Brexit and Democracy The Role of Parliaments in the UK and the European Union Edited by Thomas Christiansen and Diane Fromage E U R O P E A N A D M I N I S T R AT I V E G OV E R NA N C E S E R I E S European Administrative Governance Series Editors Thomas Christiansen Maastricht University Maastricht, The Netherlands Sophie Vanhoonacker Maastricht University Maastricht, The Netherlands The series maps the range of disciplines addressing the study of European public administration. In particular, contributions to the series will engage with the role and nature of the evolving bureaucratic processes of the European Union, including the study of the EU’s civil service, of organi- zation aspects of individual institutions such as the European Commission, the Council of Ministers, the External Action Service, the European Parliament, the European Court and the European Central Bank and of inter-institutional relations among these and other actors. The series also welcomes contributions on the growing role of EU agencies, networks of technical experts and national officials, and of the administrative dimen- sion of multilevel governance including international organizations. Of particular interest in this respect will be the emergence of a European diplomatic service and the management of the EU’s expanding commer- cial, foreign, development, security and defence policies, as well as the role of institutions in a range of other policy areas of the Union. Beyond this strong focus of EU administrative governance, the series will also include texts on the development and practice of administrative governance within European states. This may include contributions to the administrative his- tory of Europe, which is not just about rules and regulations governing bureaucracies, or about formal criteria for measuring the growth of bureaucracies, but rather about the concrete workings of public adminis- tration, both in its executive functions as in its involvement in policy- making. Furthermore the series will include studies on the interaction between the national and European level, with particular attention for the impact of the EU on domestic administrative systems. The series editors welcome approaches from prospective contributors and are available to contact at [email protected] and s.vanhoonacker@ maastrichtuniversity.nl for proposals and feedback. All books in the series are subject to Palgrave’s rigorous peer review process: https://www. palgrave.com/gb/demystifying-peer-review/792492 More information about this series at http://www.palgrave.com/gp/series/14977 Thomas Christiansen • Diane Fromage Editors Brexit and Democracy The Role of Parliaments in the UK and the European Union Editors Thomas Christiansen Diane Fromage Faculty of Arts and Social Sciences Faculty of Law Maastricht University Maastricht University Maastricht, The Netherlands Maastricht, The Netherlands ISSN 2524-7263 ISSN 2524-7271 (electronic) European Administrative Governance ISBN 978-3-030-06042-8 ISBN 978-3-030-06043-5 (eBook) https://doi.org/10.1007/978-3-030-06043-5 Library of Congress Control Number: 2019932267 © The Editor(s) (if applicable) and The Author(s), under exclusive licence to Springer Nature Switzerland AG 2019 This work is subject to copyright. All rights are solely and exclusively licensed by the Publisher, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. The publisher, the authors and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the pub- lisher nor the authors or the editors give a warranty, express or implied, with respect to the material contained herein or for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictional claims in published maps and institu- tional affiliations. This Palgrave Macmillan imprint is published by the registered company Springer Nature Switzerland AG. The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland P reface The idea for this book arose from the common interest we share in the role of parliaments in the European Union (EU). Working on a wider project on executive-legislative relations in the EU,1 it occurred to us that the develop- ments around Brexit are a particular, and particularly important, issue for parliamentary scrutiny. Considering how little academic attention had hith- erto been focused on this aspect of the otherwise widely studied Brexit, it was an easy decision then to embark on the path leading to this publication. In doing so, we followed a number of objectives: to ensure that our book would cover developments in both the United Kingdom (UK) and the EU, to aim for a multidisciplinary approach involving expertise from both law and political science, and to be able to bring the publication to the readers swiftly, so as to inform the ongoing debate about Brexit and its democratic implications. We are satisfied that this edited volume achieves these objectives. Having obtained the necessary funding, and following a call for papers, we were able to bring together a group of international scholars for a one-day work- shop in Brussels to address the various angles from which to examine the relationship between Brexit, parliaments and citizens. We were fortunate that our publisher Palgrave Macmillan supported the idea of this book from the start and managed both the peer review stage and the production process very efficiently. And we had great cooperation from the contribu- tors who reliably met intermediate and final deadlines while also respond- ing to our—sometimes repeated—requests for revisions and updates. 