Chemistry and Physics of One-Dimensional Metals NATO ADVANCED STUDY INSTITUTES SERIES A series of edited volumes comprising multifaceted studies of con temporary scientific issues by some of the best scientific minds in the world, as sembled in cooperation with NATO Scientific Affairs Division. Series B: Physics RECENT VOLUMES IN THIS SERIES Volume 15 - Nuclear and Particle Physics at Intermediate Energies edited by 1. B. Warren Volume 16 - Electronic Structure and Reactivity of Metal Surfaces edited by E. G. Derouane and A. A. Lucas Volume 17 - Linear and Nonlinear Electron Transport in Solids edited by 1. T. Devreese and V. E. van Doren Volume 18 - Photoionization and Other Probes of Many-Electron Interactions edited by F. 1. Wuilleumier Volume 19 - Defects and Their Structure in Nonmetallic Solids edited by B. Henderson and A. E. Hughes Volume 20 - Physics of Structurally Disordered Solids edited by Shashanka S. Mitra Volume 21 - Superconductor Applications: SQUIDs and Machines edited by Brian B. Schwartz and Simon Foner Volume 22 - Nuclear Magnetic Resonance in Solids edited by Lieven Van Gerven Volume 23 - Photon Correlation Spectroscopy and Velocimetry edited by E. R. Pike and H. Z. Cummins Volume 24 - Electrons in Finite and Infinite Structures edited by P. Phariseau and L. Scheire Volume 25 - Chemistry and Physics of One-Dimensional Metals edited by Heimo J. Keller The series is published by an international board of publishers in con junction with NATO Scientific Affairs Division A Life Sciences Plenum Publishing Corporation B Physics New York and London C Mathematical and D. Reidel Publishing Company Physical Sciences Dordrecht and Boston D Behavioral and Sijthoff International Publishing Company Social S cien ces Leiden E Applied Sciences Noordhoff International Publishing Leiden Chemistry and Physics of One-Dimensional Metals Edited by Heimo 1. Keller Anorganisch-Chemisches Institut der Universitiit Heidelberg, Germany PLENUM PRESS. NEW YORK AND LONDON Published in cooperation with NATO Scientific Affairs Division Library of Congress Cataloging in Publication Data Nato Advanced Study Institute on Chemistry and Physics of One-Dimensional Metals, Bolzimo (City), 1976. Chemistry and physics of one-dimensional metals. (NATO Advanced study institutes series: Series B, Physics; v. 25) "Published in cooperation with NATO Scientific Affairs Division." Includes index. 1. One-dimensional conductors-Congresses. 2. Organometallic compounds-Con- gresses. I. Keller, Heimo 1., 1935- II. North Atlantic Treaty Organization. Division of Scientific Affairs. III. Title. IV. Series. QCI76.8.E4N33 1976 530.4 77-5135 ISBN 978-1-4615-8917-4 ISBN 978-1-4615-8915-0 (eBook) DOl 10.1007/978-1-4615-8915-0 Lectures presented at the NATO Advanced Study Institute on Chemistry and Physics of One-Dimensional Metals held in Bolzano, Italy, August 17-29, 1976 © 1977 Plenum Press, New York Softcover reprint of the hardcover 1st edition 1977 A Division of Plenum Publishing Corporation 227 West 17th Street, New York, N.Y. 10011 All rights reserved No part of this book may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, microfIlming, recording, or otherwise, without written permission from the Publisher PRE F ACE Theoretical and experimental work on sol ids with low-dimensio nal cooperative phenomena has mushroomed in the last few years, and it seems to be quite fashionable to contribute to this field, especially to the problem of one-dimensional metals. The huqe amount of recent investigations on quasi one-dimensional metals could be divided into two parts although there is much overlap between these regimes, namely investigations on orqanic materials such as TTF TCNQ and its derivatives or the TTT halides, and secondly research on inorganic sol ids with the highly conducting polymer (SN)x and transition metal complexes 1 ike KCP, platinum oxa1ates or the mixed valence dicarbony1ha10iridates. There is, of course, much over1ao between these fields and in some cases theories have been tested on both types of compounds simultaneously. In fact, however, most of the scientific groups in this area could be associated roughly with one of these categories and, in addition, a separation between theoreticians and experimental ists in each of these groups leads to a further sp1 itting of interests. Furthermore, the small number of compounds studied thoroughly so far suggests an "information gap" between chemists