Controlled Flight Into Terrain Education and Training Aid U.S. Department Flight Safety Foundation of Transportation Federal Aviation Administration Introduction Message from the Disclaimer President of ICAO Volume 1 Volume 2 Section 1 - 4 Section 5 Index Welcome to the Controlled Flight Into Terrain (CFIT) Education and Training Aid Preventing CFIT accidents is the major goal of this training aid. The training aid includes a document (two volumes) and a video. They are stored on this CD-ROM to provide a readily available source of information and to easily enable the user to develop a program to prevent CFIT accidents. This training aid was developed by an international CFIT Task Force composed of representatives from organizations that possess extensive aviation expertise: airplane manufacturers, aviation training organizations, airplane equipment manufacturers, airlines, pilot groups and government and regulatory agencies. The document includes five sections. Section One provides top-level management with a concise, broad view of the document. Section Two identifies areas where those people who govern, regulate, and run the industry can best put their efforts to prevent CFIT. Section Three provides the history of CFIT, along with causal factors, traps and solutions. This section is specifically aimed at the operator end of the scale. Section Four provides specific academic and simulator training programs aimed at informing the flight crews of their responsibilities and duties in preventing CFIT. Appendices include ground briefings, video script, and airplane-specific examples of the CFIT escape maneuver. Section Five contains selected readings, including the latest CFIT accident/incident information. The video “CFIT: An Encounter Avoided” addresses the CFIT problem in its entirety. Management is encouraged to take appropriate steps to ensure that a viable, effective CFIT training program is in place within its organization. MESSAGE FROM THE PRESIDENT OF THE COUNCIL OF THE INTERNATIONAL CIVIL AVIATION ORGANIZATION (ICAO) I wish to express my sincere appreciation for the work completed in the preparation of the controlled flight into terrain (CFIT) prevention material by the International Civil Aviation Organization (ICAO) and the Industry Controlled Flight Into Terrain (CFIT) Task Force. It has always been by conviction that all personnel involved in civil aviation must understand the CFIT problem and must be aware of the risk of such accidents. The training aid will provide a major contribution to the prevention of CFIT. I strongly recommend that those in positions of responsibility in civil aviation apply the recommendations of the CFIT Task Force and make the best use of this education and training aid. ICAO will continue to assist States in their efforts and provide, through its Annexes, the regulatory framework which will permit the improvement of the use of ground proximity warning system (GPWS) in operations worldwide. Notice This document is disseminated under the sponsorship of the Department of Trans- portation in the interest of information exchange. The United States Government assumes no liability for its contents or use thereof. The United States Government does not endorse products or manufacturers. Trade or manufacturers’ names appear herein solely because they are considered essen- tial to the object of this report. Controlled Flight Into Terrain Education and Training Aid Table of Contents Section Page Reference..........................................................................................................................................v Units of Measurement........................................................................................................v Acronyms...........................................................................................................................v Glossary .............................................................................................................................vii 1 Overview for Management................................................................................................1.i 1.0 Introduction........................................................................................................................1.1 1.1 General Goals and Objectives...........................................................................................1.2 1.2 Documentation Overview..................................................................................................1.2 1.3 Industry Consensus............................................................................................................1.2 1.4 Resource Utilization ..........................................................................................................1.3 1.5 Conclusion.........................................................................................................................1.3 2 Decision Makers Guide .....................................................................................................2.i 2.0 Introduction........................................................................................................................2.1 2.1 Recommendations to Decision Makers.............................................................................2.2 2.1.1 Measurement and Evaluation of System Performance .....................................................2.2 2.1.2 Use of Autopilots...............................................................................................................2.2 2.1.3 Acceptance of ATC Clearances.........................................................................................2.2 2.1.4 Chart Supply......................................................................................................................2.3 2.1.5 Use of Checklists...............................................................................................................2.3 2.1.6 Allocation of Flight Crew Duties, Use of Monitored Approach Procedures ...................2.3 2.1.7 Rate of Descent Policy.......................................................................................................2.3 2.1.8 Route and Destination