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CHARACTERISTIC CLASSES OF FOLIATED SURFACE BUNDLES WITH AREA-PRESERVING HOLONOMY 6 0 0 D.KOTSCHICKANDS.MORITA 2 n ABSTRACT. Making use of the extended flux homomorphism defined a J in [13]onthe groupSympΣg ofsymplectomorphismsofa closedori- 6 entedsurfaceΣgofgenusg ≥2,weintroducenewcharacteristicclasses 2 offoliatedsurfacebundleswithsymplectic,equivalentlyarea-preserving, totalholonomy. Thesecharacteristicclassesarestablewithrespecttog ] and we show that they are highly non-trivial. We also prove that the G secondhomologyofthegroupHamΣ ofHamiltoniansymplectomor- S g phismsofΣ , equippedwiththediscretetopology,isverylargeforall . g h g ≥2. t a m [ 2 1. INTRODUCTION v 4 In this paper we study the homology of symplectomorphism groups of 1 surfaces considered as discrete groups. We shall prove that certain homol- 2 9 ogy groups are highly non-trivial by constructing characteristic classes of 0 foliated surface bundles with area-preserving holonomy, and proving non- 4 vanishingresultsfor them. 0 / Let Σ be a closed oriented surface of genus g ≥ 2, and Diff Σ its h g + g t group of orientation preserving selfdiffeomorphisms. We fix an area form a m ω on Σ , which, for dimension reasons, we can also think of as a symplec- g tic form. We denote by SympΣ the subgroup of Diff Σ preserving the : g + g v form ω. Theclassifyingspace BSympδΣ for thegroup SympΣ with the i g g X discrete topology is an Eilenberg-MacLane space K(SympδΣ ,1) which g r a classifiesfoliated Σg-bundleswitharea-preserving totalholonomygroups. Ourconstructionofcharacteristicclassesproceedsasfollows. LetSymp Σ 0 g betheidentitycomponentofSympΣ . Awell-knowntheoremofMoser[24] g concerning volume-preserving diffeomorphisms implies that the quotient SympΣ /Symp Σ can be naturally identified with the mapping class g 0 g 1991MathematicsSubjectClassification. Primary57R17,57R50, 57M99;secondary 57R50,58H10. Keywordsandphrases. symplectomorphism,area-preservingdiffeomorphism,foliated surfacebundle,Hamiltoniansymplectomorphism. ThefirstauthorisgratefultotheDeutscheForschungsgemeinschaftforsupportofthis work.ThesecondauthorispartiallysupportedbyJSPSGrant16204005. 1 2 D.KOTSCHICKANDS.MORITA groupM , sothatwehavean extension g p 1−→Symp Σ −→SympΣ −→M −→1. 0 g g g ThereisasurjectivehomomorphismFlux: Symp Σ →H1(Σ ;R),called 0 g g thefluxhomomorphism. In[13]weprovedthatthishomomorphismcanbe extendedtoacrossed homomorphism Flux: SympΣ −→H1(Σ ;R) , g g which we call the extended flux homomorphism. This extension is essen- g tiallyuniquein thesensethat theassociated cohomologyclass [Flux] ∈ H1(SympδΣ ;H1(Σ ;R)) g g withtwistedcoefficients isuniquelydefined. Nowweconsiderthepowers g [Flux]k ∈ Hk(SympδΣ ;H1(Σ ;R)⊗k) (k = 2,3,···) , g g andapply M -invarianthomomorphisms g g λ: H1(Σ ;R)⊗k−→R g toobtaincohomologyclasses λ([Flux]k) ∈ Hk(BSympδΣ ;R) g withconstantcoefficients. Theusualcup-productpairingH1(Σ ;R)⊗2→R g g isthemainexampleofsuchahomomorphismλ. This method of constructingconstant