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Conjunctive Adverbials in the Genre of Research Articles - Muni PDF

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Preview Conjunctive Adverbials in the Genre of Research Articles - Muni

Masaryk University MASAFRaYcuKlt  yU oNf AIVrtEs RSITY   Faculty  of  Arts   Department of English and American Studies Department  of  English  and  American  Studies                                 PProroggrraammmmee: :P  Phhiliolololgoyg y     Field  of  Study:  English  Language   Field of Study: English Language     Conjunctive  Adverbials  in  the  Genre  of  Research  Articles     Dissertation     Analysis of Published Medical Ca   se Reports: Genre-Based Study   PhD Dissertation   Irena  Hůlková   Robert  Helán       Supervisor: PhDr. Jitka Vlčková,  Ph.D.   Brno  2012     Supervisor:     doc.  PhDr.  Renata  Povolná,  Ph.D.                              Brno  2012 I  hereby  declare  that  I  have  worked  on  this  dissertation  independently  using  only   the  sources  listed  in  the  bibliography.   ........................................                                                                    ........................................ Acknowledgements   First  and  foremost,  I  would  like  to  thank  my  supervisor,  doc.  PhDr.  Renata  Povolná,   Ph.D.  In  the  long  process  of  writing  this  dissertation,  she  has  been  a  constant  source     of   great   support,   encouragement,   patience   and   advice.   This   research   has   benefited   immensely  from  numerous  discussion  meetings  we  have  had  and  the  wealth  of  insightful   commentary  that  she  has  provided  on  my  work.     Special  thanks  are  due  to  Prof.  Geoffrey  K.  Pullum,  who  was  my  supervisor  during   my  Fulbright  stay  in  the  US.  I  have  greatly  benefited  from  all  the  discussions  with  him     at  the  University  of  California,  Santa  Cruz.     I  am  particularly  grateful  to  Prof.  PhDr.  Ludmila  Urbanová,  CSc.  for  her  support,   encouragement  and  patience  throughout  the  course  of  my  Ph.D.  study.     I  am  also  thankful  to  a  number  of  my  colleagues  for  their  comments  on  various   aspects  of  my  research  and  general  support.     Last  but  not  least,  I  owe  the  most  to  my  family,  who  have  been  very  patient,   supportive   and   helpful,   especially   during   the   final   stages   of   my   writing   the   present   dissertation.  I  am  deeply  beholden  to  my  husband  David  for  his  great  encouragement  and   endless  patience  (especially  in  times  of  uncertainty),  and  also  for  his  enormous  help     with  all  the  technical  adjustments  that  had  to  be  made  during  the  very  final  editing     of  my  dissertation. Table  of  Contents     1   Chapter  I  ................................................................................................................  1   1.1   Introduction  ......................................................................................................................................  1   1.1.1  Outline  of  the  dissertation  .....................................................................................................  3   1.1.2  Glossary  of  main  terms  and  abbreviations  .....................................................................  4   1.1.2.1   Terms  ................................................................................................................................................  4   1.1.2.2   Abbreviations  .................................................................................................................................  8   1.1.3  Different  terminology  concerning  conjunctive  adverbials  ......................................  9   2   Chapter  II  .............................................................................................................  12   2.1   Introduction  to  Chapter  II  ........................................................................................................  12   2.2   Demarcation  of  the  term  ‘adverbial’  ...................................................................................  12   2.3   Four  grammatical  functions  of  adverbials  ........................................................................  13   2.4   Conjunctive  adverbials  ..............................................................................................................  19   2.4.1  Semantic  roles  of  conjunctive  adverbials  ......................................................................  24   2.4.2  Realization  forms  of  conjunctive  adverbials  ................................................................  31   2.4.3  Positions  of  conjunctive  adverbials  within  a  clause  .................................................  32   2.4.4  Frequency  of  occurrence  of  conjunctive  adverbials  in  different  registers  ......  33   2.5   Summary  and  conclusion  of  Chapter  II  ..............................................................................  34   3   Chapter  III  ............................................................................................................  36   3.1   Introduction  to  Chapter  III  ......................................................................................................  36   3.2   Cohesion  and  coherence  ...........................................................................................................  