P1:SFK/UKS P2:SFK BLBK430-fm August27,2012 21:32 244mm×172mm Chemistry of Food Additives and Preservatives P1:SFK/UKS P2:SFK BLBK430-fm August27,2012 21:32 244mm×172mm Chemistry of Food Additives and Preservatives Titus A. M. Msagati, B.Sc. (Hons), MSc, Ph.D., CChem, MRSC DepartmentofAppliedChemistry UniversityofJohannesburg RepublicofSouthAfrica A John Wiley & Sons, Ltd., Publication P1:SFK/UKS P2:SFK BLBK430-fm August27,2012 21:32 244mm×172mm Thiseditionfirstpublished2013(cid:2)C 2013byJohnWiley&Sons,Ltd. Wiley-BlackwellisanimprintofJohnWiley&Sons,formedbythemergerofWiley’sglobalScientific,Technical andMedicalbusinesswithBlackwellPublishing. Registeredoffice: JohnWiley&Sons,Ltd,TheAtrium,SouthernGate,Chichester,WestSussex,PO198SQ,UK Editorialoffices: 9600GarsingtonRoad,Oxford,OX42DQ,UK TheAtrium,SouthernGate,Chichester,WestSussex,PO198SQ,UK 2121StateAvenue,Ames,Iowa50014-8300,USA Fordetailsofourglobaleditorialoffices,forcustomerservicesandforinformationabouthowtoapplyfor permissiontoreusethecopyrightmaterialinthisbookpleaseseeourwebsiteatwww.wiley.com/wiley-blackwell. TherightoftheauthorstobeidentifiedastheauthorsofthisworkhasbeenassertedinaccordancewiththeUK Copyright,DesignsandPatentsAct1988. Allrightsreserved.Nopartofthispublicationmaybereproduced,storedinaretrievalsystem,ortransmitted,in anyformorbyanymeans,electronic,mechanical,photocopying,recordingorotherwise,exceptaspermittedby theUKCopyright,DesignsandPatentsAct1988,withoutthepriorpermissionofthepublisher. Designationsusedbycompaniestodistinguishtheirproductsareoftenclaimedastrademarks.Allbrandnames andproductnamesusedinthisbookaretradenames,servicemarks,trademarksorregisteredtrademarksoftheir respectiveowners.Thepublisherisnotassociatedwithanyproductorvendormentionedinthisbook.This publicationisdesignedtoprovideaccurateandauthoritativeinformationinregardtothesubjectmattercovered.It issoldontheunderstandingthatthepublisherisnotengagedinrenderingprofessionalservices.Ifprofessional adviceorotherexpertassistanceisrequired,theservicesofacompetentprofessionalshouldbesought. LibraryofCongressCataloging-in-PublicationData Chemistryoffoodadditivesandpreservatives/TitusA.M.Msagati. p.cm. Includesbibliographicalreferencesandindex. ISBN978-1-118-27414-9(hardcover:alk.paper) 1.Foodadditives. 2.Foodpreservatives. 3.Food–Analysis. 4.Food–Composition. I.Msagati,TitusA.M. TX553.A3C4552012 641.3(cid:3)08–dc23 2012009754 AcataloguerecordforthisbookisavailablefromtheBritishLibrary. Wileyalsopublishesitsbooksinavarietyofelectronicformats.Somecontentthatappearsinprintmaynotbe availableinelectronicbooks. Coverimagecredit–Top:(cid:2)C iStockphoto.com/Pgiam;Bottom:(cid:2)C iStockphoto.com/mattjeacock CoverdesignbyMeadenCreative (cid:2) Setin10/12ptTimesbyAptaraR Inc.,NewDelhi,India 1 2013 P1:SFK/UKS P2:SFK BLBK430-fm August27,2012 21:32 244mm×172mm Contents Preface ix Introduction x ListofAbbreviations xiii 1 AntioxidantsandRadicalScavengers 1 1.1 Chemistryoffreeradicalsandantioxidants 1 1.2 Typesofantioxidants 4 1.3 Efficacyofdifferentantioxidants 7 1.4 Actionmechanismsofantioxidants 9 1.5 Structure–activityrelationshipofantioxidants 11 1.6 Factorsaffectingantioxidantactivity 14 1.7 Qualityassessmentofdietaryantioxidants 15 1.8 Howsafearefoodantioxidants? 