Chemical Hardness Guest-Editor: K.D. Sen With contributions by J. A. Alonso, B.G. Baekelandt, L.C. Balbas P.K. Chattaraj, J.L. Gazqu6z, M.E. Grice L. Komorowski, N.H. March, W.J. Mortier J. S. Murray, R.F. Nalewajski, R.G. Parr R. G. Pearson, P. Politzer, IL A. Schoonheydt K. D. Sen With 53 Figures and 52 Tables galreV-regnirpS Berlin Heidelberg New kroY London Paris Tokyo Hong Kong Barcelona Budapest :rotidE-tseuG Professor K. D. Sen School of Chemistry, University of Hyderabad, Hyderabad 500 134, India ISBN 3-540-56091-2 Springer-Verlag Berlin Heidelberg New York ISBN 0-387-56091-2 Springer-Verlag New York Berlin Heidelberg This work is subject to copyrighL All rights are reserved, whether the whole or part of the material is concerned, specifically rite rights of translation, reprinting, re-use of illustrations, recitation, broadcasting, reproduction on ndcrofilms or in other ways, and storage in data banks. Dublieation of this publication or parts thereof is only permitted under the provisions of the German Copyright Law of September 9, 1965, in its version of June 24, 1985, and a copyright fee mustalways be paid. (cid:14)9 Springer-Verlag Berlin Heidelberg 1993 s in Germany The use of general descriptive names, trade marks, etc. in this publication, even if the former are not especially identified, is not to be taken as a sign that such names, as understood by the Trade Marks and Merchandise Marks Act, may accordingly be used freely by anonyme. Typ~etting: Maenfillan India Ltd., Bangalore-25, India printing: Colordruck, Berlin; Bookbindh~g: Lfideritz & Bauer, Berlin 51/3020 - 5 4 3 2 1 0 - Printed on acld-free paper Editorial Board Professor MichaelJ. Clarke, Boston College, Department of Chemistry, Chestnut Hill, Massachusetts 02167, U.S.A. Professor John B. Goodenough, Center of Materials Science and Engineering, University of Texas at Austin, Austin, Texas 78712, U.S.A. Professor James A. lbers, Department of Chemistry, Northwestern University, Evanston, Illinois 60201, U.S.A. Professor Christian K. Jorgensen, D6pt. de Chimie Min6rale de l'Universit6 30 quai Ernest Ansermet, CH-1211 Gen6ve 4 Professor David Michael P. Mingos, Imperial College of Science, Technology and Medicine, Dept. of Chemistry, South Kensington, London SW7 2AY, Great Britain Professor Joe B. Neilands, Biochemistry Department, University of California, Berkeley, California 94720, U.S.A. Professor Graham A. Palmer, Rice University, Department of Biochemistry, Wiess School of Natural Sciences, P.O. Box 1892, Houston Texas 77251, U.S.A. Professor Dirk Reinen, Fachbereich Chemic der Philipps-Universit~t Marburg, Hans-Meerwein-StraBe, D-3550 Marburg Professor Peter J. Sadler, Birkbeck College, Department of Chemistry, University of London, London WCIE 7HX, Great Britain Professor Raymond Weiss, Institut Le Bcl, Laboratoire de Cristallochimie et de Chimie Structurale, 4, rue Blaise Pascal, F-67070 Strasbourg Cedex Professor Robert Joseph P. Williams, Wadham College, Inorganic Chemistry Laboratory, Oxford OXI 3QIL Great Britain Table of Contents Chemical Hardness - An Historical Introduction R. G. Pearson ...................................... Density Functional Theory of Chemical Hardness P. K. Chatteraj, R. G. Parr ......................... 11 Hardness and Softness in Density Functional Theory J. L. G~quez ................................... 27 Hardness Indices for Free and Bonded Atoms L. Komorowski ................................. 45 The Ground-State Energy of Atomic and Molecular Ions and its Variation with the Number of Electrons N. H. March ................................... 71 Isoelectronie Changes in Energy, Electronegativity and Hardness in Atoms via the Calculations of <r'~> K. D. Sen ..................................... 87 Charge Capacities and Shell Structures of Atoms P. Politzer, J. S. Murray, M. E. Grice ................. 101 The Hardness Based Molecular Charge Sensitivities and Their Use in the Theory of Chemical Reactivity R. F. Nalewajski ................................ 115 The EEM Approach to Chemical Hardness in Molecules and Solids: Fundamentals and Applications B. G. Baekelandt, W. J. Mortier, R. A. Schoonheydt ..... 187 Hardness of Metallic Clusters J. A. Alonso, L. C. BalbSs ......................... 229 Author Index Volumes 1- 80 ......................... 