Certificates in Adult Numeracy and Adult Literacy (3792) Qualification handbook www.cityandguilds.com September 2001 Version 1.1 (interim revision) About City & Guilds City & Guilds is the UK’s leading provider of vocational qualifications, offering over 500 awards across a wide range of industries, and progressing from entry level to the highest levels of professional achievement. With over 8500 centres in 100 countries, City & Guilds is recognised by employers worldwide for providing qualifications that offer proof of the skills they need to get the job done. City & Guilds Group The City & Guilds Group includes City & Guilds, ILM (the Institute of Leadership & Management) which provides management qualifications, learning materials and membership services, NPTC which offers land-based qualifications and membership services, and HAB (the HospitalityAwarding Body). City & Guilds also manages the Engineering Council Examinations on behalf of the Engineering Council. Equal opportunities City & Guilds fully supports the principle of equal opportunities and we are committed to satisfying this principle in all our activities and published material. A copy of our equal opportunities policy statement is available on the City & Guilds website. Copyright The content of this document is, unless otherwise indicated, © The City and Guilds of London Institute 2007 and may not be copied, reproduced or distributed without prior written consent. However, approved City & Guilds centres and learners studying for City & Guilds qualifications may photocopy this document free of charge and/or include a locked PDF version of it on centre intranets on the following conditions: • centre staff may copy the material only for the purpose of teaching learners working towards a City & Guilds qualification, or for internal administration purposes • learners may copy the material only for their own use when working towards a City & Guilds qualification The Standard Copying Conditions on the City & Guilds website also apply. Please note: the Adult Literacy and Adult Numeracy National Standards on which these qualifications are based are not © The City and Guilds of London Institute. Please check the conditions upon which they may be copied with the Qualifications and Curriculum Authority (QCA). 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City & Guilds 1 Giltspur Street London EC1A 9DD T +44 (0)20 7294 2800 www.cityandguilds.com F +44 (0)20 7294 2400 [email protected] Certificates in Adult Numeracy and Adult Literacy (3792) Qualification handbook www.cityandguilds.com September 2001 Version 1.1 (interim revision) Important note This document incorporates the 2004 handbook addendum (containing guidance on using the Entry Level assignments and short tasks), as well as the original handbook document published in 2001. Please be aware arrangements for distributing the live Entry level assessment materials changed in September 2007. See issue 20 (September 2007) of Skills for Life news for details. Certificates in Adult Numeracy and Adult Literacy (3792) 1 CONTENTS Introduction - Aims......................................................................................................................................................4 - The development of the National Adult Literacy and Adult Numeracy Standards...............................4 - The development of the Adult Literacy and Adult Numeracy core curriculum and ESOL curriculum4 - Opportunities for progression................................................................................................................5 - Adult Literacy and Adult Numeracy Areas and Levels.........................................................................5 The Award - 3792 Certificate in Adult Literacy and Certificate in Adult Numeracy.................................................6 - Certificates.............................................................................................................................................7 Administration and Guidance - Background............................................................................................................................................8 - Entry Level assessment routes...............................................................................................................8 - Choosing the best route for a candidate.................................................................................................8 - Levels 1 and 2 assessment routes..........................................................................................................9 - Entry Level guidance.............................................................................................................................9 - Uneven or ‘spiky’ profiles.....................................................................................................................9 - Rules of combination.............................................................................................................................9 - Comparability of routes ......................................................................................................................10 - Offering Adult Literacy and Adult Numeracy in the Welsh language.................................10 - Offering 3792 Adult Literacy and Adult Numeracy............................................................................10 Quality Assurance - Definition.............................................................................................................................................11 - Quality assurance model......................................................................................................................11 - Centre approval...................................................................................................................................11 - The role of the co-ordinator.................................................................................................................12 - Centre staff qualifications....................................................................................................................13 - The role of the assessor.......................................................................................................................13 - The role of the internal verifier............................................................................................................13 - The internal verification process.........................................................................................................13 - The role of the external verifier...........................................................................................................14 - The external verification process.........................................................................................................14 - Appeals procedure...............................................................................................................................14 - Retention of evidence..........................................................................................................................14 - Candidates with particular requirements.............................................................................................14 - Equal opportunities..............................................................................................................................15 Preparing for Assessment - Responsibilities of the centre...............................................................................................................16 - Staff development ...............................................................................................................................16 - Candidate induction.............................................................................................................................16 - General planning..................................................................................................................................16 - Learning programmes..........................................................................................................................16 - Ensuring good assessment practice......................................................................................................17 - Preparing for assessment – checklist...................................................................................................18 Record Keeping - Record keeping forms..........................................................................................................................19 Preparing for External Verification - Purpose of external verification...........................................................................................................20 - Process of external verification...........................................................................................................20 - External verifiers approval for claiming certification..........................................................................21 - Extra visits...........................................................................................................................................21 Administration Arrangements for Certification - Candidate registration..........................................................................................................................22 - Test entry (Levels 1& 2 only)..............................................................................................................22 - Internal assessment results reporting...................................................................................................22 2 Portfolio and Short Task Assessment - The candidate portfolio........................................................................................................................24 - Types of evidence................................................................................................................................24 - Assessing evidence..............................................................................................................................24 - Authenticity of evidence......................................................................................................................25 - Candidate independence......................................................................................................................25 - Validity of evidence.............................................................................................................................25 - Sufficiency of evidence.......................................................................................................................25 - Candidate support................................................................................................................................26 - Suggested portfolio structure...............................................................................................................26 - Short tasks...........................................................................................................................................27 - Particular requirements........................................................................................................................27 - Registration and certification summary...............................................................................................28 - Introduction to standards.....................................................................................................................29 Adult Literacy Assessment Criteria - Entry 1-3 - Speaking and Listening.......................................................................................................................30 - Reading................................................................................................................................................31 - Writing.................................................................................................................................................32 Adult Literacy Portfolio Standards - Entry 1.................................................................................................................................................33 - Entry 2.................................................................................................................................................42 - Entry 3.................................................................................................................................................51 Adult Numeracy Assessment Criteria - Entry 1 .........................................................................................60 Adult Numeracy Portfolio Standards - Entry 1...........................................................................................62 Adult Numeracy Assessment Criteria - Entry 2 .........................................................................................66 Adult Numeracy Portfolio Standards - Entry 2...........................................................................................68 