review AnnalsofOncology18:1293–1306,2007 doi:10.1093/annonc/mdm013 Publishedonline21February2007 Breast cancer prognostication and prediction in the postgenomic era P. E. Lønning1,2*, S. Knappskog1,3, V. Staalesen1,3, R. Chrisanthar1,3 & J. R. Lillehaug3 1SectionofOncology,InstituteofMedicine,UniversityofBergenand2DepartmentofOncology,HaukelandUniversityHospital; 3DepartmentofMolecularBiology,UniversityofBergen,Bergen,Norway Received3January2007;accepted11January2007 D o Expanding knowledge,together with implementation of newtechniques, hasfuelled the area oftranslational w n medicalresearchaimingatimprovingprognosticationaswellaspredictionincancertherapy.Atthesametime, loa d newdiscoveries haverevealed abiologicalcomplexity wewere unaware ofonly adecade ago.Thus,weare e d facedwith novel challengeswith respect tohow wemayexplore issues suchas prognostication andpredict fro m drugresistance invivo.Whilemicroarray analysisexploringexpression ofthousandsof genesinconcert h represents amajor methodological advancement, discoveries suchas the findingof different mechanisms of wttps eaplteigrnenateivtiecsspilelicnicnignga,nindtrtohnaitchmypuetarstipolnicsin,gthsaetemmossttogebneeatrtaunmsocruipr-trseliantethdephhuemnoamnegneonno,meexeamreplsifiuebsjeactctoomplex vie://aca ed pathologythat may notbe explored with useofsingle analytical methodsonly.Thispaper discusses clinical rem settingsfor studying drugresistance invivo together with adiscussion ofcontemporary biology inthis field. ic .o Notably,eachindividualparameterwhichhasbeenfoundcorrelatedtodrugresistanceinvivosofarrepresents up .c either adirect drug targetor afactorinvolved inDNArepair orapoptosis. Onthe basis ofthese findings, o m wesuggest drugresistance maybe explored onthe basis ofupfront biologicalhypotheses. /a n Keywords:breastcancer,microarray,mutation,prediction,splicing,therapyresistance n o n c /a rtic introduction wewereunawareofjustadecadeago.Sequencingofthe le -a humangenomehasrevealedittocontainonly(cid:1)30000genes; b Mostoftheclassicalstudiesintranslationalresearchrelatesto ontheotherhand,mergingevidencehasrevealedthe stra theissueof‘prognostication’.Thus,asimpleliteraturesearchon c complexityofthisgenomewithindividualgenescodingfor t/1 ‘prognosis’and‘breastcancer’inconcertrevealed>10000 8 multipletranscriptsthroughmechanismssuchasalternative /8 publishedtitlesfromtheWebofScience(6December2006) splicing[1,2]andseveralpromoterswithdifferentligand- /1 2 duringthelasttwodecades. 9 bindingpreferencesforeachgene[3].Also,forsomegene 3 Contrastingthislargenumberofpublications,andrarely /1 products,severalthousandDNA-bindingsites[4,5]ordirect 7 mentioned,isthelimitationsof,or,rather,thespecific andindirecttranscriptionalregulationofseveralhundred 813 requirementsforaprognosticfactortobeofvaluetoclinical 5 downstreamgenes[6,7]havebeendiscovered. b therapy.Whiledevelopmentofmoreeffectivebutalsomore y Thisreviewisdividedintothreemainparts;first,wewill g toxictherapyformsunderlinestheneedofidentifyingpatients brieflydiscusstheissuesofprognosticationandpredictionin ues withagoodprognosisthatmaynotneedadjuvanttreatment, ageneralperspective;secondly,wewilldiscusscontemporary t o thisdoesnotimplythatallpatientswithapoorprognosismay findingsinmolecularbiologywithparticularrelevanceto n 1 0 benefitfromtherapy.Thus,aparameterpredictingpoor cancerand,thirdly,wefocusonhowourpresentknowledge A pborothgntoosiisndmivaiydupareldpircotgdnrousgtircefsaiscttaonrcseanasdwperlol.gTnohsisticre‘lgaetense canhelpimprovingtherapy. pril 2 0 1 profiles’generatedbytechniquessuchasmicroarrays. 9 Thankstotheextendedbiologicalknowledgeand,in particular,novelmethodstomeasurebiologicalvariablessuch prognostication in breast cancer astheuseofcomplementaryDNA(cDNA)microarrays,we Theimportanceof—anddifferencesbetween—aprognosticand haveforthefirsttimetheopportunityofidentifyingthe apredictivefactorisdiscussedelsewhere[8]andmaybe mechanismsofdrugresistance.Thisexpandingbiological illustratedbyexaminingrelapse-freeoroverallsurvivalcurves knowledge,however,hasalsorevealedabiologicaldiversity fromtheOxfordmeta-analysis[9].Fortheexampleshere,we havechosencurvesillustratingimprovementinrelapse-free *Correspondenceto: ProfP.E.Lønning,DepartmentofOncology,SectionofOncology, survivalwithrespecttoadjuvantversusnoadjuvant InstituteofMedicine,HaukelandUniversityHospital,N-5021,Bergen,Norway. Tel:47-55972027;Fax:47-55972046;E-mail:[email protected] chemotherapyamonglymphnodenegativeandnode-positive ª2007EuropeanSocietyforMedicalOncology review AnnalsofOncology breastcancerpatients(Figure1A)obtainedfromanearlier Whileprobably>100individualprognosticfactorshavebeen meta-analysis[10,11]. reportedinbreastcancer,ingeneralcombiningseveralfactors Theoriginalmessagefromthisfigurewastoillustratethe addsmarginalbenefits.Thus,bycombiningthreetofourof benefitsofadjuvantchemotherapy(Figure1B)inalowaswell themostimportantfactors,littlemaybegainedbyadding