cohomologyclasses out of twisted oneswasalreadyusedin[23]inthecaseofthemappingclassgroup,where theTorelligroup(respectivelytheJohnsonhomomorphism)playedtherole of Symp Σ (respectively of the flux homomorphism) here. In that case, 0 g it was proved in loc. cit. that all the Mumford–Morita–Miller classes can be obtained in this way. The precise formulae were given in [11, 12], with the important implicationthat no other classes appear. In our context here, we can go further by enhancing the coefficients R to associated Q-vector spaceswhichappearasthetargetsofvariousmultiplesofthediscontinuous cup-productpairing H1(Σ ;R)⊗ H1(Σ ;R)−→S2R , g Z g Q whereS2RdenotesthesecondsymmetricpowerofRoverQ,seeSection2 Q forthedetails. In thisway,weobtainmanynew characteristicclassesin H∗(SympδΣ ;S∗(S2R)) , g Q where ∞ S∗(S2R) = Sk(S2R) Q Q k=1 M CHARACTERISTICCLASSESOFFOLIATEDSURFACEBUNDLES 3 denotes the symmetric algebra of S2R. On the other hand, we proved Q in[13]thatany power ek ∈ H2k(SympδΣ ;Q) 1 g of the first Mumford–Morita–Millerclass e is non-trivial for k ≤ g. Now 1 3 we can consider the cup products of ek with the new characteristic classes 1 defined above. Themainpurposeofthepresentpaper istoprovethat these characteristicclassesare allnon-trivialin asuitablestablerange. The contents of this paper is as follows. In Section 2 precise statements of the main results are given. In Section 3 we study, in detail, the trans- versesymplecticclassoffoliatedΣ -bundleswitharea-preservingtotalho- g lonomy groups. In Section 4 we construct two kinds of extended flux ho- momorphismsforopensurfacesΣ0 = Σ \D2. Wecomparetheseextended g g flux homomorphisms with the one obtained in the case of closed surfaces. This is used in Section 5 to generalize our result on the second homology of the symplectomorphism group to the case of open surfaces. Sections 4 and 5 are the heart of this paper. Then in Section 6 we use the results of the previous sections to show the non-t riviality of cup products of vari- ouscharacteristicclasses,thusyieldingproofsofthemainresultsaboutthe homology of symplectomorphism groups as discrete groups. In the final Section 7 we give definitions of yet more characteristic classes, other than the ones given in Section 2. We propose several conjectures and problems aboutthem. 2. STATEMENT OF THE MAIN RESULTS Considertheusualcup-productpairing ι: H1(Σ ;R)⊗H1(Σ ;R)−→R g g incohomology,dualtotheintersectionpairinginhomology. Forsimplicity, wedenoteι(u,v)byu·v,whereu,v ∈ H1(Σ ;R). Wefirstliftthispairing g asfollows. As in Section 1, let S2R denote the second symmetric power of R over Q Q. In other words, this is a vectorspace overQ, consistingof thehomoge- neouspolynomialsofdegreetwogeneratedbytheelementsofRconsidered as a vector space overQ. For each element a ∈ R, we denote by aˆ the cor- respondingelement inS1R. Thus any element inS2R can be expressedas Q Q afinitesum ˆ ˆ aˆ b +···+aˆ b 1 1 k k witha ,b ∈ R. Wehaveanaturalprojection i i S2R−→R Q givenbythecorrespondenceaˆ 7→ a(a ∈ R). 