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Corporations – Court Rules and Related Legislation 2017 ThomsonReuters(Professional)AustraliaLimited 19HarrisStreetPYRMONTNSW2009 Tel:(02)85877000 Fax:(02)85877100 [email protected] www.thomsonreuters.com.au Forallcustomerinquiriespleasering1300304195(forcallswithinAustraliaonly) INTERNATIONALAGENTS&DISTRIBUTORS NORTHAMERICA ASIAPACIFIC ThomsonReuters ThomsonReuters Eagan Sydney UnitedStatesofAmerica Australia LATINAMERICA EUROPE ThomsonReuters ThomsonReuters SãoPaulo London Brazil UnitedKingdom Corporations – Court Rules and Related Legislation 2017 LAWBOOK CO. 2017 PublishedinSydneyby ThomsonReuters(Professional)AustraliaLimitedABN64058914668 19HarrisStreet,Pyrmont,NSW,2009 Firstedition ..........................................................................................2008 Secondedition ......................................................................................2009 Thirdedition .........................................................................................2010 Fourthedition .......................................................................................2011 Fifthedition ..........................................................................................2012 Sixthedition .........................................................................................2013 Seventhedition .....................................................................................2014 Eighthedition .......................................................................................2015 Ninthedition.........................................................................................2016 Tenthedition .........................................................................................2017 ISSN1836-5868 ISBN978-0-455-500126 ©2017ThomsonReuters(Professional)AustraliaLimitedABN64058914668 Thispublicationiscopyright.OtherthanforthepurposesofandsubjecttotheconditionsprescribedundertheCopyright Act1968,nopartofitmayinanyformorbyanymeans(electronic,mechanical,microcopying,photocopying,recording orotherwise)bereproduced,storedinaretrievalsystemortransmittedwithoutpriorwrittenpermission.Inquiriesshould beaddressedtothepublishers. Editorialteam: AngelaBandiera PaulGodwin DavidGraham VanessaSchlenert YudiSeomangal SoniaTulse CatherineYan ProductDeveloper: CatherineFitzgerald Index: Original:SandraMcCullough UpdatedbyGrahamClayton PrintedbyLigarePtyLtd,Riverwood, NSW ThebookhasbeenprintedonpapercertifiedbytheProgrammeforthe Endorsement of Forest Certification (PEFC). PEFC is committed to sustainableforestmanagementthroughthirdpartyforestcertificationof responsiblymanagedforests.Formoreinfo:www.pefc.org. Copyright Commonwealth: Copyright of Cth legislative material: © Commonwealth of Australia (2017). All Commonwealth legislative material is reproduced by permission but does not purport to be the official or authorised version. It is subject to Commonwealth ofAustralia copyright. For reproduction or publication beyond that permitted by the Copyright Act 1968 (Cth), permission should be sought in writing from the currentCommonwealthGovernmentagencywiththerelevantpolicyresponsibility. New South Wales: Copyright of NSW legislative material: Copyright continues to reside in the State of NSW. Victoria:AllActsandStatutoryRules©TheStateofVictoria,,theGovernmentPrinter(2017). Disclaimer:ThisproductorservicecontainsanunofficialversionoftheActsandStatutoryRulesoftheState ofVictoria.TheStateofVictoriaacceptsnoresponsibilityfortheaccuracy,completenessorcurrencyofany legislationcontainedinthisproductorprovidedthroughthisservice. Queensland:CopyrightofQueenslandlegislativematerial:©TheStateofQueensland(2017). WesternAustralia:CopyrightofWAlegislativematerial:©StateofWesternAustralia.Theonlyauthorised versionisthehardcopy(printed)versionavailablefromWesternAustralia’sStateLawPublisher. SouthAustralia:CopyrightofSAlegislativematerial:CopyrightisownedbytheCrowninrightoftheState ofSouthAustralia. Tasmania:CopyrightofTasmanianlegislativematerial:CopyrightisownedbytheStateofTasmania. NorthernTerritory:CopyrightofNTlegislativematerial:©NorthernTerritoryGovernmentofAustralia. Australian Capital Territory: Copyright ofACTlegislative material: Copyright is owned by theAustralian CapitalTerritory.