asahigh-riskpopulationdefinedbylymphnodestatus.The additionalinformation.Therearetwomainreasonsforthis. figure,however,illustratesinadditiontheprognosticvalueof First,manysingleprognosticfactorsarenot‘independent studyinglymphnodestatusinearlybreastcancerpatients. variables’;lookingattraditionalfactorssuchasmitoticindex, Lookingat10-yearoutcome(Figure1C)forpatientswith flowcytometryindicators,vascularinvasionandtumourgrade, metastasestoaxillarylymphnodes(onenodeormore)atthe thereisastrongcorrelationbetweenthesefactors[13–22]. timeofsurgeryversusthosewithout,predictedriskofhaving Thesecondissueisapotentialconfounding‘predictive’effect; arelapsewithin10yearsfromoperationwithaspecificityinthe patientsstratifiedforrelapseriskonthebasisofthe rangeof70%andasensitivityof(cid:1)60%[10,11]inthe prognosticfactormay,inaddition,expressadifferential populationnothavingadjuvantchemotherapy(calculations sensitivitytosystemictreatment(seebelow). onthebasisoffigurespresentedintheoriginalpublications). Figure1Billustratesthepredictivevalue,orratherlackof Whilethegroupofnode-positivepatientsmaybesubsequently such,oflymphnodestatuswithrespecttoeffectof D o w stratifiedonthebasisofthenumberofmetastaticnodes[12], chemotherapy.Thedataclearlyrevealedthatthebenefit, n wearestillleftwiththeproblem;howtoidentifyagroupof determinedbyreductioninhazardratioofhavingarelapse,was loa d patientswithsuchalowriskofrelapsethatitmakesadjuvant similarwithinbothgroups[9].Thefactthatthiswasthecase e d therapyredundant?Thefigurespresentedhereillustratethe wasnotsomethingpredictedupfront;actually,itwasrealised fro m needtodevelopbetterprognosticfactorsbeyondlymphnode longafterimplementationofadjuvantchemotherapyonthe h negativity. basisofriskprofile.Consideringotherprognosticfactors,we ttp s ://a c a d A B e Relapse-free survival (%) Relapse-free survival (%) m 19000 CTroenattreodl 10900 TCroenattreodl ic.ou p 80 80 .c o m 70 70 /a n 60 61.5 Node 60 61.5 Node no 54.5 negative 54.5 negative nc 50 50 /artic le 40 38.5 40 38.5 -ab Node Node s positive positive tra 29.5 29.5 ct/1 8 0 0 /8 0 5 10 years 0 5 10 years /1 2 9 3 C Relapse-free survival (%) D /1 100 Treated 78 1 90 Control 3 5 80 b y g 70 u e 60 6514..55 Nneogdaetive + st on 1 50 0 A - p 40 38.5 ril 2 Node 0 1 positive Relapse-free survival 9 29.5 0 Time 0 5 10 years Prognostic factor Effect of adjuvant therapy Figure1. Relapse-freesurvivalamongpatientstreatedforearlybreastcancerinphaseIIItrialsstratifiedfornodalstatusand±chemotherapyaccordingtothe OxfordOverviewAnalysis[10,11];reproducedwithpermission.(A)Originalfigure.(B)Illustratingtheeffectofchemotherapyamongnode-positiveand node-negativepatients.(C)Illustratingprognosisamongnode-negativeandnode-positivepatientsnotexposedtoadjuvanttherapy(prognosis).(D) Theoreticalexampleillustratingeffectofchemotherapyamongagroupofpatientswithagoodprognosis(blueline)versusapoorprognosis(blackline) definedbyaspecificprognosticfactor.Inthiscase,theprognosticfactorinadditionpredictedforpoorresponsetotherapy,illustratingthedangerofpotential selectionofpatientsforadjuvanttherapyonthebasisofprognosiswithoutinformationwhethertheprognosticfactorcouldalsopredictdrugresistance. 1294|Lønningetal. Volume18|No.8|August2007 review AnnalsofOncology maybelesslucky.Thus,itmaynotbeautomaticallyinferred therapyapplied,(ii)asgeneproductsmodifyingtherapy thatanovelprognosticfactormaynotinvolveapredictive responsethroughDNAmetabolismor(iii)asgeneproducts componentor,saidinotherwords,wemaynottakefor participatingintheexecutionofapoptosisand/orgrowth grantedupfrontthattheimprovementwithrespectto arrest/senescence. percentagereductioninrelapserateduetotherapyshouldbe Belowisasummaryofindividualpredictivefactorsfoundto similarinthe‘highrisk’and‘lowrisk’patientpopulations. beassociatedwithresponsetodifferenttypesofchemotherapy Thus,whileTP53mutationstatusaswellasHER-2 invivo.Notably,withtheexceptionofamplificationofthe amplificationarebothknowntobeassociatedwithapoor topoisomeraseIIgene,forwhichmergingevidenceindicate prognosisinbreastcancer[23–25],TP53mutationspredict diagnostictestingfortherapyselectionmaybecloseto reducedsensitivitytoanthracycline-containingtherapy[26,27], implementation[31–34],fornoneoftheindividualfactors whileHER-2amplificationsconferlowsensitivitytoregimens identifiedsofardowehavedataindicatingclinicaluseinbreast suchasthecombinationchemotherapywithcyclophosphamide, cancerinthenearfuture.However,thefindingsdescribedin methotrexateandfluorouracil(CMF)[28]. detailsbelowarechallenging,indicatingweareapproaching Thepotentialnegativeconsequencesofselectingpatientsfor aconceptualunderstandingofbiologicalmechanismsand adjuvanttreatmentusingTP53mutationstatusoranyother pathwaysplayingakeyroleintherapyresistance[35]. D o w factorassociatedwithdrugresistanceasaprognosticfactorto n definea‘highriskgroup’isdepictedinFigure1D.Perhaps amplification of topoisomerase II loa d theextremeconsequenceofselectingpatientsonthebasisof e