Civil Capacities in Clinical Neuropsychology National Academy of Neuropsychology Series in Evidence-Based Practices SERIES EDITOR L. Stephen Miller SERIES CONSULTING EDITORS Glenn J. Larrabee Martin L. Rohling Civil Capacities in Clinical Neuropsychology: Research Findings and Practical Applications Edited by George J. Demakis Civil Capacities in Clinical Neuropsychology Research Findings and Practical Applications E G J. D DITED BY EORGE EMAKIS 1 1 Oxford University Press, Inc., publishes works that further Oxford University’s objective of excellence in research, scholarship, and education. Oxford New York Auckland Cape Town Dar es Salaam Hong Kong Karachi Kuala Lumpur Madrid Melbourne Mexico City Nairobi New Delhi Shanghai Taipei Toronto With offi ces in Argentina Austria Brazil Chile Czech Republic France Greece Guatemala Hungary Italy Japan Poland Portugal Singapore South Korea Switzerland Th ailand Turkey Ukraine Vietnam Copyright © 2012 by Oxford University Press, Inc. 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This page intentionally left blank Contents Preface to the National Academy of Neuropsychology Series on Evidence-Based Practices ix Preface to the First Volume in the National Academy of Neuropsychology Series on Evidence-Based Practices Civil Capacities in Clinical Neuropsychology: Research Findings and Practical Applications xi Acknowledgments xiii Contributors xv PART I: Background Issues 1. Introduction to Basic Issues in Civil Capacities 3 George J. Demakis 2. Legal Perspectives on Civil Capacity and Competence 17 Elissa A. Kolva and Barry Rosenfeld PART II: Civil Capacities and Guardianship 3. Financial Capacity 39 Daniel C. Marson, Kristen Triebel, and Amy Knight 4. Healthcare Decision-Making Capacity 69 Barton W. Palmer, Gauri N. Savla, and Alexandrea L. Harmell 5. Testamentary Capacity 95 Carmelle Peisah and Kenneth I. Shulman 6. Driving Capacity 121 Penny L. Wolfe and Jessica A. Clark 7. Personal Care and Independence 139 D. Erik Everhart, Katie A. Lehockey, Alicia M. Moran, and Jonathan M. Highsmith 8. Adult Guardianship 163 George J. Demakis viii Contents PART III: Applications 9. Assessment of Civil Capacities: An Evaluative Framework and Practical Recommendations 185 Stacey Wood and Meryl O’Bryan 10. Civil Capacity Instruments: Research Trends and Recommendations for Future Research 206 Karen A. Sullivan 11. Other Aspects of Data Collection in Capacity Evaluations 228 Robert Ruchinskas 12. Forensic Report Writing and Testimony in Capacity Evaluations 242 Patricia A. Zapf and Gianni Pirelli 13. Ethical Issues in Capacity and Competency Evaluations 264 Paul J. Moberg and Sanjay Shah PART IV: Conclusions 14. A Legal Consumer’s Perspective on Competency Evaluations 293 Frederick R. Benson and M. Joanne Romano 15. Looking Ahead: Directions for Future Research in Civil Capacities 310 George J. Demakis Index 317 Preface to the National Academy of Neuropsychology Series on Evidence- B ased Practices Th e fi eld of Clinical Neuropsychology has advanced extensively and successfully in the worlds of psychology and neurology by following two major tenets. Th e fi rst has been the constant focus on exploring and understanding the complex and intricate relationship between observed behavioral function and brain structure (and of course changes to that structure). From early observation of the relation- ship between injury and behavior to today’s combination of psychometric testing, cognitive neuroscience, and functional neuroimaging techniques, this focus has served the fi eld extremely well. Th e second has been the rigorous adherence to careful, replicable scientifi c principles of questioning and theorizing, data collec- tion, and use of sophisticated statistical analysis in testing, evaluating, and inter- preting information about brain/behavior relationships. It is in the spirit of this strong foundation of empirical evidence aimed at improving the quality of informed clinical decision making that the National Academy of Neuropsycho- logy (NAN) Series on Evidenced-Based Practices developed and came to fruition. For a long time, members of the neuropsychology community, and in particu- lar the membership of the National Academy of Neuropsychology, have voiced a desire to have available to them thorough and accurate resources that are directly applicable to the everyday needs and demands of clinical neuropsychology, and that are presented in a meaningful and accessible way, off ering the latest knowl- edge based on the most recent and rigorous scientifi c evidence within the fi eld. Th e NAN Series on Evidence-Based Practices is meant to provide just such a series of resources. At its formation, it was important to fi rst identify an excellent publisher with a history of publishing signifi cant psychological and scientifi c volumes who would share this vision and provide signifi cant support for a quality product. Aft er lengthy research and discussions with multiple publishers, the venerable Oxford University Press (OUP), one of the most renowned and respected publishing companies in existence, was selected by the NAN Board of Directors. For their part, OUP has committed to the long-term development and support of the NAN Series and, as can be seen in the pages herein, has spared no eff ort or expense to provide the fi nest quality venue for the success of the Series.