Morgan R. Clevenger CORPORATE CITIZENSHIP AND HIGHER EDUCATION Behavior, Engagement, and Ethics Corporate Citizenship and Higher Education “Partnerships between corporations and universities have become commonplace, yet there is much we don’t know about the dynamics of these arrangements. Morgan Clevenger’s comprehensive study of a university and its corporate partners shines a bright light into the black box of inter-organizational relations to show us how and why collaborative activity between the two sectors takes root, the chal- lenges that arise in the process of working together, and the larger socio-cultural changes that are occasioned by their joint work. Scholars and practitioners alike will benefit immeasurably from the theoretical and empirical insights contained in this volume.” —David J. Siegel, East Carolina University, USA “Dr. Clevenger’s Corporate Citizenship and Higher Education—Behavior, Engagement, and Ethics is a much-needed empirical examination into how corpo- rations interact with tertiary institutions. As he points out, the core values and cultures of both companies and colleges or universities are mutually supported when synergistic relationships are formed. In the modern era, it is not possible for institutions of higher education to function with no connection to a climate domi- nated by corporate structures. Similarly, any corporation that fails to properly engage the academy is at risk of losing meaningful contributions to society that go beyond the marketplace. Clevenger’s careful research and astute observations pro- vide a solid framework for professionals in both worlds to better understand pos- sibilities and expectations, giving guidance about how symbiotic relationships can form and succeed.” —Ross Perkins, Associate Professor of Educational Technology, Boise State University, USA “Such a timely book, given the increasing public scrutiny of corporate giving to higher education. A great read for fundraisers who want a comprehensive picture of corporate citizenship and motivations for philanthropy.” —Tanya Easton, EdD, Vice President for Institutional Advancement, Notre Dame of Maryland University, USA “Dr. Morgan Clevenger brings his knowledge and passion for corporate citizen- ship to the practical questions involved in corporate partnerships with institutions of higher education. His focus on this relationship adds clarity to our understand- ing of how business ethics are expressed in our communities.” —Corey Golden, Founder, Pittston Ketchup “Clevenger challenges us to better understand the symmetrical relationship of corporate citizenship—the benefits to both business and higher education—in corporate philanthropy. Through his case study, Clevenger implicitly asks the reoccurring question, yet in a new context: Does philanthropy have to be altruistic or can it be a partnership, where both the donor and recipient have distinct ben- efits? This book raises important questions for higher education administrators, corporate leaders, and those generally interested in the influence of philanthropic giving on colleges and universities.” —Noah D. Drezner, Associate Professor, Teachers College, Columbia University, USA Morgan R. Clevenger Corporate Citizenship and Higher Education Behavior, Engagement, and Ethics Morgan R. Clevenger Post-doctoral Fellow in Corporate Social Responsibility and Global Business Ethics Monarch Business School Zug, Switzerland This important research is being replicated in 12 colleges and universities across the United States thanks to a 2016 CASE Award for Outstanding Research in Integrated Educational Advancement, sponsored by Grenzebach Glier and Associates. ISBN 978-3-030-02446-8 ISBN 978-3-030-02447-5 (eBook) https://doi.org/10.1007/978-3-030-02447-5 © The Editor(s) (if applicable) and The Author(s), under exclusive licence to Springer Nature Switzerland AG 2019 This work is subject to copyright. All rights are solely and exclusively licensed by the Publisher, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. The publisher, the authors and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, express or implied, with respect to the material contained herein or for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictional claims in published maps and institutional affiliations. Cover image: © David Crockett/Moment/Getty This Palgrave Macmillan imprint is published by the registered company Springer Nature Switzerland AG. The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland Placement of dissertations from doctoral work in electronic format has become commonplace and readily available to researchers, the public, and readers. However, a 2017 study indicates that only 3.5% of dissertations are ever rewritten and published as books (Johnson, Goldberg, & Detmering, 2017). Thus, the efforts of doctoral students—and the support from their faculty research committees—are often buried, un-accoladed to the world, and not refined into implications pieces to elicit further discussion, circulation of new or improved information, or pushed into the mainstream. This book is therefore dedicated to the faculty mentors who served on the dissertation committee contributing hundreds of hours: Dr. Jeni Hart, Professor of Higher Education, and Dean and Vice provost for Graduate Studies, University of Missouri- Columbia; Dr. Robert Watson, Professor Emeritus at Missouri State University; Dr. Beth Hurst, Professor of Reading at Missouri