relapseriskonlywithoutattentiontoapotentialpredictiverole Aafnfetchtriancgycselivneersalseinemtrascteolluaclahriepvreotchesesiresa,nctaiutusmingouDrNefAfectsby d from oftheprognosticfactormaybeillustratedtakingendocrine intercalationaswellasgenerationoffreeradicals[36–38]. h treatmentwithtamoxifenasanexample.Whilelong-termrisk Akeymechanism,however,seemstobetheinhibitionofthe ttps ofrelapseremainssimilaramongpatientswithoestrogen DNAdamagerepairenzymetopoisomeraseII(Topo-II)[39]. ://a receptor(ER)-positiveandER-negativebreastcancernot c Notably,itwasrevealedmorethanadecadeagothat ad undergoingadjuvanttherapy,short-termprognosis,alsofor e anthracyclinesadministeredindifferentdosesintheadjuvant m patientsnotundergoingadjuvantendocrinetherapy,isworse ic fortheER-negativeones[29,30].Thus,selectingpatientsfor settingwereassociatedwitha‘dose–response’effectamong .ou tumoursamplifiedforHER-2.Thiseffectwasnotseenamong p adjuvanttamoxifentreatmentonthebasisofriskprofilealone .c HER-2-negativetumours[40].Thisfindingleadtosuggestions o payingnoattentiontoknowledgeaboutthebiologyoftheER m thatHER-2maybeassociatedwithsensitivitytoanthracycline /a couldmeantotreatER-negativebutnottheER-positive n therapy;yet,findingsfrominvitrostudiesdidnotsupportthe n tumourswiththeantioestrogen;theoutcomewouldbe on concept[41].However,theTopo-IIislocatedonchromosome c predictable. /a Whilethereisaneedforbetterprognosticfactors,no 17q12incloseproximitytoHER-2,andthetwogenesare rtic frequently,butnotunivocally,coamplified[32].Thus,thereis le prognosticfactorshouldbeimplementedforclinicaluse -a nowmergingevidencefromstudiesintheneo-adjuvantaswell b withoutaproperevaluationofitspredictivepowerwith s respecttothekindoftherapyunderconsideration.Therefore, astheadjuvantsettingindicatingthatTopo-IIamplificationmay trac toimprovenotonlypredictionbutalsoprognostication,we sensitizetumourstotreatmentwithanthracyclinesinearly t/1 needtounderstandpotentialassociationsbetweenavailable bitreseaesmtcsanthcaetrT[3o1p–o3-I4I,d4e2l–e4ti5o]n.sFcoarurseeastohnessa(msoefaser)nsuintiezxaptiloaninteod, 8/8/1 parametersanddrugresistance.Thisrelatestomultiple-gene 29 anthracyclinesthatisobservedforTopo-IIamplifications[33]. 3 signaturesaswellastoindividualbiologicalfactors. /1 7 8 1 TP53 mutations 3 predicting sensitivity to therapy in 5 b breast cancer Inadditiontoitsroleinbreastcancer,TP53mutationsor, y g rather,p53proteinimmunostaininghasbeenshowntobe u e Contrastingthepanelofprognosticfactorsavailable,only aprognosticfactorindifferentmalignancies,includingsoft st o alimitednumberofindividualfactorsassociatedwith tissuesarcomas,colorectalcancers,non-small-celllungcancer, n 1 chemotherapysensitivityorresistancehavebeenidentified. ovariancancerandhaematologicalmalignanciesamongothers 0 A Forreasonsdiscussedindetailbelow,wefinditusefulto [46–54].Normally,p53,theproteincodedbytheTP53gene, p discriminatebetweenfactorspredicting‘sensitivity’and existsatverylowconcentrationsinthecellandisnotdetected ril 2 0 ‘resistance’totherapy.Thefindingthat,forexample, byimmunostaining.p53degradationoccursthroughMDM2 19 expressionofafactorpredictstherapyresistancemaynot binding,followedbyubiquitination[55,56].Asmanymutated implicatethatalltumoursdevoidofthesameparameterare p53variantsmaynotbindtoMDM2,currentopinionis sensitive.Further,consideringsensitivity,thereisevidence thatanextendedhalf-lifewithintracellularaccumulationof thatsomefactors,suchasamplificationoftopoisomeraseII, mutatedp53explainsincreasedlevelsoftheproteinallowing donotpredictsensitivityinabsolutetermsbut,rather, detectionbyimmunostaining[57].Thus,p53immunostaining agradedsensitivityorresponsivenesstoanthracycline- hasbeenusedasasurrogatemarkerfortheexistenceofTP53 containingchemotherapy(seebelow). mutations. Consideringfactorsthathavebeenfoundcorrelatedto Thereare,however,severalpitfallsusingthisassumption. resistanceordrugsensitivitysofar,theyallhaveapotential First,thepossibilityexistthatincellsexposedtophysiological biologicalexplanation:(i)asspecifictargetmoleculesforthe stresstheremaybeanaccumulationofnormalp53protein. Volume18|No.8|August2007 doi:10.1093/annonc/mdm013|1295 review AnnalsofOncology Secondly,itiswellrecognisedthatinbreastcancermutatedp53 asimilarassociationhasbeenrecordedindifferent maynotalwaysbedetectedbyimmunostaining[58–60];about haematologicalmalignancies[69–72]. 