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Cognition and activities of daily living in ageing and dementia Anthony Martyr April 2013 PDF

270 Pages·2013·5.54 MB·English
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Cognition and activities of daily living in ageing and dementia Anthony Martyr Thesis submitted to the School of Psychology, Bangor University, in fulfilment of the requirements for the degree of Doctor of Philosophy April 2013 Declaration and Consent Details of the Work I hereby agree to deposit the following item in the digital repository maintained by Bangor University and/or in any other repository authorized for use by Bangor University. Author Name: Anthony Martyr Title: Cognition and activities of daily living in ageing and dementia Supervisor/Department: Professor Linda Clare / School of Psychology Funding body (if any): National Institute for Social Care and Health Research Qualification/Degree obtained: Doctoral This item is a product of my own research endeavours and is covered by the agreement below in which the item is referred to as “the Work”. It is identical in content to that deposited in the Library, subject to point 4 below. Non-exclusive Rights Rights granted to the digital repository through this agreement are entirely non- exclusive. I am free to publish the Work in its present version or future versions elsewhere. I agree that Bangor University may electronically store, copy or translate the Work to any approved medium or format for the purpose of future preservation and accessibility. Bangor University is not under any obligation to reproduce or display the Work in the same formats or resolutions in which it was originally deposited. Bangor University Digital Repository I understand that work deposited in the digital repository will be accessible to a wide variety of people and institutions, including automated agents and search engines via the World Wide Web. I understand that once the Work is deposited, the item and its metadata may be incorporated into public access catalogues or services, national databases of electronic theses and dissertations such as the British Library’s EThOS or any service provided by the National Library of Wales. I understand that the Work may be made available via the National Library of Wales Online Electronic Theses Service under the declared terms and conditions of use (http://www.llgc.org.uk/index.php?id=4676). I agree that as part of this service the National Library of Wales may electronically store, copy or convert the Work to any approved medium or format for the purpose of future preservation and accessibility. The National Library of Wales is not under any obligation to reproduce or display the Work in the same formats or resolutions in which it was originally deposited. ii Statement 1: This work has not previously been accepted in substance for any degree and is not being concurrently submitted in candidature for any degree unless as agreed by the University for approved dual awards. Signed ………………………………………….. (candidate) Date 22/04/2013 Statement 2: This thesis is the result of my own investigations, except where otherwise stated. Where correction services have been used, the extent and nature of the correction is clearly marked in a footnote(s). All other sources are acknowledged by footnotes and/or a bibliography. Signed …………………………………………. (candidate) Date 22/04/2013 Statement 3: I hereby give consent for my thesis, if accepted, to be available for photocopying, for inter-library loan and for electronic repositories, and for the title and summary to be made available to outside organisations. Signed …………………………………………. (candidate) Date 22/04/2013 Statement 4: Choose one of the following options a) I agree to deposit an electronic copy of my thesis (the Work) in the Bangor University (BU) X Institutional Digital Repository, the British Library ETHOS system, and/or in any other repository authorized for use by Bangor University and where necessary have gained the required permissions for the use of third party material. b) I agree to deposit an electronic copy of my thesis (the Work) in the Bangor University (BU) Institutional Digital Repository, the British Library ETHOS system, and/or in any other repository authorized for use by Bangor University when the approved bar on access has been lifted. c) I agree to submit my thesis (the Work) electronically via Bangor University’s e-submission system, however I opt-out of the electronic deposit to the Bangor University (BU) Institutional Digital Repository, the British Library ETHOS system, and/or in any other repository authorized for use by Bangor University, due to lack of permissions for use of third party material. Options B should only be used if a bar on access has been approved by the University. iii In addition to the above I also agree to the following: 1. That I am the author or have the authority of the author(s) to make this agreement and do hereby give Bangor University the right to make available the Work in the way described above. 2. That the electronic copy of the Work deposited in the digital repository and covered by this agreement, is identical in content to the paper copy of the Work deposited in the Bangor University Library, subject to point 4 below. 3. That I have exercised reasonable care to ensure that the Work is original and, to the best of my knowledge, does not breach any laws – including those relating to defamation, libel and copyright. 4. That I have, in instances where the intellectual property of other authors or copyright holders is included in the Work, and where appropriate, gained explicit permission for the inclusion of that material in the Work, and in the electronic form of the Work as accessed through the open access digital repository, or that I have identified and removed that material for which adequate and appropriate permission has not been obtained and which will be inaccessible via the digital repository. 5. That Bangor University does not hold any obligation to take legal action on behalf of the Depositor, or other rights holders, in the event of a breach of intellectual property rights, or any other right, in the material deposited. 6. That I will indemnify and keep indemnified Bangor University and the National Library of Wales from and against any loss, liability, claim or damage, including without limitation any related legal fees and court costs (on a full indemnity bases), related to any breach by myself of any term of this agreement. Signature: ……………………………………………………… Date: 22/04/2013 iv Acknowledgments I would like to thank Linda Clare for her invaluable support and guidance that has made the last six years a pleasure. I would also like to thank the research team, Aleks, Carol, Cat, Catherine, Hannah, Julie, Lester, Lexi, Pam, and Sharon. Sharon especially has been and is a good friend; her insightful comments and discussions have been invaluable throughout the three years of the PhD. Aleks has been a great officemate and was always there when I needed to deliberate a problem. I am grateful to the memory clinic staff, particularly Bethan and Rhian, for their assistance with recruiting participants. Not least, I am grateful for the time and commitment given by all the participants who took part in the studies. I would like to thank Ania for making the best cakes in existence. Jasna deserves credit for being a constant support for the last ten years, always pushing me forward. Tryfan has been a relaxing and motivating presence; some of my best ideas have been thought while running up that mountain at seven o’clock in the morning. Finally, Dajve made the solitude of writing up bearable. v Table of contents Declaration and consent .................................................................................. ii Acknowledgments .............................................................................................v Table of contents ............................................................................................. vi List of tables .......................................................................................................x List of figures .................................................................................................. xii Summary ............................................................................................................1 Chapter 1. Introduction ....................................................................................2 1.1 Introduction ....................................................................................................................... 3 1.2 Definition and prevalence of dementia ............................................................................. 