CARBON NANOTUBE FIBERS AND YARNS The Textile Institute Book Series Incorporated by Royal Charter in 1925, The Textile Institute was established as the professional body for the textile industry to provide support to businesses, practi- tioners and academics involved with textiles and to provide routes to professional qualifications through which Institute Members can demonstrate their professional competence. The Institute’s aim is to encourage learning, recognise achievement, reward excellence and disseminate information about the textiles, clothing and footwear industries and the associated science, design and technology; it has a global reach with individual and corporate members in over 80 countries. The Textile Institute Book Series supersedes the former ‘Woodhead Publishing Series in Textiles’ and represents a collaboration between The Textile Institute and Elsevier aimed at ensuring that Institute Members and the textile industry continue to have access to high calibre titles on textile science and technology. Books published in The Textile Institute Book Series are offered on the Elsevier web site at: store.elsevier.com and are available to Textile Institute Members at a substantial discount. Textile Institute books still in print are also available directly from the Institute’s web site at: www.textileinstitute.org To place an order, or if you are interested in writing a book for this series, please contact Matthew Deans, Senior Publisher: [email protected] Recently Published and Upcoming Titles in The Textile Institute Book Series: New Trends in Natural Dyes for Textiles, Padma Vankar Dhara Shukla, 978-0-08-102686-1 Smart Textile Coatings and Laminates, William C. Smith, 2nd Edition, 978-0-08-102428-7 Advanced Textiles for Wound Care, 2nd Edition, S. Rajendran, 978-0-08-102192-7 Manikins for Textile Evaluation, Rajkishore Nayak Rajiv Padhye, 978-0-08-100909-3 Automation in Garment Manufacturing, Rajkishore Nayak and Rajiv Padhye, 978-0-08-101211-6 Sustainable Fibres and Textiles, Subramanian Senthilkannan Muthu, 978-0-08-102041-8 Sustainability in Denim, Subramanian Senthilkannan Muthu, 978-0-08-102043-2 Circular Economy in Textiles and Apparel, Subramanian Senthilkannan Muthu, 978-0-08-102630-4 Nanofinishing of Textile Materials, Majid Montazer Tina Harifi, 978-0-08-101214-7 Nanotechnology in Textiles, Rajesh Mishra Jiri Militky, 978-0-08-102609-0 Inorganic and Composite Fibers, Boris Mahltig Yordan Kyosev, 978-0-08-102228-3 SmartT extiles for In Situ Monitoring of Composites, Vladan Koncar, 978-0-08-102308-2 Handbook of Properties of Textile and Technical Fibres, 2nd Edition, A. R. Bunsell, 978-0-08-101272-7 Silk, 2nd Edition, K. Murugesh Babu, 978-0-08-102540-6 The Textile Institute Book Series CARBON NANOTUBE FIBERS AND YARNS Production, Properties, and Applications in Smart Textiles Edited by MENGHE MIAO An imprint of Elsevier Woodhead Publishing is an imprint of Elsevier The Officers’ Mess Business Centre, Royston Road, Duxford, CB22 4QH, United Kingdom 50 Hampshire Street, 5th Floor, Cambridge, MA 02139, United States The Boulevard, Langford Lane, Kidlington, OX5 1GB, United Kingdom Copyright © 2020 Elsevier Ltd. All rights reserved. No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying, recording, or any information storage and retrieval system, without permission in writing from the publisher. Details on how to seek permission, further information about the Publisher’s permissions policies and our arrangements with organizations such as the Copyright Clearance Center and the Copyright Licensing Agency, can be found at our website: www.elsevier.com/permissions. This book and the individual contributions contained in it are protected under copyright by the Publisher (other than as may be noted herein). Notices Knowledge and best practice in this field are constantly changing. As new research and experience broaden our understanding, changes in research methods, professional practices, or medical treatment may become necessary. Practitioners and researchers must always rely on their own experience and knowledge in evaluating and using any information, methods, compounds, or experiments described herein. In using such information or methods they should be mindful of their own safety and the safety of others, including parties for whom they have a professional responsibility. To the fullest extent of the law, neither the