© Biologiezentrum Linz/Austria; download unter www.biologiezentrum.at Case study: Economic and structural settlement changes and their consequences in the community of La Gamba, Golfo Dulce region Estudio de caso: Cambios estructurales y económicos de la población y sus consecuencias en la comunidad La Gamba, región del Golfo Dulce Michael KLINGLER Abstract:ThecommunityofLaGambahasexperiencedseveralproblemsconcerningmonoculturallanduse,unemploymentand thesupplyofsocialservices,aswellaspressurecausedbytheincreasingscarcityofnaturalresources.Intermsofhuman-environ- mentalinteraction,theconflictbetweentheconservationofbiodiversityandthelocalpopulation’sdependenceonnaturalre- sourcesisdiscussedfromtheformationofthesettlementuptotheyear2006. Keywords:monoculture,naturalresources,humanenvironmentalinteraction,conservationofbiodiversity,dependenceonre- sources. Resumen:LaComunidaddeLaGambahaexperimentadoseriosproblemasrelacionadosalusodelsuelopormonocultivo,aldes- empleoyalacoberturadelosserviciossociales,asícomolapresióncausadaporelcrecienteagotamientodelosrecursosnatura- les.Enbasealainteracciónhombre-medioambiente,sediscuteelconflictoentrelaconservacióndelabiodiversidadyladepen- denciadelosrecursosporpartedelapoblaciónlocal,desdelaocupacióninicialhastaelaño2006. Palabrasclave:monocultivo,recursosnaturales,interacciónhombre-medioambiente,conservacióndelabiodiversidad,depen- denciaderecursos. Introduction region of Golfo Dulce. A retrospective survey of land usageintheLaGambacommunityilluminatesthehis- Thechangingstructureandrôleoftheagricultural toryofthesocialandeconomicsettlementfromitsbe- sector and the development of regional sustainability ginning, through the influential banana boom of the hasalteredthedynamicsofthehuman-environmental United Fruit Company and later attempts to diversify, interaction in La Gamba. Diverse survival strategies the subsequent governmental agricultural reform and andvaryingopinionsabouttheconservationofnature itsimpacts,uptothepresent-daytransitiontosustain- arerepresentedinthewidemixtureofactorsinthere- ableregionaldevelopmentwithitsresultingconflicts. gion. As a result of the belief that nature is merely a commodityandaresource,manyconflictsoccurduring the inter-play between economic, ecological, and so- Physical and geographic cio-cultural factors. The community of La Gamba features in the region of study servestherebyasacasestudytoillustratethediffering interests of actors in the local, national, and global Location tradecommunities. TheLaGambacommunity(coordinatesofthevil- Thesignificantgeographicalfeaturesintheregion lage center: 8°42’33”N-83°11’04”W) is located in the andahistoricaloverviewofthesequenceandcausesof politicalandadministrativedistrictsGolfitoandGuay- Stapfia88, agricultural colonisation highlight and clarify impor- cará in the Puntarenas Province. It is bordered to the zugleichKatalogeder oberösterreichischen tantdetailsthatareessentialtounderstandingthede- northandwestbytheParqueNacionalPiedrasBlancas, Landesmuseen NeueSerie80(2008): velopment of the cultural landscape in the peripheral tothesouthandsoutheastbytheRefugiodeVidaSil- 649-655 © Biologiezentrum Linz/Austria; download unter www.biologiezentrum.at Pioneer Phase of Initial Phase Government Phase of Conflict Transition Phase to Phase of Sustainable Phase Expansion ofDiversification Agricultural Reform Regional Development versus Phase Sustainability Int. Market Orientation appearance retreat of the U.F.Co. land distribution by IDA foundation of the appearance of the “Esquinas Rainforest Lodge” land occupation of the United from the region expansion of livestock Parque Nacional Fundación Neotrópica sustainable ecotourism agrarian Fruit Company unemployment production, rice, cocoa Piedras Blancas effort for conflict solution monoculture of palma africana valorization banana boom and timber rainforest conservancy between natur conservancy (Elaeis guineensis) livestock production versus and local small farmers imniitgiaraltion emxopnoortc-uolrtiuernetated caunldti vcaotcioona of rice ecostmambliusnhimtye cnet notfr ea u“Rtielisgaetniowna oldf rdeesro urces extension of basic initiatives expansion of problem of extensive land utilisation Österreicher” and infrastructure