and physicists which hampers the testinq of new materials. More cooperation and understanding between scientists working on quasi ld conductors should appreci·ab1y stimulate further development. With a better interdiscip1 inary understanding, new ideas could possibly help chemists in synthesizing tailor-made sol ids. This would in return give experimental ists new ohenomena to examine and finally would stimulate new theoretical work. It was the purpose of the NATO ASI held in Bo1zano, Italy, to stimulate this cooperation and to develop a common 11anguage", which means that the theoretical background of 501 id state physics of extremely anisotropic 501 ids would be taught from the beginninq to chemists and experimental physicists. Furthermore, the experimental physicists gave a detailed account of what they had done on "meta1- 1 ic" ld sol ids and what type of experiments could be done in the future, together with a mention of technical app1 ication of these ideas. Finally, the preparative chemists gave an up-to-date summary of the progress made in this field reqardinq the preparation of v PREFACE tailor-made molecules and indicated what kind of compounds could be prepared in the near future. In several evening and weekend sessions some participants presented summaries of their recent work and these and other new results were discussed. A draft of these discussions could not be added in printed form because of the 1 imitations set by the total page number of this volume, but to give at least an idea of the problems touched upon during these sessions, a 1 ist of the main contributors together with the title of the conribution discussed is given as an appendix. The reader might contact these authors directly if interested in special recent results. I hope that the participants have profited from the meeting and, furthermore, that at least some of the readers of the following papers are stimulated to high-dimensional cooperative efforts on low-dimensional conductive sol ids. Primarily I have to thank NATO who made this project possible through generous financial support. Especially I would 1 ike to men tion gratefully the excellent cooperation with Dr. T. Kester of the NATO Scientific Affairs Division, whose personal efforts helped in the preparation and organization of the meeting. The Advanced Study Institute could not have taken place without the efforts of Mrs. G. Egerland who did all the correspondence, the typing of particu lars and most of the book-keeping. In addition the or~anizational work of the Co-directors, Dr. D. Nathe and Dr. H. Endres is thank fully acknowledged. The generosity of IBM Germany and National Science Foundation travel grants awarded to three US-participants contributed to the completeness of the school. Heimo J. Keller Heidelberg November 1976 CON TEN T S The Basic Physics of One-Dimensional Metals V. J. Emery The Organic Metallic State: Some Chemical Aspects 25 D. Cowan, P. Shu, C. Hu, W. Krug, T. Carruthers, T. Poehler, and A. Bloch The Organic Metallic State: Some Physical Aspects and Chemical Trends ..... 47 A. N. Bloch, T. F. Carruthers, T. O. Poehler, and D. O. Cowan Charge Density Wave Phenomena in TTF-TCNQ and Related Organic Conductors ..... 87 A. J. Heeger The Role of Coulomb Interactions in TTF-TCNQ 137 J. B. Torrance Electronic Properties of the Superconducting Polymer (SN)x .•........ 167 R. L. Greene and G. B. Street Collective States in Single and Mixed Valence Metal Chain Compounds ...... . 197 P. Day The Structure of Linear Chain Transition Metal Compounds with ld Metallic Properties 225 K. Krogmann The Chemistry of Anisotropic Organic Materials. . . . . .. 233 F. Wudl Superconductivity and Superconducting Fluctuations. . . .. 257 W. A. Little viii CONTENTS Instabil ities in One-Dimensional Metals 267 H. Gutfreund Physical Considerations and Model Calculations for One-Dimensional Superconductivity 279 H. Gutfreund and W. A. Little Organic Linear Polymers with Conjugated Double Bonds. .. 297 G. Wegner X-Ray and Neutron Scattering Investigations of the Charge Density Waves in TTF-TCNQ 315 R. Comes Electronic Properties of Organic Conductors: Pressure Effects . . . . . . 341 D. Jerome and M. Weger Charge Density Waves in Layered Compounds F. J. Di Sa 1v o Comparison of Columnar Organic and Inorganic So 1 ids . •.•....... 391 Z. G. Soos and H. J. Keller Append i x • . • . . . • . • . • . . . . . . . . . . . . .. 