30%oftumoursharbouringTP53mutationsdonotexpress Whileseveralstudieshavereportedanassociationbetween immunostainingwhenexposedtothemostcommonlyused TP53mutationsandresistancetoanthracyclinesandsimilar antibodies;similarfindingshavebeenmadeinothercancers, compounds,notably,evidencepresentedsofardoesnot suchascancerofthelargebowel,endometriumandstomach providesupportforTP53mutationstobeusedasaselection [60].Inparticular,weobservedthatmanyofthemutations criterionwithrespecttotherapeuticregimens.Theunderlying associatedwiththerapyresistancedidnotstain[59].Some reasonisthelowsensitivityandspecificityofsuchtesting. mutations,suchasbaseinsertionsordeletions,maycreate Apotentialexplanationtothisfindingispresentedlaterinthis anonsensereadingframeoranearlystopcodon,resultingin paper,illustratingtheneedtoevaluatefunctionalpathways lossofthefull-lengthproteinproduct(Figure2).Other andnotonlyindividualgenesinthissetting. mutationsmayleadtoanunstableproteinproductasrevealed forsomeproteinproductsgeneratedfrommutationsinthep53 BRCA1, BRCA2 and the Fanconi proteins upstreamactivatorsATMandCHEK2[61,62].Finally,mutated andwild-typep53proteinmayexistindifferentthree- WhilegeneproductsinvolvedinDNArepairaredescribedin D o w dimensionalfolding,leavingtheepitopeexposedorunexposed thesectionbelow,duetotheirimportanceinbreastcancer n [63–66]. theBRCA1and-2aredescribedseparately,includingthe loa d ReviewingtheliteraturewithrespecttoTP53as relatedFanconicomplex.Relevanttoourdiscussionisthe e d apredictivefactor,moststudiesusingimmunostaininghave observationthatsomaticmutationsaffectingBRCA1or-2 fro m notdetectedanycorrelationbetweenp53stainingand arerareinbreastcancer. h responsetochemotherapyinbreastcancer[67].Incontrast, Whileseveralstudieshavereportedapoorprognosisin ttp s studiesexaminingTP53mutationstatusatthegenomiclevel tumoursarisinginBRCA1mutationcarriers[73–75],the ://a havereportedanassociationbetweenfailuretoanthracycline- prognosisforpatientsharbouringBRCA2mutationsseemsto c a d ormitomycinC-containingchemotherapyandTP53 benotmuchdifferentfromspontaneousbreastcancers[76]. e m mutationsinbreastcancer[27,59,68].Interestingly, Interestingly,breastcancersappearinginBRCA1carriershave ic .o u p .c o m /a n n o n c /a rtic le -a b s tra c t/1 8 /8 /1 2 9 3 /1 7 8 1 3 5 b y g u e s t o n 1 0 A p ril 2 0 1 9 Figure2. Differenttypesofgenemutationsandmechanismsofepigeneticsilencing. 1296|Lønningetal. Volume18|No.8|August2007 review AnnalsofOncology beenreportedtocarrydistinctgeneprofiles[77]andfrequently summary tobeassociatedwithbasaltumour-likecharacteristics[78], Thefindingsdiscussedhereareexcitingfromascientificpoint ageneprofileknowntobeassociatedwithageneralpoor ofview,inasmuchastheypointtodistinctbiological prognosis[79,80].Withrespecttochemoresistance,anecdotic mechanismsbeingthecauseofdrugresistance.However, evidencehasindicatedimprovedsensitivitytoanthracyclines withtheexceptionofTopo-IIamplification,noneofthese intumoursexpressinghighmRNAlevelsofBRCA1[81];in individualgenealterationsidentifiedsofarhasrevealed contrast,lowlevelsofBRCA2messengerRNA(mRNA)hasbeen apredictivepowerwithrespecttosensitivityaswellas foundassociatedwithenhancedsensitivitytotaxanes[82]. specificitywarrantingtestinginalarge-scaleclinicalsetting. Thenumberofpatientsinthesestudiesislowandthese Nevertheless,theyindicatebiologicalexplanationstodrug findingsneedfurtherconfirmation. resistance.Thus,thesegeneticchangesmaybeconsidered TheFanconisyndromeisarecessivesyndromecharacterised lighthouses,orbeacons,identifyingfunctionalpathwaysof bycongenitalanomaliesandanaemiasthat,inaddition, majorimportance[35]. includesanenhancedriskofdevelopinghaematologicalas wellasnon-haematologicalmalignancies[83].Whilethe Fanconiproteincomplexexertsseveralfunctions,amajoreffect pathologic changes leading to D o seemstobeinteractionswithBRCA1and-2withrespect disturbed gene functions wn toDNArepair.Recently,hypermethylationofFANCF,an loa Thefindingthatchangesinindividualgenesareassociated d upstreamgeneintheFanconigenecomplexwasfound e associatedwithsensitivitytoplatinumdrugsinovarian whaitshlebaudttnooitnfcurlelaysepdrefdoiccutisveonfotrhderpurgorbeasbisiltiatnycoefmteescthinagninsomts d from cancercelllines[84]. individualgenesbut,rather,multiplegenesinconcertusing h ttp other enzymes involved in DNA repair methodssuchascDNAoroligonucleotidearrays.Before s discussingsuchoptions,wewillbrieflyconsiderthe ://a DNArepairinvolvesseveralmechanismssuchasbase c mechanismsleadingtodisturbedgenefunction. ad excisionrepair,nucleosideexcisionrepair,mismatchrepairas e m wellasO6-methylguanineDNAmethyltransferase;thereaders ic arereferredtoreviewsonthesubjectsfordetails[85–87]. somatic mutations .ou p Sofar,therearelittledataonalterationsintheseenzyme Somaticmutationsmaybeconsideredthe‘classicalway’of .c o systemswithrespecttobreastcancer.However,there geneinactivation.Thismayoccurassinglebasedefects m /a areseveralinterestingfindingsinothercancerforms. (substitutions,leadingtoaminoacidchangeinthecoded n n Themismatchrepairsystemisresponsibleforremoving protein),singlebaseinsertionsordeletionsordeletionsor on c incorrectlypairednucleotidesinthegenome[86].Thesystem insertionsofsmallerorlargerfragments(Figure2).Obviously, /a containsseveralenzymesmakingheterodimers[86],and anyinsertionordeletionofanumberofbasepairsnotdividable rtic le mutationsaffectingthissystemareresponsibleforinherited bythenumberofthreewillleadtoashiftofreadingframe -a b nonpolyposiscancerofthelargebowel,theLynchsyndrome and,thus,acompletechangeoftheaminoacidsequenceof s [88,89].Whilereportedtobeassociatedwithagood theproteinC-terminaloftheaffectedcodon.Suchnonsense trac prognosisincancerpatientsnotexposedtoadjuvant mutationsoftenleadtotruncatedformsoftheproteinin t/1 8 chemotherapy[90],mutationsinmismatchrepairgeneshave questionduetonovelstopcodons.Lossofwildtypeactivityis /8/1 beenassociatedwithpoorsensitivityto5-fluorouracil[91], themostcommonconsequence. 