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Congressional Research Service Modified Annual Report FY 2009 PDF

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9 0 0 2 r a e Y l a c s i C F o n t gre or s sio p n e a l R R e s l e a a rc u h S n e n r vic A e A n e n u c al R vi e r p e o rt F S isc h a l Ye rc a a r 2 e 0 0 s 9 e R l a n o i s s e r g n o The Library of Congress C 101 Independence Avenue, SE Washington, DC 20540-7000 2 Message from the Director 42 SDeirreviccteo rt’os MCoensgsraegses 74 SLeegrvisiclaet itvoe CSounpgpreosrts 363 MaLneaggiselamtievnet SInuiptipaotirvtes 3298 TechnoMloagny a&g eInmfoernmt aIntiitoiant iRveessources 4302 AAppppeennddiixxeess 5424 NNeeww CCRRSS PPrroodduuccttss iinn FFYY22000099 Modified Annual Report of the Congressional Research Service of the Library of Congress for Fiscal Year 2009 to the Joint Committee on the Library, United States Congress, pursuant to Section 321 Public Law 91-510 9 0 0 2 r a e Y l a c s i F t r o p e R l a u n n A e c i v r e S h c r a e s e R l a n o i s s e r g n o C Fiscal year 2009 was an eventful one for the nation and Congress, e g a and so it was for s s e the Congressional M Research Service. s ’ r o t c e r i D As Congress addressed major issues and issues such as the financing of current public users to more easily find products, services, enacted historic legislation, CRS was there programs, potential legislative alternatives, and and experts. CRS implemented its Authoring every step of the way, analyzing problems the role and effectiveness of prevention and and Publishing system, featuring a customized and assessing policy options in support of an wellness programs. Experts prepared analyses authoring tool and an improved process for informed national legislature. of five different versions of health care reform displaying PDF and HTML versions of products. The beginning of the fiscal year coincided considered by lawmakers. The Service also launched Mercury, a client with the peak of a financial crisis. The CRS assisted Congress on a long list of management system that supports research Service analyzed the effectiveness of methods other critical issues, including unemployment management and increases responsiveness to of economic stimulus and closely assisted compensation, employment and training, congressional needs. CRS began a data program Members and their staffs during the formula- H1N1 influenza pandemic, food safety, that expands the realm of quantitative analysis tion, deliberation, and implementation of the climate change, energy policy, the automobile across geospatial and graphical applications, American Recovery and Reinvestment Act of crisis, national security, missile defense, and delivering new tools in support of policy analy- 2009. As Congress debated measures to address terrorism. sis. Also of note, the Service and the Library the weaknesses of the financial system, CRS In addition to this legislative support, the jointly initiated a major, multi-year initiative to analyzed key elements of consumer finance and Service held programs and seminars for Mem- develop a strategic direction for the Legislative legal issues to support its reform efforts. bers and staff. A prominent and successful one Information System (LIS). Foreign affairs continued to be of consider- was Legislative Issues and Procedures: The CRS At CRS we consider it an honor and privilege able congressional interest as events unfolded Seminar for New Members, which the House to serve Congress throughout the legislative in Afghanistan and Iraq. Analysts examined and CRS cosponsored in January 2009. This process by providing comprehensive and reliable U.S. military operations in Afghanistan, includ- bipartisan policy seminar, held at the start of legislative research and analysis that are timely, ing formal oversight, funding, and troop levels. every new Congress under the auspices of the objective, authoritative, and confidential. This Experts on Iraq contributed during milestones Committee on House Administration, helped report highlights our accomplishments in sup- including the signing of the U.S.-Iraq Security 81 percent of newly elected Members of the port of that mission. Agreement, the withdrawal of U.S. forces from 111th Congress prepare for their new roles by major Iraqi cities, and the handover of major providing objective, nonpartisan analysis on security missions to Iraqi forces. Iran was critical policy issues and an overview of House also a focus of lawmakers’ concerns, and CRS procedures and rules and the federal budget informed debates on Iran’s electoral dynamics, process. Daniel P. Mulhollan nuclear ambitions, sanctions, and neighbor CRS undertook several significant manage- relations. ment initiatives to support its service to Health care reform was a major policy issue. Congress. CRS launched a redesigned site The Service assisted Congress from the begin- for Congress, with a new, updated look and ning of the health care debate, with a focus on improved navigation that enables congressional 3 Annual Report Fiscal Year 2009 The Congressional Research Service s serves Congress s e r by providing g n o comprehensive and C o reliable legislative t e c research and analysis i v r e that are timely, S objective, authoritative, and confidential and contribute to an informed national legislature. CRS experts meet congressional needs for analy- quences. CRS constantly adjusts its research and publications and by transmitting research sis of public policy issues in an interdisciplinary, agenda to align with changing congressional and analysis done largely by other government integrated manner, and through consultative needs. Members of Congress know they can rely agencies, private organizations, and individual relationships that ensure immediacy and on CRS specialists in the financial markets, just scholars. offer options for direct interaction as well as as they rely on the Service’s foreign relations In 1970 Congress enacted the Legislative formal written analyses. CRS support for the specialists with regional expertise to recognize Reorganization Act, which changed the name of 111th Congress in Fiscal Year 2009 took place the political and cultural forces at work in the the support unit from the Legislative Reference throughout all steps of the legislative process world today, and its health finance experts as Service