23 1.9 Summary 25 References 25 Furtherreading 31 2 Emulsifiers 33 2.1 Mechanismsoffoodemulsifiers 33 2.2 Theroleofemulsifiersinfoods 35 2.3 Classificationofemulsifiers 37 2.4 Typesoffoodemulsifiers 38 2.5 Qualityandanalysisoffoodemulsifiers 58 2.6 Foodscontainingemulsifiers 60 References 62 Furtherreading 64 3 Stabilisers,Gums,ThickenersandGellingAgentsasFoodAdditives 67 3.1 Introductiontostabilisers,thickenersandgellingagents 67 3.2 Polysaccharides 68 3.3 Protein-basedfoodstabilisers 77 3.4 Qualitycontroloffoodstabilisersandthickeners 78 3.5 Analyticalmethods 78 References 80 Furtherreading 82 4 Sweeteners 83 4.1 Introductiontosweeteners 83 4.2 Propertiesofsweeteners 84 P1:SFK/UKS P2:SFK BLBK430-fm August27,2012 21:32 244mm×172mm vi Contents 4.3 Intensesweetenersinfoods 86 4.4 Bulkfoodsweeteners 92 4.5 Qualityassuranceandqualitycontrol 95 4.6 Analyticalmethods 98 References 98 Furtherreading 100 5 Fragrances,FlavouringAgentsandEnhancers 102 5.1 Introductiontoflavoursandflavouringagents 102 5.2 Classificationoffoodflavourings 103 5.3 Chemistryoffoodflavourings 105 5.4 Qualitycontrolofflavourcompounds 119 5.5 Analyticalmethodsfortheanalysisoffoodflavourings 120 References 121 Furtherreading 124 6 FoodAcidsandAcidityRegulators 125 6.1 Whatarefoodacidsandacidregulators? 125 6.2 Typesoffoodacids 126 6.3 Usesoffoodacids 128 References 129 Furtherreading 130 7 FoodColourandColourRetentionAgents 131 7.1 Whyaddcolourantstofoods? 131 7.2 Classificationoffoodcolourants 131 7.3 Overviewofcolourants 133 7.4 Chemistryoffoodcolourants 143 7.5 Extractionfromnaturalsources 143 7.6 Qualityassuranceoffoodcolourants 144 7.7 Analyticalmethods 145 References 145 8 FlourTreatment/ImprovingAgents 148 8.1 Whatareflourtreatment/improvingagents? 148 8.2 Flourmaturingagents 148 8.3 Flourbleachingagents 151 8.4 Flourprocessingagents 154 References 154 9 AnticakingAgents 155 9.1 Thecakingphenomena 155 9.2 Mechanismsofcaking 156 9.3 Classificationofanticakingagents 159 9.4 Anticakingagentsinuse 159 References 160 Furtherreading 161 P1:SFK/UKS P2:SFK BLBK430-fm August27,2012 21:32 244mm×172mm Contents vii 10 Humectants 162 10.1 Humectantsandmoisturecontrol 162 10.2 Classificationofhumectants 162 References 166 11 AntifoamingAgents 167 11.1 Sourcesoffoaminfoodprocessing 167 11.2 Propertiesofantifoamingagents 168 11.3 Mechanismsofantifoamingandfoamdestabilisation 168 11.4 Syntheticdefoamers 168 11.5 Naturaldefoamers 170 References 171 12 MineralsandMineralSalts 172 12.1 Theimportanceofmineralsandmineralsalts 172 12.2 Inorganicmineralsalts 173 12.3 Organicmineralsalts 175 References 176 13 DietarySupplements 177 13.1 Introductiontodietarysupplements 177 13.2 Classificationofvitamins 178 13.3 VitaminA(retinols) 179 13.4 VitaminD(calciferol) 189 13.5 VitaminE 194 13.6 VitaminK 196 13.7 VitaminB 199 13.8 VitaminC(L-ascorbicacid) 210 13.9 Conclusions 212 References 213 14 GlazingAgents 218 14.1 Introductiontoglazingagents 218 14.2 Mineralhydrocarbonglazes 218 14.3 ChemistryofMHCs 220 14.4 Conclusion 222 References 223 15 Preservatives 224 15.1 Preservatives:Past,presentandfuture 224 15.2 Naturalfoodpreservatives 226 15.3 Traditionalfoodpreservationmethods 231 15.4 Artificialpreservativeagents 232 15.5 Modernfoodpreservationtechniques 235 15.6 Safetyconcernsoffoodpreservatives 237 15.7 Analyticalmethodsforthedeterminationofpreservativeresidues 238 15.8 Conclusions 238 References 238 Furtherreading 243 P1:SFK/UKS P2:SFK BLBK430-fm August27,2012 21:32 244mm×172mm viii Contents 16 NutraceuticalsandFunctionalFoods 244 16.1 Whatarenutraceuticals? 