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CATEGORIES AND FUNCTORS This is Volume 39 in PURE AND APPLIED MATHEMATICS A Series of Monographs and Textbooks Editors: PAULA . SMITH AND SAMUEL EILENBERG A complete list of titles in this series appears at the end of this volume CATEGORIES AND FUNCTORS Bodo Pareigis UXIVERSITY OF MUNICH MUNICH, GERMANY 1970 ACADEMIC PRESS New York London This is the only authorized English translation of Kuregorien - und Funktoren Eine Einfirhrung (a volume in the series “Mathematische Leitfaden,” edited by Professor G. Kothe), orig- inally in German by Verlag B. G. Teubner, Stuttgart. 1969 COPYRIGHT 0 1970, BY ACADEMPIRCE SS, INC. ALL RIGHTS RESERVED NO PART OF THIS BOOK MAY BE REPRODUCED IN ANY FORM, BY PHOTOSTAT, MICROFILM, RETRIEVAL SYSTEM, OR ANY OTHER MEANS, WITHOUT WRITTEN PERMISSION FROM THE PUBLISHERS. ACADEMIC PRESS, INC. 111 Fifth Avenue, New York, New York 10003 United Kingdom Edition published by ACADEMIC PRESS, INC. (LONDON) LTD. Berkeley Square House, London WlX 6BA - LIBRAROYF CONGRESS CATALOG CARD NUMBER76: 117631 PRINTED IN THE UNITED STATES OF AMERICA Contents Preface . . . . . . . . . . . . . . . . . . . . . . . . . . . . vii . 1 Preliminary Notions 1.1 Definition of a Category . . . . . . . . . . . . . . . . . 1 . . . . . . . . . . 1.2 Functors and Natural Transformations 6 1.3 Representable Functors . . . . . . . . . . . . . . . . . 10 1.4 Duality . . . . . . . . . . . . . . . . . . . . . . . 12 . . . . 1.5 Monomorphisms. Epimorphisms. and Isomorphisms 14 . . . . . . . . . . . . . 1.6 Subobjects and Quotient Objects 20 . . . . . . . . . . . . 1.7 Zero Objects and Zero Morphisms 22 1.8 Diagrams . . . . . . . . . . . . . . . . . . . . . . . 24 1.9 Difference Kernels and Difference Cokernels . . . . . . . . 26 . . . . . . . . . . . . . . . . 1.10 Sections and Retractions 29 1.11 Products and Coproducts . . . . . . . . . . . . . . . . 29 . . . . . . . . . . . . . . . . 1.12 Intersections and Unions 33 . . . . . . . . . . 1.13 Images. Coimages. and Counterimages 34 1.14 Multifunctors . . . . . . . . . . . . . . . . . . . . . 39 1.15 The Yoneda Lemma . . . . . . . . . . . . . . . . . . 41 1.16 Categories as Classes . . . . . . . . . . . . . . . . . . 48 Problems . . . . . . . . . . . . . . . . . . . . . . . 49 . 2 Adjoint Functors and Limits 2.1 Adjoint Functors . . . . . . . . . . . . . . . . . . . . 51 2.2 Universal Problems . . . . . . . . . . . . . . . . . . . 56 2.3 Monads . . . . . . . . . . . . . . . . . . . . . . . 61 2.4 Reflexive Subcategories . . . . . . . . . . . . . . . . . 73 . . . . . . . . . . . . . . . . . . 2.5 Limits and Colimits 77 2.6 Special Limits and Colimits . . . . . . . . . . . . . . . 81 2.7 Diagram Categories . . . . . . . . . . . . . . . . . . 89 V vi CONTENTS 2.8 Constructions with Limits . . . . . . . . . . . . . . . . 97 2.9 The Adjoint Functor Theorem . . . . . . . . . . . . . . 105 2.10 Generators and Cogenerators . . . . . . . . . . . . . . 110 2.11 Special Casesof the Adjoint Functor Theorem . . . . . . . 113 2.12 Full and Faithful Functors . . . . . . . . . . . . . . . 115 Problems . . . . . . . . . . . . . . . . . . . . . . . 118 . 3 Universal Algebra 3.1 Algebraic Theories . . . . . . . . . . . . . . . . . . 120 3.2 Algebraic Categories . . . . . . . . . . . . . . . . . . 126 3.3 Free Algebras . . . . . . . . . . . . . . . . . . . . . 130 3.4 Algebraic Functors . . . . . . . . . . . . . . . . . . . 137 . . . . . . . 3.5 Examples of Algebraic Theories and Functors 145 3.6 Algebras in Arbitrary Categories . . . . . . . . . . . . . 149 . . . . . . . . . . . . . . . . . . . . . . . Problems 156 . 4 Abelian Categories 4.1 Additive Categories . . . . . . . . . . . . . . . . . . 158 4.2 Abelian Categories . . . . . . . . . . . . . . . . . . . 163 4.3 Exact Sequences . . . . . . . . . . . . . . . . . . . . 166 4.4 Isomorphism Theorems . . . . . . . . . . . . . . . . . 172 4.5 The Jordan-Holder Theorem . . . . . . . . . . . . . . 174 4.6 Additive Functors . . . . . . . . . . . . . . . . . . . 178 4.7 Grothendieck Categories . . . . . . . . . . . . . . . . 181 4.8 The Krull.Remak.Schmidt.AzumayaTheorem . . . . . . . 190 4.9 Injective and Projective Objects and Hulls . . . . . . . . . 195 4.10 Finitely Generated Objects . . . . . . . . . . . . . . . 204 4.1 1 Module Categories . . . . . . . . . . . . . . . . . . . 210 . . . . . . . . . . . . . . 4.12 Semisimple and Simple Rings 217 4.13 Functor Categories . . . . . . . . . . . . . . . . . . . 221 . . . . . . . . . . . . . . . . . 4.14 Embedding Theorems 236 Problems . . . . . . . . . . . . . . . . . . . . . . . 244 Appendix . Fundamentals of Set Theory . . . . . . . . . . 2 47 Bibliography . . . . . . . . . . . . . . . . . . . . . . . . . 