©AustralianCapitalTerritory,allrightsreserved. ABOUT THIS PUBLICATION Corporations – Court Rules and Related Legislation 2017 is a complementary work to Corporations Legislation 2017, bringing together in one volume the various court rules and related legislation governing proceedingsundertheCorporationsAct2001(Cth)andtheAustralianSecuritiesandInvestmentsCommission Act2001(Cth)applyinginsuperiorcourts. CONTENTS CourtRules • AustralianCapitalTerritory–CourtProcedureRules2006(Extracts) • Commonwealth–FederalCourt(Corporations)Rules2000 • NewSouthWales–SupremeCourt(Corporations)Rules1999 • NorthernTerritory–CorporationsLawRules • Queensland–UniformCivilProcedureRules1999(Extracts) • South Australia – Corporations Rules 2003 (South Australia) and Corporations Supplementary Rules2015 • Tasmania–SupremeCourt(Corporations)Rules2008 • Victoria–SupremeCourt(Corporations)Rules2013 • WesternAustralia–SupremeCourt(Corporations)(WA)Rules2004 RelatedLegislation • Corporations(ReviewFees)Act2003 • Corporations(ReviewFees)Regulations2003 • Corporations(NationalGuaranteeFundLevies)Act2001 • Corporations(CompensationArrangementsLevies)Act2001 • Corporations(Repeals,ConsequentialsandTransitionals)Act2001(Extracts) • CriminalCodeAct1995(Extracts) TakeoversPanelRules • TakeoversPanelRulesforProceedings(June2010version) INDEX Acomprehensive subject index has been included, organised by jurisdiction for ease of use. Please refer to page–fordetailsofabbreviationsusedintheIndex. CURRENCY For the currency of each of the rules reproduced in this work, please refer to the Table of Amending Legislation that accompanies each piece of legislation.The Rules have been updated to include all available amendmentsto1Jan2017. HISTORYNOTES Thehistorynoteshavebeenenteredintoanabbreviatedformusingthenumberandyearoftheamendingrule andadescriptor(eg.“insrt”)toshowtheeffectoftheamendingrule.Theabbreviationsusedinthehistorical notesareasfollows: • insrt–inserted • am–amended • subst–substituted • rep–repealed • reinsrt–reinserted • renum–renumbered • reloc–relocated • mod–modified • exp–expired © 2017THOMSONREUTERS v Corporations–CourtRulesandRelatedLegislation2017 Example:Historynoteundersubr2.4(2)oftheFederalCourt(Corporations)Rules2000(Cth): [Subr(2)amSLI61of2008,r3andSch1item38,witheffectfrom15Apr2008] This note indicates that subrule (2) in rule 2.4 was amended by Select Legislative Instrument 61 of 2008, Schedule1item38.R3isareferencetotheenactingprovision. Detailsoftheshorttitleoftheamendingrule,gazettal/registrationandcommencementdatesarelocatedinthe Table of Amending Legislation following the Table of Provisions. Commencement dates have also been includedwitheachhistoricalnote(eg.15Apr2008). FutureCommencements InsolvencyLawReformAct2016 Uncommenced amendments made by the Insolvency Law Reform Act 2016 (No 11) to the Corporations (ReviewFees)Act2003havebeenincludedinthebodyofthetextintheformoffuturehistorynotes.These futurehistorynotesareprecededbyaH. Example:Futurehistorynoteunders5oftheCorporations(ReviewFees)Act2003: 5Impositionofreviewfees (1)Subjecttosection6,theregulationsmayprescribefeesinrelationtothereviewdatesofthefollowing: (a)companies; (a) companies; (b) registeredschemes; (c) registeredAustralianbodies; (d) naturalpersonsregisteredasauditorsunderPart9.2oftheCorporationsAct2001; (e) naturalpersonsregisteredasliquidatorsunderPart9.2oftheCorporationsAct2001; (f) persons holding anAustralian financial services licence under Part 7.6 of the CorporationsAct 2001. Note: The regulations may prescribe a fee to be paid in one year in relation to the review date of a later year(seeparagraph1351(4)(b)oftheCorporationsAct2001). H [Subs(1)futureamAct11of2016,s3andSch2item266,witheffectfromadateTBP,orifnotsooner, 1Mar2017,byrepealingpara(e).;amAct103of2007,s3andSch1item1,witheffectfrom1Sep2007] LEGISLATIVEAMENDMENTSINTHISEDITION SupremeCourt(Corporations)Rules2013(Vic) AmendingActs • SupremeCourt(ChapterVPublicationofNoticesAmendment)Rules2016–SR140of2016 CriminalCodeAct1995(Cth) AmendingActs • ActsandInstruments(FrameworkReform)(ConsequentialProvisions)Act2015–Act126of2015 • StatuteLawRevisionAct(No1)2016–Act4of2016 FUTURECOMMENCEMENTS