29 3 underliningthefactthatprognosticinformationcannotbe Manysinglebasesubstitutionsmaynotleadtoanaminoacid /1 7 usedtomakeassumptionsabouttherapysensitivity. substitutionand,thus,remainnonfunctionalpolymorphisms, 8 1 Nucleotideexcisionisanimportantmechanismforthe exceptfortherarecaseswheresinglebasesubstitutions 35 b protectionofcellsfromexogenouscarcinogens.Thus, modulatemRNAstabilityorsubcellularmRNAtargeting.For y g mutationsaffectingthenucleotideexcisionenzymecomplex manysinglebasesubstitutionsleadingtoasingleaminoacid u e arethecauseofXerodermapigmentosum[86],asyndrome substitution,thisleadstoaproteinwithabiologicalfunction st o associatedwithaveryhighriskofUV-inducedskincancers deviatingonlymoderatelyfromtheoriginalprotein.Lookingat n 1 andothermalignancies.Thefactthatthiscomplexremoves germlinepolymorphisms(definedbyconventionasasinglebase 0 A DNA-platinumadducts[92]offersanexplanationwhyhigh substitutionoccurringin>1%ofthegeneralpopulation), p mRNAlevelsofERCC1,oneoftheenzymesinthiscomplex, forexamplethep53arg72proleadstoamarginalchangein ril 2 0 hasbeenfoundassociatedwithresistancetoplatinum biologicaleffects[100].Incontrast,othersinglebase 19 compoundsinbothovarianandgastriccancer[93,94]. substitutionsinTP53affectingcriticalproteindomainsmay TheO6-methylguanineDNAmethyltransferaseisresponsible leadtononfunctionalproteins.Wefoundsinglebase forremovinglargeDNAadducts[95].Interestingly,silencing substitutionssuchasthecodon249AGG-GGG(Arg-Gly)to ofthisgenethroughpromoterhypermethylationhasbeen causelackofp53proteinstainingaswellastobeassociatedwith reportedtoenhancesensitivitytoalkylatingagentssuchas resistancetodoxorubicininprimarybreastcancer[59].Most BCNUandtemozolomideinhumanglioblastomas[96–98]. ofthegermlinemutationsdetectedinLi–Fraumenifamilies Whilepolymorphismsinthebaseexcisionpathwaygenes aresinglebasesubstitutions[101],soisthecasefor(cid:1)50%of havebeenassociatedwithbreastcancerrisk[99],wearenot thegermlinemutationsoftheRBgene,identifiedin awareofanystudyreportingmutationsorpolymorphismsin retinoblastomas[102].Basesubstitutionsalsorepresentthe thesegenestobeassociatedwithdrugsensitivity. mostfrequentformofdefectidentifiedintheCDKN2Agenein Volume18|No.8|August2007 doi:10.1093/annonc/mdm013|1297 review AnnalsofOncology familiesatriskofmalignantmelanomas[103].Currentwork truncatedRNAtranscripts[120].FortheTP53analoguesTP63 isconcentratingonmethodstodeterminethepathogenic andTP73,afamilyoftruncatedtranscriptsaregenerated[121], effectofdifferentsingleaminoacidsubstitutions[104]. andfunctionalactivealternativetranscriptsforTP53havebeen Forothergenes,suchasBRCA1and-2,themostcommon identifiedaswell[121,122].Formanyalternativetranscripts germlinemutationsappeartobenonsensemutationsresulting itisnotknownwhethertheyaretranslatedintoaprotein inatruncatedprotein[105]. productor,ifso,whethertheproteinmaybefunctional,while Notably,largerdeletionsmaybedifficulttodetectby forsomegenes,suchastheTP53analogueTP73,alternative standardDNAsequencing,andtraditionalmethods,suchas transcriptscodingforproteinswithaneffectantagonisticto Southernblotting,arelessspecific,andrequiressubstantial thewild-typeproteinhasbeenidentified[123]. amountsofmaterial,makingitunfitfortestingontumour materialwithalimitedtissueamountsupply.Recently, gene amplification improvedmethods,suchasmultiplexligationamplification Chromosomaldisturbanceisahallmarkofcancer[124,125]. (MLPA)havebecomeavailable[106–109].Yet,deletionsmay Thus,formanygenessuchasTopo-II(seeabove),MDM2[126] escapedetectioniftheyarenotproperlycoveredbythe aswellascyclinsDandE[127,128]amplifications,andnot probes[110].Insuchcases,combinedanalysisonDNAand D mutations,arethepathologicaleventrecordedinneoplasias. o w cseDqNueAncisehailgsohlmybayenbeeficdiuaelatsolionstsroonfipcamrtsutoaftitohnescnoodtindgetected Notably,amplificationseemstoimplicatemRNAup-regulation nloa inabouttwoofthreeofcasesinbreastcancer[129],underlining d withanyofthesemethods. e thatinoneofthreecasesamplificationofalargegenesegment d maynotbeassociatedwithmRNAup-regulationofeachgene fro m mutations involving noncoding regions inthatdomain.Theimportanceofgeneamplificationmaybe h Recently,therehasbeenfocusonmutationsaffecting illustratedusingTopo-IIasanexample(seeabove)aswell ttps noncodingregions.Consideringintronicmutations,both asMDM2anditssistergeneMDMX.Themainfunctionof ://a c mutationsdirectlyaffectingthesplicingsitesanddeep theMDM2andMDMXgeneproductsistomediatep53 ad e intronicmutationsmayleadtoaberrantsplicing(seebelow), degradation,andamplificationofMDM2,andmorerecently