to the Congressional Research Service. across the full range of active public policy areas. well as health care specialists to understand the The Act increased its resources and directed the CRS assisted in examining the nature and extent factors contributing to growing health care costs. Service to devote more of its efforts to research of problems facing the Congress, identified and Members rely on this CRS expertise, not only to and analysis that assisted Members of Congress assessed policy options, assisted with hearings on assess independently the outside expert opinions in direct support of the legislative process. With policy proposals and on implementation of exist- advocated before them, but also to complement this legislation, a new category of service was to ing policies, and supported congressional review their own experience and knowledge, and that be performed by CRS: assisting committees with of nominations and treaties. of their staff, to ensure that the judgments they the research and other assistance they need. CRS is structured to ensure that its work is make are as well informed as possible. Today CRS provides a full range of research and well focused, well designed, and well executed; information services to both Members and com- The CRS Tradition and that data are sound, that assumptions and mittees of Congress. qualifications have been clearly identified, and Outline of this Report that findings inform the legislative issue at hand, The CRS tradition of providing assistance to with implications and options set out systemati- Congress continued in FY2009, a reflection cally and lucidly. Throughout all its deliberations of the unique, supportive mission that has The following pages summarize the highlights of Congress has come to rely on CRS for this struc- remained unchanged since its inception nearly FY2009 to illustrate CRS contributions to meet- ture as well as the Service’s capacity to integrate a century ago. The supportive role began in ing congressional needs for legislative assistance the insights of various disciplines into a coherent 1914 when Senator Robert La Follette and as well as outline management initiatives to whole. Representative John M. Nelson, both of Wis- enhance the efficiency of the Service. Appended Whether it is determining the impact of consin, promoted the establishment of a special are budget components, descriptions of human changes in financial market regulations or reference unit in the Library of Congress devoted resources and staff development, summaries of examining a proposal to balance interests in solely to respond to congressional requests for types of support provided, and an overview of a contentious region of the world, Congress information. The creation of this unit was a the Service’s organizational structure. is challenged to address issues that are grow- product of progressive era ideas about the impor- ing more complex and technical and that are tance of acquiring knowledge for an informed increasingly interrelated. The Service must offer and independent legislature. The Legislative what its charter statute states, namely, to antici- Reorganization Act of 1946 gave the Legislative pate the consequences of alternative proposals Reference Service permanent authorization to and in doing so, foresee unintended conse- assist Congress primarily by providing facts 5 Annual Report Fiscal Year 2009 This summary of CRS highlights for FY2009 illustrates the breadth t r o p and depth of CRS p u services that meet S e ongoing congressional v i t a needs for legislative l s i g assistance. e L Major Issues of the Year Reform of Financial Sector and analysis because of growing congressional As Congress deliberated on measures to address interest in the influence of Iran’s policies on the Economic Stimulus weaknesses of the financial system, CRS sup- security of the Middle East region. CRS experts ported congressional efforts to reform key continued to inform congressional debates In the fall of 2008, as the financial crisis peaked elements of consumer finance, including credit with timely and authoritative responses to and the U.S. economy continued to stall, CRS card markets, mortgage finance, and predatory lawmakers’ concerns about electoral dynamics, experts focused on options for economic stimu- lending. Experts provided analyses and briefings including the dramatic crackdown following lus under consideration by Congress; specifically, on systemic risk, resolution of problems of the June 2009 elections, examinations of Iran’s analysts and information professionals across banks deemed “too big to fail,” mark-to-market nuclear ambitions, analysis of U.S. policies and the Service offered assistance in understanding accounting, and credit rating agencies. In a options regarding sanctions, and assistance in the effectiveness of federal spending increases, series of seminars CRS experts explored the understanding motivations and policies of Iran’s income tax cuts, and monetary policy as alterna- background and origin of the financial crisis; neighbors. tive methods of stimulating the economy. current market structures and regulatory regimes During formulation, deliberation, and of banking, insurance, and securities and deriva- Afghanistan Stabilization implementation phases of the stimulus bill, the tives; as well as the future disposition of Fannie In FY2009 the United States and NATO American Recovery and Reinvestment Act of Mae and Freddie Mac. CRS experts also testified continued to pursue their overall strategy in 2009 (ARRA; P.L. 111-5), CRS assisted Congress at congressional hearings on insurance regula- Afghanistan of stabilizing and strengthening by assessing how the provisions could provide tory reform. its economic, social, political, and security stimulus, in what ways they could be utilized, CRS attorneys analyzed various legal issues environment to blunt local support for extremist and by whom. In other work related to the regarding reform proposals, mortgages and forces. As part of this effort, Congress considered stimulus, analysts addressed debt and deficit foreclosures, mortgage fraud and discrimination, increases in foreign assistance spending for issues and measures of economic recovery. and protection of renters in foreclosures. As the Afghanistan to fund security sector assistance, CRS assisted with numerous congressional Troubled