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UCLA UCLA Electronic Theses and Dissertations Title Characterization, Modeling, and Energy Harvesting of Phase Transformations in Ferroelectric Materials Permalink https://escholarship.org/uc/item/6dq5z3jn Author Dong, Wen Publication Date 2015 Peer reviewed|Thesis/dissertation eScholarship.org Powered by the California Digital Library University of California UNIVERSITY OF CALIFORNIA LOS ANGELES Characterization, Modeling, and Energy Harvesting of Phase Transformations in Ferroelectric Materials A dissertation submitted in partial satisfaction of the requirements for the degree of Doctor of Philosophy in Mechanical Engineering By Wenda Dong 2015 © Copyright by Wenda Dong 2015 ABSTRACT OF THE DISSERTATION Characterization, Modeling, and Energy Harvesting of Phase Transformations in Ferroelectric Materials By Wenda Dong Doctor of Philosophy in Mechanical Engineering University of California, Los Angeles, 2015 Professor Christopher S. Lynch, Chair Solid state phase transformations can be induced through mechanical, electrical, and thermal loading in ferroelectric materials that are compositionally close to morphotropic phase boundaries. Large changes in strain, polarization, compliance, permittivity, and coupling properties are typically observed across the phase transformation regions and are phenomena of interest for energy harvesting and transduction applications where increased coupling behavior is desired. This work characterized and modeled solid state phase transformations in ferroelectric materials and assessed the potential of phase transforming materials for energy harvesting applications. Two types of phase transformations were studied. The first type was ferroelectric rhombohedral to ferroelectric orthorhombic observed in lead indium niobate lead magnesium niobate lead titanate (PIN-PMN-PT) and driven by deviatoric stress, temperature, and electric field. The second type of phase transformation is ferroelectric to antiferroelectric observed in lead zirconate titanate (PZT) and driven by pressure, temperature, and electric field. ii Experimental characterizations of the phase transformations were conducted in both PIN-PMN- PT and PZT in order to understand the thermodynamic characteristics of the phase transformations and map out the phase stability of both materials. The ferroelectric materials were characterized under combinations of stress, electric field, and temperature. Material models of phase transforming materials were developed using a thermodynamic based variant switching technique and thermodynamic observations of the phase transformations. These models replicate the phase transformation behavior of PIN-PMN-PT and PZT under mechanical and electrical loading conditions. The switching model worked in conjunction with linear piezoelectric equations as ferroelectric/ferroelastic constitutive equations within a finite element framework that solved the mechanical and electrical field equations. This paves the way for future modeling work of devices that incorporate phase transforming ferroelectrics. Studies on the energy harvesting capabilities of PIN-PMN-PT were conducted to gauge its potential as an energy harvesting material. Using the phase stability data collected in the characterization studies, an ideal energy harvesting cycle was designed and explored to ascertain the maximum energy harvesting density per cycle. The energy harvesting characteristics under non-ideal sinusoidal stress and constant electric load impedance were also investigated. Energy harvesting performance due to changes in loading frequency and electrical load impedance was reported. iii The dissertation of Wenda Dong is approved. Gregory P. Carman Laurent Pilon Ertugrul Taciroglu Christopher S. Lynch, Committee Chair University of California, Los Angeles 2015 iv TABLE OF CONTENTS 1. Introduction ..............................................................................................................................1 1.1. Motivation ...........................................................................................................................1 1.2. Background .........................................................................................................................5 1.2.1. History of 95/5 PZT .................................................................................................5 1.2.2. History of [011] Cut and Poled Single Crystal Relaxor Ferroelectrics ...................9 1.2.3. History of Micromechanics Modeling ...................................................................14 1.2.4. History of Phase Field Modeling ...........................................................................17 1.2.5. History of Energy Harvesting ................................................................................19 1.3. Contributions ....................................................................................................................21 1.4. Dissertation Overview ......................................................................................................22 2. Pressure, Temperature, and Electric Field Dependence of Phase Transformations in Nb Modified 95/5 Lead Zirconate Titanate ...............................................................................27 2.1. Experimental Approach ....................................................................................................28 2.1.1. Specimen Preparation ............................................................................................28 2.1.2. Experimental Arrangement ....................................................................................29 2.1.3. Experimental Methodology ...................................................................................31 2.2. Results ...............................................................................................................................32 2.3. Discussion .........................................................................................................................36 2.4. Concluding Remarks ........................................................................................................47 v 3. Characterization of FER – FEO Phase Transformation in PIN-PMN-PT ........................49 3.1. Experimental Arrangement ...............................................................................................51 3.1.1. Materials and Specimen