m severelyaffectingthefunctionofthetranslatedprotein MDMX[130],hasbeenrevealedasanalternativewayofp53 ic.o u [111,112].Inaddition,mutationsaffectingpromoterareas inactivation. p .c mayleadtoeitheranonfunctionalor,insomecases, o m ‘hyperfunctional’promotersequences,asrecentlyillustrated epigenetic mechanisms /a n withrespecttotheMDM2gene[113]. n Geneimprintingisacriticalphysiologicalprocess,andthe o n Inrarecases,mutationsmayleadtocreationofanew c readersarereferredtocontemporaryreviewsonthesubject /a functionalpromoter.Thelatterisillustratedbytheobservation [131,132].Geneticimprintingplaysacrucialrolein rtic thatanintronicsinglebasesubstitutiongeneratedanovel le embryoniclifebutduringthewholelifetimeoftheindividual -a promoterelementallowinggeneactivationleadingto aswell[133].Basically,twomainmechanisms;promoter bs avariantofthalassaemia[114]. hypermethylations[134]andhistonedeacetylations[135], tra c havebeendiscovered(Figure2). t/1 8 alternative splicing Importantly,deregulatedpromoterhypermethylations /8 /1 Thelastdecadehasfocusedinparticularontheissueof isafrequentformofgeneinactivationincancer,and 29 alternativesplicing,i.e.thegenerationofseveralprocessed hypermethylationhasbeendetectedincriticalgenessuch 3/1 7 RNAtranscriptsfromasingleprimaryRNAtranscript(Figure3 asCDKN2A,thegenecodingforthecdkinhibitorp16, 8 1 and4).Formostgenes,thisismanifestedbysynthesisofamain inmelanomas[136],andtheDNArepairenzymeO6- 35 full-lengthtranscriptwiththeadditionofseveraltruncated methylguanineDNAmethyltransferaseinglioblastomas. by variants.Alternativesplicingisaphysiologicalphenomenon;the Interestingly,O6-methylguanineDNAmethyltransferase gu e readersarereferredtorecentcomprehensivereviewsonthe promoterhypermethylationwasfoundtocorrelatetoresponse st o subject[115].Whilethereisevidencethatperhapsasmuchas totemozolomideinthissetting[97,98]. n 1 75%oftranscribedgenesinthehumangenomemaybesubject Whilepromoterhypermethylationisrelativelyeasytodetect, 0 A toalternativesplicing[1],thephenomenonseemsmore wecurrentlylackconvenientmethodsfordetectingprotein p extensiveincancercomparedwithnormaltissue[116]. deacetylations.However,substantialexperimentalevidence ril 2 0 ConsideringMDM2andChk2,knowntobeofcritical linkshistonedeacetylationtogenetranscriptionalcontrol[135, 19 importancetop53degradationandactivationinresponseto 137],anddeacetylaseinhibitorsarecurrentlyindevelopment DNAdamage,respectively[56,117],>40and60alternative forcancertherapy[138].Thus,appropriatediagnosisnotonly transcriptshavebeenidentified[118,119];forChk2,the ofgenesilencingbutalsothespecificmechanismresponsible numberoftranscriptsidentifiedwerehigherinbreastcancer maybeakeyissueforfuturetargetedtherapies. comparedwithbenigntissue.Thefindingofhypersplicingin cancerislikelyduetomechanismsotherthanmutationsinthe exploring gene dysfunction using splicingsites,asthesplicevariantsoftenaredetectedtogether microarrays withthemaintranscriptandnomutationmaybeidentified, Interestingly,forMDM2,itseemsthatactivationofthedifferent Theinventionofmicroarrays,allowinginvestigationsof promotersmayleadtoadifferentratiobetweenmainand multiplegenesinconcert,representsanimportantstep 1298|Lønningetal. Volume18|No.8|August2007 review AnnalsofOncology D o w n lo a d e d fro m h ttp s ://a c a d e m ic .o u p .c o m /a n n o n c /a rtic le -a b s tra c t/1 8 /8 /1 2 9 3 /1 7 8 Figure3. Alternativesplicing.(I)Ageneistranscribedintoapre-messengerRNA(mRNA)copycontainingthecompleteDNAsequencefromthepromoter 1 3 5 regiontothepolyadenyltail.(II)Eitherduringpre-mRNAtranscriptionorimmediatelyafter,intronsequencesareexcisedleavingonlytheexons(red), b y formingthemRNAgeneproduct.(III)Commonalternativesplicingeventsareskippingofoneorseveralexonsorinsertionofoneorseveralalternateexons; g u sometimestermed‘‘crypticexons’’or‘‘pseudo-exons’’(x,yandzonfigure).Thelatterhavethesequenceofanormalexon,butarecalled‘alternate’asthey e s arenotpartofthepredominanttranscript.Partsofexonsmaybelostduetosplicingatuncommonsplicesites.Alternativesplicingalsoincludesexon t o n substitution,oftenduetotwoexonsbeingsituatedsocloseonthegenethattheysharesplicingsignalsequences,andmaythereforenotbothbeincludedin 1 0 themRNAproduct. A p ril 2 0 forwardinourattemptstoexplorebiologicalmechanismsof onlytobedevoidofthesefactorsbut,actually,torepresent 1 9 chemoresistanceincancer.Thus,microarraystudieshavebeen adistinctclassoftumours,identifiedbyaspecificgeneprofile. usedtoexplorethebiologyofmosttumourtypes.Sofar,two Secondwasthefindingthathierarchical[79]aswellas majorgoalswithrespecttobreastcancerhavebeenachieved: supervised[142–144]clusteringwasabletorevealstrong First,usinghierarchicalclustering,Perouetal.[139]and prognosticsignatures.WhilethespecificityoftheAmsterdam Sørlieetal.