36   3.3   From  cohesion  through  coherence  to  pragmatics  ........................................................  40   3.4   Pragmatics  and  its  importance  in  the  present  work  ....................................................  44   3.5   Summary  and  conclusion  of  Chapter  III  ............................................................................  48   4   Chapter  IV  ...........................................................................................................  50   4.1   Introduction  to  Chapter  IV  ......................................................................................................  50   4.2   The  concepts  of  register  and  genre  .....................................................................................  50   4.2.1  The  register  of  academic  prose  ..........................................................................................  55   4.2.2  The  genre  of  research  articles  ............................................................................................  60   4.2.2.1   Major  subtypes  of  research  articles  ...................................................................................  65   4.3   Summary  and  conclusion  of  Chapter  IV  .............................................................................  70   5   Chapter  V  ............................................................................................................  72 5.1   Introduction  to  Chapter  V  ........................................................................................................  72   5.2   Corpus-­‐based  approach  –  Discourse  analysis  .................................................................  72   5.2.1  Corpus  ...........................................................................................................................................  74   5.3   Research  objectives  ....................................................................................................................  78   5.4   Summary  and  conclusion  of  Chapter  V  ..............................................................................  79   6   Chapter  VI  ...........................................................................................................  80   6.1   Introduction  to  Chapter  VI  ......................................................................................................  80   6.2   The  frequency  of  occurrence  of  individual  CAs  in  the  genre  of  RAs  .....................  80   6.3   The  frequency  of  occurrence  of  individual  CAs  in  SKF  ...............................................  86   6.4   The  frequency  of  occurrence  of  individual  CAs  in  HKF  ..............................................  90   6.5   The  frequency  of  occurrence  of  individual  CAs  in  SKF  versus  HKF  ......................  93   6.6   The  frequency  of  occurrence  of  individual  CAs  in  ten  different  academic   disciplines  .......................................................................................................................................  96   7   Chapter  VII  ........................................................................................................  104   7.1   Introduction  to  Chapter  VII  ..................................................................................................  104   7.2   Semantic  categorization  of  CAs  ..........................................................................................  104   7.2.1  Semantic  categories  and  their  representatives  .......................................................  106   7.2.1.1   Multiple  class  membership  of  some  CAs  .......................................................................  109   7.3   The  frequency  of  occurrence  of  individual  semantic  categories  of  CAs  in  the   genre  of  RAs  .................................................................................................................................  113   7.3.1  The  category  of  listing  CAs  ...............................................................................................  122   7.3.1.1   Individual  treatment  of  selected  listing  CAs  ...............................................................  123   7.3.2  The  category  of  contrastive/concessive  CAs  .............................................................  125   7.3.2.1   Individual  treatment  of  selected  contrastive/concessive  CAs  ............................  126   7.3.3  The  category  of  appositional  CAs  ..................................................................................  132   7.3.3.1   Individual  treatment  of  selected  appositional  CAs  ..................................................  132   7.3.4  The  category  of  resultive/inferential  CAs  ..................................................................  136   7.3.4.1   Individual  treatment  of  selected  resultive/inferential  CAs  ..................................  136   7.3.5  The  categories  of  transitional  and  summative  CAs  ...............................................  139   7.4   The  frequency  of  occurrence  of  individual  semantic  categories  of  CAs  in  SKF   versus  HKF  ..................................................................................................................................  143   7.5   Realization  forms  of  CAs  with  respect  to  individual  semantic  categories  .......  