This volume could have an extension of many fermi’s and can thus be significantly larger than the typical “radii” of less than a fermi, commonly measured e.g. in BEC studies of e+e− annihilations. As a result, correlation functions of identical bosons may well show an additional enhancement at substantially smaller values of their momentum difference than for SSC correlations. The reaction e+e− W+W− q¯ q¯ q q hadrons is a prototypical example of 1 2 3 4 → → → a system of which the hadronisation proceeds via the fragmentation of two color-fields or strings. Barring possible reconnection effects at an early stage of the evolution of the system, these strings are thought to fragment independently. Thus, SSC within single W’s and inter-W HBT correlations could coexist in this system, but manifest themselves in different ranges of e.g. the commonly used variable Q2, the square of the difference of the four-momenta of the identical pions. No dedicated searches in this direction have been made so far. Moreover, if the HBT correlations are of much shorter range than naively expected, the influence on W-mass measurements is likely to be much weaker than present studies suggest. Limited statistics as well as limited experimental sensitivity at very small Q may prevent the HBT-type of correlation effect to be clearly observed in e+e− W+W− → → 1 4q events. However, asyetunexploredalternativereactionsexist. Muchlargerstatistics is available in e.g. e+e− qq¯+g three-jet events. For these, due to the emission of → → a hard gluon, two color-disconnected strings are stretched, one between the quark and the gluon, another between the gluon and the antiquark. Depending on the origin of the identical pions studied, SSC as well as HBT correlations should contribute1 to the correlations among identical bosons. In hadron-hadron, hadron-nucleus and nucleus-nucleus collisions, hadroproduction isalsobelievedtoresultfromthebreak-upofseveraltoverymanystrings. Sincethesu- perposition of many independent particle “sources” weakens the measured strength of correlations of the SSC type, HBT correlations may well dominate the Bose-Einstein correlations measured in these processes. This could also explain the observed pos- itive correlation between particle density (or multiplicity) and the measured BEC radii. Finally, due to the “inside-outside” character of hadron production, whereby low-momentum particles “freeze out” first (in any reference frame), one may expect a correlation between the width of the Bose-Einstein enhancement and particle momenta if the HBT correlations are the dominant effect. Returning to correlations in the WW system, experimental study of such effects should start from a well-defined mathematical framework. Since, in general, inter-W dynamics introduces genuine correlations between the decay products of the W’s, we generalize the formalism presented in an earlier paper on the subject [8] where observ- ables relevant for the case of stochastic independence and fully overlapping decays of the W’s were proposed. We consider the general case of stochastic dependence and the separation of the W hadronic decay products in momentum space. We concentrate on second-order (two-particle) inclusive densities and correlation functions but the results can be generalized to higher orders. In the mathematical treatment of the problem, a