[79]wereabletoshowthatbreastcancersmay 70geneprofilehasbeenchallenged[145],thisgeneprofileas beclassifiedonthebasisofglobalgene‘signatures’.This wellasthe‘Rotterdam’profile[146]providesprognostic classificationhasbeenfoundrobust,confirmedinseveral informationexceedingwhatisgeneratedbylymphnode studies[80,140,141].Themainfindingprobablywasthe statusonly. identificationofthe‘basal’,or‘triple-negative’class,revealing Themajordangerofusingsuchprofilesselectingpatients tumourslackingexpressionoftheERaswellasHER-2not fortherapyliesinthefactthatwehere,asforindividualgenes, Volume18|No.8|August2007 doi:10.1093/annonc/mdm013|1299 review AnnalsofOncology lackinformationwhetheritalsopredictssensitivitytotherapy. Whilethe‘21-gene’signaturedevelopedbytheNSABPwas Thus,whiletheAmsterdam70genesignature[143]revealed foundassociatedwithbenefitfromCMFintheadjuvantsetting prognosticinformationinbothnode-negativepatients [155],itspredictivevaluetotaxaneandanthracycline- (ingeneralnotexposedtoadjuvanttreatment)aswellasin containingchemotherapyintheneo-adjuvantsettingdidnot node-positivepatients(ingeneralexposedtoadjuvant exceedthepowerofothergeneprofiles[152]. treatment),itisnotpossibletoinferfromthedatathatthe Microarraydataprovideenormousamountsofinformation signatureisnotassociatedwithsensitivitytotherapy. revealinggeneexpressionofpotentiallyallhumangenesin Incontrasts,studiesaimingatdevelopingsignatures asingleanalysis.However,itisclearthatsucharraysmaynot predictingdrugresistancehavenotbeensuccessful.While identifyallmechanismsofgeneinactivation.Thismaybe severalstudieshavereportedgenesignaturesassociatedwith illustratedbyafewexamples(Figure5).Assumingtheprobe sensitivitytotreatmentwithbothtaxanes[147,148]and onthearrayhybridisestothe59endofanmRNAtranscript, anthracycline-containingregimens[149,150]aswellas pathologicalchangessuchasasinglebasemutationoreven combinationscontainingboth[149,151–154],noneofthese adeletionlocateddownstreamoftheprobingareawouldbe signatureshavecomeintogeneralclinicaluseforacoupleof overlooked.Forsinglebasesubstitutionswithinthearea reasons.First,thesesignatureshavebeendevelopedinstudies coveredbytheprobe,theresultislesspredictable;the D o w enrollingalimitednumberofpatientsonly.Secondly, transcriptmaynotbindtheprobeatall,butinothercasesit n theyconsistentlyreportedsensitivityaswellasspecificity maystillbindpartlyorcompletelyand,thus,thesubstitution loa d predictingtherapyoutcomeof(cid:1)70%–80%,whichisbelow maybeoverlooked.Whilearraystoexploresplicevariants e d whatshouldberequiredifaparameteristobeusedtoselect havebeenconstructed[1],asalreadymentioned,RNAsplicing fro m patientsfortherapy. seemstobeparticularlyextensiveincancertissue[116,119]. h Thirdly,whiletheyreportlikelihoodforapatienttorespond Thus,whileintheoryexpressionofeachgeneinthehuman ttp s toacertaintreatmentregimen,noneofthestudiesatthesame genomecouldbequantifiedwithanarraycontaining30000 ://a timeexploredthepowerofthesignaturepredictingsensitivity probes,toassessthefullRNAsplicingprofileforeachgene, c a d toalternativetreatmentoptions.Bydefiningapatientas weprobablymayneedmillionsofprobesonthearrays. e m chemoresistantwemayavoidthetoxicside-effectsofauseless ic therapy;however,wemaynotallocatethepatienttoany .ou p alternativetherapywithoutknowledgeaboutitsefficacy. chemoresistance—a conceptual .c o approach m /a n n Cytostaticsingeneralworkbyinterferingwithcritical o n processesrelatedtocellcycleandmitosis.Formost c/a compoundstheydisturbDNAsynthesisor,fortaxanes,the rtic mitoticspindle.Thecellularresponseanticipatedshouldbe le-a growtharrest,apoptosisoralternativewaysofgrowtharrest, bs probablyincludingsenescence[156].Thecellularmechanisms tra c t/1 8 /8 /1 2 9 3 /1 7 8 1 3 5 b y g u e s t o n 1 0 A p ril 2 0 1 9 Figure5. Microarraysignalsaregeneratedbyhybridisingaprobeto Figure4. Splicingmechanism:splicingofexonsissignalledbythe thegeneproduct[complementaryDNA(cDNA)].Alternativesplicing,as consensussequences:MAG|GTRAGTinthe39endofoneexonand wellasdifferenttypesofmutationsmayinfluencetheresultbutmaygo CAG|Ginthe59endofthenextexon.Thesesequencesarebrought undetectedaswellpendingontheexacttypeoflesionaswellasitslocation togetherbytheSpliceosome,loopingtheintronbetweenout.Irregular withrespecttotheareahybridisingwiththeprobe.Themarks‘‘X’’and‘‘-’’ splicingduetomutationsintheseconsensussequencesarenormally indicatepotentialerrors:‘‘X’’indicateswronglydetectedtranscriptlevels, labelledmutations,andnotalternativesplicing.Alternativesplicingis while‘‘-’’signifiescorrectlevelsreported,butwithotherundetectable variationinwhichsplicesitescombinewhenallsplicesitesareintact. lesionspresentinthegene. 