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Byzantium and the Emergence of Muslim-Turkish Anatolia, ca. 1040–1130 PDF

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Byza.nriwm and the Emer'gence of Musfirn-Tunkfsh Anatolia, ca. 1040-1130 The arrivalofthe Seljuk Turksin Anatoliaforms an indispensablepartofmod ern Turkish discourse on national identity, but Western scholars, by contrast, have rarelyincludedthe AnatolianTurksintheirdiscussionsaboutthe formation ofEuropean nations or the transformation ofthe Near East. The Turkish pen etration ofByzantine Asia Minorisprimarily conceived ofas a conflict among empires, sedentary and nomadic groups, and religious and ethnic entities. This bookproposesa new narrative, whichbeginswiththewaninginfluence ofCon stantinople and Cairo over large parts ofAnatolia and the Byzantine-Muslim borderlands, as well as the failure of the nascent Seljuk sultanate to supplant them as a leadingsupra-regionalforce. Inboth ByzantineAnatolia and regions ofthe Muslim heartlands, local elites and regional powers came to the fore as holdersofpoliticalauthorityandrivals inincessantpowerstruggles.Turkishwar rior groups quickly assumed a leading role in this process, not because of their raids and conquests, but because of their intrusion into pre-existing social net works. They exploited administrative tools and local resources and thus gained the acceptance of local rulers and their subjects. Nuclei of lordships came into being, which could evolve into larger territorial units. There was no Byzantine decline or Turkish triumph, but rather, the drivingforce ofchangewas the suc cessfulinteractionbetweenthese two spheres. Alexander Daniel Beihanuner received his PhD from the University of Vienna and isa memberofthe Institutfur Osterreichische Geschichtsforschung. From 2001 to 2015, he taught at the University ofCyprus and is currently Associate Professor of Byzantine History at the University of Notre Dame. He has published widely on Byzantine official documents, diplomacy, and cross cultural communication between Byzantium and the Muslim world, as well as on Byzantine-Latin contacts and mutual perception in the crusader states and the EasternMediterranean. Byzantfurn and the Birm.ingham.Byzantine and Ottom.an Studies Erner'gence ofMusfirn GeneralEditors Leslie Brubaker Turkish Anatolia, A.A.M. Bryer Rhoads Murphey ca. 1040-1130 John Haldon Alexander Daniel Beihaltlltler Birmingham Byzantine and Ottoman Studies is devoted to the history, culture and archaeology of the Byzantine and Ottoman worlds of the East Mediterra nean region from the fifth to the twentieth century. It provides a forum for the publication ofresearch completed by scholars from the Centre for Byzantine, OttomanandModernGreekStudiesatthe UniversityofBirmingham,andthose withsimilar'researchinterests. Forafull listoftitlesinthisseries,pleasevisithttps://www.routledge.com/series/BBOS TheEmper-orTheophilos andtheEast, 829-842 Courtandfrontierin Byzantium duringthelastphaseoficonoclasm Juan Signes Codofier RebuildingAnatoliaafterthe MongolConquest Islamicarchitecturein the landsofrum, 1240-1330 PatriciaBlessing IInperialLineagesandLegaciesintheEasternMediterranean Recordingthe imprintofRoman, Byzantine and Ottomanrule EditedbyRhoadsMurphey Byzantfumandthe EInergenceofMusliIn-TurkishAnatolia, ea, 1040-1130 AlexanderDanielBeihammer I~ ~~o~1~:n~R~up Centrefor Byzantine, OttomanandModernGreekStudies UniversityofBirmingham LONDONAND NEWYORK Bbdleian Libraries Contents Listofmaps vu Firstpublished2017 byRoutledge Acknowledgments IX 2ParkSquare,MiltonPark,Abingdon,OxonOX144RN andbyRoutledge 711ThirdAvenue, NewYork,NY 10017 Introduction: Conquests, modern nations, and lost fatherlands RoutledgeisanimprintqftheTaylor& FrancisGroup,aninformabusiness Sources, images, perceptions 26 ©2017AlexanderDanielBeihammer TherightofAlexanderDanielBeihammertobeidentifiedasauthorof thisworkhasbeenassertedbyhiminaccordancewith sections77and PARTI 78ofthe Copyright,DesignsandPatentsAct 1988. Firstencountersin Byzanrium/s eastern Allrightsreserved.Nopartofthisbookmay bereprintedorreproduced orutilisedinanyform orbyanyelectronic,mechanical,orother JDarches, ca. 1040-71 49 means,nowknownorhereafterinvented,includingphotocopyingand recording,orinany informationstorageorretrievalsystem, without The eastern provinces, Turkish migrations, and the Seljuk permissioninwritingfrom the publishers. imperialproject 51 Trademarknotice:Productorcorporatenamesmaybetrademarks orregisteredtrademarks,andare used onlyforidentificationand explanationwithoutintenttoinfringe. 