147   7.6   Positions  of  CAs  within  a  clause  in  the  genre  of  RAs  .................................................  150   8   Chapter  VIII  .......................................................................................................  153 8.1   Introduction  to  Chapter  VIII  ................................................................................................  153   8.2   Abstracts,  Introductions  and  Conclusions  .....................................................................  153   8.2.1  Abstracts  ...................................................................................................................................  153   8.2.2  Introductions  ..........................................................................................................................  154   8.2.3  Conclusions  ..............................................................................................................................  154   8.3   The  density  of  CAs  in  Abstracts,  Introductions  and  Conclusions  ........................  156   8.4   The  frequency  of  occurrence  of  individual  semantic  categories  of  CAs  in   Abstracts,  Introductions  and  Conclusions  .....................................................................  158   9   Chapter  IX  ..........................................................................................................  162   9.1   Conclusions  .................................................................................................................................  162   9.1.1  Distribution  of  individual  CAs  in  the  genre  of  RAs  (Chapter  VI)  ......................  163   9.1.2  Distribution  of  semantic  categories  of  CAs  in  the  genre  of  RAs  (Chapter  VII)  ........................................................................................................................................................  165   9.1.3  Distribution  of  semantic  categories  of  CAs  in  Abstracts,  Introductions  and     Conclusions  (Chapter  VIII)  .................................................................................................  168   9.2   Final  notes  and  concerns  for  the  future  ..........................................................................  169   10   Bibliography  ......................................................................................................  171   10.1   References  .................................................................................................................................  171   10.2   Sources  .......................................................................................................................................  176   10.2.1  Adult  Education  (SKF)  .....................................................................................................  176   10.2.2  Building  Physics  (HKF)  ....................................................................................................  177   10.2.3  Building  Services  Engineering  (HKF)  ........................................................................  178   10.2.4  Fire  Sciences  (HKF)  ...........................................................................................................  178   10.2.5  Management  (SKF)  ............................................................................................................  179   10.2.6  Mathematics  (HKF)  ...........................................................................................................  180   10.2.7  Politics  (SKF)  ........................................................................................................................  181   10.2.8  Psychology  (SKF)  ................................................................................................................  182   10.2.9  Robotics  Research  (HKF)  ................................................................................................  182   10.2.10  Sociology  (SKF)  .................................................................................................................  183   11   List  of  Tables  ......................................................................................................  185   12   List  of  Figures  ....................................................................................................  186   13   Resumé  .............................................................................................................  187 1 Chapter  I   1.1 Introduction   “The  two  important  things  I  did  learn  were  that  you  are  as  powerful  and  strong  as  you  allow   yourself  to  be,  and  that  the  most  difficult  part  of  any  endeavour  is  taking  the  first  step,  making  the  first   decision.”  (Davidson  n.d.)   The  prominent  role  of  English  as  lingua  franca  in  an  academic  environment,     or  as  Swales  (2004)  puts  it,  of  English  as  “today’s  premier  research  language”  (ibid.:  33),   cannot   be   doubted.   It   is   used   by   an   international   readership   and   is   of   paramount   importance   to   all   those   involved   in   tertiary   education,   such   as   students,   teachers     and  researchers.  Swales  (2004)  goes  on  to  emphasize  this:  “There  is  no  doubt  that  English   has  become  the  language  of  research  communication  par  excellence  in  a  preponderance     of  disciplines  and  fields  over  the  last  two  decades.”  (ibid.:  58).     Compared  to  other  registers,  English  academic  prose  –  with  its  highly  specialist   nature  –  is  rather  remote  from  the  general-­‐use  means  of  communication  of  all  native   speakers,  because  most  of  them  do  not  deal  with  this  register  on  a  regular  (or  even  daily)   basis.  Yet  it  can  also  be  viewed  as  ‘global’  (Biber  et  al.  1999:  16),  in  that  it  is  aimed  at     “an  international  audience  with  relatively  little  influence  from  the  national  dialect  of     the  author”  (ibid.).     The   present   dissertation   only   looks   into   one   of   many   attributes   of   academic   English   and   that   is   the   use   of   conjunctive   adverbials   (CAs)   which   contribute   to     the  overall  lucid  stratification  of  the  text  and  thus  to  its  coherence.  Generally  speaking,     it  can  be  said  that  their  occurrence  is  examined  in  the  register  of  academic  prose;   however,   at   a   more   specific   level,   it   is   only   the   genre   of   research   articles   (RAs)     that  undergoes  a  thorough  analysis  here.     The   purpose   of   the   theoretical   part   is   therefore   threefold:   it   first   introduces   conjunctive   adverbials   (CAs),   which   represent   the   central   line   of   the   present   investigation,   along   with   their   main   properties   such   as   semantic   roles,   realization   forms,  positions  within  a  clause  and  frequency  of  occurrence  in  different  registers.   Subsequently,  since  the  conjunctive  adverbials  in  question  represent  an  important  means   of   cohesion   and   hence   contribute   to   the   overall   coherence   of   a   piece   of   discourse,     the  study  also  attempts  to  investigate  the  concepts  of  cohesion  and  coherence  in  general   terms,   that   is,   it   outlines   and   compares   various   approaches   to   these   two   important     1 phenomena  and,  further,  tries  to  find  out  to  what  extent  they  may  overlap  or,  in  contrast,   contradict  each  other.  Finally,  the  last  chapter  of  the  theoretical  background  concentrates   on  the  demarcation  of  the  general  terms  register  and  genre  and  then  singles  out  two   fields  crucial  to  the  present  investigation,  and  these  are  the  register  of  academic  prose   and  the  genre  of  research  articles.  The  occurrence  of  conjunctive  adverbials  in  the  genre   of  research  articles  then  becomes  the  subject  matter  of  the  analytical  part.     The  analytical  part  opens  with  a  short  introduction  to  the  discourse  analysis  and   then  widens  to  include  a  thorough  depiction  of  the  corpus  put  together  for  the  purposes   of  the  present  research.  It  further  includes  the  outline  of  analysis  objectives.  The  three   subsequent  chapters  deal  with  my  research  findings,  the  character  of  which  is  described   in  Subsection  1.1.1  below.   The  corpus  analysis  is  based  on  a  research  article  corpus  of  100  published   papers  (50  representing  soft  and  another  50  hard  knowledge  fields)  in  10  academic   disciplines  (5  representing  SKF  and  the  other  5  HKF)  totalling  819,067  words  before   cleaning   and   612,276   words   after   cleaning.   All   the   texts   (in   their   entirety)   were   selected   at   random;   however,   the   choice   was   vetted   to   ensure   a   reasonable   spread   according   to   the   following   criteria:   author’s   nationality,   author’s   gender,   academic   discipline,  length  of  article,  and  year  of  publication  (for  further  details  on  the  corpus,     see  Subsection  5.2.1).     Within  the  corpus  analysis,  both  qualitative  and  quantitative  methods  are  applied   because  they  are  complementary.  The  qualitative  method  is  used  in  connection  with     the  investigation  of  semantic  roles  of  the  conjunctive  adverbials  and  their  pragmatic   implications,   and   the   quantitative   method   helps   to   analyze   the   frequency   of   occurrence  of  individual  semantic  categories  as  well  as  particular  conjunctive  adverbials.   This  occurrence  is  analyzed  not  only  in  research  articles  as  a  whole,  but  also  in  their   individual  sections  such  as  Abstracts,  Introductions  and  Conclusions.  The  distribution   of   CAs   in   terms   of   their   syntactic   functions,   that   is,   the   position(s)   they   take   up     in  a  clause,  is  also  looked  into.  Realization  forms  of  CAs  are  examined  as  well.     All  the  analyzed  texts  are  borrowed  from  the  delivery  platform  ‘SAGE  Journals   Online’,  which  represents  a  collection  of  “more  than  520  journals  in  Business,  Humanities,   Social  Sciences,  and  Science,  Technology  and  Medicine”  (“SAGE  Journals  Online”  n.d.).  Full   texts  were  first  downloaded  in  Pdf  format,  then  transferred  into  MS  Word  Document     (if   possible)   and   finally   searched   for   instances   of   conjunctive   adverbials   as   listed     in  relevant  grammar  books  (e.g.,  Biber  et  al.  1999;  Greenbaum  1969;  Halliday  &  Hasan     2 1976;  Huddleston  &  Pullum  2002;  Quirk  et  al.  1985)  (for  more  details,  see  Subsection   5.2.1).     