257 Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 259 Thinking-is it a social function or one of the brains 7 Stanislaw Jmzy Lec Preface In their paper on a “General theory of natural equivalences” Eilenberg and MacLane laid the foundation of the theory of categories and functors in 1945. It took about ten years before the time was ripe for a further development of this theory. Early in this century studies of isolated mathematical objects were predominant. During the last decades, however, interest proceeded gradually to the analysis of admissible maps between mathematical objects and to whole classes of objects. This new point of view is appropriately expressed by the theory of categories and functors. Its new language-originally called “general abstract nonsense” even by its initiators-spread into many different branches of mathematics. The theory of categories and functors abstracts the concepts “object” and “map” from the underlying mathematical fields, for example, from algebra or topology, to investigate which statements can be proved in such an abstract structure. Then these statements will be true in all those mathematical fields which may be expressed by means of this language. Of course, there are trends today to render the theory of categories and functors independent of other mathematical branches, which will certainly be fascinating if seen for example, in connection with the foundation of mathematics. At the moment, however, the prevailing value of this theory lies in the fact that many different mathematical fields may be interpreted as categories and that the techniques and theorems of this theory may be applied to these fields. It provides the means of comprehension of larger parts of mathematics. It often occurs that certain proofs, for example, in algebra or in topology, use “similar” methods. With this new language it is possible to express these “simi- larities” in exact terms. Parallel to this fact there is a unification. Thus it will be easier for the mathematician who has command of this language to acquaint himself with the fundamentals of a new mathematical field if the fundamentals are given in a categorical language. vii viii PREFACE This book is meant to be an introduction to the theory of categories and functors for the mathematician who is not yet familiar with it, as well as for the beginning graduate student who knows some first examples for an application of this theory. For this reason the first chapter has been written in great detail. The most important terms occurring in most mathematical branches in one way or another have been expressed in the language of categories. The reader should consider the examples-most of them from algebra or topology-as applications as well as a possible way to acquaint himself with this particular field. The second chapter mainly deals with adjoint functors and limits in a way first introduced by Kan. The third chapter shows how far universal algebra can be represented by categorical means. For this purpose we use the methods of monads (triples) and also of algebraic theories. Here you will find represented one of today’s most interesting application of category theory. The fourth chapter is devoted to abelian categories, a very important generalization of the categories of modules. Here many interesting theorems about modules are proved in this general frame. The em- bedding theorems at the end of this chapter make it possible to transfer many more results from module categories to arbitrary abelian categories. The appendix on set theory offers an axiomatic foundation for the set theoretic notions used in the definition of categorical notions. We use the set of axioms of Godel and Bernays. Furthermore, we give a formulation of the axiom of choice that is particularly suitable for an application to the theory of categories and functors. I hope that this book will serve well as an introduction and, moreover, enable the reader to proceed to the study of the original literature. He will find some important publications listed at the end of this book, which again include references to the original literature. Particular thanks are due to my wife Karin. Without her help in preparing the translation I would not have been able to present to English speaking readers the English version of this book.

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CONTENTS ======== Preface 1. Preliminary Notions 1.1 Definition of a Category 1.2 Functors and Natural Transformations 1.3 Representable Functors 1.4 Duality 1.5 Monomorphisms. Epimorphisms. and Isomorphisms 1.6 Subobjects and Quotient Objects 1.7 Zero Objects and Zero Morphisms 1.8 Diagrams 1.9 Dif
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