259 Chemical Hardness- A Historical Introduction Ralph G. Pearson Chemistry Department, University of California, Santa Barbara, Ca 93106, USA A brief account is given of the origin and early development of the idea of hardness, introduced to chemistry as hard and soft Lewis acids and bases. There is also a discussion of the merging of this early view of hardness with the modern definition, based on density functional theory. I Early Work ........................................................... 2 2 Hard and Soft Acids and Bases ............................................ 3 3 The Definition of Hardness ............................................... 7 4 References ............................................................ 10 erutcurtS dna ,gnidnoB .loV 08 ~,.(( teV-regnirpS ag nilreB grcblediell 3991 2 Ralph G. Pearson 1 Early Work The earliest observations leading to the concept of chemical- or absolute- hardness, go back to the days of Berzelius. It was noted that some metals occurred in nature as their sulfide ores, and others as their oxide or carbonate ores. Table 1 puts this in more quantitative terms. Listed are the cohesive energies, AH ~ for a number of binary metal oxides and sulfides, MX. MX~ I = M~} + X~AH ~ (1) It can be seen that the cohesive energies of the oxides are always greater than those of the sulfides. But the amount, A, by which it is greater for a given metal can vary greatly. Thus A is as large as 54 kcal mol- 1 for Mg, and as small as 1 kcal mol- 1 for Hg. If we look at an exchange reaction such as CaS + CdO = CdS + CaO AHex = - 16 kcal mol -I (2) we see that the products are more stable than the reactants. Since CaO would be converted to CaCO 3 by air, we expect that CdS and CaCO3 are more likely to be found in nature than CaS and CdCO3, even if CaS were not so readily hydrolyzed. The entries in Table 1 enable us to write an order of decreasing A for the several metals, or rather metal ions. Mg 2+ > Fe z+ > Ca 2+ > Zn 2+ > pb 2+ > Cu 2+ > Cd 2+ > Hg 2+ This ordering would later bc called an order of decreasing hardness, or increas- ing softness. To facilitate matters later, the modern symbol 1"1 will be used for hardness, and 0 for softness. The relationship between them is simply r I = 1/0. The above ordering presumably is one of decreasing values of rl. The foundations for the concept of chemical hardness lie in the works of Schwarzenbach I-1 and Chatt .12,1 Independently, they showed that metal ions could be divided into two classes, (a) and (b), depending on the relative affinities for ligands with various donor atoms. Tabk .1 Cohesive energies of some metal oxides and sulfides at 298K, kcalmol -t Mg Fe Ca Zn Pb Cu Cd Hg ~H~,MO 932 422 452 471 851 871 841 69 AH~ 581 091 222 341 731 061 231 59 A 45 43 23 72 12 81 61 1 Chemical Hardness - A Historical Introduction 3 class (a) N>> P > As > Sb O>>S> Se>Te F>CI>Br>I class (b) N<<P > As > Sb O<<S < Se --- Te F<CI<Br<I Edwards had done something similar even earlier 13. His classification, however, depended on the proton basicity and ease of oxidation of various ligands. He also made the important step of comparing rates of reaction of various substrates with the same ligands. In 1962, Edwards and I published a detailed paper on rates of reaction of these substrates (called electrophilic reagents), with ligands (called nucelophilic reagents). The existence of two classes of electrophiles was clearly shown. Metal ions were simply one group of electrophiles. Class (a) metal ions reacted most rapidly, and more strongly, with nucelophiles which were very basic to the proton. Class (b) metal ions reacted most rapidly with nucleophiles that were easily oxidized. 2 Hard and Soft Acids and Bases The following year I decided to extend what Edwards and I had done for rate data to equilibrium data. But I soon realized that equilibrium data were too limited in scope. It was more important, and also easier, to examine the strength of the bonds formed between different atoms, or groups of atoms. This was the very heart of chemistry. The way to do this was to adopt the generalized acid-base view of chemistry introduced by G.N. Lewis I-5. A + :B~A:B (3) The Lewis acid, A, may also be called an electron acceptor, or electrophile. The base, B, is an electron donor, or ligand or nucleophile, depending upon the context. Most cations are Lewis acids and most anions are Lewis bases. Therefore most inorganic compounds, such as CuCI2, are acid-base complexes. The same is true for complexes ions, such as CuCI 