2 Byzantine-Seljukdiplomacyand the first Turkishfootholds 92 BritishLibraryCataloguing-in-PublicationData 3 EmperorRomanos IV and SultanAlp Arslan, 1068-71 133 Acataloguerecordforthis bookisavailablefrom the BritishLibrary LibraryofCongressCataloging-in-PublicationData Acatalogrecordforthis bookhasbeenrequested PART11 ISBN:978-1-138-22959-4(hbk) DecayofImper-ia!authorityand ISBN: 978-1-315-27103-3(ebk) regionalizationofpower, 1071-96 169 TypesetinBaskerville bycodeMantra BirminghamByzantineandOttomanStudiesVolume20 4 Sulayrnanb. Qutlumush and thefirst Turkish lordships in Syria 171 5 Revolts and Byzantine-Turkish coalitions in AsiaMinor, 1071-86 198 r« 6 Seljukrule between centralization and ..J..uJ MIX disintegration, 1086-98 244 Paperfrom responsiblesources !.~S FseeC013604 PrintedandboundbyCPI Group (UK) Ltd,Croydon,CRO4YY 7 Turkish and Byzantine-Armenianlordships in Asia Minor 265 VI Contents PARTIII List ofDlaps The crusades and the crystallization ofMuslim.Anatolia, 1096-ca. 1130 305 8 Seljuk reactions to the First Crusade 307 9 New contactand conflictzones 358 Conclusions 387 Bibliography 395 Index 413 Muslimemiratesin the easternborderlandin the earlyeleventh century Xl 2 TurkmenattacksandtheSeljuk campaignsin the reign of TughrilBeg andAlp Arslan Xll 3 Turkish raids on Byzantineterritory during the 1050sand 1060s xm 4 FrankishmercenarycommandersandTurkishwarlords XIV 5 Turkishlordshipsin Asia Minorin the 1080s and 1090s XV 6 Byzantiumandthe Muslim-Turkishemiratesin Asia Minorin the time ofthe FirstCrusade XVI 7 ThesoutherncoastlandofAsia Minorin the time afterthe First Crusade XVll 8 Seljuk campaigns andByzantinedefensive measuresin western Asia Minorin the years 1109~16 xvin 9 Asia Minorin about 1120 XIX Acknowledglllents Tarihyazmak, tarihyapmakkadarmiihimdir, Yazan, yapanasadikkalmazsa degismeyenhakikatinsanhgisasirtacakbirmahiyetalir MustafaKerrralAtatiirk o tEAeu'tUlO~XpOVO~ElV' U1nO~. 0 tEAE1J1:UlO~tCOVFputxrov UUtoKpUtOpCOV ElV' U1J1:0~. KtUAl!!OVOV rteAt~EpU1tOUO!!tAOUV1tAT]crlOVrou, EvtUU1toyVcOcrEtrou, EVtUo8UvU oKnp 0EoqltAO~IIuAuwMyo~ AEyEt«0EACOeUVElV!!UAAOViti;;T]v». A Kup0EoqltAEIIuAuwMyo, IlocovKUT]!!Oron YEVOU~ !!U~, Kat1tocrT]E~UVtAT]crt OttPUytKE~oou 1tEVtEAE~Et~ 1tEptElXUV. ConstantineKavafis My interest in Byzantine-Turkish contacts and the political transformation of Anatoliafrom Byzantineterritoriesinto Muslim-Turkishprincipalitiesgoesback to 2007 when I began working on a series ofarticles on the perception ofthe Seljuk Turks in Byzantine historiography. My student years at the Institut fur Osterreichische Geschichtsforschung (1992-1997) made me aware of the fact that the AnatolianTurks share manycommonalitieswithall those entitieslying atthecore ofthe genesis ofmodernEuropeannations,althoughthese Turkshave hardlyever beenincludedin the relevantscholarlydiscussions. Thecurrentsitu ation in Cyprus, where I had the privilege to teach over the past 15years, bears a certainresemblance to whathappenedin medievalAnatoliaon a muchlarger scale. Politicalandideologicaldiscourses,however, tendtoobfuscatethe realities ofongoingtransformativeprocesses. During my research, I had access to the resources of a number ofexcellent libraries. This book profited especially from the Turkish collection of the UniversityofCyprus,the libraryofthe InstitutfiirByzantinistikundNeograzistik at the University of Vienna, the Austrian National Library, and Hesburgh Library at the University of Notre Dame. Savvas Neocleous (Cyprus), Miriam x Acknowledgments Salzmann (Mainz), and Christopher Schabel (Cyprus)read drafts of the intro duction and chapters 1-5 and contributed numerous linguistic improvements. CharlesYost (NotreDame)undertook a thorough