general inter-W correlation func- tion is introduced, representing an arbitrary stochastic correlation between hadrons from different W’s which could arise from color reconnection effects, Bose-Einstein correlations or others. Although most of the examples treated in this paper relate to Bose-Einstein studies involving identical particles, the formalism is general and can be used, where needed with a suitable change of kinematic variables, in other contexts as well. 2 Multivariate distributions and moments Before discussing the problem of correlations among particles originating from W’s decaying into fully hadronic, so-called four-jet configurations, e+e− q q q q → 1 2 3 4 → hadrons, we first consider a more general problem. Assume that a system (e.g. an event) comprising in total n (observed) particles, 1I thank B. Andersson and G. Gustafson for discussions of this point. 2 can be subdivided into S possibly stochastically correlated groups or “sources” Ω i (i = 1,...,S). We take the n particles to be of identical type and assume that the groups are mutually exclusive i.e. every particle can be assigned to one and one group only2: Ω Ω = 0, i,j and i = j. No assumptions are made, however, about possible i j ∩ ∀ 6 overlap in momentum space of particles from different groups. Let n be the total number of particles counted in the union of the S groups, S n = n . (1) m m=1 X Consider further the multivariate multiplicity distribution P (n ,...,n ) giving the S 1 S joint probability for the simultaneous occurrence of n particles in class Ω , ..., n 1 1 S particles in class Ω . The probability distribution of n is then given by S n n P(n) = P (n ,...,n )δ . (2) ··· S 1 S n,n1+···+nS nX1=0 nXS=0 We further define the single-variate factorial moment generating function of P(n) ∞ G(z) = (1+z)nP(n). (3) n=0 X By expanding (1+z)n, (3) can be rewritten as ∞ zq ∞ n! G(z) = 1+ P(n), (4) q! (n q)! qX=1 nX=0 − ∞ zq n! = 1+ , (5) q! *(n q)!+ qX=1 − ∞ zq G(z) = 1+ F˜ ; (6) q q! q=1 X where in the last line we introduce the symbol F˜ for the (unnormalized) factorial (or q binomial) moment of the probability distribution P(n). The brackets in Eq. (5) denote a statistical average. F˜ = n(n 1)...(n q +1) , q h − − i = dy ... dy ρ (y ,...,y ). (7) 1 q q 1 q Z∆ Z∆ 2Sucha subdivision canbe basedona “natural”partitionofthe n particlesin S groups according to the underlying dynamics. It could also be based on an experimentally dictated partition of the phase space in S distinct (non-overlapping)regions e.g. as the result of jet clustering. 3 ˜ The last equation expresses that, for identical particles, the factorial moment F is q equal to the integral over q-dimensional phase space (here for simplicity of notation represented by the variables y ) of the q-particle inclusive density ρ (y ,...,y ) over i q 1 q the same phase space volume ∆ [9]. The q-particle inclusive density ρ (y ,...,y ) is q 1 q defined as 1 dqσ ρ (y ,...,y ) = , (8) q 1 q σ dy ...dy 1 q with σ the total cross section of the considered reaction. Experimentally, this quantity is approximated by q-tuples 1 dN ρ (y ,...,y ) = , (9) q 1 q N dy ...dy evt 1 q q-tuples with dN the number of q-tuples of particles, counted in a phase space domain (y +dy ,...,y +dy ); N is the number of events in the sample. 