Familiarization..............................................................................2.3 2.1.9 Stabilized Approaches.......................................................................................................2.3 2.1.10 Crew Resource Management.............................................................................................2.4 2.1.11 Standard Operating Procedures.........................................................................................2.4 2.2 Communication..................................................................................................................2.4 2.3 Short-Term Goals ..............................................................................................................2.4 2.3.1 ATC Issues.........................................................................................................................2.5 2.3.2 Sharing Information...........................................................................................................2.5 2.3.3 Standard Operating Procedures.........................................................................................2.5 2.3.4 Ground Proximity Warning System Installation and Modification Updates....................2.5 2.3.5 CFIT Accident Prevention Training Program...................................................................2.5 2.3.6 Approach Procedure Design and Specifications...............................................................2.6 2.3.7 Barometric Altimetry.........................................................................................................2.6 2.4 Long-Term Solutions.........................................................................................................2.6 3 Operators Guide.................................................................................................................3.i 3.0 Introduction........................................................................................................................3.1 3.0.1 Operators Guide Objectives...............................................................................................3.2 3.1 CFIT Accidents..................................................................................................................3.2 3.1.1 The Positive Results of the GPWS....................................................................................3.4 3.1.2 GPWS Initial Reliability and Follow-On Improvements..................................................3.5 3.1.3 Industry Support Required for GPWS...............................................................................3.7 i Section Page 3 Operators Guide (continued) 3.2 CFIT and the Flight Crew..................................................................................................3.8 3.2.1 Causes for CFIT Accidents................................................................................................3.8 3.2.2 Factors That Contribute to CFIT.......................................................................................3.8 3.2.2.1 Altimeter Setting Units of Measurement Factors..............................................................3.9 3.2.2.2 Altimeter Settings Factors.................................................................................................3.9 3.2.2.3 Safe Altitudes.....................................................................................................................3.10 3.2.2.4 Air Traffic Control Factors................................................................................................3.10 3.2.2.5 Flight Crew Complacency.................................................................................................3.11 3.2.2.6 Procedural Factors Associated With CFIT........................................................................3.12 3.2.2.7 Descent, Approach, and Landing Factors .........................................................................3.13 3.2.2.8 Autoflight System Factors.................................................................................................3.16 3.2.2.9 Training Factors.................................................................................................................3.17 3.3 CFIT Prevention ................................................................................................................3.18 3.3.1 Minimum Safe Altitude Warning System (MSAWS).......................................................3.18 3.3.2 Crew Briefings...................................................................................................................3.19 3.3.3 Autoflight Systems ............................................................................................................3.20 3.3.4 Route and Destination Familiarization..............................................................................3.20 3.3.5 Altitude Awareness............................................................................................................3.20 3.3.6 The Use of Callouts...........................................................................................................3.20 3.3.7 GPWS Warning Escape Maneuver....................................................................................3.21 3.3.8 Charts.................................................................................................................................3.21 3.3.9 Training..............................................................................................................................3.21 3.4 CFIT Traps.........................................................................................................................3.21 4 Example CFIT Training Program......................................................................................4.i 4.0 Introduction........................................................................................................................4.1 4.1 Academic Training Program .............................................................................................4.1 4.1.1 Academic Training Objectives..........................................................................................4.1 