Adult Numeracy Assessment Criteria - Entry 3..........................................................................................73 Adult Numeracy Portfolio Standards - Entry 3...........................................................................................75 Assignment Assessment - Administration of assignments...........................................................................................................80 - Catalogue of assignments....................................................................................................................81 - Particular requirements........................................................................................................................81 - Registration and certification summary...............................................................................................81 Administration and Guidance for Levels 1 and 2 - Introduction.........................................................................................................................................84 Multiple Choice Test Assessment - Administration of tests.........................................................................................................................84 - Particular requirements........................................................................................................................84 - Registration and certification summary...............................................................................................84 - Standards for Adult Literacy Level 1..................................................................................................85 - Standards for Adult Literacy Level 2..................................................................................................87 - Standards for Adult Numeracy Level 1...............................................................................................89 - Standards for Adult Numeracy Level 2...............................................................................................92 Sources of Information ..............................................................................................................................95 3 Introduction Aims City and Guilds Scheme 3792 Adult Literacy and Adult Numeracy recognises and certificates the ability of adults (post 16) to read, write, speak, and use numerical skills at a level necessary to function and progress at work and in society in general. The development of the National Adult Literacy and Adult Numeracy standards The report of Sir Claus Moser’s Working Group, A Fresh Start – Improving Literacy and Adult Numeracy (DfEE, 1999), made very clear the extent of the basic skills problem among the adult population. Following this, a national strategy to tackle the literacy and numeracy needs of adults was launched by the government in the autumn of 2000. The report’s recommendations set out the measures needed to strengthen basic skills programmes to ensure that adult learners are given quality opportunities to improve their literacy and numeracy. The cornerstone of the strategy was a clear and coherent framework of national standards for literacy and numeracy. The strategy includes • national standards of adult literacy and adult numeracy to ensure consistency • a core curriculum to clarify what teachers should teach to enable learners to reach those standards • a new system of qualifications to measure achievement against the standards • improved quality and diversity of learning opportunities to meet the needs of a wide range of learners • developing national tests for literacy and numeracy • introducing new qualifications for teachers of literacy and numeracy The standards describe adult literacy and adult numeracy as ‘the ability to read, write and speak in English and to use mathematics at a level necessary to function at work and in society in general.’ The standards provide a map of the range of skills and capabilities that adults are expected to need in order to function and progress at work and in society. A separate set of standards has been produced for each of the basic skills of literacy and numeracy. Each set of standards consists of a framework which presents each skill at Entry Level, Level 1 and Level 2 (p83). Adult Literacy covers the ability to: • speak, listen and respond • read and comprehend • write to communicate. Adult Numeracy covers the ability to: • understand and use mathematical information • calculate and manipulate mathematical information • interpret results and communicate mathematical information. The development of the Adult Literacy and Adult Numeracy core curriculum and ESOL curriculum Separate curricula have been developed and published by the Basic Skills Agency, for literacy and for numeracy. The new Adult Literacy and Adult Numeracy core curriculum is central to the national strategy. It sets out the entitlement to learning for all adults who have difficulties with literacy and numeracy. It 4 describes the content of what should be taught in literacy and numeracy programmes in: further and adult education; the workplace and programmes for the unemployed; prisons; community-based and family literacy and numeracy programmes. It assists teachers to meet the individual needs of adults through the selection and teaching of skills appropriate to those adults’ needs. For the first time, adults and the teachers who work with them have a clear set of skills required to meet national standards, together with the knowledge and understanding that underpin those skills supported by sample strategies to develop them. A separate working group has been examining the particular needs of ESOL learners in the development of an Adult Basic Skills Strategy. The question of curriculum development for ESOL has also been widely raised as part of consultation on the curriculum. The ESOL Curriculum presently under development represents a set of tools for ESOL staff to use in the development of programmes, approaches and materials that are designed to raise the level of skills, knowledge and capability in their learners. See p 100 for details on where the core curriculum and ESOL curriculum can be obtained. The City and Guilds 3792 Scheme embodies the National Adult Literacy and Adult Numeracy standards which are designed primarily for use by training providers and those responsible for supporting Adult Literacy and Adult Numeracy. Opportunities for progression The City and Guilds 3792 Scheme at Entry Level, provides a base for progression into Levels 1 and 2 of both the Adult