infrastructure inundation resettlement from strong migration affected areas 1941-1945 1954 1960 1978 1991 1996 2000 Fig.1:PhasesofeconomicalandstructuralchangesofsettlementinLaGamba vestre Golfito, and to the east by the Interamericana banana cultivation site. The subsequent departure of Sur. The territory makes up 2.460 ha and is comprised the Compañía Bananera caused widespread unemploy- oftheLaGamba,RíoBonitoandLaBolsasettlements. ment and emigration from the entire South Pacific re- gion.Asaresult,manysubstantialsocialandeconomic Naturalfeatures changestookplacewithintheregion.Inparticular,this La Gamba sits in the bottom of a valley on top of periodsawexpansionandadvancementintheproduc- theRíoClarotectonicdepression,whereitslandranges tion of cocoa, rice, yucca, oil palms, lumber (gmelina, fromflattoan8°slope.Thesoilconsistsofalluvialand teak)andlivestock.Today,CostaRicaisstrivingtocre- colluvial deposits, which is typical for piedmont areas ate sustainable regional development in the Golfo alongthebordersoftheRíoBonito(MORA1990).The Dulceregion,whileconcentratingontheareasofcon- erosive, tectonic landscape evokes the Fila Gamba, flict between economic interests, social equality, and which had to make structural adjustments to its ecologicalconservation. drainage system to account for geologic shifts and tec- Pioneerphase(1941-1953) tonic fractures. Traces of Nicoya and basalt complexs from the Cretaceous Period are particularly visible on Theperiodfollowingtheworldeconomiccrisisand the south face of the Fila Gamba (CHINCHILLA 1998). populationgrowthintheMesetaCentralsawaconstant Smallvalleymeanderscarvethetopographicallyyoung increase in agricultural colonisation. Pioneers founded mountainswithamaximumelevationof1.220metres. dispersedsettlementsandcultivatedasubsistenceecon- omy based on slash-and-burn farming. Infrequent pro- The Golfo Dulce, as part of the ‘tierra caliente’ re- ductionsurpluses,weakinfrastructureanddistancefrom gion,hasanaveragerainfallof5.891.6mma-1(observa- markets were the significant factors that led to an al- tionperiod1998-2003),withamaximumof1.209mm most complete isolation from the domestic market. (09/2000),amid-yeartemperatureof27.8°Candarela- They prevented a market-orientated approach to agri- tivehumidityof88.3%attheTropenstationLaGamba cultural production and an expansion of productive and 97.7% inside in the forest (HUBER 2005, WEIS- land, which forced the settlers to expand in peripheral SENHOFER2005).Theconsistentlyhightemperatureand areas, as land ownership in the area was constantly rainfall create an intense chemical decomposition changing due to squatters’ rights (JONES & MORRISON process on soils. Ultisols, inceptisols, and entisols are 1952, BARAHONA 1953, SANDNER 1961). The pioneer typicalintheregionofstudy(MAG&MIRENEN1995, phase was shaped by scattered, largely unregulated PAMPERL2001). colonisation,whichrevealedthepotentialfortheUnit- ed Fruit Company as a global actor in the nascent en- Changes in the economic and claveeconomyinthePacificlowlands. settlement structures in the La Gamba Phaseofexpansion(1954-1960) community and their consequences A subsidiary of the U.F.Co., the Compañia Banan- The development of the Esquinas district and the era attempted to overcome internal structural deficits establishment of a loading port with an administrative andadapttothelocalsituation,aswellasprovideaba- centre in Golfito by the Banana Trust led to increased sisforsocialmodernisationandincreasedwealthbyex- agricultural colonisation in the region’s under-devel- pandingeconomicgrowth(ALTENBURG1992).Asare- oped settlement structure. The La Gamba community sult of the low restrictions on development granted by wasusedfortheshortperiodfrom1954until1961asa theCortés-ChittendenLeaseContract,themarket-ori- 650 © Biologiezentrum Linz/Austria; download unter www.biologiezentrum.at Fig.2:LandutilisationofLa Gambaintheyears1960,1973, 1983,1998,2006.Sources: Klingler,IGN2007-Editing: KLINGLER2007 651 © Biologiezentrum Linz/Austria; download unter www.biologiezentrum.at entatedagriculturesectorinitiatedmassiveexpansionof Thelocalproductivityintheregiondidnot,howev- theregionalinfrastructure(railwaylines,streets,portfa- er, adequately aid the unemployed and often