1 1 q q evt Factorial cumulants are formally defined as the coefficients of zq/q! in the Taylor expansion of the function logG(z): ∞ zq logG(z) = n z + K˜ . (10) q h i q! q=2 X ˜ The (unnormalized) factorial cumulants of order q, K , also known as Mueller q moments [10], are equal to the q-foldphase space integral of the q-particle inclusive (so- called “connected” or “genuine”) factorial cumulant correlation function C (y ,...,y ) q 1 q K˜ = dy ... dy C (y ,...,y ). (11) q 1 q q 1 q Z∆ Z∆ ThecorrelationfunctionsC (y ,...,y )are, asinthecluster expansion instatistical q 1 q mechanics, defined via the sequence ρ (1) = C (1), 1 1 ρ (1,2) = C (1)C (2)+C (1,2), 2 1 1 2 ρ (1,2,3) = C (1)C (2)C (3)+C (1)C (2,3)+C (2)C (1,3)+ 3 1 1 1 1 2 1 2 +C (3)C (1,2)+C (1,2,3), (12) 1 2 3 etc. (13) These relations can be inverted yielding C (1,2) = ρ (1,2) ρ (1)ρ (2) , 2 2 1 1 − C (1,2,3) = ρ (1,2,3) ρ (1)ρ (2,3)+2ρ (1)ρ (2)ρ (3) , 3 3 1 2 1 1 1 − X(3) C (1,2,3,4) = ρ (1,2,3,4) ρ (1)ρ (1,2,3) ρ (1,2)ρ (3,4) 4 4 1 3 2 2 − − X(4) X(3) 4 +2 ρ (1)ρ (2)ρ (3,4) 6ρ (1)ρ (2)ρ (3)ρ (4), (14) 1 1 2 1 1 1 1 − X(6) etc. (15) In the above relations we have abbreviated ρ (y ,...,y ) to ρ (1,2,...,q) etc.; the q 1 q q summations indicate that all possible permutations have to be taken (the number under the summation sign indicates the number of terms). ˜ ˜ The factorial moments F and factorial cumulants K are easily found if G(z) is q q known dqG(z) F˜ = , (16) q dzq (cid:12) (cid:12)z=0 K˜ = dqlogG(cid:12)(cid:12)(cid:12)(z) . (17) q dzq (cid:12) (cid:12)z=0 (cid:12) (cid:12) The counting distribution P(n) is likewise determin(cid:12) ed by G(z) 1 dnG(z) P(n) = . (18) n! dzn (cid:12) (cid:12)z=−1 (cid:12) (cid:12) Let us now introduce the multidimensional S-vari(cid:12)ate generating function ∞ ∞ ∞ G (z ,...,z ) = (1+z )n1 (1+z )nS P (n ,...,n ), (19) S 1 S 1 S S 1 S ··· ··· nX1=0nX2=0 nXS=0 from which the S-variate factorial moments are easily obtained by differentiation: ∂ q1 ∂ qS F˜ = n[q1]...n[qS] = G (z ,...,z ) . (20) q1...qS D 1 S E ∂z1! ··· ∂zS! S 1 S (cid:12)(cid:12)z1=···zS=0 (cid:12) (cid:12) Likewise, S-variatefactorialcumulantsareobtainedbydifferentiation(cid:12)oflogG (z ,...,z ). S 1 S Returning to the function G(z) (3), it is not difficult to see that it can be written in terms of the multivariate generating function (19) as G(z) = G (z ,...,z ) . (21) S 1 S |z1=z2=···=zS=z Equation (21) therefore allows to express the factorial moments of n in terms of the multivariate factorial moments of n ,...,n . 1 S { } Application of the Leibnitz rule d q q! d a1 d aS f(z) = f (z) f (z) 1 S dz! {Xaj} a1!a2!...aS! dz! ··· dz! 5 to the function f(z) = f (z) f (z) 1 S ··· and using (21) leads immediately to the relation q! F˜ = F˜(S) . (22) q a1...aS a ! ... a ! {Xaj} 1 S The summation is over all sets a of non-negative integers such that j { } S a = q. j j=1 X Formula(22)isageneralizationforfactorialmomentsoftheusualmultinomialtheorem. Likewise, taking thenaturallogarithmof bothsides of (21), oneobtainsanidentical relation as (22) among single-variate and multivariate factorial cumulants. As an example, for two groups (S = 2) one finds from (22) F˜ = F˜(2) +2F˜(2) +F˜(2) , (23) 2 02 11 20 F˜ = F˜(2) +3(F˜(2) +F˜(2))+F˜(2) , (24) 3 03 12 21 30 F˜ = F˜(2) +6F˜(2) +4(F˜(2) +F˜(2))+F˜(2). (25) 4 04 22 13 31 40 The factorial moments F˜ , F˜ , are determined from the counting distribution in a 0i i0 single group. The univariate