4 D.KOTSCHICKANDS.MORITA Withthisterminologywemakethefollowingdefinition: Definition1 (Discontinuousintersectionpairing). Define apairing ˜ι: H1(Σ ;R)×H1(Σ ;R)−→S2R g g Q asfollows. Chooseabasisx ,··· ,x ofH1(Σ ;Q). Foranytwoelements, 1 2g g u,v ∈ H1(Σ ;R),write g u = a x , v = b x (a ,b ∈ R) . i i i i i i i i X X Thenweset ˜ι(u,v) = ι(x ,x )aˆ ˆb ∈ S2R . i j i j Q i,j X Clearly ˜ι followed by the projection S2R−→R is nothing but the usual Q intersectionorcup-productpairingι. Henceforthwesimplywriteu⊙v for ˜ι(u,v). Itiseasytoseethat˜ιiswelldefinedindependentlyofthechoiceofbasis inH1(Σ ;Q). Wecanseefromthefollowingpropositionthat˜ιenumerates g all Z-multilinear skew-symmetric pairings on H1(Σ ;R) which are M - g g invariant. Let Λ2H1(Σ ;R) denote the second exterior power, over Z, of Z g H1(Σ ;R) considered as an abelian group, rather than as a vector space g overR. Alsolet(Λ2H1(Σ ;R)) denotetheabeliangroupofcoinvariants Z g M g ofΛ2H1(Σ ;R) withrespect tothenaturalaction ofM . Z g g Proposition2. Thereexists acanonicalisomorphism Λ2H1(Σ ;R) ∼= S2R Z g M Q g givenbythecorrespond(cid:0)ence (cid:1) ˆ a u ∧ b v 7−→ ι(u ,v ) aˆ b , i i j j i j i j ! ! i j i,j X X X wherea ,b ∈ R, u ,v ∈ H1(Σ ;Q). i j i j g In ordernotto digress,werefer thereaderto theappendix foraproof. BeforewecandefinesomenewcocyclesonthegroupSympΣ ,wehave g to recall some facts from [13]. The symplectomorphism group SympΣ g acts onits identitycomponentby conjugation,and acts on H1(Σ ;R) from g theleftviaϕ(w) = (ϕ−1)∗(w). ThefluxhomomorphismFlux: Symp Σ → 0 g H1(Σ ;R)is equivariantwithrespect totheseactions byLemma6 of[13]. g Its extension Flux: SympΣ → H1(Σ ;R) is a crossed homomorphism g g fortheaboveaction inthesensethat (1) gFlux(ϕψ) = Flux(ϕ)+(ϕ−1)∗Flux(ψ) . g g g CHARACTERISTICCLASSESOFFOLIATEDSURFACEBUNDLES 5 Definition3. Let ϕ ,...,ϕ ∈ SympΣ , and 1 2k g ξ = ((ϕ ...ϕ )−1)∗Flux(ϕ ) . i 1 i−1 i Definea2k-cocycleα˜(k) withvaluesin Sk(S2R)by Q g α˜(k)(ϕ ,...,ϕ ) 1 2k 1 = sgnσ (ξ ⊙ξ )...(ξ ⊙ξ ) ∈ Sk(S2R) , (2k)! σ(1) σ(2) σ(2k−1) σ(2k) Q σX∈S2k wherethesumisoverpermutationsinthesymmetricgroupS . 2k That α˜(k) is indeed a cocycle is easy to check by a standard argument in the theory of cohomology of groups using (1). Thus we have the corre- spondingcohomologyclasses α˜(k) ∈ H2k(SympδΣ ;Sk(S2R)) , g Q denotedbythesameletters. IfweapplythecanonicalprojectionSk(S2R)→R Q totheseclasses,weobtainreal cohomologyclasses αk ∈ H2k(SympδΣ ;R) , g which are the usual cup products of the first one α ∈ H2(SympδΣ ;R). g Therefinedclassesα˜(k) canbeconsideredasatwistedversionofdiscontin- uousinvariantsinthesenseof[18]arisingfrom thefluxhomomorphism. Nowwecan stateourfirst mainresult. Theorem 4. Foranyk ≥ 1 andg ≥ 3k, thecharacteristicclasses ek,ek−1α˜,...,e α˜(k−1),α˜(k) 1 1 1 inducea surjectivehomomorphism H (SympδΣ ;Z)−→Z⊕S2R⊕···⊕Sk(S2R) . 