1 D. Fromage, A. Herranz-Surrallés and T. Christiansen (eds), Executive-Legislative (Im) balance in the European Union, Hart (forthcoming). v vi PREFACE Yet this smooth publishing process is completely at odds with the messy, unpredictable and much-maligned subject matter. The fact that the Brexit process has been a trip into the unknown for the United Kingdom, the European Union and also for academia made the project a highly challeng- ing endeavour. Indeed, when the then British Prime Minister David Cameron gave his famous Bloomberg speech in January 2013,2 the pros- pect of the UK’s exit from the EU was not considered as a serious possibil- ity by most observers. Yet, on 23 June 2016, a narrow majority of British voters decided that their country should leave the EU. The withdrawal procedure foreseen by Article 50 of the Treaty of the EU was triggered on 29 March 2017, and the two-year period available to negotiate the first divorce settlement between the EU and one of its Member States started. Negotiations were anything but easy and were dominated by uncertainty. In fact, as this volume goes to press early February 2019, the outcome of this process is still unclear. A proposed ‘withdrawal agreement’ defining the conditions of the UK’s divorce and of the two-year transition period to follow could finally be agreed on 13 November 2018, but it was immedi- ately contested by hard Brexiteers. The political declaration on the future relationship was a much shorter document describing in rather broad terms the agenda for subsequent negotiations. Limited support for this deal within Prime Minister Theresa May’s own cabinet, resignations in protest by several ministers and divisions within her party meant that the House of Commons would play a decisive role in the final stage of the Brexit process. The fractious distribution of opinions there, together with the tenuous support for the government’s position, created a situation where—less than two months before the 29 March 2019 deadline—it was still unclear whether an agreement would be adopted, whether the UK would request an extension of the deadline, whether the UK would crash out of the EU with ‘no deal’ (indeed a scenario that the UK, other Member States and EU institutions alike had started to actively prepare for) or whether a sec- ond referendum might still reverse the original decision in favour of Brexit. This uncertainty notwithstanding, the Brexit process presents at least two characteristics that make its study worthwhile regardless of its outcome. First, it is not the only crisis that has hit the European Union over the past decade; the EU also had to deal with the economic and financial crisis or the migra- tion crisis for instance. However, Brexit and the debates around a possible exit from the EU that took place in other Member States such as Greece or the Netherlands have clearly evidenced a deeply rooted democratic and legit- 2 David Cameron, EU speech at Bloomberg, 23 January 2013 available at: https://www. gov.uk/government/speeches/eu-speech-at-bloomberg PREFACE vii imacy crisis within the EU. The question of the European integration pro- cess’s ‘democratic deficit’ has arguably been vividly debated since it was first conceptualised by David Marquand in 1979. The results of the Danish and the French referendums on the Maastricht Treaty also showcased citizens’ increasing scepticism towards integration. Despite the progressive strength- ening of the role of the European Parliament—the only directly elected EU institution—Dutch and French citizens rejected the Treaty establishing a Constitution for Europe in 2004, and Eurosceptic parties continued to gain more votes in elections to the European Parliament, as well as in national parliamentary elections, since the early 2010s. These are all signs of citizens’ increasing discontent with the EU, while Brexit clearly remains the stron- gest manifestation of opposition to European integration. It was admittedly only a slim majority of British citizens that voted in favour of Brexit, and there is tangible evidence that the stakes of the Brexit referendum, as well as its actual consequences, were unknown to a large part of the