To C. Jane and David A. Robinson, Harty L. Dersley and to the memory of Henry A. Dersley. vi Acknowledgments I am indebted to a number of people for the help, support and encouragement that I have received from them during this project. I would like to begin by thanking my supervisor, Tony Wootton, who could not possibly have been more generous, both with his advice and time. This thesis would not have developed in the way that it has without his vigilant attention to detail and, at times, startlingly clear insights into the data. His patient and good- humoured guidance has made what I have, at times, found to be a frustrating and perplexing undertaking, an enjoyable, illuminating and valuable experience. There are several other members of the Sociology Department to whom I would like to express my gratitude. These include Paul Drew, for his advice and guidance, particularly in the early stages of the project; Colin Campbell, who has been most helpful in his role as head of the department; Richard Wrightson, for his patient assistance in curing my initial computer-phobia; and Betty Vickers for her unfailing logistical support. I would also like to thank Robin Smith and Peter French for providing and helping to locate some of the data that I have consulted during this research. In addition to the people mentioned above, there are a number of other individuals to whom I am particularly grateful. Firstly, my principal thanks must be reserved for Jane Robinson, whose tireless support, understanding and tolerance have been manifested in innumerable ways. As well as providing an intellectual environment within which many of the themes developed in this thesis could be discussed before they were exposed to the rigours of Tony's professional evaluation, she has also endured, with fortitude, countless readings of versions of the following chapters. Above all, I would like to thank her for keeping her nerve on those many occasions upon which I almost lost mine. Without her this project would certainly not have come to fruition. Secondly, I would like to thank'my mother, Lilian Dersley, and Jane's parents, Lilian and Duncan Gray, for their generous financial assistance. Finally, I would like to express my gratitude to Mavis Witcherley for the child-care responsibilities that she has enthusiastically and expertly undertaken, and also for teaching me everything that she knows about the more practical applications of argumentative talk. VII Author's Declaration This thesis represents original work in which the analysis of its materials was performed solely by the author. From the start the "spirit" is afflicted with the curse of being "burdened" with matter, which here makes its appearance in the form of agitated layers of air, sounds, in short, of language. Language is as old as consciousness, language is practical consciousness that exists also for other men, and for that reason alone it really exists for me personally as well; language, like consciousness, only arises from the need, the necessity, of intercourse with other men. (Marx and Engels, 1974 [18461:51) ix Chapter One Introduction 1. Research into everyday argumentation In recent years a small but growing number of studies has sought, like the present work, to examine the organisation and construction of argumentative interaction. A sizeable proportion of this body of literature uses or, in the case of some sociolinguistic studies, is significantly informed, by the analytical methodology of conversation analysis (hereafter 'CA') (see, for example, Goodwin and Goodwin, 1987; Schegloff, 1988; Whalen, Zimmerman and Whalen, 1988; Coulter, 1990; Vuchinich, 1984, 1990; Garcia, 1991; Hutchby, 1996; Horowitz, 1996; Al-Khatib, 1997). Various topics have been investigated within this literature. Some studies, for example, consider disputatious talk as it is formulated by children (e.g. Goodwin, M., 1982, 1983, 1990; Goodwin and Goodwin, 1987; Maynard, 1985a, 1985b). Other research has investigated the termination of adult argumentative conversation and the ways in which non-disputatious interaction may be resumed subsequently (Vuchinich 1990). Still further CA research has focused on disputatious talk in various types of institutional and/or formal setting. Instances of these 'context- specific' studies include Garcia (1991), which examines a particular type of turn pre- allocation system and its use in some forms of dispute mediation session, and Hutchby (1996), which examines disputes as they occur in radio 'phone-in' programmes. This is an environment in which argumentation is sometimes implicitly encouraged. Other potentially disputatious settings that have been investigated include 'candid camera' type television programmes (Al-Khatib, 1997) and intra- familial conflicts (Horowitz, 1996). Studies such as these have had much to tell us about the ways in which conversation is organised in differing types of interactional context. More importantly, they have also revealed that social contexts can actually be shaped and constituted by the forms of interactional organisation that are used within them. Hutchby (1996), for example, demonstrates that certain types of talk radio programme rely heavily upon the ability of their 'hosts' to employ conversational strategies that are designed to create and maintain a disputatious conversational environment. They may, for instance, reformulate or 'misrepresent' claims or assertions made by callers. They also sometimes employ 'validity challenges' like 'so' or 'what's that got to do with if by means of which they 'oppose a claim on the grounds of its relevance to the matter in question' (op cit:50 - 51). By using strategies such as these, the hosts are enabled to maximise the probability that argumentation will occur. Whalen et al (1988), on the other hand, examine an encounter that occurs in a context within which argument is far less desirable. This study is concerned with identifying the ways in which a dispute develops during a conversation between a nurse/ ambulance dispatcher, who is staffing an emergency telephone line, and a caller who is seeking assistance for his stepmother, who is seriously ill. By studying this telephone call in detail, the researchers are able to demonstrate that the dispute arises as a consequence of a series of misalignments between the conversational actions that each of the interactants attempts to perform. In particular, attempts by the nurse to elicit information about the nature of the problem for which assistance is required are interpreted by the caller as requests for diagnostic information, which he does not have the professional competence to provide. When the nurse insists that the caller must provide the requested information, he becomes irritated and abusive. It is at this point in the conversation that the interaction becomes disputatious. It becomes evident from their talk that, as far as the nurse is concerned, the caller is acting in an uncooperative way while, for the caller, the nurse is delaying the provision of a service that he urgently requires. Here, then, a discrepancy occurs between the 3 interactional roles that each of the speakers perceives themselves and the other party to occupy. The nurse constructs her talk in a way that is fitted, in the particular conversational environment 'emergency call', to the role of interrogator. By failing to answer her questions, the caller, as far as she is concerned, also fails to occupy the role that is fitted to him in this setting - that of 'information provider'. The caller, by contrast, constructs his talk in a way that is appropriate to the interactional role 'service requester'. It becomes evident that, for him, the nurse is failing to respond in a way that is appropriate to the corresponding role of 'service provider'. As a consequence of the delay that is caused by the resulting argument, the sick woman dies. This study reveals that the orientation of speakers to the forms of talk by means of which particular interactional settings may be constituted can be fundamental for the successful organisation of social action. Amongst the literature mentioned above, Vuchinich's (1990) study has had a significant bearing on aspects of the present research. Vuchinich identifies a number of interactional structures by means of which disputants are able collaboratively to terminate sequences of argumentative talk. These structures consist of adjacently positioned utterances the first of which proposes, and the second of which assents to the termination. These exchanges usually also facilitate the resumption of non-argumentative conversation subsequently. Although I will refer to this study on several occasions in the course of this discussion, it is of particular relevance to chapter four. Here, I focus on sequences of disputatious talk that are terminated in less collaborative ways than those described by Vuchinich, and which do not lead to a resumption of non-argumentative talk. These are conversations that culminate with one of the disputants unilaterally 'walking out'. This research project was initially conceived, in part, as a result of my interest in investigating the differing forms of interactional organisation that can lead to such widely disparate types of outcome. In addition to the CA and sociolinguistic studies that have been referred to, quite a wide variety of research into forms of argumentative talk has also been 4 undertaken within a range of other specialisms. Such research includes a substantial body of work that has emanated, over the past several decades, from within the fields of social psychology and psycholinguistics. Here, a primary focus of study has been the types of response that are performed by speakers when the legitimacy or acceptability of actions that they have taken is questioned. This is a particular area of concern within what Antaki (1994) refers to as the 'accounts literature' (see, for example, Sykes and Matza, 1957; Scott and Lyman, 1968; Harre, 1977; SchOnbach, 1980; Antaki, 1981, 1994; Hale, 1987; Riordan, Marlin and Kellogg, 1983; Semin and Manstead, 1983; Cody and McLaughlin, 1990; Tedeschi and Reiss, 1981; Schlenker and Darby, 1981). The 'accounts' that are referred to here generally consist of such things as self-justifications, explanations, excuses, apologies and the like. Some of these studies (e.g. Sykes and Matza, 1957; Scott and Lyman, 1968; SchOnbach, 1980) are essentially taxonomic in nature. SchOnbach (1980), for example, lists