homeless cilities in Golfito and Quepos), the creation of addi- portionofthepopulation.Governmentofficialsdevot- tional settlements, and the allotment of small plots of ed to promoting equality in the disparate agricultural farmland. The expansion of cultivable land in Distrito structureemergedasactorsonthenationallevelandal- Esquinasbroughtanextensionoftherailwaylinealong so represented local workers and defended their rights. the high traffic route of Palma Sur-Golfito-Laurel and Settlementreformwassubsidisedbythegovernmentto ledtothecreationofagroupsettlement(‘caserío’)near supporttheagriculturalexportpoliticsoftheITCO(In- theentranceofLaGamba.Ownersoflargeestatesop- stituto de Tierras y Colonización) and created a situa- eratedlargeplantationswiththehelpof700-800work- tion where the local actors were dependent on the ers and day labourers, while cultivating their own gar- government. dens for private use. The subsequent colonisation oc- Governmentagricultural curred without regard for environmental protections, reformphase(1978-1990) particularly regarding the valuable forests, and caused Thecontinuousreductionofplantationlandinthe irreversible damage to the local ecosystem (MAY & Pacificlowlandsparticularlyaffectedthepreviouslyim- PLAZA 1958, ROBINSON 1948). Additionally, a social portant Golfito. An unyielding decline in the local structure was established between the powerful trade economy and the community administration en- landowners, who were the employers of the banana sued.Harshlivingconditionsemergedintheagricultur- plantations, and the agricultural workers who were de- alreformcoloniesontheformerplantations.Acomplex pendentonthem.Independentactorco-operationsalso socialstructureemergedintheGolfitoCanton,divided formedatthistimetocampaignforworkers’rights.This between subsistence farming, large livestock and rice secondary phase of colonisation was led by a group of cultivation companies, and agricultural cooperatives actorswhoweremotivatedmainlybyshort-termprofits thatsoughttocontinuethecultivationofoilpalmsand on consumptive resources. The Trust Corporation’s su- bananas on the plantations (RAMÍREZ AVENDAÑO premacy reduced the government’s influence and con- 1990). trolintheregiontoaminimum. TheexpansionoftheRíoBonitoundLaBolsaham- Initialphaseofdiversification lets reflected the social fractures and structural hetero- After a seven-year production period, soil degrada- geneityintheproductionintheseareas,asopposedto theconditionsinthecentralLaGambadrainagebasin tion,floods,cropdiseases,lowexportrevenues,andin- (Fig.2).Ononehand,extensivelivestockindustryand creasinglypowerfulunionsledtoanearlyabandonment rice cultivation, characterised by ‘paternalismo’, oftheplantationeconomyinLaGamba.Thefailureto broughtincreasedrevenuesandbecamepartofthepro- base the economy on international market-orientated, ductionoffoodcropsinthenationaleconomy.Onthe cashcropproductionandthelackofagriculturalreform other hand, the settlements on abandoned plantations led to unstable regional development and the collapse were plagued with extreme poverty. The structure of ofLaGambaandinabroadersense,theSouthPacific small farms led to the predomination of subsistence Region, which was plagued by devastating unemploy- farming, whereby the farmers had minimal financial ment. A restructuring followed, which saw the transi- capital and rarely achieved production surpluses. The tion from the export-orientated, internationally con- productionofcocoaremainedtheonlycashcrop,yetits trolledbananaplantationeconomytoanexport-orien- importancedeclinedduetohighcropdensityanddefi- tatedriceandlivestockeconomy,whichwasfundedby cientmarketinfrastructure.Theexpansionoflargeagri- investors at a national level (SPIELMANN 1969). Clear- culturalfarmsandcompaniesalsoservedtohamperat- ing occurred in La Gamba from Valle Bonito in the temptstodevelopastructuresupportingsmallfarmers, north to La Bolsa in the south to expand the area for as these farmers were continually displaced and forced pastureandricecultivation(Fig.2).Theextractionof to move to isolated regions with little agricultural po- tropicaltimberbecameincreasinglyimportanteconom- tential.Theproblemwasexacerbatedbyrisingproperty