244 16.2 Classificationofnutraceuticals 245 16.3 Mechanismsofaction 246 16.4 Conclusion 253 References 254 Furtherreading 257 17 NutritionalGenomics:NutrigeneticsandNutrigenomics 258 17.1 Nutritionandgeneexpression 258 17.2 Nutrigeneticareasofapplication 260 17.3 Analyticalmethodsfornutrigeneticalfoodfunctions 268 17.4 Conclusion 270 References 270 18 ProbioticFoodsandDietarySupplements 274 18.1 Microbialgutfloraactivity 274 18.2 Probioticsandnutrition 275 18.3 Probioticsandhealth 275 18.4 Safetyandstabilityofprobiotics 277 18.5 Suitabledietarycarriersforprobiotics 278 18.6 Assessmentofprobioticsinfoodstuffsandsupplements 279 18.7 Conclusions 280 References 281 19 Prebiotics 285 19.1 Prebioticsandhealth 285 19.2 Factorsthatinfluencetheactivityandeffectivenessofprebiotics 286 19.3 Typesofoligosaccharides 286 19.4 Qualityassessmentofprebiotics 289 19.5 Conclusions 290 References 290 20 Synbiotics 291 20.1 Synbioticfoodsandhealth 291 20.2 Healthbenefitsofsynbiotics 292 20.3 Mechanismofactionofsynbiotics 293 20.4 Thefutureofsynboticfoods 294 References 294 21 MicroencapsulationandBioencapsulation 295 21.1 Introductiontomicroencapsulationandbioencapsulation 295 21.2 Commonlyusedfood-grademicrocapsules 297 21.3 Methodsoffoodmicroencapsulation 303 21.4 Microencapsulationforfoodcolourants 307 21.5 Bioencapsulationforprobiotics 309 21.6 Conclusions 310 References 310 GeneralConclusions 314 Index 315 P1:SFK/UKS P2:SFK BLBK430-preface June29,2012 22:2 244mm×172mm Preface Theincorporationofadditivesinfoodpreparationshasbeeninpracticesincetimeimmemo- rial. Additives are used to perform various functions, for example, to impart or enhance flavour(taste)whereitisnotsharpenoughtomeetconsumer’sdemand,togivefoodstuffsa desiredcolour(look/appearance)ortoincreasetheshelflifeofthefood(preservativerole). Someadditivesperformasessentialelementsornutritioussupplementstocaterforthediet deficiencies of specific groups of people; without such additives these individuals would sufferfromsomespecificnutrientdeficiencysyndromeormalnutrition. The tendency to incorporate additives in food products has increased lately, with the adventofmanynewtypesofadditivesonthemarket.Knowledgeregardingfoodadditives, how they are prepared, their compositions and how they work has become very important tothoseinthefoodindustryandresearchandacademicinstitutions.Thisbookistherefore intendedtoaddressalltheseaspectsoffoodadditives,andisexpectedtobeofinteresttoall stakeholdersinacademiaandresearch. Thebookcoversthechemistryofselectedfoodadditivessuchastheirchemicalnature,the wayinwhichtheyareincorporatedinfoodsandthetechnologyinvolvedintheirpreparations andprocessingsteps.Thebookalsocoversthemechanismsormodesofactionfortheactive ingredientsineachtypeandclassoffoodadditiveandpreservative;theirphysico-chemical characteristicswhichgivethemspecialqualitiestobeusedinfoodprocessing;parameters usedasindicatorsforthequalityassuranceoftheproducts;structure-activityrelationships; andtheirsafetytoconsumers. Therehasrecentlybeenconcern aboutthepossibletoxicityofsomefoodadditives and foodprocesses.Thishasledtoeitheratotalbanofsomeadditivesormaximumlimitshave beensetandstrictruleshavebeenenforcedtosafeguardthehealthofconsumer.Thisaspect hasalsobeendealtwithinthisbook,andthereportedtoxicadditivesarediscussedaswellas theanalyticalmethodstodeterminethesafetyofvariousfoodadditives.Standardmethods forcontrol,monitoringandqualityassurancecertificationforfoodadditiveshavebeensetin placebyvariousregulatorybodiessuchastheEuropeanUnion(EU)andtheAmericanFood andDrugAdministration(FDA)tocontrolthelegalityofuseforalltheadditives.Methods forthemonitoringofadditivesandtheirmetabolitesarealsodiscussed. The classes of food additives that are discussed in this book include: antioxidants and radicalscavengers;emulsifiers;stabilisers,thickenersandvegetablegums;sweeteners;fra- grances, flavourings and flavour enhancers; food acids and