International Law and Economics Marc Scheufen Copyright Versus Open Access On the Organisation and International Political Economy of Access to Scientifi c Knowledge International Law and Economics Moreinformationaboutthisseriesat http://www.springer.com/series/13428 Marc Scheufen Copyright Versus Open Access On the Organisation and International Political Economy of Access to Scientific Knowledge 123 MarcScheufen RuhrUniversityofBochum FacultyofLaw Bochum Germany ISBN978-3-319-12738-5 ISBN978-3-319-12739-2(eBook) DOI10.1007/978-3-319-12739-2 SpringerChamHeidelbergNewYorkDordrechtLondon LibraryofCongressControlNumber:2014958302 ©SpringerInternationalPublishingSwitzerland2015 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpartof thematerialisconcerned,specificallytherightsoftranslation,reprinting,reuseofillustrations,recitation, broadcasting,reproductiononmicrofilmsorinanyotherphysicalway,andtransmissionorinformation storageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilarmethodology nowknownorhereafterdeveloped.Exemptedfromthislegalreservationarebriefexcerptsinconnection with reviews or scholarly analysis or material supplied specifically for the purpose of being entered and executed on a computer system, for exclusive use by the purchaser of the work. Duplication of this publication or parts thereof is permitted only under the provisions of the Copyright Law of the Publisher’slocation,initscurrentversion,andpermissionforusemustalwaysbeobtainedfromSpringer. PermissionsforusemaybeobtainedthroughRightsLinkattheCopyrightClearanceCenter.Violations areliabletoprosecutionundertherespectiveCopyrightLaw. Theuseofgeneraldescriptivenames,registerednames,trademarks,servicemarks,etc.inthispublication doesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfromtherelevant protectivelawsandregulationsandthereforefreeforgeneraluse. While the advice and information in this book are believed to be true and accurate at the date of publication,neithertheauthorsnortheeditorsnorthepublishercanacceptanylegalresponsibilityfor anyerrorsoromissionsthatmaybemade.Thepublishermakesnowarranty,expressorimplied,with respecttothematerialcontainedherein. Printedonacid-freepaper Springer International Publishing AG Switzerland is part of Springer Science+Business Media (www.springer.com) Theacademiccustomtowriteresearch articlesfor impactratherthanmoneymaybe alucky accidentthatcouldhavebeen otherwise.Or itmaybea wiseadaptation thatwouldeventuallyevolveinanyculture witha seriousresearchsubculture – Peter Suber(2012,p. 11) Acknowledgements I’mverygratefultoseveralpeopleforbeingmorethangreatsupportduringthelast 3yearsofworkingonthisbook. InthefirstplaceIwishtothankmyparentswhohavealwaysbeenmytowerof strength.Thankyouforyourhugs,yourencouragingandsupportivewords,thetasty food,yourlove,andyourgreatunderstanding.Inaddition,IwouldliketothankMr. luckyaccidentforhavingmetthemostwonderfulwomanIcouldhavewishedfor, Nina Peuster. Thankyoufor yourwarmth,yoursupportiveand motivatingwords, and your healthy craziness that makes me laugh. Moreover, I’m grateful to my sister Kerstin Zimmermanns and her husband Gerd Zimmermanns as well as my godchildrenYannikandFabian.Thanksnotonlyforhavingbeentheneededchange fromdailyroutinebutalsoforshowingmewhat’sreallyimportantinlife. Besides, I would like to thank my friends. In particular, I’m thinking of Timo Beckerwhohasbecomearealbestfriendoverthelast9years.Thanksforbearing myphonecallsat4atnight,thecountlesstearsofjoywhilecontemplatingonold and new anecdotes, and your cheerful nature that always makes me laugh with you. Thank you for your great humor, endless discussions and neologisms, your motivation,andyourconfidence. Last but not least, I would like to thank my supporters in academia. First and foremost, I would like to thank Prof. Dr. Thomas Eger not only for having been the best thesis supervisor I could have hoped for but also for his open personality, understanding, and the countless discussion about Open Access in academic publishing.Furthermore,I’m gratefulto Prof. Dr. Hans Bernd Schaefer who always accompanied my work with interest and fruitful critique. Last but not least, I would like to thank my co-authors. In particular, I’m thinking of Prof. Dr. Eberhard Feess and Dr. Frank Mueller-Langer who have always been great partners for discussions as well as teachers. Thank you both for the many thingsyoutaughtmeandthetremendousfoodforthoughtthatenrichedmywork. Furthermore,Iwouldliketothankmanyconferenceparticipantswhosecomments and suggestions were more than useful in finishing my works. I’m especially thankfultoPatrickAndreoli-Versbach,RobertCooter,AxelHaus,RuthTowse,Stan Liebowitz,GiovanniRamello,MollyvanHouweling,JoelWaldfogel,andRichard vii viii Acknowledgements Watt. Iwouldalso like to thankJonasJungbauerandthe MaxPlanckInstitute for Innovationand Competitionin Munichforgreatsupportin collecting the data for theproject“OpenAccessinDevelopingCountries.” Last but not least, I’m very grateful to the German Research Foundation [Deutsche Forschungsgemeinschaft (DFG)] for the financial support which has madethisprojectpossible. Thankyou!!! Selfkant,Germany MarcScheufen September2013 Contents 1 Introduction .................................................................. 1 2 SomeFundamentalEconomics............................................. 5 2.1 TheEconomicsofCopyright........................................... 5 2.1.1 TheBasicConceptofCopyright............................... 5 2.1.2 TheEconomicsofCopyrightandCopying.................... 21 2.1.3 CopyrightinTransition:Challenges intheInformationAge ......................................... 32 2.2 TheEconomicsofScience.............................................. 37 2.2.1 TheConceptofScienceandScientificResearch.............. 37 2.2.2 TheRewardStructureofScience.............................. 41 2.2.3 SomeImplications:WhydoScientistsdoScience? .......... 46 2.3 AComparison:TheShavellModelandBeyond ...................... 47 3 AcademicJournalPublishingandtheOpenAccessMovement........ 53 3.1 TheAcademicJournalPublishingMarket............................. 53 3.1.1 ThePrinciplesofAcademicPublishing ....................... 53 3.1.2 TheJournalPublishingMarket:AnIndustryAnalysis ....... 57 3.1.3 Implications..................................................... 64 3.2 TheOpenAccessMovement........................................... 65 3.2.1 TheOpenAccessPrinciples.................................... 65 3.2.2 TheOpenAccessMovement:ABriefHistory................ 68 3.2.3 The Rise of Open Access Journals: Some DescriptiveStatistics ........................................... 75 3.2.4 RecentDevelopments........................................... 79 4 On the Access Principle in Science: A Law andEconomicsAnalysis..................................................... 83 4.1 TheOrganizationofScience:OpenAccessvs.Copyright............ 83 4.1.1 AcademicCopyrightinthePublishingGame: AContestPerspective .......................................... 84 ix
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