Preparation .....................................................................51 3.1.2. Experimental Procedure .........................................................................................52 3.2. Experimental Results and Discussion ...............................................................................55 3.3. Concluding Remarks ........................................................................................................65 4. Ideal Energy Harvesting Cycle using a Phase Transformation in Ferroelectric PIN- PMN-PT Relaxor Single Crystals .........................................................................................66 4.1. Ideal Energy Harvesting Cycle .........................................................................................68 4.2. Experimental Arrangement ...............................................................................................73 4.2.1. Materials and Specimen Preparation .....................................................................73 4.2.2. Experimental Procedure .........................................................................................74 4.3. Experimental Results ........................................................................................................76 4.4. Discussion .........................................................................................................................81 4.5. Conclusions .......................................................................................................................82 5. Frequency and Electric Load Impedance Effects on Energy Harvesting Using Phase Transforming PIN-PMN-PT Single Crystal ........................................................................84 5.1. Non-Ideal Energy Harvesting Cycle .................................................................................85 5.2. Experimental Arrangement ...............................................................................................89 5.2.1. Materials and Specimen Preparation .....................................................................89 5.2.2. Experimental Arrangement ....................................................................................90 vi 5.3. Experimental Results ........................................................................................................92 5.4. Discussion .......................................................................................................................104 5.5. Conclusions .....................................................................................................................113 6. Micromechanics Model of Solid State Ferroelectric Phase Transformations ................115 6.1. Constitutive Relations .....................................................................................................117 6.2. Boundary Value Problems and Finite Element Formulation ..........................................120 6.3. Micromechanics Switching Criteria ...............................................................................123 6.4. Results and Discussion ...................................................................................................133 6.4.1. Model of 95/5-2Nb PZT ......................................................................................133 6.4.2. Model of Near MPB FER PIN-PMN-PT ..............................................................139 6.5. Conclusions .....................................................................................................................143 7. A Finite Element Based Phase Field Model for Ferroelectric Domain Evolution .........145 7.1. Material Model ...............................................................................................................147 7.1.1. Time-Dependent Ginzburg-Landau .....................................................................147 7.1.2. Finite Elements ....................................................................................................148 7.1.3. Constitutive Relation ...........................................................................................152 7.2. Implementation ...............................................................................................................161 7.3. Results and Discussion ...................................................................................................163 7.4. Conclusions .....................................................................................................................168 vii 8. Conclusions ...........................................................................................................................171 8.1. Summary of Results ........................................................................................................172 8.2. Contributions ..................................................................................................................175 8.3. Future Work ....................................................................................................................176 A Variant Transformation Equations....................................................................................179 A.1 Phase/Variants Transformation Matrices .......................................................................179 A.1.1 Tetragonal ..............................................................................................................179 A.1.2 Rhombohedral .......................................................................................................180 A.1.3 Orthorhombic ........................................................................................................182 A.2 Grain Randomization in Ceramic Materials ...................................................................186 B 95/5-2Nb PZT Phase Transformation Supplementary Data ...........................................188 C PIN-PMN-PT Phase Transformation Energy Harvesting Supplementary Data ...........191 C.1 Idealized Energy Harvesting Cycle ................................................................................191 C.2 Non-Idealized Energy Harvesting Cycle ........................................................................193 References ...................................................................................................................................197 viii

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