1.1.1 Outline  of  the  dissertation   The  present  dissertation  comprises  nine  major  chapters  as  follows:     Chapter  I  opens  with  a  brief  introduction  on  the  subject  matter  and  layout  of     the  dissertation.  It  also  offers  an  overview  of  the  crucial  terms  and  abbreviations  used   throughout  the  work  and  discusses  the  different  terminology  applied  in  connection  with   conjunctive  adverbials  (CAs).     Chapter  II  first  discusses  the  general  term  adverbial  and  its  four  grammatical   functions   as   distinguished   by   Quirk   et   al.   (1985)   and   then   deals   with   a   thorough   description  of  conjunctive  adverbials,  which  is  based  on  the  treatment  of  the  following   features:  semantic  roles  of  CAs,  forms  in  which  they  are  used,  positions  within  a  clause   they   usually   take   up,   and   the   frequency   of   occurrence   across   different   registers     in  general  and  in  academic  prose  style  in  particular  (as  presented  by  Biber  et  al.  1999).   The  occurrence  of  different  semantic  categories  and  the  most  frequent  individual  CAs  is   discussed  as  well.     Chapter   III   is   concerned   with   the   interpretation   of   two   linguistic   phenomena:   cohesion  and  coherence.  It  first  describes,  compares  and  contrasts  these  terms  and  then   discusses  some  notions  of  pragmatics,  as  this  branch  of  linguistics  is  closely  related  not   only   to   the   issues   of   cohesion   and   coherence   but   also   to   the   use   of   conjunctive   adverbials,  which  can  be  viewed  as  pragmatic  markers  (cf.  Fraser  1996).     Chapter  IV  is  devoted  to  the  discussion  of  the  general  terms  register  and  genre  and   consequently  to  their  concrete  representatives,  which  are  fundamental  to  the  present   study:  these  are  the  register  of  academic  prose  and  the  genre  of  research  articles.   Finally,  the  main  subtypes  of  research  articles  are  discussed,  with  special  attention  given   to  argumentative  and  experimental  RAs.   Chapter  V  serves  as  a  lead-­‐in  to  the  analytical  part  of  the  present  thesis.  First,     it   provides   a   few   necessary   notes   on   discourse   analysis   and   then   it   moves   on   to     a  thorough  depiction  of  the  present  corpus.  Finally,  there  is  a  section  introducing  chief   goals  and  objectives  of  the  present  study.     Chapter   VI   is   the   first   chapter   that   deals   with   the   present   research   findings;     it   concerns   primarily   the   frequency   of   occurrence   of   individual   conjunctive     3 adverbials.   The   distribution   of   CAs   is   examined   with   respect   to   the   whole   corpus,     SKF  versus  HKF,  and  in  ten  individual  disciplines.     In  Chapter  VII,  the  investigation  widens  to  include  other  aspects  of  CAs.  It  analyzes   the   frequency   of   occurrence   of   individual   semantic   categories,   and   within   these     it  discusses  some  selected  representatives  in  greater  detail.  The  distribution  of  semantic   categories  is  analyzed  in  the  corpus  as  a  whole  and  with  respect  to  soft  and  hard   knowledge  fields.  This  chapter  also  offers  research  findings  concerning  the  frequency  of   occurrence  of  realization  forms  of  CAs  and  their  positions  in  a  clause.     Chapter   VIII   addresses   the   distribution   of   CAs   in   three   separate   sections   of     a  research  article:  Abstracts,  Introductions  and  Conclusions.  It  first  describes  these   sections  at  a  more  general  level  as  well  as  with  respect  to  their  character  in  RAs  in     the   present   corpus,   and   then   discusses   the   present   research   findings   concerning     the  density  and  occurrence  of  individual  semantic  categories  of  CAs  in  Abstracts,   Introductions  and  Conclusions.     The  last  chapter,  Chapter  IX,  serves  to  summarize  the  content  of  this  dissertation   and  postulates  conclusions  that  can  be  drawn  from  the  present  research.  In  addition,     it  addresses  possible  consequences  of  the  present  analysis  and  singles  out  particular   directions  for  further  investigation.       1.1.2 Glossary  of  main  terms  and  abbreviations   The  present  subsection  lays  out  a  brief  overview  of  the  crucial  technical  terms  and   abbreviations  used  in  the  dissertation.  It  provides  definitions  I  adhere  to  in  this  work.   However,  some  of  the  terms  show  a  variety  of  different  uses  in  the  different  textbooks     I  have  consulted;  these  are  dealt  with  in  relevant  sections  and  subsections  of  Chapters  II,   III  and  IV,  where  fuller  explanations  are  available.     1.1.2.1 Terms   The  entries  are  presented  in  alphabetical  order.     academic  prose   -­‐  a  very  broad  register  comprising  a  number  of  diverse  academic  areas,  all  of  which  have   the   same   communicative   purpose   of   providing   information   about   a   scientific   topic;     the  main  function  of  this  register  is  therefore  referential,  but  can  also  be  didactic  (cf.  Biber   &  Conrad  2009)       4

Description:
1.1.3 Different terminology concerning conjunctive adverbials . Compared to other registers, English academic prose – with its highly specialist . 1994: 14); in terms of phrases, adverbials are typically realized by adverb phrases.
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