Publisher nor the authors, contributors, or editors, assume any liability for any injury and/or damage to persons or property as a matter of products liability, negligence or otherwise, or from any use or operation of any methods, products, instructions, or ideas contained in the material herein. Library of Congress Cataloging-in-Publication Data A catalog record for this book is available from the Library of Congress British Library Cataloguing-in-Publication Data A catalogue record for this book is available from the British Library ISBN: 978-0-08-102722-6 For information on all Woodhead publications visit our website at https://www.elsevier.com/books-and-journals Publisher: Matthew Deans Acquisition Editor: Brian Guerin Editorial Project Manager: Aleksandra Packowska Production Project Manager: Joy Christel Neumarin Honest Thangiah Cover Designer: Miles Hitchen Typeset by SPi Global, India Contributors Jandro L. Abot Department of Mechanical Engineering, The Catholic University of America, Washington, DC, United States Jude C. Anike Department of Mechanical Engineering, The Catholic University of America, Washington, DC, United States Sufang Chen Key Laboratory for Green Chemical Process of Ministry of Education, Wuhan Institute of Technology, Wuhan, China Hai Minh Duong National University of Singapore, Singapore, Singapore Guangfeng Hou Department of Mechanical and Materials Engineering, University of Cincinnati, Cincinnati, OH, United States Duyen Khac Le National University of Singapore, Singapore, Singapore Yaodong Liu Key Laboratory of Carbon Materials, Institute of Coal Chemistry, Chinese Academy of Sciences, Taiyuan, China Menghe Miao CSIRO Manufacturing, Geelong, VIC, Australia Sandar Myo Myint National University of Singapore, Singapore, Singapore Mark J. Schulz Department of Mechanical and Materials Engineering, University of Cincinnati, Cincinnati, OH, United States Thang Quyet Tran National University of Singapore, Singapore, Singapore Qiufan Wang Key Laboratory of Catalysis and Energy Materials Chemistry of Ministry of Education & Hubei Key Laboratory of Catalysis and Materials Science, South-Central University for Nationalities, Wuhan, China Xiaohui Yang College of Materials Science and Engineering, Guizhou Minzu University, Guiyang, China ix x Contributors Daohong Zhang Key Laboratory of Catalysis and Energy Materials Chemistry of Ministry of Education & Hubei Key Laboratory of Catalysis and Materials Science, South-Central University for Nationalities, Wuhan, China Fengying Zhang Key Laboratory of Carbon Materials, Institute of Coal Chemistry, Chinese Academy of Sciences, Taiyuan, China Xiaohua Zhang Division of Advanced Nano-Materials, Suzhou Institute of Nano-Tech and Nano- Bionics, Chinese Academy of Sciences, Suzhou; Innovation Center for Textile Science and Technology, Donghua University, Shanghai, China CHAPTER 1 Introduction Menghe Miao CSIRO Manufacturing, Geelong, VIC, Australia 1.1 A brief introduction to carbon nanotubes Nanotechnology and nanomaterials have now become common words in our daily life. Carbon nanotube (CNT) is at the center stage of this new nanomaterial world. CNTs exhibit extraordinary mechanical strength and unique electrical properties, and are efficient conductors of heat. These novel properties make CNTs potentially useful in a wide range of applica- tions in nanotechnology, electronics, optics, energy storage, and other fields of materials science. CNTs are an allotrope of carbon and members of the fullerene structural family, which also includes buckyballs. The name nanotube is derived from its long and hollow shape, since the diameter of a nanotube is on the order of a few to tens of nanometers (the width of a human hair is typically 80 μm, or 80,000 nm) and can be up to several hundred millimeters in length. The wall of a CNT is formed by a one-atom-thick sheet of carbon, called graphene. The sheet is rolled at a specific and discrete angle (chirality). The combina- tion of the rolling angle and the radius is critical to the nanotube properties. Fig. 1.1A shows an infinite graphene sheet. In order to form a seamless tube, certain geometrical conditions must be met. Nanotubes are named by their chirality (n, m) according to the chiral vector C =na +ma h 1 2 where a and a are unit vectors of the graphene. As the length of the CC 1 2 bond in the graphene is 0.142 nm, the length of the unit vectors will be 0.246 nm. The structure of a single-walled carbon nanotube (Fig. 1.1B and C) is completely determined by its chirality. For armchair tubes, n=m; for zigzag tubes, m=0. For a given (n, m) nanotube, if n=m, the nanotube is metallic; if n−m is a multiple of 3 and n≠m and nm≠0, then the nanotube is quasi-metallic with a very small bandgap, otherwise the nanotube is a moderate semiconductor [1]. Carbon Nanotube Fibers and Yarns Copyright © 2020 Elsevier Ltd. https://doi.org/10.1016/B978-0-08-102722-6.00001-8 All rights reserved. 