2k g Q Q For k = 1 this is not hard to see, so we give the proof right away. For k > 1theproofisgiveninSection6belowandrequiresthetechnicalresults developedinthebodyofthispaper. ConsiderthesubgroupHamΣ ofSymp Σ consistingofallHamilton- g 0 g iansymplectomorphismsofΣ . As iswellknown(see[1,16]), wehavean g extension (2) 1−→HamΣ −→Symp Σ −Fl→ux H1(Σ ;R)−→1. g 0 g g Thisgivesrisetoa5-term exactsequencein cohomology: 0−→H1(H1(Σg;R)δ;Z) F−lu→x∗ H1(Sympδ0Σg;Z)−→H1(HamδΣg;Z)HR1 ∗ −→H2(H1(Σ ;R)δ;Z) F−lu→x H2(SympδΣ ;Z) , g 0 g 6 D.KOTSCHICKANDS.MORITA where we havewritten H1 for H1(Σ ;R). Now HamΣ is a perfect group R g g by a result of Thurston [25], see also Banyaga [1]. Therefore, Flux∗ in- jects the second cohomology of H1(Σ ;R) as a discrete group into that of g SympδΣ . By definition, the class α˜ is the image of the class of ˜ι un- 0 g der Flux∗. So α˜ is nontrivial on SympδΣ , and is defined on the whole 0 g SympδΣ . Weconcludethat α˜ defines a surjectivehomomorphism g H (SympδΣ ;Z) → S2R, 2 g Q for any g ≥ 2. We already proved in [13] that the first Mumford–Morita– Miller class e defines a surjection H (SympδΣ ;Z) −→ Z for all g ≥ 3. 1 2 g Clearly the two classes are linearly independent because α˜ is nonzero on SympδΣ ,towhiche restrictstrivially. ThisprovesTheorem4intheeasy 0 g 1 casewhen k = 1. Wecan restrictthehomomorphism Flux∗: H∗(H1(Σ ;R)δ;R)−→H∗(SympδΣ ;R) g 0 g tothecontinuouscohomology H∗(H1(Σ ;R)δ;R) ∼= H (T2g;R) ⊂ H∗(H1(Σ ;R)δ;R) , ct g ∗ g see Section 3 for the precise definition. Thereby we obtain a ring homo- morphism Flux∗: H (T2g;R) −→ H∗(SympδΣ ;R), ∗ 0 g whereT2g = K(π Σ ,1)istheJacobianmanifoldofΣ ,andtheringstruc- 1 g g ture on the homology of T2g is induced by the Pontrjagin product. Let ω ∈ H (T2g;R) be the homology class represented by the dual of the 0 2 standard symplectic form on T2g. We decompose the Sp(2g,R)-module H (T2g;R) into irreducible components. For this, consider the homomor- k phism ω ∧ : H (T2g;R) −→ H (T2g;R) 0 k−2 k induced by the wedge product with ω . On the one hand, it is easy to see 0 using Poincare´ duality on T2g, that the above homomorphism is surjective for any k ≥ g + 1. On the other hand, it is well-known (see [4]), that the kernelofthecontractionhomomorphism C: H (T2g;Q) −→ H (T2g;Q) k k−2 induced by the intersection pairing H (T2g;Q) ∼= Λ2H (Σ ;Q)→Q is the 2 1 g irreducible representation of the algebraic group Sp(2g,Q) corresponding to the Young diagram [1k] for any k ≤ g. Let [1k] = [1k]⊗R denote the R real formofthisrepresentation. Then wehaveadirectsumdecomposition (3) H (T2g;R) = [1k] ⊕ω ∧H (T2g;R) (k ≤ g). k R 0 k−2 CHARACTERISTICCLASSESOFFOLIATEDSURFACEBUNDLES 7 Theorem 5. The kernel ofthehomomorphism Flux∗: H (T2g;R)−→H∗(SympδΣ ;R) ∗ 0 g induced by the flux homomorphism is the ideal generated by the subspace ω ∧H (T2g;R) ⊂ H (T2g;R), and the image of this homomorphism can 0 1 3 bedescribedas g ImFlux∗ ∼= R⊕ [1k] , R k=1 M whereR denotestheimageof thesubspaceofH (T2g;R) spannedbyω . 