State University; and dissertation supervisor, Dr. Cynthia MacGregor, Professor of Educational Leadership and Policy Analysis at Missouri State University and MU-MSU EdD Site Coordinator. Their wisdom and thoughtful responses have helped to foster and shape the ideas, research, and writing in not only the original dissertation work but also this book as well as several other publications. RefeRence Johnson, A. M., Goldberg, T., & Detmering, R. (2017). Dissertation to book? A snapshot of dissertations published as books in 2014 and 2015, available in open access institutional repositories. Journal of Librarianship and Scholarly Communication, 5(General Issue), 1–19. https://doi.org/10.7710/2162- 3309.2177 f oRewoRd In fall 2016, Dr. Clevenger and I gave two presentations at the Association for the Study of Higher Education (ASHE) annual conference in Columbus, Ohio. In reviewing the conference offerings, I was disappointed in the deficiency of presentations regarding higher education and the American business context. Overall, there is a lack of information or in-depth research about the inter-organizational relationship between corporate America and higher education, despite abundant anecdotal experiences of interdepen- dency between corporations and universities. While experiences may inform the nature and effectiveness of these interactions, little has been systemati- cally researched about this specific type of relationship. The work in this book is the first rigorous academic investigation of the relationships between an American university and its business partnerships. Specifically, this book illuminates the research findings from Clevenger’s (2014) dissertation that examined corporate citizenship through the inter- organizational relationships between a public American doctoral research University and six of its corporate partners from 2006 to 2010. For confi- dentiality, all organizations desired to remain unnamed, thus you will not find the name of the university or the names of the corporate partners in this book. Organization of the research is framed through Cone’s (2010) corporate citizenship spectrum, which has not previously been used for scholarly research. Thus, this work is instrumental in nature. The work is also being replicated with 12 additional colleges and universities. Three research questions were used to explore this relationship: (1) Why does a higher education institution accept corporate citizenship engage- ment and financial support? (2) Why do U.S. corporations engage as vii viii FOREWORD corporate citizens in relationships with a higher education institution? (3) What ethical concerns arise in the engaged inter-organizational relation- ships between corporations and a higher education institution? Data included interviews, document and audio-visual materials, and a forensic campus investigation. This extensive data collection informed the three research questions and provided an instrumental use of Cone’s (2010) cor- porate citizenship spectrum—the first study to do so. Three themes emerged for the first research question, that is, viable resources, student enrichment, and real-world connectivity. Four themes from the second research ques- tion were workforce development, community enrichment, brand develop- ment, and research. For the third research question, three themes emerged: generally no ethical dilemmas; general ethics discussions emerged concern- ing public relations; solicitation, policies and stewardship; accountability and transparency; and leadership behavior; and ethical concerns, none involving any of the corporate participants. The data yielded four additional themes relating to culture, economic challenges, alumni connectivity, and geography. This research adds to a context of multiple views on the purpose, merits, consequences, and reality that exist in the relationship between corporate America and higher education. Research scholar Spradley (1980) encour- aged “ethnographic research to understand this form of social organiza- tion…and to know the extent to which corporations affect all our interests” (p. 19). Additionally professors and American philanthropy researchers Ostrander and Schervish (2002) argued that a two-way social relationship exists between a sponsor such as a corporation and a recipient such as a higher education institution. This dynamic relationship involves a social cause and financial backing—and sometimes engagement—of that cause; however, byproducts or other tangible and intangible benefits exist and can be manipulated. The specific nature of such a dynamic relationship can be seen in the findings from this book. Higher education institutions have had various reasons to be engaged with corporations (Fischer, 2000; Gould, 2003). Post-World War II, higher education began partnering with companies to determine profes- sional and job demand areas to better serve the country and economic productivity. Also, during times of double-digit inflation (i.e., the 1970s and 1980s), higher education leaders turned to corporate America to assist in efficiency systems to strive for balanced budgets. The corporate partners in this study play an important role in the viability of the university. Likewise, corporations have had various reasons to be engaged with higher education, which “often reflect national and international economic FOREWORD ix pressures and events” (DaSilva & Kerkian, 2008, p. 13). Some examples of corporate