413 Subject Index 415 THE BASIC PHYSICS OF ONE-DIMENSIONAL METALS* v. J. Emery Department of Physics, Brookhaven National Laboratory Upton, NY 11973 I. INTRODUCTION The study of nearly one-dimensional metals has reached an interesting stage of development. In the past few years there have been so many advances in theory and experiment that we are just about at a point where it is possible to understand much of what is going on in particular materials or at least to plan a rational program to find out. Of course there are many problems to solve and different points of view to reconcile, but this makes it an all the more appropriate time to hold a NATO Advanced Study Institute at which many of these questions can be described and explored. These introductory lectures will give a qualitative description of the physical concepts upon which our present understanding of such systems is based. They will be largely non-mathematical, leaving the details to be found in the original papers or in other lectures at this Institute. Nearly one-dimensional metals are characterised by their very anistropic properties, exemplified by the electrical conductivity which takes place almost entirely along one particular direction. This behaviour is a consequence of their structure - the molecules or ions are typically arranged in chains or stacks along which the electrons move rather easily, whereas motion in a perpendicular direction is more difficult because it involves a "hopping" over relatively large intermolecular distances. The Physicist's inter est in this field stems largely from the opportunity to study an almost one-dimensional electron gas, which has many characteristic and unusual properties. It has been spurred by the prospect of finding high temperature superconductivity I or at least an unusually high conductivity produced by some collective mechanism, and much 2 V. J. EMERY of the discussion at this Institute will be concerned with this idea. The structures of particular materials will be described in detail in succeeding lectures and, for the present, it will be sufficient to use a relatively simple model in terms of which the physical properties may be discussed. It is assumed that each molecular site has only one spatial state for a conduction electron. The exclusion principle then allows at most two electrons (one of each spin) to occupy a single site. This assumption simplifies the argument and is justified when the spacing of electronic levels on a particular molecule is larger than the other energies in the problem, so excited states may be ignored. To draw a clearer dis tinction between the various physical effects, it will be assumed at first that the molecules form a rigid lattice,and discussion of the very important role of phonons will be deferred until later. Then the system is specified by the following parameters: amplitude for hopping from site to site along the chain t.L amplitude for hopping from chain to chain U interaction energy between electrons on the same molecular site V.u - interaction between an electron on site i and an i. electron on site In a nearly one-dimensional material, til »t.Lo It may also be ~hat V!l is largest for two sites within the same chain, but that 1S not necessary. The magnitudes of these quantities will be dis cussed material by material in the later lectures but, for values to keep in mind, it is estimated that in TTF-TCNQ, til is about 0.1 eVand (t.L/tll) ~ 0.05. There is more uncertainty about u. Coulomb interactfons make U > 0 but they are diminished by delocal isation of electrons within a molecule and opposed by an effective electron-electron interaction due to polarisation of the molecule that could conceivably be large enough to make U negative. At present there is no universal agreement about the outcome of this competition in many of the interesting materials, and several of the lectures will be concerned with what the current experiments have to tell us about it. The most significant connection between the chains is provided by Vi'. It is mainly a Coulomb interaction, although there is also a co~ribution from electron-phonon coupling. Much of the physics of almost one-dimensional metals is con cerned with understanding the conditions for various kinds of phase transitions which lead to collective states governing the low temp erature behaviour. This is of central importance in the search for high temperature superconductivity which, for example, could be