Editor’sNote:adetailedexampleofafuturecommencementhistorynotemaybefoundunderthesubheading HISTORYNOTESabove. Corporations(ReviewFees)Act2003(Cth) Amendinglegislation Number Date of gazettal/assent/ Dateofcommencement registration Insolvency Law Reform 11of2016 29Feb2016 Sch 2 items 266 and 267 Act2016 commence at the same time as provs covered by table item 2 (to be pro- claimedor1Mar2017). vi Corporations–CourtRulesandRelatedLegislation2017 CONTENTS AboutthisPublication.......................................................................................................................... v COMMONWEALTH FederalCourt(Corporations)Rules2000(Cth)................................................................................. 3 FederalCourtPracticeNotes........................................................................................................... 77 NEWSOUTHWALES SupremeCourt(Corporations)Rules1999(NSW)........................................................................ 145 NSWPracticeNotes....................................................................................................................... 211 VICTORIA SupremeCourt(Corporations)Rules2013(Vic)........................................................................... 259 VicPracticeNotes...........................................................................................................................339 QUEENSLAND UniformCivilProcedureRules1999(Qld)[Extracts]..................................................................... 399 QldPracticeDirections................................................................................................................... 457 WESTERNAUSTRALIA SupremeCourt(Corporations)(WA)Rules2004(WA)................................................................. 487 WAPracticeDirections................................................................................................................... 551 SOUTHAUSTRALIA CorporationsRules2003(SouthAustralia)(SA)............................................................................ 573 CorporationsSupplementaryRules2015(SouthAustralia)(SA).................................................. 609 SAPracticeDirections.................................................................................................................... 643 TASMANIA SupremeCourt(Corporations)Rules2008(Tas)........................................................................... 647 TasPracticeDirections................................................................................................................... 653 AUSTRALIANCAPITALTERRITORY CourtProceduresRules2006(ACT)[Extracts]............................................................................. 683 ACTPracticeDirections.................................................................................................................. 753 NORTHERNTERRITORY CorporationsLawRules(NT)......................................................................................................... 773 NTPracticeDirections.................................................................................................................... 837 TAKEOVERS TakeoversPanelProceduralRules................................................................................................ 871 RELATEDLEGISLATION Corporations(ReviewFees)Act2003(Cth)...................................................................................893 Corporations(ReviewFees)Regulations2003(Cth).....................................................................897 Corporations(NationalGuaranteeFundLevies)Act2001(Cth)................................................... 903 Corporations(CompensationArrangementsLevies)Act2001(Cth)............................................. 907 Corporations(Repeals,ConsequentialsandTransitionals)Act2001(Cth)[Extracts]................... 911 CriminalCodeAct1995(Cth)[Extracts].........................................................................................921 Index................................................................................................................................................937 © 2017THOMSONREUTERS vii

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