almost fifty types of account under just four headings - 'concessions', 'excuses', 'justifications' and 'refusals'. Other studies (e.g. Riordan eta!, 1983; Hale, 1987; Semin and Manstead, 1983) are concerned with what is described as the 'honouring' of accounts. That is, they attempt to identify the extent to which accounts are accepted as legitimate explications of, or for, actions that have been treated as accountable. These are concerns that I, too, will address in the course of this thesis. Amongst these studies, that by Schlenker and Darby (1981) is particularly worthy of note. Here, it is observed that the utterances that speakers construct when their actions have been treated in this way are commonly designed to fulfil more than one interactional function. The authors note, for example, that the performance of an apology may: 5 Allow an actor to admit blameworthiness for an undesirable event but also to attempt to obtain a pardon from the audience by convincing the latter that the event should not be considered a fair representation of what the actor is really like as a person. (op cit:272) Because such utterances may seek to achieve a range of interactional 'goals' they are often composed of a number of components. Schlenker and Darby observe that apologies may consist of up to five such component parts including: (1) a statement of apologetic intent' such as 'I'm sorry', (2) expressions of remorse, sorrow, embarrassment, etc., to indicate the actor knows he or she has transgressed and feels badly about it, (3) offers to help the injured party or make restitution in an attempt to redress the damage, (4) self- castigation, in which the actor disparages the "bad" self that misbehaved, and (5) direct attempts to obtain forgiveness, such as saying, 'please forgive me'. (ibicf) The authors also note that a correlation exists between the number of such components that may be incorporated within a given apology (i.e. its 'fullness'), and the seriousness of the offence by which it is instigated. Although apologies occur very rarely within the corpus of data that has been consulted during the current research, it will be noted, particularly in chapter two of this discussion, that other types of complaint response, such as justifications, are also commonly designed to fulfil more than one interactional function. These utterances, too, are most typically composed of multiple components. While the data focused upon in many of the sociolinguistic studies and all of the CA investigations that have been referred to are naturally occurring, those that are addressed within the accounts literature tend not to be. Rather, the data that are concentrated upon here range from contrived 'vignettes', within which potentially disputatious social encounters are either acted out or described, and upon which observers are invited to comment by means of questionnaires, to examinations of 6 the formal pleas entered by defendants in legal proceedings. However, although the types of argumentative data that have been examined within these various fields are fairly wide-ranging, it is noticeable that very few studies have undertaken detailed and sustained investigations of naturally occurring, ongoing, adult, argumentation as it appears in everyday, mundane interaction. Where CA research is concerned this has been the case because, although many investigators have 'touched upon' interaction of this type, they have done so for comparative purposes whilst in pursuit of a variety of other analytical goals. An exception, here, is Coulter's (1990) study which, although somewhat brief and schematic, describes an 'elementary form' of argument sequence. Such sequences, the author claims, are composed of pairs of utterances. The first of these is the 'declarative assertion'. These are utterances that are 'designed to make some point to be addressed by one or more interlocutors' (op cit.185). In response, a second speaker then performs a counter-assertion. This type of sequence, Coulter observes, may be expanded into a four part structure consisting of 1), a declarative assertion, 2), a disagreement, 3), a solicit (in which the first speaker seeks some form of explication for the disagreement) and, 4) a counter-assertion. It is noticeable that within such sequences, disagreements, for Coulter, typically pre-figure counter-assertive moves at fourth position. This type of construction, however, has not been found to be typical where complaints are followed by disagreement components in the data that have been consulted in the present study. As we shall see in chapter two, in my data disagreement components are more commonly followed by utterances within which the disagreement is mitigated. Such mitigation may be achieved in a number of ways but usually consists of some form of concession that aspects, at least, of the initial complaint are valid. Investigations of naturally occurring argumentative talk are also noticeably absent within the 'accounts literature'. Indeed, here, many of the studies are not concerned with conversation at all, or they focus on talk that is produced in the context of role play experimentation of the type described above. In asking,
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