Literacy and Adult Numeracy and the Key Skills specifications. At Levels 1 and 2, it provides progression to levels 3 and above of Key Skills. There is no requirement for prior learning in order to access this course. The qualification aims to enable candidates to deal effectively with the demands of adult life; work, society and culture. It develops the candidate’s skills and confidence, enabling him/her to deal effectively with his/her world and responsibilities. Literacy and numeracy skills can be developed and evidenced in many contexts. An understanding of spiritual, moral, ethical, social and cultural issues may be explained through the contexts used in the learning programmes developed by centres. Adult Literacy and Adult Numeracy Areas and levels: The areas of Adult Literacy and Adult Numeracy are: • Literacy • Numeracy These are available at levels: Entry Level (Entry1-3) and at Levels 1 and 2 5 The Award 3792 Certificate in Adult Literacy and Certificate in Adult Numeracy 001 Numeracy - Entry 1 (portfolio) 112 Literacy, speaking and listening - 002 Numeracy - Entry 2 (portfolio) Entry 2 (assignment) 003 Numeracy - Entry 3 (portfolio) 113 Literacy, speaking and listening - 101 Numeracy - Entry 1 (assignment) Entry 3 (assignment) 102 Numeracy - Entry 2 (assignment) 114 Literacy, reading - Entry 1 103 Numeracy - Entry 3 (assignment) (assignment) 115 Literacy, reading - Entry 2 011 Literacy, speaking and listening - (assignment) Entry 1 (portfolio) 116 Literacy, reading - Entry 3 012 Literacy, speaking and listening - (assignment) Entry 2 (portfolio) 117 Literacy, writing - Entry 1 013 Literacy, speaking and listening - (assignment) Entry 3 (portfolio) 118 Literacy, writing - Entry 2 014 Literacy, reading - Entry 1 (portfolio) (assignment) 015 Literacy, reading - Entry 2 (portfolio) 119 Literacy, writing - Entry 3 016 Literacy, reading - Entry 3 (portfolio) (assignment) 017 Literacy, writing - Entry 1 (portfolio) 018 Literacy, writing - Entry 2 (portfolio) D220 Numeracy - Level 1 (test) 019 Literacy, writing - Entry 3 (portfolio) D221 Numeracy - Level 2 (test) 111 Literacy, speaking and listening - D230 Literacy - Level 1 (test) Entry 1 (assignment) D231 Literacy - Level 2 (test) 3792 Certificate in Adult Numeracy or Literacy - minimum for certification Entry Level - Adult Numeracy Complex - 01 One of 001-003 OR One of 101-103 Entry Level - Adult Literacy Complex - 02 One of 011, 012, 013 plus one of 014, 015, 016 plus one of 017, 018, 019 OR One of 111, 112, 113 plus one of 114, 115, 116 plus one of 117, 118, 119 Level 1 - Adult Numeracy Complex - 11 One of 220 Level 2 - Adult Numeracy Complex - 11 One of 221 Level 1 - Adult Literacy Complex - 12 One of 230 Level 2 - Adult Literacy Complex - 12 One of 231 6 The certificates Completion of a City and Guilds 3792 Award leads to certificates with the following titles • for Entry Level Numeracy, the certificate title is: City and Guilds Entry Level Certificate in Adult Numeracy • for Entry Level Literacy, the certificate title covering all three sub-skills is: City and Guilds Entry Level Certificate in Adult Literacy (including spoken communication) For Entry Level, candidates also receive notification, on the certificate, of the Entry Level achieved (ie Entry 1, 2 or 3), and for literacy, each sub-skill is noted individually. • for Literacy and Numeracy at Levels 1 and 2, the title is City and Guilds Level X Certificate in Adult Literacy and City and Guilds Level X Certificate in Adult Numeracy 7 Administration and guidance Background Adult Literacy and Adult Numeracy at levels 1 and 2 are assessed entirely by externally (QCA) set national tests. Entry Levelsubmission criteria from QCA dictates a minimum of 50% external assessment. For the Adult Literacy & Numeracy schemes starting in September, we have aimed to provide candidates with a variety of options of assessment. Entry Level assessment routes The mandatory assessment, for certification of Adult Literacy and Adult Numeracy at Entry 1–3, is split into a choice of two main assessment routes: • portfolios which are internally assessed and short tasks which are externally set, internally marked and externally verified OR • assignments which are externally set, internally marked and externally verified Portfolio and short tasks Portfolios cover roughly 50% of the Adult Literacy and Adult Numeracy standards, with the short tasks covering the remaining 50%. There are three sets of short tasks available to the tutor. Where a candidate is unable to correctly complete a set of tasks on the first attempt, the tutor is able to give feedback and further tutoring if required, then offer one of the remaining sets of tasks. (A candidate may not submit a set of tasks more than once) (Guidance and standards for this route can be found on pages 24-75) Assignments 5 assignments, each covering 100% of the Adult Literacy and Adult Numeracy standards, are available to the tutor. These are based on different scenarios and the candidate should be offered an assignment on a scenario that is relevant for, or of interest to them. Where a candidate has not correctly completed an assignment on the first presentation, the tutor is able to give feedback and further tutoring if required, then offer one of the remaining assignments. (A candidate may not submit the same assignment more than once). On satisfactory completion of one assignment, the candidate will have covered all of the evidence necessary for certification. (Guidance for this route can be found on pages 80-81) Choosing the best route for the candidate Centres have the flexibility to use any or all routes within the centre. It is expected that for any individual candidate, the choice of assessment route will be made based on the progression needs, interest/experience and preference of the individual candidate. For instance, Portfolio Route - a candidate who finds the range of contexts of assignments limited, and who has interests outside these (eg if working in a particular vocational area) might prefer to use a portfolio route that will allow them to gather evidence in a context that is directly relevant to them. Equally, if a candidate is being prepared for progression to a portfolio-based qualification, the portfolio route might be appropriate for them to learn portfolio building skills. Assignment Route - Candidates who do not have any of these needs or who do not like a portfolio gathering approach might prefer the assignment route. Each assessment is designed so that the weighting of topics covered is equivalent to any other assignment 8
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