factorial moments F˜ are obtained from the sum of counts q ˜(2) in the two groups. The “mixed” factorial moments F (i,j = 0) express inter-group ij 6 stochastic dependences. The relations (23)-(25) are trivially extended to more than two groups. − 3 W+W correlations 3.1 Integral moments and cumulants We now apply the general results from the previous section to the case of interest: the production of W+W− in e+e− annihilation, and their subsequent decay to four jets: W+W− 4q hadrons. Here, the number of “sources” S is equal to two. → → Eq. (23) is of particular interest. In a less formal way, it can be written as: F˜ n(n 1) = n (n 1) + n (n 1) +2 n n , (26) 2 1 1 2 2 1 2 ≡ h − i h − i h − i h i wheren andn arethenumberofparticlesfromthedecayofW+ andW−,respectively. 1 2 This equation could also be derived directly by noting that n = n +n and working 1 2 out the expression for n(n 1) . To derive relations for S > 2 or between factorial h − i 6 moments of higher order, it is evidently less cumbersome to make use of the generating functions and Eq.(22). In absence of inter-W correlations of whatever origin, kinematical, dynamical, due to experimental selections and cuts, ..., one has n n = n n . (27) 1 2 1 2 h i h ih i Exhibiting explicitly the presence of inter-W correlations we write (26) as F˜ n(n 1) = n (n 1) + n (n 1) +2 n n (1+δ ), (28) 2 1 1 2 2 1 2 I ≡ h − i h − i h − i h ih i with δ n n / n n 1 = 0, (29) I 1 2 1 2 ≡ h i h ih i− 6 ameasureofpositiveornegative inter-W correlations. Similarly, thefactorialcumulant K˜ can be written as 2 K˜ = K˜ +K˜ +2 n n δ . (30) 2 20 02 1 2 I h ih i This equation expresses the correlation function, integrated over full phase space, of the whole system in terms of the integrated correlation functions of each component separately, and of the integrated inter-W correlation. 3.1.1 Interlude The quantity δ is related to the variances D2 of the single-W±, W± qq, and I W± → W+W− 4q multiplicity distributions via the relation → D2 = (n n )2 = [(n n )+(n n )]2 (31) WW −h i 1 −h 1i 2 −h 2i = DD2 +D2 E +D2 n n 2 n n E (32) W+ W− h 1 2i− h 1ih 2i giving D2 D2 D2 δ = WW − W+ − W−. (33) I 2 n n 1 2 h ih i 3.2 Differential distributions In section 3.1, general relations were obtained relating factorial moments and cumu- lants of the multiplicity distributions of a W+W− system to those of its W+ and W− components. Since q-th order factorial moments are integrals over phase space of q-particle inclusive densities, we now turn to relations among the fully differential particle densities and correlation functions of a W+W− system and those of its com- posing parts, considering explicitly possible statistical dependences. We restrict the discussion to second-order densities and correlations. 7 For two stochastically independent systems, we derived in an earlier paper [8] the relations ww w+ w− C (1,2) = C (1,2)+C (1,2), (34) 2 2 2 ww w+ w− w+ w− w+ w− ρ (1,2) = ρ (1,2)+ρ (1,2)+ρ (1)ρ (2)+ρ (2)ρ (1), (35) 2 2 2 1 1 1 1 and further ww w+ w− ρ (1) = ρ (1)+ρ (1). (36) 1 1 1 Here Cww(1,2) and CW±(1,2) arethe two-particle correlation functions forW+W− 4q even2ts and W± 22q events, respectively; ρww(1), ρw(1) are the correspondin→g → 1 1 single-particle inclusive densities. ww Inspection of (30) suggest to write a general expression for C (1,2) as 2 ww w+ w− w+ w− w+ w− C (1,2) = C (1,2)+C (1,2)+δ (1,2) ρ (1)ρ (2)+ρ (2)ρ (1) . 