5 1.3 Dementia and cognition .................................................................................................... 7 1.4 Tests of executive function ............................................................................................... 9 1.5 Activities of daily living in older people ........................................................................ 12 1.6 The relationship between cognition and activities of daily living in healthy older people .................................................................................................................... 14 1.7 Activities of daily living in people with dementia .......................................................... 16 1.8 The relationship between cognition and activities of daily living in people with dementia ................................................................................................................. 20 1.9 Aims of the thesis and research questions ...................................................................... 21 1.10 Research methodology .................................................................................................. 21 1.10.1 Ethical approvals ................................................................................................. 22 1.10.2 Participant recruitment ........................................................................................ 23 1.11 Structure of the thesis .................................................................................................... 24 1.12 Dissemination of findings ............................................................................................. 27 1.13 Conclusions ................................................................................................................... 28 Chapter 2. Executive function and activities of daily living in Alzheimer’s disease: a correlational meta-analysis ...................................................... 30 2.1 Abstract ........................................................................................................................... 31 2.2 Introduction ..................................................................................................................... 32 2.3 Method ............................................................................................................................ 33 vi 2.3.1 Literature search strategy ...................................................................................... 33 2.3.2 Inclusion criteria ................................................................................................... 34 2.3.3 Procedure .............................................................................................................. 34 2.3.4 Statistical analysis ................................................................................................. 36 2.4 Results ............................................................................................................................. 38 2.4.1 Analysis of associations between ADL ratings and scores on individual cognitive tests ....................................................................................................... 47 2.4.2 Moderator variables and heterogeneity ................................................................. 47 2.4.3 Associations between executive function scores and ratings based on different methods of assessing ADL ability ......................................................... 51 2.4.4 Moderator variables and heterogeneity ................................................................. 51 2.4.5 Driving ability ....................................................................................................... 54 2.5 Discussion ....................................................................................................................... 54 2.6 Conclusions ..................................................................................................................... 57 Chapter 3. Predictors of objectively-assessed, self-rated and informant- rated ability in instrumental activities of daily living in community- dwelling older people: associations with executive function and cognitive screening measures .................................................................................... 58 3.1 Abstract ........................................................................................................................... 59 3.2 Introduction ..................................................................................................................... 60 3.3 Method ............................................................................................................................ 63 3.3.1 Design ................................................................................................................... 63 3.3.2 Measures ............................................................................................................... 63 3.3.2.1 Functional ability ........................................................................................ 63 3.3.2.2 Executive function ...................................................................................... 65 3.3.2.2.1 Traditional neuropsychological tests ................................................ 65 3.3.2.2.2 Ecologically-valid neuropsychological tests .................................... 65 3.3.2.3 Screening tests for cognition and mood ...................................................... 66 3.3.3 Planned analyses ................................................................................................... 67 3.4 Results ............................................................................................................................. 68 3.4.1 The relationship between self-ratings, informant ratings and objective functional ability ................................................................................................... 70 3.4.2 Accuracy of functional ratings compared with objective performance ................ 70 vii 3.4.3 The relationship between functional ability and executive and cognitive screening tests ....................................................................................................... 72 3.4.4 Predictors of objective functional ability .............................................................. 72 3.5 Discussion ....................................................................................................................... 73 3.6 Conclusions ..................................................................................................................... 78 Chapter 4. Verbal fluency and awareness of functional deficits in early- stage dementia ............................................................................................ 79 4.1 Abstract ........................................................................................................................... 80 4.2 Introduction ..................................................................................................................... 81 4.3 Method ............................................................................................................................ 84 4.3.1 Design ................................................................................................................... 84 4.3.2 Measures ............................................................................................................... 84 4.3.3 Procedure .............................................................................................................. 86 4.3.4 Planned analysis .................................................................................................... 86 4.4 Results ............................................................................................................................. 87 4.4.1 Participants ............................................................................................................ 87 4.4.2 Demographic analysis ........................................................................................... 88 4.4.3 Predictors of self-, informant and discrepancy ratings of everyday functioning .. 90 4.4.4 Verbal fluency and perceived functional ability ................................................... 91 4.4.5 Item analysis of functional impairment responses and associations with verbal fluency .................................................................................................................. 