ALSO BY THOMAS E. RICKS The Generals: American Military Command from World War II to Today The Gamble Fiasco A Soldier’s Duty: A Novel Making the Corps PENGUIN PRESS An imprint of Penguin Random House LLC 375 Hudson Street New York, New York 10014 penguin.com Copyright © 2017 by Thomas E. Ricks Penguin supports copyright. Copyright fuels creativity, encourages diverse voices, promotes free speech, and creates a vibrant culture. Thank you for buying an authorized edition of this book and for complying with copyright laws by not reproducing, scanning, or distributing any part of it in any form without permission. You are supporting writers and allowing Penguin to continue to publish books for every reader. Photograph credits appear here. ISBN: 9781594206139 (hardcover) ISBN: 9780698164543 (e-book) Version_1 Dedicated to all those who seek to preserve our freedoms CONTENTS ALSO BY THOMAS E. RICKS TITLE PAGE COPYRIGHT DEDICATION 1. THE TWO WINSTONS 2. CHURCHILL THE ADVENTURER 3. ORWELL THE POLICEMAN 4. CHURCHILL: DOWN AND OUT IN THE 1930S 5. ORWELL BECOMES “ORWELL”: SPAIN 1937 6. CHURCHILL BECOMES “CHURCHILL”: SPRING 1940 7. FIGHTING THE GERMANS, REACHING OUT TO THE AMERICANS: 1940–1941 8. CHURCHILL, ORWELL, AND THE CLASS WAR IN BRITAIN: 1941 9. ENTER THE AMERICANS: 1941–1942 10. GRIM VISIONS OF THE POSTWAR WORLD: 1943 11. ANIMAL FARM: 1943–1945 12. CHURCHILL (AND BRITAIN) IN DECLINE AND TRIUMPH: 1944–1945 13. CHURCHILL’S REVENGE: THE WAR MEMOIRS 14. ORWELL IN TRIUMPH AND DECLINE: 1945–1950 15. CHURCHILL’S PREMATURE AFTERLIFE: 1950–1965 16. ORWELL’S EXTRAORDINARY ASCENSION: 1950–2016 AFTERWORD: THE PATH OF CHURCHILL AND ORWELL PHOTOGRAPHS ACKNOWLEDGMENTS NOTES INDEX PHOTO CREDITS ABOUT THE AUTHOR CHAPTER 1 THE TWO WINSTONS O n December 13, 1931, a fifty-seven-year-old English politician, still a member of Parliament but quite unwelcome in his own party’s government, stepped out of a taxi on New York’s Fifth Avenue. He was in New York to begin a speaking tour in an attempt to recover some of the small fortune he had lost in the stock market crash two years earlier. Being English, and perhaps distracted by his troubles, he looked the wrong way down the avenue, and did not see the automobile that, traveling at about thirty miles per hour, knocked him to the pavement and dragged him for a spell, cracking some ribs and slashing open his scalp. Had he died, he would be remembered today by a few historians specializing in early twentieth-century British history. But he did survive. His name was Winston Churchill. Almost six years later, on May 20, 1937, another Englishman awoke before dawn and moved out of his uncomfortable quarters in a trench on the front lines of the Spanish Civil War in northeastern Spain, not far south of the Pyrenees Mountains. Though serving as a soldier, he really was a writer, a minor author of mediocre novels that had not been selling well. He considered himself a leftist, but in his latest work, in which he had turned to journalistic sociology, studying the poor of England, he had caused a minor fuss and perhaps lost a few friends by criticizing socialists. Still, in Spain he was serving as a member of the progovernment socialist forces of the Spanish Republic. He was a tall man, and as he moved along the west-facing trenches to check on the members of his squad, his head was silhouetted by the sun to the east, rising behind him. A Nationalist sharpshooter about 175 yards away spied him and fired a copper- plated 7mm bullet. It was a well-aimed shot, sending the bullet through the base of the Englishman’s neck, where it just missed a carotid artery. Stunned, he fell to the ground. He knew he had been hit, but in his shock could not tell where. Informed that he had been shot through the neck, he composed himself to die within minutes, because he had never heard of someone surviving such a wound. Had he expired then, he would not be remembered today except perhaps by a few literary specialists in minor mid-twentieth-century English novelists. But he did not die. His name was Eric Blair, but his nom de plume was George Orwell. On the surface, the two men were quite different. Churchill was more robust in every way; born twenty-eight years before Orwell, he outlived him by fifteen years. But in crucial respects they were kindred spirits. In their key