support and engagement include view of shareholder philan- thropic support, managerial discretion and passion for social- related causes, ability to give from profitability and economic status, board emphasis on charitable causes, and a host of strings-attached reasons such as return on investment, advertisements, and relatively low-cost investments such as research, public relations, image, and social currency. The analysis of data from the Clevenger study brings to life the generic examples provided by DaSilva and Kerkian. People expect corporations to be profitable as the economic corner- stone of the capitalist system. With this economic motive come legal and ethical expectations regardless of size of business (Carroll & Buchholtz, 2017; Ciconte & Jacob, 2009; Drucker, 1946). The American people expect corporations to obey all laws and regulations, to protect society through safe products and business practices, to assist in human capital development, to fulfill contractual obligations, and to honor promises in guarantees. Ethically, corporations are supposed to avoid questionable practices, respond to the spirit and letter of the law, and protect employees and the environment (Reichart, 1999). Corporate citizenship provides cor- porations with a direct engagement with higher education institutions. Basically, corporate citizenship—or corporate social responsibility—is con- cerned with minimizing harm in society and maximizing benefit through shared value with all stakeholders (Aguinis & Glavas, 2012; Googins, Mirvis, & Rochlin, 2007; Waddock, 2004). What are the motivations and expectations of both corporate America and higher education in their inter-organizational relationship, and are the motives and expectations of engagement performed ethically? The exploration of ethics within a spe- cific set of university-corporate partnerships demonstrates the reality of ethical tensions, revealing surprisingly few actual ethical problems. Scholars have avoided much research in the field of resource develop- ment and charitable engagement because they were “reticent” about the topic as it is too “complex, value-laden, [and] … burdened by issues of the unequal distribution of power” (Walton & Gasman, 2008, p. xxiii). Previous studies in fundraising and philanthropy have focused on individu- als’ philanthropic giving because it constitutes more than 80% of c haritable dollars contributed annually in the United States (Kaplan, 2018). While the field of fundraising has grown during the past 60 years, little informa- tion is available on corporate behavior related to higher education. Within the research presented in this book, a richer portrait of fundraising and resource development between business and higher education is displayed. x FOREWORD Business researchers and scholars have also marginalized the topic of corporate social responsibility with little active research within the field of management—although corporate social responsibility has been growing as a sub-topic on its own (Aguinis & Glavas, 2012; Campbell, 2007). (For more exploration regarding the growing discussion in business press and an emerging body of ideas, see Buhr & Grafström, 2004; Margolis & Walsh, 2003; Walsh, Weber, & Margolis, 2003.) Most emphasis has been on the organizational level followed by institutional level with none focused on corporate interaction with higher education specifically, but rather general support or agendas for social causes as a whole. Further, research agendas from a business perspective delineate predictors, outcomes, mediators, and moderators as variables that interplay to affect a company’s corporate social responsibility through internal planning, actions, and measurement of inter-organizational and societal outcomes and impacts (Aguinis & Glavas, 2012). Little attention has been paid to theoretical frameworks to under- stand why and how corporations behave in socially responsible ways, let alone the breadth and depth of such behavior (Campbell, 2007; Kang & Moon, 2012; Rowley & Berman, 2000; Ullman, 1985). This book joins several significant and meritorious academic books on related components such as fundraising, American higher education, American philanthropy and resource management, and the U.S. nonprofit sector. These books include Ciconte and Jacob’s (2009) Fundraising Basics: A Complete Guide, Cohen’s (2010) The Shaping of American Higher Education: Emergency and Growth of the Contemporary System, Curti and Nash’s (1965) Philanthropy in the Shaping of American Higher Education, Scanlan’s (1996) Corporate and Foundation Fund Raising: A Complete Guide from the Inside, Hammack’s (1998) Making the Nonprofit Sector in the United States, Hall’s (2001) Inventing the Nonprofit Sector, Walton and Gasman’s (2008) 896-page anthology of Philanthropy, Volunteerism & Fundraising in Higher Education, and Thelin’s two books, A History of American Higher Education (2011) and American Higher Education: Issues and Institutions (2017). While these thorough works provide historic information, corporate foundation perspectives, and how- to advice on grant proposals and sponsored research, they offer little rele- vant content in the matter of corporate behavior relating to higher education. Additionally, Corporate Philanthropy Report, The Corporate Citizen, and The Journal of Corporate Citizenship have had no articles relating to the relationship between higher education and corporate America. It is noted,