2 2 2 I 1 1 1 1 n o(37) The function δ (1,2) describes correlations among different W’s. I For δ (1,2) = 0 (independent W’s), (37) expresses the additivity3 of the facto- I rial cumulant correlation functions, a necessary and sufficient condition for stochastic independence [8]. w+ w− w+ w− The factors ρ (1)ρ (2), ρ (2)ρ (1) are introduced for normalization and 1 1 1 1 explicitly account for differences in the single-particle densities of the two W’s, as is the case when the momentum spectra of the decay products from different W’s are not identical i.e. do not fully overlap4. With the definitions ww ww ww ww ρ (1,2) = C (1,2)+ρ (1)ρ (2) (38) 2 2 1 1 w w w w ρ (1,2) = C (1,2)+ρ (1)ρ (2) (39) 2 2 1 1 ww and using (36) we can write a general form for ρ (1,2) 2 ww w+ w− w+ w− w+ w− ρ (1,2) = C (1,2)+C (1,2)+ ρ (1)ρ (2)+ρ (2)ρ (1) δ (1,2) 2 2 2 1 1 1 1 I w+ w− w+n w− o + ρ (1)+ρ (1) ρ (2)+ρ (2) . (40) 1 1 1 1 n o n o w+ w− Note that, in general, and in fully differential form, the terms ρ (1)ρ (2) and 1 1 ρw+(2)ρw−(1) are not equal. ρww(1,2), however, must be symmetric in its arguments 1 1 2 3Forindependent “sources”,additivity is validfor allordersofthe cumulantcorrelationfunctions. 4In [8] it was implicitly assumed that ρw+(1)ρw−(2) = ρw+(2)ρw−(1) ρw(1)ρw(2), where ρw(1)isthesingle-particleinclusivedensityo1foneW1 andwitht1hefurth1erassu≡mpt1ionth1atρw+(1)= 1 1 ρw−(1) ρw(1). Ignoring possible charge-dependence, these equations are valid if the W+ and W− 1 ≡ 1 hadronic decay products overlapcompletely in momentum space. 8 for identical particles. Equation (40), together with (39) takes the form ww w+ w− ρ (1,2) = ρ (1,2)+ρ (1,2) 2 2 2 w+ w− w+ w− + 1+δ (1,2) ρ (1)ρ (2)+ρ (2)ρ (1) (41) { I } 1 1 1 1 n o Defining the experimentally often studied normalized two-particle density ww ρ (1,2) Rww(1,2) = 2 , (42) 2 ρww(1)ρww(2) 1 1 one finds w+ w− w+ w− w+ w− ρ (1,2)+ρ (1,2)+ ρ (1)ρ (2)+ρ (2)ρ (1) 1+δ (1,2) Rww(1,2) = 2 2 1 1 1 1 { I }. 2 ρw+(1)ρw+(2)+ρw−n(1)ρw−(2)+ρw+(1)ρw−(2)+ρwo+(2)ρw−(1) 1 1 1 1 1 1 1 1 (43) 3.3 Correlations in the variable Q The previous sections dealt exclusively with fully differential quantities. In practice, these are impossible to measure and a projection on a lower-dimensional space is needed. We here consider, for illustration, the kinematical variable Q2 = (p p )2, 1 2 − − the negative square of the difference in 4-momenta of particles 1 and 2. We use the w+ w− notation ρ ρ (Q) for integrals of the type ⊗ d3p d3p ρw+(1)ρw−(2)δ Q2 +(p p )2 . (44) 1 2 1 2 − Z Z (cid:16) (cid:17) In practical applications, such integrals are calculated using an event and track-mixing technique. We assume from now on that δ (1,2) in (37) is a function of Q only: δ (Q). This I I simplifies the calculations but may not be fully realistic. At least for Bose-Einstein studies, it is known that the correlation function of like-sign pairs is not isotropic in four-momentum space. To simplify further we also assume that w+ w+ w− w− w w ρ ρ (Q) = ρ ρ (Q) ρ ρ (Q). 1 ⊗ 1 1 ⊗ 1 ≡ 1 ⊗ 1 The expressions in the previous sections take the following form ww w+ w− w+ w− ρ (Q) = ρ (Q)+ρ (Q)+2 1+δ (Q) ρ ρ (Q), (45) 2 2 2 { I } 1 ⊗ 1 ww w+ w− w+ w− C (Q) = C (Q)+C (Q)+2δ (Q) ρ ρ (Q) . (46) 2 2 2 I 1 ⊗ 1 n o Integrating these expressions over all Q, we have 1 w+ w− δ = dQδ (Q) ρ ρ (Q) . (47) I hnW+i hnW−i Z I n 1 ⊗ 1 o 9