overlapping years in the middle of the century, the two men grappled with the same great questions—Hitler and fascism, Stalin and communism, America and its preemption of Britain. They responded with the same qualities and tools—their intellects, their confidence in their own judgments even when those judgments were rebuked by most of their contemporaries, and their extraordinary skill with words. And both steered by the core principles of liberal democracy: freedom of thought, speech, and association. Their paths never crossed, but they admired each other from a distance, and when it came time for George Orwell to write 1984, he named his hero “Winston.” Churchill is on record as having enjoyed the novel so much he read it twice. Despite all their differences, their dominant priority, a commitment to human freedom, gave them common cause. And they were indeed vastly dissimilar men, with very different life trajectories. Churchill’s flamboyant extroversion, his skills with speech, and the urgency of a desperate wartime defense led him to a communal triumph that did much to shape our world today. Orwell’s increasingly phlegmatic and introverted personality, combined with a fierce idealism and a devotion to accuracy in observation and writing, brought him as a writer to fight to protect a private place in that modern world. One hazard in taking a dual approach to the two men is that Churchill is such a loud and persistent presence. Look at any key event of the 1940s and he is there, participating in it, or speechifying about it, and then some years later, writing about it. Debating Churchill was like “arguing with a brass band,” a member of a British Cabinet once grumbled. The political philosopher Isaiah Berlin observed that Churchill saw life as a pageant, with himself leading the parade. “I must say I like bright colours,” Churchill once wrote. “I cannot pretend to feel impartial about the colours. I rejoice with the brilliant ones, and am genuinely sorry for the poor browns.” Together in the mid-twentieth century these two men led the way, politically and intellectually, in responding to the twin totalitarian threats of fascism and communism. On the day that Britain entered World War II, Churchill stated, “It is a war, viewed in its inherent quality, to establish, on impregnable rocks, the rights of the individual, and it is a war to establish and revive the stature of man.” Orwell expressed the same thought in his plainer style: “We live in an age in which the autonomous individual is ceasing to exist,” he fretted two years later. Orwell and Churchill recognized that the key question of their century ultimately was not who controlled the means of production, as Marx thought, or how the human psyche functioned, as Freud taught, but rather how to preserve the liberty of the individual during an age when the state was becoming powerfully intrusive into private life. The historian Simon Schama has described them as the architects of their time. They were, Schama said, “the most unlikely of allies.” Their shared cause was to prevent the tide of state murder that began rising in the 1920s and 1930s, and crested in the 1940s, from continuing to rise. One day in the 1950s, one of Churchill’s grandsons poked his head into the old man’s study. Is it true, the child inquired, that you are the greatest man in the world? Churchill, in typical fashion, responded, “Yes, and now bugger off.” The “Great Man” theory of history is much denigrated today. But sometimes individuals matter greatly. Churchill and Orwell have had lasting impacts on how we live and think today. These two men did not make the prosperous liberal postwar West—with its sustained economic boom and its steady expansion of equal rights to women, blacks, gays, and marginalized minorities—but their efforts helped establish the political, physical, and intellectual conditions that made that world possible. I had long admired them, separately, but they became one interrelated subject for me when, while taking a break from covering the Iraq War, I studied the Spanish Civil War of 1936–39. Researching Orwell’s role, I realized that both he and Churchill had been war correspondents, as I was then. Orwell covered and participated in the Spanish war, and Churchill had played a similar dual role in the Boer War of 1899–1902.