4.1.2 Academic Training Program Modules..............................................................................4.1 4.1.3 Academic Training Syllabus .............................................................................................4.2 4.1.4 Additional Academic Training Resources ........................................................................4.2 4.2 CFIT Simulator Training Program....................................................................................4.2 4.2.1 Simulator Training Objectives ..........................................................................................4.3 4.2.2 Simulator Training Syllabus..............................................................................................4.3 4.2.3 Pilot Simulator Briefing.....................................................................................................4.3 4.2.3.1 Generic GPWS Warning Escape Maneuver......................................................................4.4 4.2.4 Simulator Exercises...........................................................................................................4.4 4.2.4.1 Exercise 1: VMC Initial Introduction of Potential CFIT..................................................4.4 4.2.4.2 Exercise 2: IMC Potential CFIT Encounter......................................................................4.5 4.2.5 Pilot Requirements.............................................................................................................4.5 4.3 Simulator Implementation.................................................................................................4.6 4.3.1 Simulator Fidelity Check...................................................................................................4.6 4.3.2 Computer Analysis/Simulator Study Data Requirements.................................................4.6 Appendix 4-A Instructor Pilot Syllabus Briefing Supplement........................................4-A.1 Appendix 4-B Operators Guide to CFIT Questions.........................................................4-B.1 Appendix 4-C CFIT Safety Briefing................................................................................4-C.1 Appendix 4-D Escape Maneuvers....................................................................................4-D.1 Appendix 4-E Video Script: “CFIT: An Encounter Avoided”........................................4-E.1 ii Section Page 5 CFIT Background Material ...............................................................................................5.i 5.0 Introduction........................................................................................................................5.1 5.1 General Goals and Objectives...........................................................................................5.1 5.2 Overview of Background Information..............................................................................5.1 Human Factors Issues in CFIT Accidents 1984-1994 ......................................................5.3 Human Factors and Training Issues in CFIT Accidents and Incidents ............................5.4 The Real World of Human Factors: Where Are We Going?............................................5.5 Chart Revision Could Enhance Non-Precision Operations ..............................................5.6 Managing Automation in the Cockpit...............................................................................5.7 Flight Safety Foundation CFIT Checklist.........................................................................5.8 Flight Safety Foundation Safety Alert...............................................................................5.9 The Dollars and Sense of Risk Management and Airline Safety......................................5.10 FSF CFIT Task Force Aircraft Equipment Team Final Report........................................5.11 FSF CFIT Task Force Flight Crew Training and Procedures Working Group: A Report5.12 5.3 Flight Into Terrain Update by Don Bateman List of CFIT Accidents/Incidents Examples in this Report Appendix iii REFERENCE Units of Measurement (cid:176) degree (temperature) deg degree (angle) deg/s degrees per second ft feet ft/min feet per minute ft/s feet per second hPa hectoPascal hr hour in inch inHg inches of mercury kt knot m meter mbar millibar mi mile min minute nm nautical mile sec second Acronyms ADF automatic direction finding MEA Minimum Enroute Altitude AGL above ground level MIA Minimum IFR Altitude ASRS Aviation Safety Reporting System MOCA Minimum Obstruction Clearance ATC air traffic control Altitude ATCRBS Air Traffic Control Radar Beacon MRA Minimum Reception Altitude System MSA Minimum Safe Altitude ATIS automatic terminal information MSAWS Minimum Safe Altitude Warning service System CFIT Controlled Flight Into Terrain MSL mean sea level CRM Crew Resource Management MVA Minimum Vectoring Altitude DA/H decision altitude/height NOTAM Notice To Airmen EAS Emergency Safe Altitude PANS-OPS Procedures for Air Navigation FAA Federal Aviation Administration Services - Aircraft Operations FAF final approach fix PAPI precision approach path indicator FMC flight management computer PAR precision approach radar FMS flight management system PT procedure turn GPS Global Positioning System RVV runway visibility point GPWS Ground Proximity Warning SID standard instrument departure System SOP standard operating procedure HAA Height Above Airport STAR standard terminal arrival HAT Height Above Touchdown TCAS Traffic Alert and Collision IAF initial approach fix Avoidance System ICAO International Civil Aviation TCH threshold crossing height Organization TERPS Terminal Instrument Procedures IFR instrument flight rules VASI Visual Approach Slope Indicator ILS Instrument Landing System VDP visual descent point IMC instrument meteorological VFR visual flight rules conditions VMC visual meteorological conditions INS Inertial Navigation System VOR VHF Omnidirectional Radio MAP Missed Approach Point Station MCA Minimum Crossing Altitude VOR/DME VOR Distance Measuring MDA/H minimum descent altitude/height Equipment v
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