94 4.5 Discussion ....................................................................................................................... 94 4.6 Conclusions ..................................................................................................................... 98 Chapter 5. Predictors of perceived functional ability in early-stage dementia: self-ratings, informant ratings and discrepancy scores ....... 99 5.1 Abstract ......................................................................................................................... 100 5.2 Introduction ................................................................................................................... 101 5.3 Method .......................................................................................................................... 103 5.3.1 Design ................................................................................................................. 103 5.3.2 Measures ............................................................................................................. 103 5.3.3 Procedure ............................................................................................................ 104 5.3.4 Planned analysis .................................................................................................. 104 viii 5.4 Results ........................................................................................................................... 105 5.4.1 Predictors of self-rated functioning .................................................................... 107 5.4.2 Predictors of informant-rated functioning .......................................................... 107 5.4.3 Predictors of functional ability discrepancy scores ............................................ 114 5.5 Discussion ..................................................................................................................... 114 5.6 Conclusions ................................................................................................................... 118 Chapter 6. Awareness of functional ability in people with dementia: cognitive correlates .................................................................................. 119 6.1 Abstract ......................................................................................................................... 120 6.2 Introduction ................................................................................................................... 121 6.3 Method .......................................................................................................................... 124 6.3.1 Design ................................................................................................................. 124 6.3.2 Measures ............................................................................................................. 124 6.3.2.1 Functional ability ...................................................................................... 124 6.3.2.2 Traditional neuropsychological tests ........................................................ 126 6.3.2.3 Ecologically-valid neuropsychological tests ............................................ 127 6.3.2.4 Screening tests for cognition and mood .................................................... 128 6.3.3 Procedure ............................................................................................................ 129 6.3.4 Planned analyses ................................................................................................. 130 6.4 Results ........................................................................................................................... 130 6.4.1 The relationship between self-ratings, informant ratings and objectively- assessed functional ability .................................................................................. 133 6.4.2 Accuracy of ratings of functioning compared with objectively-assessed performance ........................................................................................................ 133 6.4.3 Within-participant rating variability after controlling for objective performance ........................................................................................................ 134 6.4.4 The relationship between functional ability and cognitive tests ......................... 137 6.4.5 Predictors of objectively-assessed functional ability .......................................... 138 6.5 Discussion ..................................................................................................................... 138 6.6 Conclusions ................................................................................................................... 142 Chapter 7. Discussion .................................................................................. 144 7.1 Introduction ................................................................................................................... 145 ix 7.2 Review of the key findings ........................................................................................... 147 7.3 Methodological considerations ..................................................................................... 156 7.4 Directions for future research ....................................................................................... 159 7.5 Practical implications of the study findings .................................................................. 163 7.6 Conclusions ................................................................................................................... 164 References ..................................................................................................... 166 Appendices .................................................................................................... 196 Appendix A. Ethical approval documents healthy older people study ............................... 197 Appendix B. Ethical approval documents dementia study ................................................. 198 Appendix C. Participant information sheet healthy older people study ............................. 206 Appendix D. Relative/friend information sheet healthy older people study ...................... 209 Appendix E. Participant & Relative/friend consent form healthy older people study ........ 212 Appendix F. Participant information sheet dementia study ................................................ 213 Appendix G. Relative/friend information sheet dementia study ........................................ 216 Appendix H. Participant consent form dementia study ...................................................... 219 Appendix I. Relative/friend consent form dementia study ................................................. 220 Appendix J. Direct Assessment of Functional Status ......................................................... 221 Appendix K. Informant rating questionnaire for the Direct Assessment of Functional Status ............................................................................................................. 248 Appendix L. Geriatric Depression Scale - Short form (GDS-15) ....................................... 249 Appendix M. Apathy Scale ................................................................................................. 250 Appendix N. Spearman’s rho correlations between tests of executive function and cognitive screening measures ........................................................................ 251 Appendix O. Functional Activities Questionnaire self-rating version ................................ 252 Appendix P. Functional Activities Questionnaire informant rating version ....................... 253 Appendix Q. Mean scores for individual self-ratings and informant ratings of functional items and paired-sample t tests between individual functional items ........... 255 Appendix R. Relative Stress Scale ...................................................................................... 256 Appendix S. Zarit Burden Interview ................................................................................... 257 Appendix T. Spearman’s rho correlations between everyday memory, tests of executive functioning and cognitive screening measures ............................................... 258 x

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Abbreviations: Functional Activities Questionnaire self-report (FAQ-S), informant-report (FAQ-I) and discrepancy score (FAD), Mini-Mental State Executive function and the frontal lobes: a meta-analytic review investigation into frontal lobe involvement in dementia of the Alzheimer type.
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