ically,whichledtoconsiderableanduncontrolledslash- prices,lackofcropdiversification,inefficientlanduse, and-burn farming that undervalued natural resources low earning capacity, and insufficient education possi- and was accompanied by insufficient reforestation pro- bilities. The relationship between small farmers with grams.Thefirstsuccessincombatingthisharmfulclear- minimalmarketintegrationandlargefarmsorbusiness- ingactivityoccurredwiththeestablishmentofthePar- es with little contact to the regional economy became que Nacional de Corcovado in 1975 and the Reserva increasingly polarised. Furthermore, the expansion of ForestalGolfoDulcein1978. pasture land and increased demand for timber caused 652 © Biologiezentrum Linz/Austria; download unter www.biologiezentrum.at Fig.3:Conflicts betweenrainforest conservancyand utilisation.Sources: Klingler,IGN2005- Editing:KLINGLER2007 additionalencroachmentontherainforestanditsnatu- cultures.Theconservationofthenaturalecosystemwas ral ecosystem, which produced substantial problems of reflectedthroughouttheentireterritoryofCostaRica. soilerosion,nutrientdepletion,andsoilsealing. Wide areas of land, including those formerly used for crop production, became protected with the establish- TheoverdueagriculturalreformwasledbytheIDA ment of national parks, biological reserves, and game (Instituto Desarrollo Agrario) and facilitated the con- preserves, in which preservation of biodiversity was solidationofthesmallfarmingsector,aswellasthees- mandated. Protected resource areas and forest reserves tablishmentoftheAsentamientoCampesinoLaGam- were also created, in which only limited resource use ba,whichservedasacommunalactorgroup.Theagri- waspermitted(NUHN1998). culturalco-operativeCOOPROSURwasconsideredre- sponsible for the implementation of regional develop- Through the financing of the Parque Nacional ment measures. Working together with the large land- Piedras Blancas, the Austrian Development Coopera- owners,itwasdeterminedthatmonoculturesshouldbe tion and the Association ‘Regenwald der Österreicher’ grownonlarge-scaleplotsoflandandproducedatcom- (RdÖ)areworkinginLaGambaasglobalactorsforsus- petitive prices for the market. In order to decrease the tainabledevelopmentwithafocusontheconservation gapineconomicgrowthbetweentheValleCentraland of ecosystems, the utilisation of region-specific poten- theperipheralGolfoDulceregion,theagriculturalsec- tial,andthecarefuluseofnaturalresources.Inorderto torwaselevatedinimportanceandbecamethemotorof find an alternative to the exploitation and destruction the national economy. The Depósito Libre Comercial of the rainforest while maintaining a long term ap- deGolfitofreetradezonewascreatedasafurtherlocal proach to balancing and stabilising various economic, political tool to stimulate the local economy and in- educational, and health factors within the community, creasetourism. theEsquinasRainforestLodgewasinstalledasamodel forecotourism.Resettlementissuesrelatedtothefoun- Phaseofconflict(1991-1995) dationofnationalparksandinadequateparticipationin The government’s growth-orientated development the integration of the village community, however, policies and the constant demand for ecological re- caused conflicts between rainforest protection and the sourceshaddevastatingimpactsonthelocalecosystem. utilisationoftheresourcesintherainforest(Fig.3). For a considerable period, the negative effects of re- source extraction, as well as increasing damage to the Transitionphaseto regionalsustainability(1996-1999) environmentduetoeconomicgrowth,wasnotexplicit- ly discussed. Campaigns to protect the environment TheemergenceoftheCostaRicanNGOFundación grewinthe1990sandcreatedacounterbalancetothe Neotrópicaincreasedinfrastructureandbasicinitiatives expansion-orientated economic policies of the mono- andsoughttoprovideasolutiontotheconflictbetween 653 © Biologiezentrum Linz/Austria; download unter www.biologiezentrum.at Fig.4:Traditionalfincabasedonsubsistencefarmingversusplantation.Source&Editing:KLINGLER2007 environmentalconservationandlocalsmallfarmers’at- PROBI,COOPEGAMBA)andcommittees,theexpan- tempts to survive. The poorly developed system of the sion of basic infrastructure, and the increase of a sus- agricultural production sector and restrictive