acidity regulators; colourings and colour retention agents; flour treatment/improving agents; anticaking agents; humec- tants;antifoamingagents;mineralsandmineralsalts;glazers;preservatives;nutraceuticals, nutrigenomicsandnutrigenetics;probiotics;prebiotics;synbioticsandmicro(bio)capsules. This book is expected to be a valuable asset to scholars, especially those enrolled in postgraduatecoursesandresearchprogramsintheareasoffoodchemistry,foodprocessing andfoodtechnology,andalsotoindustrialistsandresearchersinrelatedareas. P1:SFK/UKS P2:SFK BLBK430-cintro June30,2012 17:42 244mm×172mm Introduction Foodisoneofthemainbasichumanrequirementsoflifeandissourcedmainlyfromplants oranimals(andotherminorsourcessuchasfungie.g.mushroomandalgaee.g.Spirulina). Generally, human foods are never consumed raw; rather, they undergo special processing treatmentswithorwithoutheattomakethemmorepalatable.Thestepsinvolvedinthefood processingtreatmentsvarydependingonthetypeoffoodbeingprepared.Wherenecessary, some nutritive additives essential for health are added. The process of adding additives in foodsinvolvesmixingtogethervariousingredientsbeforeorduringaheat-treatmentstepto givethefoodtheintendedflavour,taste,textureorappearance.Toattainabalanceddiet,it has been necessary to add to certain foodstuffs some ingredients missing in that particular dietsuchassalt,aminoacidsandvitamins.Incaseswherefoodisprocessedforfutureuseor wherethereisanecessitytoavoidspoilagebytheactionofmicrobes,specialtreatmentssuch assmokingorsaltingareusedtokeepthefoodsafeforlongperiodsoftime.Thetendency to make foodstuffs more appealing and palatable has paved way for the incorporation of a variety of ingredients or some special treatments to impart a desired quality to foodstuffs. Thistendencyechoesthesaying:‘peoplefirsteatwiththeirnose,thenwiththeireyesand finallywiththeirmouths’.Aroma,flavour,tasteandappearanceareallequallyimportantin theappealoffoods. Foodadditivesaresubstancesincorporatedinedibleproductsinordertoperformspecific roles and functions, such as preservation of foodstuffs by either increasing shelf life or inhibiting the growth of harmful microbes. Other roles include imparting desired colour, odour or a specific flavour to food. Food additives may have a natural origin in the sense thattheymaybefoundexistingnaturallyformingpartoftheindigenouscomponentsofthe food,ortheymaybesyntheticbutreplicasofsubstancesfoundnaturallyinfoodstuffs.They mayalsobeentirelyartificial,whichimpliesthattheyaresyntheticallyproducedandarenot copiesofanycompoundsfoundinnature. There are a number of additives and preservatives commonly used in foods including antioxidants, acids, acid regulators and salts, emulsifiers, colouring agents, minerals and vitamins,stabilisers,thickeners,gellingagents,sweetenersandpreservatives.Thesedifferent foodadditiveshavedifferentrolestoplayinfoodsdependingontheirintendedpurpose.For instance, emulsifiers tend to give food a good texture as well as good homogeneity such thattheymakeitpossibleforimmiscibleitemssuchaswaterandoilstomixwellwithout anyseparation,asisthecaseinice-creamsormayonnaise(Sumanetal.2009).Stabilisers, thickenersandgellingagentsprovidestrongtextureandsmoothnessaswellasanincrease inviscosity(Quemeneretal.2000). Sweetenersareimportantasflavours,althoughthereareothertypesofsweetenerflavours whichperformanimportantfunctioninthedietsofconsumerswithhealthproblemssuchas diabetes(Hutteauetal.1998). Nutritive additives such as minerals, vitamins, essential amino acids, etc., are added to particular food products where they are missing (Nayak