voters. One conclusion from these developments is, however, that EU ought to urgently start a process of self-reflection and far-reaching reforms, and that the solu- tions used so far mostly in the form of increasing powers for the European Parliament and national parliaments did not suffice to regain citizens’ trust. Yet even though they may not be able to solve this problem alone, par- liaments certainly play a key role in the debates about the future of the EU due to their quality as primary institutions enshrining democracy and political pluralism. In fact, it is worth noting that parliaments have been at the core of the debates on Brexit and the future of the EU, either because parliaments should regain more powers (as in the UK), or because of pro- posals that parliaments be granted a bigger say in the EU’s actions, as envisaged for instance by the ‘Task force on subsidiarity, proportionality and doing less more efficiently’, created in 2018. In the course of the Brexit negotiations as such, especially the UK Parliament and the European Parliament played a crucial role. In the British case, the question of Parliament’s role in the triggering of Brexit and in the conclusion of the negotiation prompted key constitutional questions related to the balance of powers between parliament and government, and more profoundly to the British tradition of parliamentary sovereignty. Within the EU, even if the European Parliament did not have a formal role during the negotiation procedures as per Article 50, it did exercise a tight scrutiny of the negotiations because its consent on the final divorce agree- ment was needed alongside that of a qualified majority of Member States sitting in the Council. This gave rise to unprecedented dynamics between executive and legislative institutions both in the UK and in the EU. viii PREFACE In the remaining EU Member States (the ‘EU27’), parliaments’ con- sent has not been an issue at this stage, but will be required if and when the EU and the UK reach an agreement on their future relationship since this would necessarily affect both EU-exclusive competences and shared competences. The precedent of the EU-Canada Comprehensive Economic and Trade Agreement which almost collapsed because of objections from a single regional parliament—the Walloon Parliament—was an additional motivation in favour of the early and continuous involvement of national and (where necessary) regional parliaments. Additionally, the prospect of Brexit undoubtedly has far-reaching consequences for all remaining Member States because of the UK’s status as a net contributor to the EU budget and as a leading military power, among other reasons. For some Member States, such as Belgium, Cyprus, Ireland or Spain, even more is at stake due to the special issues affecting their relationship with the UK. Throwing light on these wider questions is what motivated us at the start of the process leading to this publication. Our project was facilitated by a collaboration between the Faculty of Arts and Social Sciences and the Law Faculty at Maastricht University through the inter-faculty Centre for European Research in Maastricht (CERiM). The above-mentioned work- shop entitled ‘The Parliamentary Scrutiny of Brexit: Perspectives from Europe and the UK’ was organised with the help of CERiM and took place on 8–9 March 2018 at Maastricht University’s Campus Brussels. We take this opportunity to sincerely thank all participants, and in particular the practitioners who generously accepted to take some of their time to contribute to our discussion, and our support staff—Elke Hundhausen, Shelly Tsui and the colleagues at UM Campus Brussels without whose efficient help this event could not have taken place. We gratefully acknowl- edge the generous financial support of CERiM, of the Faculty of Arts and Social Sciences, the Law Faculty, the Universiteitsfonds Limburg/SWOL and the Erasmus+ programme of the EU. The subsequent book publica- tion owes much to the enthusiastic support of Jemima Warren, our editor at Palgrave Macmillan, and of Sophie Vanhoonacker, co-editor of the European Administrative Governance series. We also thank Carlotta Borges for her research assistance and help in preparing the manuscript for submission to the publisher, and Oliver Foster at Palgrave Macmillan for his support and advice during the production process. Maastricht, The Netherlands Thomas Christiansen January 2019 Diane Fromage c ontents 1 Introduction 1 Thomas Christiansen and Diane Fromage Part I The UK Parliament and Brexit 27 2 What Do We Mean by Parliamentary Scrutiny of Brexit? A View from the House of Commons 29 Louise Thompson and Ben Yong 3 Brexit and the UK Parliament: Challenges and Opportunities 51 Philip Lynch, Richard Whitaker, and Adam Cygan 4 Fighting to ‘Take Back Control’: The House of Lords and Brexit 81 Julie Smith ix