1 2 Carbon Nanotube Fibers and Yarns Fig. 1.1 Carbon nanotube structures. (A) A graphene sheet is “rolled up” to make a nanotube. T denotes the tube axis, and a and a are the unit vectors of graphene in real 1 2 space. (B) Armchair (n, n). (C) Zigzag (n, 0). (D) Triple-walled armchair carbon nanotube. (Courtesy of Wikipedia, https://en.wikipedia.org/wiki/Carbon_nanotube.) CNTs are categorized as single-walled nanotubes (SWNTs), double-walled nanotubes (DWNT), and multi-walled nanotubes (MWNTs). The MWNTs consist of multiple rolled layers of graphene (concentric tubes in Fig. 1.1D). The interlayer distance in MWNTs is close to the dis- tance between graphene layers in graphite, approximately 3.4 Å (0.34 nm). CNTs are the strongest and stiffest materials yet discovered in terms of tensile strength and elastic modulus, respectively, owing to their co- valent sp2 bonds between the individual carbon atoms. Mass-produced CNTs contain defects and possess considerably lower strength than that predicted from perfect graphene sheets, but still much higher than any existing commercial material. The challenge is to organize these nano- tubes into macroscale structures without introducing further structural defects so that they can express similar properties as their constituent nanotubes. Introduction 3 Without considering their detailed atomic structures, CNTs are na- noscale fibers that resemble nanofibrils in plant and animal fibers, such as cotton and wool. The CNTs are very long relative to their diameters, with aspect ratios one order of magnitude greater than common natural textile fibers. It is therefore a logical approach to align the CNTs in the form of a fiber or yarn that is expected to outperform conventional textile fibers. This book deals with the various aspects of such fibers or yarns produced from CNTs. 1.2 CNT yarns versus conventional textile yarns The use of the terms “CNT fiber” and “CNT yarn” has now become rather arbitrary. The term “CNT yarn” can be related to its manufactur- ing from vertically aligned CNT arrays, which bears close similarity to the production method used in traditional textile yarn spinning [2, 3] (Chapter 2). In comparison, the direct-spinning method [4] (Chapter 3) and the solution-spinning method [5, 6] (Chapter 4) more closely resem- ble reaction spinning and wet spinning of synthetic fibers, respectively. However, nowadays use of term “fiber” or “yarn” is more of a personal choice than a reference to its method of manufacture. The two terms are used interchangeably in this book. CNT yarns, especially twist-spun CNT yarns, are often compared with textile yarns in the analysis of their structure and tensile properties [3]. The insertion of twist to a textile yarn places individual fibers in approximately coaxial helix configuration and the fibers are pressed together because of the inward pressure generated by the tension in the helically disposed fibers. In a conventional textile yarn, interconnection between fibers relies on the fiber-fiber friction that arises from the pressure between fibers, which in- creases with the external tensile load applied to the yarn [7]. At low twist levels, due to low fiber-fiber friction, the yarn failure mechanism is domi- nated by fiber slippage. At high twist, fiber slippage is largely prevented by high fiber–fiber friction and thus the yarn fails due to fiber breakage. On the other hand, high twist reduces the contribution of fiber strength to the yarn strength due to fiber obliquity in the yarn. Therefore the maximum yarn specific strength is usually achieved at an intermediate level of twist, as illustrated in Fig. 1.2A. A twisted CNT yarn has a similar twist-strength relationship as the con- ventional textile yarns [12]. There is, however, a major difference in the mechanism of fiber-fiber (CNT-CNT) interaction. Because the nanotubes