and Nair 2003) or in foodstuffs P1:SFK/UKS P2:SFK BLBK430-cintro June30,2012 17:42 244mm×172mm Introduction xi specifically intended for people with deficiency of such additives, for example milk for babies(Ikemetal.2002).Otheradditivessuchasantioxidantsareneededfortheprevention offatandoilrancidityinbakedfoodsbyinhibitingtheeffectsofoxygenonfoodsandalso preventingthelossofflavour,therebymaintainingfoodpalatabilityandwholesomeness. Acidsandacidicregulatorssuchascitricacid,vinegarandlacticacidarefoodadditives to control food pH (levels of acidity or alkalinity) and they play an important role in the sharpeningofflavours(Populinetal.2007),aspreservative(BrulandCoote1999)andasan- tioxidants.Someacidsandacidregulatorstendtoreleaseacidsonlywhentheyaresubjected toaheattreatmentsuchaswithsomebakeryproducts(e.g.acidsproducedbytheleavening agentsreactwithbakingsodatomakethebakeryproductsriseduringthebakingprocess). Colouring and colour retention agents are added to foods to appease the eye of the consumerorbeholder;theyarealsointendedtomaintainthecolouroffoodincaseswhere itmayfade(MacDougall1999). Generally speaking, the desire for a particular quality of food has resulted in the intro- ductionofnumerousadditiveswithwideapplicationsindifferentculturesandcivilisations. Currently,manydifferenttypesoffoodadditiveshavebeencommercialisedandarefinding theirwayontothemarketsworldwide(Baker2010).Thistrendinbusinesshascontributedto thespeedygrowthinfoodprocessingandotherrelatedindustries,wherefoodadditivesare used en masse. The economic success of food additives has further encouraged the advent ofnewtechnologiesintheprocessingoffoods. However, these new technologies and additives have brought other unwanted outcomes and are an issue of concern. Despite all the benefits and advantages of food additives and preservatives,thereisstillapotentialdangerofchemicaladulterationoffoods.Additivesor preservativesinfoodsmaythemselvestriggerotherhormonalorchemicalprocessesinthe bodythatcangeneratenegativephysiologicalresponses.Themetabolitesproducedbyaddi- tivesmayalsocausesideeffects,becausenotallfoodadditivesenterthemarketsafterbeing thoroughly studied to prove their safety (Skovgaard 2004). Although most food additives are considered safe, some are known to be carcinogenic or toxic. For these reasons, many food additives and preservatives are controlled and regulated by national and international healthauthorities.Allfoodmanufacturersmustcomplywiththestandardssetbytherelevant authoritieswithoutviolatingthemaximumthresholdsstatedtoensurethesafetyofthefinal producttotheconsumers.Inmostcases,foodprocessingindustriesmustseekstandardcerti- ficationbeforeusinganynewadditiveorpreservativeorbeforeusinganyoriginallycertified additiveorpreservativeinadifferentway(Pinhoetal.2004;Skovgaard2004). REFERENCES Baker,S.R.(2010)Maximizingtheuseoffoodemulsifiers.MScthesis,KansasStateUniversity,Manhattan, Kansas,USA. Brul,S.&Coote,P.(1999)Preservativeagentsinfoods:Modeofactionandmicrobialresistancemechanisms. InternationalJournalofFoodMicrobiology50,1–17. Hutteau, F., Mathlouthi, M., Portmad, M. O. & Kilcast, D. (1998) Physicochemical and psychophysical characteristicsofbinarymixturesofbulkandintensesweeteners.FoodChemistry63(1),9–16. Ikem, A. Nwankwoala, A., Odueyungbo, S., Nyavor, K. & Egiebor, N. (2002) Levels of 26 elements in infantformulafromUSA,UK,andNigeriabymicrowavedigestionandICP–OES.FoodChemistry77, 439–447. MacDougall,D.B.(1999)ColoringofFood,Drugs,andCosmetics.MarcelDekker,Inc.,NewYork,Basel, USA.
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