2 0 ThegroupH1(Σ ;R)actsonHamΣ byouterautomorphisms. Inpartic- g g ular,itactsonthehomologyH (HamδΣ ;Z)ofthediscretegroupHamδΣ ∗ g g sothatwecanconsiderthecoinvariantsH∗(HamδΣg;Z)H1,whereforsim- R plicity we have written H1 instead of H1(Σ ;R). The following result R g shows that the second homology group H (HamδΣ ;Z) is highly non- 2 g trivial. Theorem 6. Foranyg ≥ 2, thereexistsa naturalinjection H1(Σg;R) ⊂ H2(HamδΣg;Z)H1 . R 3. THE TRANSVERSE SYMPLECTIC CLASS SinceΣ isan Eilenberg-MacLanespace, thetotalspaceoftheuniversal g foliatedΣ -bundleovertheclassifyingspaceBSympδΣ isagainaK(π,1) g g space. Hence if we denote by ESympδΣ the fundamental group of this g totalspace, thenweobtainashort exactsequence (4) 1−→π Σ −→ESympδΣ −→SympδΣ −→1 1 g g g andanycohomologyclassofthetotalspacecanbeconsideredasanelement in the group cohomology of ESympδΣ . Now on the total space of any g foliated Σ -bundle with total holonomy group contained in SympΣ there g g isa closed2-form ω˜ which restrictsto thesymplecticform ω on each fiber. At the universal space level, the de Rham cohomology class of ω˜ defines a class v ∈ H2(ESympδ;R) which we call the transverse symplectic class. We normalize the symplecticform ω on Σ so that its total area is equal to g 2g−2. Itfollowsthattherestrictionofvtoafiberisthesameasthenegative oftheEulerclasse ∈ H2(ESympδ;R)oftheverticaltangentbundle. LetESymp Σ denotethesubgroupofESympδΣ obtainedbyrestrict- 0 g g ing the extension (4) to Symp Σ ⊂ SympΣ . Since any foliated Σ - 0 g g g bundle with total holonomy in Symp Σ is trivial as a differentiable Σ - 0 g g bundle,thereexistsan isomorphism ∼ ESymp Σ = π Σ ×Symp Σ . 0 g 1 g 0 g 8 D.KOTSCHICKANDS.MORITA Henceforth we identify theabovetwo groups. By theKu¨nneth decomposi- tion,we havean isomorphism H2(ESympδΣ ;R) ∼= H2(Σ ;R)⊕ 0 g g (5) ⊕ H1(Σ ;R)⊗H1(SympδΣ ;R) ⊕H2(SympδΣ ;R) , g 0 g 0 g where we iden(cid:0)tify H∗(π1Σg;R) with H∗(Σg;R(cid:1)). Let µ ∈ H2(Σg;Z) be the fundamental cohomology class of Σ . Clearly the Euler class e ∈ g H2(ESympδΣ ;R) is equal to (2 − 2g)µ. The flux homomorphism gives 0 g riseto an element [Flux] ∈ Hom (H (SympδΣ ;Z),H1(Σ ;R)) Z 1 0 g g ∼=Hom (H (SympδΣ ;R),H1(Σ ;R)) R 1 0 g g ∼=H1(Σ ;R)⊗H1(SympδΣ ;R), g 0 g wherethelastisomorphismexistsbecauseH1(Σ ;R)isfinitedimensional. g Choose a symplectic basis x ,...,x , y ,...,y of H (Σ ;R) and denote 1 g 1 g 1 g by x∗,...,x∗, y∗,...,y∗ thedual basis of H1(Σ ;R). Then Poincare´ dual- 1 g 1 g g ityH (Σ ;R) ∼= H1(Σ ;R)isgivenbythecorrespondencex 7→ −y∗,y 7→ 1 g g i i i x∗. Theelement[Flux]can bedescribed explicitlyas i g (6) [Flux] = (x∗ ⊗x˜ +y∗⊗y˜) ∈ H1(Σ ;R)⊗H1(SympδΣ ;R) i i i i g 0 g i=1 X where x˜ ,y˜ ∈ H1(SympδΣ ;R) ∼= Hom(H (Symp Σ ;Z);R) is defined i i 0 g 1 0 g bytheequality g Flux(ϕ) = (x˜ (ϕ)x +y˜(ϕ)y ) (ϕ ∈ Symp Σ ). i i i i 0 g i=1 X The elements x˜ ,y˜ can be also interpreted as follows. The flux homomor- i i phisminducesahomomorphismin cohomology (7) Flux∗: H∗(H1(Σ ;R)δ;R)−→H∗(SympδΣ ;R) g 0 g wherethedomain H∗(H1(Σ ;R)δ;R) ∼= Hom (Λ∗(H1(Σ ;R)),R) g Z Z g is the cohomology group of H1(Σ ;R) considered as a discrete abelian g group, rather than as a vector space over R, so that it is a very large group. Itscontinuouspartis defined as