linguisticrevision ofchapters 6-9. An anonymousreader kindlyprovided mewith additionallinguistic com ments on chapters 1-6. Another anonymous reader called my attention to the valueofarchaeological evidence.MyrtoVeikou (Uppsala)wasextremelyhelpful in discussingissuesofmodernarchaeologywithmeandprovided mewith numerous bibliographical references. Theodore Galanopoulos prepared the maps and Evgenia Chatziloizoucreated the indexfor thisvolume.I am deeply indebted to allofthem, but,naturally,allerrors offact and interpretation are myown. I also thank Gabriel Pappas, who offered manifold support in Cyprus and on trips in Turkey. My special gratitude goes toJohn Haldon (Princeton) and Rhoads Murphey (Birmingham) for accepting this book in the Birmingham Byzantine and Ottoman Studies series, as well as to Michael Greenwood at Taylor & Francis,Routledge,for his generoussupport during the production of this book. The final stage of my work on this project coincided with my move from Cyprusto theUniversity ofNotreDame. I am extremelygrateful toJohn van Engen, Daniel Hobbins, Hildegund Muller, and ThomasNoble, aswell as CharlesandLaurenYostfortheir muchappreciatedencouragement andsupport " ,, duringmyfirstyearin theAmericanMidwest. To mydeepestregret,myfriendJeanSchotz did not liveto seethecompletion , I :~ ofthisbook.Those who know hiswork may assess how much I owe to him as ~I 1t a constant source ofinspiration. Thisbook is dedicated with love to Ibrahim, ,--.',I Siileyman,Roxelane,Danai,Wilhelm,and,aboveall,ChristianaandAristotelis. .= NotreDameandNicosia, May 2016 . I ,.. , .5 ..r:'\ ' 0 ...._--_.....-, .c~ -c 4o-' r(oJ) .~ (5 j\1ap2 Turkmen attacksandtheSeljukcampaignsin thereign ofTughriIBegandAlp Arslan oRustavi 1067/8 COIbl.II'lim,,·,1 '''. ~::::.~.:l~7 __ 1'~'~'8""'" Amorion 107 , o"?-........ ..:,:;1,.•.•••.•..... M;)nz~elt 1071 I ,, \I II I Kenya I, II I ,. A1ap3 Turkish raidsonByzantineterritoryduringthe I050sand l060s Tutash ... ... ... ~ Rousseldel3ailleull074-/J ", riSPiJlU~·~··~~~r Samuch'lOfiS-57~ . \....... .~,{ Frahkopoulos1057 I -. , ........., :: :. ~'~....:) J~ ,,, ~----------' ,,' "..-"0116' harniosl'072- 10851 -·0_":1I. . , ....: , ~,'Sulayrnanb.Qutlumush 107 .,.-_.- , ,., Harunb.Khan , , : Atsizb.Uwaq I, ,I Map4 Frankish mercenarycommandersandTurkishwarlords oSinope Charatikesl086 " Trebizond ~-...~~ .- ~eokaisareia Sulaymanb.Qutlumush, o 'oKyziko..s.. ~Nicaea Ap~lchase~~J.- ApollOiJiaso . QilijArslanca.·1081-97 Elchanes1093 '"" ~ -, '<.lTzachasea.1081 -1098 .' ....·~·::::::;i>··SII"~rna oEphesos Tangripermes1098 1"' .. Kogh-Besi! ,\ Buzan 1087 " TlieodoreHetoum ~). Edessa* ....~ ....."',.,p KalotlOros . '~~ . ' \,. Antio v A1ap5 TurkishlordshipsinAsiaMinorin the IOaOsand lOgos Si8°PC Charatikes"1086 to--(lIs,Jet. t\':--"'~"~fq:" .. Trebizond Su.layman.Ii~Qutlumush; :3:; fftiixlcJlt!Cah(t(i)Si'}(J9.~ Apelchasem, Ncokai~i.l QUi;Arslanea, lQ81 -97 o de&" ./ o·olwt ,'-/ Danishmend ea,1o~.?::R Mangujakea. 1080 .//-;<~:::::.:"....Kh~eiot .; {)ivrigi o /( / ' c F.fmUlU .~ Cnbrio' ~-1t~literte ."' Edessa Buzan1087 ~' .... /~ Ihcodorc Hctoutu Aleppo c Aqsunqur 1086 •1095 I ." Map6 Byzantium and theMuslim-TurkishemiratesinAsiaMinor in the timeoftheFirstCrusade .,:-~;.~ '", - ountyof Edcssa I \l\dCln~.:::::<:.·.·.·..... :-. ...............0t:t ~:1 ..'"' ~ . -, ~. 0O....l-.J.I.0...I...rJ.m..''ri{es.~an'd.J'.·) . ...K..O.l.lS..r.e.i..k.l~~!eoun..k.~.Pd.·ir·ii·'n·l··.c~.i.p/ality•of..An~t"io~.'c~,h.'~!l'~r.tOd.ikeiCl i ................./ .R . ..... . onI - './"»: </Jh~•o•.':·.~.~':·~·~······· o!if,.Tzintzilouk Eurnathios Philokales1 ...-l>o Baniyas,Mara,!i}'}'a '.~ 0\ Ra)'lllolld ofToulous Tripo/is' Map 7 Thesouthern coastlandofAsiaMinorin thetimeaftertheFirstCrusade :.... ~ .

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The arrival of the Seljuk Turks in Anatolia forms an indispensable part of modern Turkish discourse on national identity, but Western scholars, by contrast, have rarely included the Anatolian Turks in their discussions about the formation of European nations or the transformation of the Near East. T
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