CIRCULATION SERVICES IN A SMALL ACADEMIC LIBRARY Recent Titles in The Greenwood Library Management Collection Strategic Marketing for Libraries: A Handbook Elizabeth J. Wood, with assistance from Victoria L. Young The Smaller Academic Library: A Management Handbook Gerard B. McCabe, editor Operations Handbook for the Small Academic Library Gerard B. McCabe, editor Data Bases for Special Libraries: A Strategic Guide to Information Management Lynda W. Moulton Time Management Handbook for Librarians /. Wesley Cochran Academic Libraries in Urban and Metropolitan Areas: A Management Handbook Gerard B. McCabe, editor Managing Institutional Archives: Foundational Principles and Practices Richard J. Cox Automated Information Retrieval in Libraries Vicki Anders Circulation Services in a Small Academic Library Connie Battaile THE GREENWOOD LIBRARY MANAGEMENT COLLECTION GREENWOOD PRESS Westport, Connecticut • London Library of Congress Cataloging-in-Publication Data Battaile, Connie. Circulation services in a small academic library / Connie Battaile. p. cm.—(The Greenwood library management collection, ISSN 0894-2986) Includes bibliographical references and index. ISBN 0-313-28126-2 (alk. paper) 1. Libraries, University and college—Circulation, loans. 2. Small libraries—Circulation, loans. I. Title. II. Series. Z675.U5B333 1992 025.6—dc20 91-42733 British Library Cataloguing in Publication Data is available. Copyright © 1992 by Connie Battaile All rights reserved. No portion of this book may be reproduced, by any process or technique, without the express written consent of the publisher. Library of Congress Catalog Card Number: 91-42733 ISBN: 0-313-28126-2 ISSN: 0894-2986 First published in 1992 Greenwood Press, 88 Post Road West, Westport, CT 06881 An imprint of Greenwood Publishing Group, Inc. Printed in the United States of America The paper used in this book complies with the Permanent Paper Standard issued by the National Information Standards Organization (Z39.48-1984). P In order to keep this title in print and available to the academic community, this edition was produced using digital reprint technology in a relatively short print run. This would not have been attainable using traditional methods. Although the cover has been changed from its original appearance, the text remains the same and all materials and methods used still conform to the highest book-making standards. Contents Preface vii Introduction ix PART I: THE CIRCULATION DEPARTMENT HEAD 1 1. Skills Needed 3 2. Getting Started 13 PART E: THE CIRCULATION PROCESS 19 3. Circulation Policies 21 4. Circulation Record-Keeping Systems 33 5. The Circulation Cycle 37 6. Automating Circulation 59 PART III: OTHER CIRCULATION DEPARTMENT FUNCTIONS 69 7. Reserves 71 8. Circulating Noncirculating Books and Nonbook Materials 93 9. Additional Department Responsibilities 101 10. Special Projects 117 VI Contents PART IV: THINGS 137 11. Books 139 12. Stacks 145 13. Department Arrangement 153 PART V: PEOPLE 159 14. Staff 161 15. Communications 191 Selected Bibliography 203 Index 207 Preface Five years ago I was hired at a college library to be a half-time reference librarian and half-time head of circulation. While I had significant refer ence experience, I had only minimal experience with circulation. For that half of the job I needed guidance, advice, and shoptalk about circulation concerns, but found none. This seemed odd; don't most libraries have circulation departments? Yet I could find neither organization nor library school nor book to which to turn for assistance. In the years since then I have learned much, some of it the hard way, and much of it through the kindness of the circulation staff. We have worked together to change every aspect of the circulation department functioning, have gone through barcoding, and have brought up an automated circulation system. We have visited other libraries to learn from them and have gleaned ideas from others at meetings and conferences. This book is a result of those learnings. It is written in the hope that it may help another neophyte circulation librarian understand the underlying concerns of circulation functions, and to provide some specific examples of how those functions can be handled. It is not written to tell the way to run a circulation department. Rather it is an illustration of possibilities. My hope is that as other circulation librarians read this and find that they have devised other and better solutions, they will be encouraged to share their methods. We have much to learn from each other as we deal with the complex—and often unseen—functions of circulation. I also hope that as others read the book and have suggestions or note frustrating gaps, they will drop me a note. While I do not anticipate preparing a new edition, I viii Preface would be glad to pass such suggestions on to other authors who are moved to write about circulation. To the circulation staff members through these years I am especially indebted. Those who think of libraries as static places can't appreciate the amount of change we have gone through. We also share the satisfaction of a job well done and the pleasure of each other's company. To all of them, Judy DeMuro, John Brennan, Marty Glenar, Marge Soderberg, Betsey Rider, Polly Hedblom, Susan Naef, Ann Ackerson, and Sandra Pohlman, a special thanks. Thanks, too, to Joseph Chmurra for his earlier work in the department, Melissa McAfee for consciousness-raising on preservation concerns, Merle Von Wettberg for consciousness-raising on emergency plans, and Judy Green for the idea of evacuation slips. Several people have been of special help in the actual production of the book. Judy DeMuro, circulation department coordinator, is one of those rare persons who can do a dozen things at once, do them all well, and remain calm and unruffled through it all. Her practical input as we worked to improve the circulation processes has always been a boon. In addition, she has read the entire manuscript and made welcome comments and suggestions. Sheryl Hood has been not only a patient friend and a wonderful canoeing buddy, but is an excellent informal editor. I am greatly indebted to her for advice on all aspects of the book and for her rescue mission as the deadline neared. Mary Sellen's careful and detailed review resulted in significant improvements of the manuscript. Margaret Hopkins has encouraged and assisted in a number of ways; I count myself fortunate to have her as both mother and friend. And finally, Julian Battaile not only gave specific advice but has been a constant support throughout the years. To all of these, I extend my deep appreciation. Introduction Circulation is defined by Webster's Ninth New Collegiate Dictionary as "orderly movement through a circuit." In a library, circulation, the orderly movement through a circuit, applies to the process of lending books to borrowers and then accurately reshelving them after they have been returned so that they will be retrievable by the next user. This basic cycle has attached to it many elaborations such as the record-keeping process and subcycles such as those for overdues and holds. These subcycles vary from library to library, but the basic cycle remains the same in every library that allows patrons to remove books. THE CIRCULATION DEPARTMENT The circulation department in a library is the department assigned the responsibility for keeping that "orderly movement through a circuit" orderly, flowing, and complete. The department's basic function is to facilitate and monitor the circulation of books from the regular collection. In addition, the department is usually responsible for circulating some books from other collections and for circulating nonbook materials. The reserve book operation, in which books are circulated from a closed collection for limited time periods, is also often assigned to the circulation department. The circulation department is frequently given other duties in addition to those related to the circulation of books. Because it is the main public contact point in the library and because it is usually staffed during the
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