H∗(H1(Σ ;R)δ;R) =Hom (Λ∗(H1(Σ ;R)),R) ct g R R g ⊂Hom (Λ∗(H1(Σ ;R)),R) Z R g ⊂Hom (Λ∗(H1(Σ ;R)),R) ∼= H∗(H1(Σ ;R)δ;R) , Z Z g g CHARACTERISTICCLASSESOFFOLIATEDSURFACEBUNDLES 9 wherethesecondinclusionis inducedby thenatural projection Λ∗(H1(Σ ;R)) −→ Λ∗(H1(Σ ;R)) . Z g R g Denotingby T2g = K(π Σ ,1)theJacobian torusof Σ , thereis a canoni- 1 g g cal isomorphism Λ∗H1(Σ ;R) ∼= H∗(T2g;R), R g sothatwecan identify H∗(H1(Σ ;R)δ;R) ∼= Hom (H∗(T2g;R);R) ∼= H (T2g;R). ct g R ∗ Thus, by restricting the homomorphism Flux∗ in (7) to the continuous co- homology,weobtainahomomorphism Flux∗: H (T2g;R) −→ H∗(SympδΣ ;R). ∗ 0 g Itis easy toseethat underthishomomorphismwehave ∗ ∗ x˜ = Flux (x ) , y˜ = Flux (y ) . i i i i Letω ∈ Λ2H (Σ ;R)bethesymplecticclassdefined by 0 R 1 g g ω = x ∧y 0 i i i=1 X andset g ω˜ = Flux∗(ω ) = x˜ y˜ ∈ H2(SympδΣ ;R) . 0 0 i i 0 g i=1 X Lemma 7. Wehavetheequality [Flux]2 = −2µ⊗ω˜ ∈ H2(Σ ;R)⊗H2(SympδΣ ;R). 0 g 0 g Proof. A direct calculationusingtheexpression(6)yields g [Flux]2 = − (x∗y∗ ⊗x˜ y˜ +y∗x∗ ⊗y˜x˜ ) . i i i i i i i i i=1 X Sincex∗y∗ = −y∗x∗ = µ,weobtain i i i i g [Flux]2 = −2µ⊗ x˜ y˜ = −2µ⊗ω˜ i i 0 i=1 X asrequired. (cid:3) Now we can completely determine the transverse symplectic class v of foliatedΣ -bundleswhosetotalholonomygroupsarecontainedintheiden- g titycomponentSymp Σ ofSympΣ as follows. 0 g g 10 D.KOTSCHICKANDS.MORITA Proposition8. OnthesubgroupESympδΣ thetransversesymplecticclass 0 g v ∈ H2(ESympδΣ ;R) isgiven by 0 g 1 v = (2g −2)µ+[Flux]+ ω˜ 0 2g −2 undertheisomorphism(5). Furthermore,thehomomorphism ω˜ ⊗H1(SympδΣ ;R)−→H3(SympδΣ ;R) 0 ct 0 g 0 g inducedbythecupproductistrivial,whereH1(SympδΣ ;R) ∼= H (Σ ;R) ct 0 g 1 g denotesthesubgroupofH1(SympδΣ ;R)generatedbythecontinuousco- 0 g homologyclasses x˜ ,y˜. In particular,ω˜2 = 0. i i 0 Proof. Sincetherestrictionofv toeachfiberisequaltothenegativeofthat of the Euler class e by our normalization, v restricts to (2g − 2)µ on the fiber. Thisgivesthefirstcomponentoftheformula. Thesecondcomponent followsfromLemma8of[13]. Thuswecan write v = (2g −2)µ+[Flux]+γ ∈ H∗(Σ ;R)⊗H∗(SympδΣ ;R) g 0 g forsomeγ ∈ H2(SympδΣ ;R). Nowobservethatv2 = 0becauseω˜2 = 0. 0 g Also, because wehave restricted to Symp Σ , we haveµ2 = 0, µ[Flux] = 0 g 0. Hence weobtain [Flux]2 +γ2 +2(2g −2)µγ +2[Flux]γ = 0 . Itfollowsthat [Flux]2 +2(2g −2)µγ = 0 [Flux]γ = 0 γ2 = 0 because thesethree elements belong to different summandsin theKu¨nneth decomposition of H∗(Σ ;R) ⊗ H∗(Sympδ;R). If we combine the first g 0 equalityaboveand Lemma7, thenwe can concludethat 1 (8) γ = ω˜ . 0 2g −2 This proves the first claim of the proposition. If we substitute (6) and (8) in the second equality above, then we see that ω˜ x˜ = ω˜ y˜ = 0 for any i, 0 i 0 i whence the second claim. Observe that the third equality γ2 = 0, which is equivalent to ω˜2 = 0 by the above, is a consequence of the second claim. 0 (cid:3) NowwecancalculatetherestrictionofthecocycleαdefinedinSection2 totheidentitycomponentSymp Σ . 0 g

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