ChristiantoWibowo,KaMingNg ConceptualDesignofCrystallizationProcesses Also of interest GoldNanoparticles. AnIntroductiontoSynthesis,PropertiesandApplications ValerioVoliani, ISBN----,e-ISBN----, EPUB-ISBN---- OrganicChemistry:Must-KnowMechanisms RomanValiulin, ISBN----,e-ISBN----, EPUB-ISBN---- SolubilityinPharmaceuticalChemistry ChristophSaal,AnitaNair(Ed.), ISBN----,e-ISBN----, EPUB-ISBN---- NMRMultipletInterpretation. AnInfographicWalk-Through RomanValiulin, ISBN----,e-ISBN----, EPUB-ISBN---- BiocidalPolymers NarendraPalSinghChauhan(Ed.), ISBN----,e-ISBN----, EPUB-ISBN---- Christianto Wibowo, Ka Ming Ng Conceptual Design of Crystallization Processes Authors Dr.ChristiantoWibowo ClearWaterBayTechnologyInc. 671BreaCanyonRoad,Suite5 Walnut,CA91789 USA E-Mail:[email protected] Prof.KaMingNg Dept.ofChemicalandBiologicalEngineering HongKongUniversityofScienceandTechnology ClearWaterBay HongKong China E-Mail:[email protected] ISBN978-1-5015-1987-1 e-ISBN(PDF)978-1-5015-1990-1 e-ISBN(EPUB)978-1-5015-1352-7 LibraryofCongressControlNumber:2020948686 BibliographicinformationpublishedbytheDeutscheNationalbibliothek TheDeutscheNationalbibliothekliststhispublicationintheDeutscheNationalbibliografie; detailedbibliographicdataareavailableontheInternetathttp://dnb.dnb.de. ©2021WalterdeGruyterGmbH,Berlin/Boston Coverimage:christiantowibowo Typesetting:IntegraSoftwareServicesPvt.Ltd. Printingandbinding:CPIbooksGmbH,Leck www.degruyter.com TothememoryofJimDouglas About the Authors ChristiantoWibowoisgroupmanagerandprincipalengineeratClearWaterBayTechnology,Inc., Walnut,California.HeobtainedaBSdegreefromBandungInstituteofTechnology,Indonesia,and aPhDfromtheUniversityofMassachusettsAmherst,bothinchemicalengineering.Hewasa postdoctoralfellowattheHongKongUniversityofScienceandTechnologybeforejoining ClearWaterBayTechnologyin2002,wherehehasbeenmanagingconsultingprojectsonawide rangeoftopicsincludingprocesssynthesis,processmodeling,processimprovement,andenergy management.Hewasinvolvedinthedevelopmentofnovelprocessessuchasthepatented processesfortheproductionofmethylisobutylketoneandneopentylglycol.Dr.Wibowoisa seniormemberoftheAmericanInstituteofChemicalEngineers(AIChE),wherehereceivedthe ProcessDevelopmentDivisionStudentPaperAwardin2002.HeisanactivememberoftheProcess DevelopmentDivision. Dr.Wibowohasbeendevelopingaframeworkfortheconceptualdesignofcrystallization processes,startingfromhisPhDresearchworkonaunifiedapproachforcrystallizationprocess synthesis.ThroughhiscontinuingcollaborationswithProf.KaMingNg’sresearchgroupatthe HongKongUniversityofScienceandTechnology,theframeworkhasbeenexpandedinvarious directionstoallowitsuseindifferentsystemsandapplications.Concurrently,hewasinvolvedin consultingprojectsonthedevelopmentofcrystallizationandsolid–liquidseparationprocesses,in whichtheframeworkwasfine-tunedtosolvereal-lifeproblems.Thelearninghasbeen disseminatedinpublicaswellasin-houseshortcoursesaroundtheworld.Heistheinstructorof anonlineversionofthecourse,whichisapartofAIChE’seLearningprogram(http://www.aiche. org/academy/courses/ela101/crystallization-process-development). KaMingNgiscurrentlyCTOofCNInnovationsandProfessorEmeritusofChemicalandBiological EngineeringattheHongKongUniversityofScienceandTechnology.From1980to2000,heserved asprofessorofchemicalengineeringattheUniversityofMassachusetts(UMass)Amherst.He joinedtheHongKongdepartmentin2000andservedasHeadfrom2002to2005.HewasCEOof theNanoandAdvancedMaterialsInstituteLtd.,agovernmentfundedR&Dcenterfrom2006to 2013.Inthispositon,heworkedwithinvestorsandindustrialistsinHongKongandMainland Chinatodevelopproductsandthecorrespondingmanufacturingprocessesfocusingonthe applicationofnano-andadvancedmaterials.Heservedascorporatescienceandtechnology advisorforMitsubishiChemical,Japan,from2001to2013.HeheldvisitingpositionsatDuPont, MIT,andtheNationalUniversityofSingapore.Hisresearchinterestscenteronproduct conceptualization,processdesign,andbusinessdevelopment.Heisaneditor/editorialboard memberofvariousjournals.HefoundedanumberofcompaniesintheUnitedStatesandin HongKong.Hehasservedasaboardmemberforprivateandlistedcompanies.ProfessorNgisthe recipientoftheGeneralElectricOutstandingTeachingAward.HeisafellowoftheAmerican InstituteofChemicalEngineerswherehereceivedtheExcellenceinProcessDevelopmentResearch Awardin2002.InHongKong,heservedasanadvisorforteamswinningtopprizesintheannual OneMillionDollarEntrepreneurshipCompetition. WhileatDuPontCentralR&Din1995–1996,ProfessorNgworkedonreactordesignanddesign ofcommodityandagriculturalchemicalplants.Inparticular,hearticulatedamultiscale perspectiveforthedesignofreactionsystems.From1998to2001,hewasateammemberat