2- . Organic molecules can also be considered acid-base complexes. For example, CH3OH may be considered the Lewis acid CH~', combined with OH-. Even free radicals can act as Lewis acids or bases, using one electron rather than two or zero, as in Eq. (3). Thus the applications of Eq. 3 cover the entire range of chemistry. Any general statements that can be made about the strength of the bond in A: B will be very useful. It was already known that there was no universal order of Lewis 4 Ralph G. Pearson acid or base strength. Rough orders of acid and base strength were known, but the obvious rule that strong acids combine with strong bases to form of strongest bonds was very approximate. It should also be appreciated that actual experimental data usually did not refer to reactions like Eq. (3), but instead to exchange reactions, such as A:B' + A':B ~A':B' + A:B (4) Hence data on the relative strengths of bonds could also be useful. A typical example of Eq. (4) would be the formation of a coordination complex in water. Cu(H20) +2 + CN(HzO)- *-- CuCN § + 2HzO (5) The solvation of an ion by water is an acid-base reaction, as is the dimerization of water. With this view of chemistry in mind, I used a veriety of kinds of experimental data to classify Lewis acids as being class (a), or class (b). Putting the donor atoms of various bases in order of increasing electronegativity gives As<P<Se<S,-~I~C<Br<CI<N<O<F The criterion used was that class (a) acids formed more stable complexes with the donor atoms to the right, and class (b) acids preferred donor atoms to the left. This is essentially the same criterion used by Schwarzenbach and Chatt. Table 2 shows that results of this initial effort 6. It also shows that I had decided to rename class (a) and (b) as hard and soft Lewis acids, respectively. There were two reasons for this change in nomenclature. One was that it was often useful to use comparative terms for two acids, such as Hg 2+ is softer than Pb z+. The other came about as a result of thinking about the fundamental properties of a given acid which made it class (a) or (b). The acceptor atoms of the first class are usually of high positive charge, small size, and with no unshared electrons in the valence shell. Class (b) acids have acceptor atoms of low positive charge, large size and often have unshared pairs of electrons in the valence shell. These characteristics meant that class (a) acceptor atoms were not very polarizable, while class (b) acceptor atoms were very polarizable. Since polarizability means deformation of the electron cloud in an electric field, and since things that are easily deformed are soft, this led me to call the two classes of acids hard and soft, respectively. What I really had in mind was deformation in the presence of other atoms or groups, to which bonding was occuring. Thus optical polarizability, while a useful measure of softness, was not quite the correct measure. Looking at the list of donor atoms for bases given above, it is obvious that polarizability is high on the left side and diminishes as one goes to the right. By the same argument as before, bases which donor atoms such as A, P, Se, S or I were called soft bases. Bases with F, O and N were hard bases. A hard base had an electron cloud that was difficult to deform chemically. Electrons were held tightly, so that loss of an electron was difficult, whereas a soft base was easily deformed, and even oxidized. Chemical Hardness - A Historical Introduction Table 2. Classification of Lewis acids Class (a) or hard Class (b) or soft H +, Li + , Na + , K + Cu +, Ag + , Au +, TI +, Hg +, Be z+, Mg 2+,Ca 2+,sr 2+,Sn 2+ Cs + AI 3+, Se ,+~- Ga 3+, In 3+, La 3+ pd2+, Cd 2+, pt 2+, Hg 2+ Cr 3+, Co 3+, Fe a+, As 3+, Ir 3+ CH3Hg + Si 4+, Ti a+ ' Zr a+, Th 4+, pu 4+ ' TI ~+, TI(CH3)3, RHa OV +2 RS +, RSe +, RTe + UO~+, (CHa)2Sn 2+ t*, Br +, HO +, RO + BeMe2, BF 3, BCI 3, B(OR)3 12, Br2, INC, etc. AI(CHa)a, Ga(CH3), 3, In- Trinitrobenzene, etc. (Ell3)3 Chloranil, quinones, etc. RPOf, ROPO~ Tetracyanoethylene, etc. RSO~, ROSO~, 3OS O, CI, Br, ,1 R3C ,~"71 15+ ' CI 7+ M ~ (metal atoms) C3R § , OCR ,+ CO2, CN + Bulk metals XH negordyh( gnidnob )selucelom Borderline Fc 2 + Co 2 ~, Ni 2 ~ Cu 2 +, Zn 2 +, pb 2 + B(CH3)3,802, NO + With this new nomenclature it was possible to make a simple, general statement: "hard acids prefer to coordinate to hard bases, and soft acids prefer to coordinate to soft