Asset Relief Program funds became development and humanitarian-related requests pertaining to legislative provisions: available to various entities, Congress became activities, and counter-narcotics support. increasing the federal share of Medicaid costs; interested in executive compensation. Other CRS examined U.S. policy and foreign aid to subsidizing health insurance through temporary attorneys briefed Members on ways that existing Afghanistan, the Department of Defense’s role subsidies of the Consolidated Omnibus Budget law limits executive compensation and analyzed in foreign assistance to Afghanistan, the United Reconciliation Act premiums and expanded the constitutionality of proposals to tax or limit Nations Assistance Mission in Afghanistan, and health coverage tax credits for unemployed work- certain bonuses. They also addressed legal issues Afghan participation in international narcotics ers; funding education and training, including raised by revision of the first-time home buyer trade. CRS supported congressional examina- K-12 education reform and Workforce Invest- tax credit, the “Buy American” requirements in tion of U.S. military operations in Afghanistan, ment Act programs; increasing the Temporary spending provisions, and the constitutionality of including formal oversight, funding, and ques- Assistance for Needy Families block grant to some grant conditions. tions related to troop levels. CRS also examined help states finance costs of more caseloads and resource and policy considerations of the emergency aid; and preventing unauthorized Iran Administration’s strategic view. immigrants from obtaining tax credits under Iran was a prominent focus of CRS research ARRA legislation. 7 Annual Report Fiscal Year 2009 Iraq for example, implications for expanding Med- short-time compensation (work sharing) as a CRS continued to provide authoritative research icaid coverage, treatment of noncitizens and possible provision to alleviate unemployment, and analysis to Congress as the dynamic their eligibility for health reform credits, and the and state loan procedures. situation in Iraq further unfolded. Experts in current market structure of the health insurance the Service contributed during many of the industry. Experts prepared analyses of the five Employment and Training milestones of the year including the signing different versions of health care reform being With increasing concern over the severity of of the U.S.-Iraq Security Agreement (Status of considered by lawmakers. the recession, Congress sought information Forces Agreement, or SOFA), the withdrawal of CRS legal experts examined numerous on job creation and the relative depth of the U.S. forces from major Iraqi cities, the handover proposals such as those to establish incentives current recession compared to past recessions. of major security missions to Iraqi forces, and for “wellness” programs, health care fraud, In response, CRS analyzed employment trends the appointment of a new U.S. Ambassador to health information technology, medical records before and after the end of previous recessions, Iraq. CRS analysts, calling on a cross-section of privacy, antitrust considerations, medical mal- countercyclical job creation programs, employ- expertise and close attention to developments, practice, government funding of abortion, and ment effects of infrastructure spending, and both within Iraq and in the surrounding region, unauthorized alien eligibility. These attorneys programs available for unemployed workers. supported numerous congressional oversight, also analyzed the constitutionality of enacting Experts examined jobs in the renewable energy advisory, appropriations, and related legislative an individual health insurance purchase require- efficiency sectors of the economy (“green jobs”). activities. Support also included expert testimony ment, whether enforced by tax, spending, or As Congress considered reauthorizing the Work- on SOFA and briefings for congressional leader- commerce clause powers, and reviewed consti- force Investment Act (WIA, P.L. 111-8), CRS ship delegations to Iraq. tutional issues related to religious exemptions to analysts examined issues such as performance health care coverage and treatment. accountability systems, performance outcomes, Health Care Reform benefits for dislocated workers, summer youth Health care reform has been a major policy issue Unemployment Compensation employment programs, the relationship between of the 111th Congress, driven by the number of As a bleak employment situation worsened, WIA youth programs and the secondary educa- Americans without health insurance coverage, Congress focused attention on providing a more tion system, and federal training programs for increases in health care costs, a potential short- generous and targeted extension of Emergency green jobs. age of providers, and concerns about quality of Unemployment Compensation benefits, as well care. Experts throughout CRS assisted Congress as relieving the financial distress experienced H1N1 Influenza Pandemic from the beginning of the health care debate, by state Unemployment Compensation (UC) When the World Health Organization declared with a focus on such issues as financing of cur- programs. CRS analysts considered how various the outbreak of a new strain of influenza, rent public programs (Medicare and Medicaid) legislative proposals might alleviate the eco- “H1N1,” to be the first pandemic in forty years, and potential legislative alternatives, and the nomic slowdown, provided comparative analyses CRS quickly analyzed key policy aspects of the role and effectiveness of prevention and wellness of these proposals, and assisted in targeting new public health threat, including issues such programs for population subgroups such as the provisions to best meet the intent of Congress. as the scope of federal and state quarantine elderly. Hearings support included analyses of Experts also analyzed the financing structure authority and product liability associated with health care quality and long-term care. As legis- of the UC program, the status of the states’ UC the use of a vaccine to protect against the new lation moved forward, experts reviewed, accounts with the Unemployment Trust Fund, flu strain. CRS analysis showed that emergency Congressional Research Service 8

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