MitsubishiChemical,Japan,forthedevelopmentofanovel50,000tonmonomerplantthatwon theJapanPetroleumInstituteAwardforTechnologicalProgressin2004.Inthisproject,histeam conceptualized,scaled-up,andcommercializedanovel10-mtalltrickle-bedreactorfor acetoxylationreactionathighpressureandtemperature.Inacademicresearchofprocesssystems https://doi.org/10.1515/9781501519901-202 VIII AbouttheAuthors engineering,hehasbeenfocusingonthedesignofsolidprocessingplants,theconceptualdesign ofcrystallizationsystems,andconsumerproducts. ProfessorNgstartedhisresearchonproductdesignofpersonalcareproductsinthelate 1990satUMass.Thiswasexpandedtootherproducts,classifiedintomolecular,functionaland formulatedproducts,anddevices.In2006,alongwithR.GaniandK.Dam-Johansen,heedited ChemicalProductDesign:TowardaPerspectiveThroughCaseStudies,publishedbyElsevier. Basedonhisexperienceinentrepreneurshipandinteractionswithproductinnovators,he formulatedasystematicmultidisciplinary,multiscale,hierarchicalapproachalongwithsomeof thenecessarytoolsandmethodstoproductdesign.TheseideasaredescribedinatextProduct andProcessDesignPrinciples:Synthesis,Analysis,andEvaluation,4thEd.(withW.D.Seider, D.R.Lewin,J.D.Seader,S.Widagdo,andR.Gani)publishedbyWileyin2017. Preface Crystallizationcanbeviewedfromtwoperspectives.Themostcommonperspective, by far, views crystallization as an isolated chemical processing step or unit opera- tion from which the crystals of a single compound of desired purity, crystal size, shape,chirality,and/orpolymorphicformarerecoveredfromasolution.Avolumi- nous body of literature exists focusing on this point of view. Another perspective thatviewscrystallizationasamulticomponentseparationprocesshasnotreceived adequateattention.Thecompoundtobecrystallizedrarelyexistsbyitself.Itisim- portant to understand how to design a process to recover the crystals of a desired componentorcomponentsfromamixtureofcompoundsinconjunctionwithother unitoperationssuchasfiltration,distillation,andsoon. Our research on crystallization process design started around 1990 at the University of Massachusetts Amherst (UMass) under the guidance and encourage- mentofProfessorJimDouglas,whopioneeredconceptualprocessdesign.Acrystalli- zation separation process is conceptualized by representing it as a sequence of processpointsonasolid–liquidequilibrium(SLE)phasediagram.Thedisparatetra- ditionalcrystallizationtechniquessuchasfractional,extractive,reactive,andantisol- vent crystallization were unified under this approach. The mathematical framework forrepresentinghigh-dimensionalSLEphasediagramsforbothelectrolyteandnon- electrolytesystemsweredeveloped,therebyallowingthedesignofamulticomponent system with complex phase behavior. This effort was continued at the Hong Kong UniversityofScienceandTechnology(HKUST)startingin2000,focusingonexperi- mentalaspectsofmulticomponentcrystallization.Therecoveryofisoflavone,ibupro- fen, various inorganics from a salt lake, stereoisomers from natural herbs, and proteins were considered. Concurrently, the methods and experimental techniques developed were successfully applied to a large number of industrial design projects from companies in the United States, Japan, China, and other countries around the worldthroughconsultancy. Theaimofthisbookistoprovideacomprehensiveexpositionofthefundamen- tal and practical aspects of crystallization as a separation process. Much of the book is derived from the short courses at the American Institute of Chemical Engineers meetings, other international conferences, and various industrial sites, as well as the lectures delivered at UMass and HKUST. This book is intended for researchers and engineers interested in the design of crystallization processes. As crystallizationisanintegralpartofchemicalprocesses,itcanalsobeusedasaref- erencetextforuniversitycoursesonprocessdesign.Exerciseproblemsareprovided toenhancethepedagogicalaspectofthismonograph. Wewouldliketoexpressourdeepappreciationforthecontributionofformerstu- dentsandassociatesatUMassandHKUST:Dr.DavidBerry,Mr.MarcosCesar,Dr.Alex Chan, Mr. Stephen Chan, Dr. Wen-Chi Chang, Dr. Alice Cheng, Dr. Susan Dye, Dr. Kelvin Fung, Dr. Benny Harjo, Dr. Priscilla Hill, Dr. Vaibhav Kelkar, Dr. Martin https://doi.org/10.1515/9781501519901-203 X Preface Kwok, Dr. Emily Lai, Mr. Arthur Lam, Ms. Carrie Lam, Dr. Candy Lin, Dr. Michelle Lin, Mr. Owen Luk, Dr. Thomas Pressly, Dr. Shankar Rajagopal, Dr. Ketan Samant, Dr.JosephSchroer,Dr.SzeKeeTam,andmanyothers,tothecontentsinthisbook.We alsothankDr.LionelO’YoungandothercolleaguesatClearWaterBayTechnology,as well as our industrial partners, for valuable discussions during the course of various projectsinwhichwewereinvolved.