bases." This is the Principle of Hard and Soft Acids and Bases, or the HSAB Principle. Note that this Principle is simply a restatement of the experimental evidence which led to Table 2. It is a condensed statement of a very large amount of chemical information. As such it might be called a law. But this label seems pretentious in view of the lack of a quantitative definition of hardness. HSAB is not a theory, since it does not explain variations in the strength of chemical bonds. The data of Table 1 reveal another ambiguity in the statement of the HSAB Principle. The cohesive energy of all the oxides is larger than that of the sulfides. What distinguishes the hard Mg 2§ from the soft Hg 2§ is the magnitude of the difference. The explanation for the larger values of AH ~ for 0 2- over S 2- is that the oxide ion is a stronger base, because of its smaller size. Also the much larger value of AH ~ for MgO compared to HgO, is because the magnesium ion is a stronger acid than mercuric ion, again because of size. Thus the word "prefer" in the HSAB Principle refers to some extra stabilization in a hard-hard, or soft-soft combination. Alternatively, there could be a destabilization in a hard- soft pair. Looking back at reaction 4, it illustrates the HSAB Principle in the following sense: hs+sh=hh+ss 0>AH (6) 6 Ralph G. Pearson where h is read as the harder of the two acids (bases) and s as the softer of the two bases (acids) .1"6 Thus the reaction is exothermic if the acid-base complexes are matched up hh and ss. This rule is not inviolate because of the complication due to acid-base strength. Strength here is used as a catch-all phrase to mean all the other things that determine bond energies. These include charges and sizes, electronegativity, matching of orbital overlaps and steric repulsions. For Eq. )6( to be valid, one must compare acids, or bases, of the same charge, and roughly of the same strength. Table 2 lists some acids such as Si 4+ and Th 4§ which have no real existence, and where the charges refer to oxidation states. The true acids are species such as (RO)3Si § or SiH~. The hardness of a given center depends strongly on the attached groups. The general rule is that hard ligands (bases) make the central atom hard, and soft ligands make the central atom soft. This observation was first made by Klixbull Jorgensen 6, who named the phenomenon the "sym- biotic effect." Si(OR)~" is harder than SiH~, accordingly 7. In Table 2, we see that BF3 is hard and BH 3 is soft. The explanation for the symbiotic effect is readily seen. In BF3, the bonding is very ionic and boron has an actual charge close to its oxidation state of 3 +. In BH3, the bonding is covalent and boron has an actual charge of close to zero. Increased positive charge on the acceptor atom always increases the hardness. Theoretical explanations of the HSAB Principle were also quickly put forward 5, 8. The most important feature was that hard-hard combinations were held together by ionic bonds, primarily, and soft-soft combinations used covalent bonding. In addition, various stabilizing effects of combining two polarizable species could be postulated. Solvation energies also played a role, but an indirect one. For example, in the gas phase F- is always a stronger base than I-, because of size. In aqueous solution F- has a greater heat of hydration than I- by 53 kcal/mol. This difference is what enables I- to complete with F- for various Lewis acids in water. For soft acids, I- wins out. For hard acids F- is still the stronger base. In spite of these various complications, the HSAB concept proved to be useful in many applications to chemistry, as well as to chemically related fields, such as medicine and geology 9. Two of the articles on HSAB 5, 10 have been identified by Current Contents as among the most widely quoted publica- tions in the chemical literature. For many chemists the vague terms "hard" and "soft" seemed to fill a need in their chemical vocabularies. The very fact that they were ill-defined terms probably made them more useful. An analogy might be made to the term "solvent polarity", which is hard to define, but quite indespensable to chemists running reactions in solution. For other chemists the words "hard" and "soft" were anathema. Quantities which could not be measured, and to which numbers could not be assigned, were held to have no place in exact science. I also think there was a prejudice