local fac- tainable environmental consciousness. The foundation tors decreased the chances of further development of oftheParqueNacionalPiedrasBlancasandtheRefugio the agricultural sector and insufficiently provided for Nacional de Fauna Silvestre Golfito prevented the ex- thepopulation(Fig.2).Significantattemptsweremade pansion of slash-and-burn farming for ecological rea- to establish ecotourism as the driving force of the re- sons,aswellasintegratedsecondaryforestsanddegrad- gionaleconomyinthefuture.Anadditionalgoalwasto edlandareas.Currentprojectsincludereforestationef- raisethelocalpopulation’sawarenesswithregardtosus- forts,thesowingofplantsneartheriver,andtheinstal- tainableinteractionwiththeenvironment. lationofabiologicalcorridor,whichallsignificantlyin- creasetheecologicalvalueofthetropicalrainforest. Phaseofsustainabledevelopmentversus internationalmarketorientation(2000-2006) Conclusion Thecurrenteconomicsituationofbothlocaltypes offarmsshowsatransitionfromsubsistencefarmingto TheLaGambasphereofinfluenceandsurrounding anexport-orientatedplantationeconomy.Whiletradi- areacurrentlyfacesaconflictbetweenprofit-orientated tionaldomesticfarmingstillconsistslargelyofpersonal strategiesforusingnaturalresourcesandsustainablere- gardens and a large portion of pastureland is used for gionaldevelopment.Atthesametime,theregionisbe- beef,theplantationeconomyisexpandingagricultural setbyhighunemployment,insufficienteducationalop- landusetoamaximumlevel(Fig.4).Twoglobalactors portunities, and a deficient infrastructure. Modernisa- arecurrentlyveryinfluentialinLaGamba.Atpresent, tion and globalisation are placing small farmers under the region is experiencing a dramatic increase in the ever-increasingpressureandareleadingtoariseintheir growth of “palma africana” (Elaeis guineensis), an ex- vulnerability.Primarycareforfamiliesisbecomingcon- port-orientatedmonoculture.Itcanbeseenasasucces- stantlymoreprecariouswiththecombinationofshrink- sor to the banana and is being marketed by PALMA ingsalariesandanincreaseinthecostofliving.Asare- TICA,asubsidiaryofUnitedBrands.Inadditiontothe sult,localactorsareoftenforcedtomakeunsustainable largestrainimposedontheenvironmentbytheplanta- economicdecisionsinordertosurvive. tioneconomy,therecurrenceofverticaldependenceon Inallpreviousperiodsandphases,alargeamountof export-orientated,multinationalcorporationsisagrave heteronomyandanextremepowergapbetweenglobal problem. actorsandthelocalpopulationwasnoticeable.Theini- TheotherinfluentialfactorinLaGambaistheat- tialobjectiveoftheRdÖProject,achievingequalitybe- tempt to strengthen the ecotourism industry with the tween ecological conservation of the plentiful tropical goal of creating a viable alternative for regional devel- rainforest and local population’s economic and social opment.Deficienttourisminfrastructureandthemini- needs,couldnotbefullyrealised.Additionally,thereis malprofitsmadebythevillagecommunityitselfoneco- minimalpotentialforthelocalpopulationandtheagri- tourismdonotprovideaneconomicallyefficientalter- cultural cooperatives to attain a measure of power and nativetotraditionalagricultureand,asaresult,cannot initiateanalternativesystemofproductionthatfavours be considered sustainable. Nonetheless, the initiatives sustainabledevelopment.Instead,thetraditional,verti- of the RdÖ and the Fundación Neotrópica have made caldependenceofsmallfarmsontheworldmarketcon- possible the creation of the local co-operatives (ASO- tinuestogrow. 654 © Biologiezentrum Linz/Austria; download unter www.biologiezentrum.at Acknowledgements IwouldliketothankM.Coyforvaluablecontribu- tion and motivating discussions, A. Weissenhofer and W.HuberforfacilitatingtheresearchworkinLaGam- ba,andR.Espinoza(UCR)andL.Nouriforcontinuous support. References ALTENBURGT.(1992):WirtschaftlicheigenständigeRegionalent- wicklung.FallstudienausPeripherieregionenCostaRicas(= Beiträge zur geographischen Regionalforschung in Lateinamerika8).—Hamburg. BARAHONA L. (1953): El gran incógnito. Visión interna del campesinocostarricense.—SanJosé. CHINCHILLAV.E.(1987):AtlascantonaldeCostaRica.IFAM.—San José. 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UniversityofInnsbruck Innrain52 A-6020Innsbruck,Austria E-mail:[email protected] 655