1300|Lønningetal. Volume18|No.8|August2007 review AnnalsofOncology ofrescueandsurvivalisDNArepair,alternatively,lackof lessthana25%increaseinthesumoftheproductsoftwo growtharrest/apoptosiscausedbydefectsinthegenes perperdiculardiametersofallmeasuredlesionsandthe regulatingthesecellularfunctions. appearanceofnonewlesions).Forboththerapeuticcompounds Thelasttwodecadeshaveprovidedenormousamountsof studied,wedetectedanassociationwithTP53mutations informationregardingthemechanismsregulatinggrowth affectingtheDNA-bindingL2andL3domainsandresistanceto controlaswellastheprocessesofapoptosis/senescence.Our therapy(Table1).Toexplaintheseresultsweneedtomake challengeishowtoimplementthisinformationtoour certainassumptions.Consideringthegroupoftumours understandingoftherapyfailure.Theideaofexploring harbouringTP53mutationsintheL2orL3DNA-binding disturbancesingenesinvolvedinapoptosis,aswellasinDNA domainsthataresensitivetotherapy,wehypothesisethat repair,suchastheTP53gene,asacauseofdrugresistanceinvivo, apoptosiscouldbeachievedbyoneoftwopathways,oneof wasonthebasisofelegantpreclinicalexperiments[157,158]. whichcontainsTP53.Thus,tumoursbeingsensitivetotherapy Whileitismandatorytotakeintoaccounttheresultsgenerated despitetheirTP53mutationmayhavethesecondpathway fromexperimentalsystems,theneedforproperverificationin intact,whiletumoursharbouringTP53mutationsandbeing vivocannotbeemphasisedstronglyenough.Thestoryofthe resistantmayhavethissecondpathwayinactivated.Secondly, MDR1gene,encodingtheP-glycoprotein,aswellasgenes tumoursthatareresistanttotherapydespiteexpressingwild- D o w codingforothermembranepumps,maydepictthis;whilethe typeTP53mayhaveagenelocatedup-ordownstreamof n theoreticalconceptsarewellfoundedanddatafrom TP53inactivatedinadditiontoinactivationofthealternative loa d experimentalsystemsconvincing[159,160],invivostudies pathway.ThedifferentscenariosaredepictedinFigure6. e d correlatingP-glycoproteinexpressiontodrugsensitivity[161] Akeyproblemapplyingsuchamodelisthatwedonot fro m havenotsupportedtheconcept,andtheresultsfromclinical knowwhichgenesareinvolveddownstreamofp53inthe h trialsexploringpumpinhibitorsingeneralhavebeen apoptoticpathway.Consideringinvitroexperiments,p53has ttp s disappointing[162].Thus,whilethefindingofgenesignatures beenshowntoactivateseveralhundredgenes,dependingon ://a predictingresistancetodifferentchemotherapycompounds theexperimentalsituation[6,7].However,thisrepresentsahuge c a d acrossapanelofcelllinesisinteresting[163],thevalidityofthese reductioninthenumberofcandidategenestoexplorecompared e m profilestodrugresistanceinvivoremainstobeconfirmed. withuseofageneral‘hierarchical’clusteringor‘supervised’ ic Assessingtumourgeneprofilesusingarraysdetectingmostof analysis,inwhichcasesmostgenesofthegenomeareinvolved. .ou p thegenesinthehumangenome,biostatisticalevaluationhas Exactlysimilarassumptionsmaybeappliedtoother .c o indicatedthousandsofindividualbiologicalsamplesmaybe systemsexploringcausesofresistancetoothercompounds. m /a neededtogeneraterobustgenesignatures[164].Supposethe MostDNArepairmechanismsinvolveproteincomplexes; n n averagenumberofRNAsplicevariantsforeachgenetobefive. thus,itislikelythatmutationsindifferentgenesinvolvedin on c Duetothesignificantsequenceoverlapbetweenindividual thesamecomplexmayachievesimilarbiologicaloutcomes. /a splicevariantsfromasingletumour(Figure5),thismeansthat Inaddition,eachgeneissubjecttotranscriptional rtic le toevaluateexpressionofeachoutoffivesplicevariantswith stimulationbyupstreamfactors. -a b confidence,wemayprobablyneed10probes,perhapseven Thetechnicalproblemsassociatedwithidentifyinggene s more,foreachgeneonaverage.Thus,thenumberofspotson defectswerediscussedabove.Ontheotherhand,itmaybe trac thearraymayincreaseabove300000.Accordingly,thenumber arguedthatthetypeofgenedefectmaynotbeimportant t/1 8 ofbiologicalsamplesneededtogeneraterobustgeneexpression whenapplyingmicroarrayanalysis.Providedthegenedefect /8/1 signatureswouldinpracticaltermsbecomeunrealistic. leadstoanonfunctionalgene,theeffectshouldbedetectedin 29 3 Forthisreason,webelievethereisaneedtolimitthenumber /1 7 ofgenestobeexaminedonthebasisofbiologicalhypotheses 8 1 generatedupfrontthroughexperimentalwork.Asmentioned, 35 Table1. CorrelationsbetweenTP53mutationsaffectingtheDNA-binding b eachindividualfactorfoundassociatedwithchemoresistance y L2/L3domainandlackofresponse(progressivedisease;PD)in g sofarhasbeeninvolvedinspecificbiologicalprocesses;either u patientswithlocallyadvancedbreastcancertreatedwithdoxorubicin e theyrepresenttargetsforthedrug,alternativelytheyare weeklymonotherapy[59]ormitomycinCand5-fluorouracil[68] st o associatedwithprocessessuchasgrowtharrest/apoptosis,or n (thedataprovidethebackgroundforhypothesisingthemodel 1 DNArepair.Mostoftheseexecutetheirfunctionaspartof 0 depictedinFigure5) A aproteincomplexwithotherfactors.Likeothergenes,theyare p activatedbycertainupstreamgenes(atthetranscriptionalor ril 2 Therapy TP53status Response Reference 0 posttranslationallevel)andactivatedownstreamgenesin 19 PR/SD PD functionalcascades.Thus,itislikelytopostulatethat inactivationofotherfactorsinthesamecomplex,orgenes Doxorubicina TP53wildtypeor 67 4 [59] mutated‘non’L2/L3 involvedup-ordownstreaminthefunctionalcascade,may TP53mutatedL2/L3 14 5 exertsimilareffects. 5-FUand TP53wildtypeor 22 3 [68] TheissueofTP53mutationsinanthracyclineand MitomycinCb mutated‘non’L2/L3 mitomycinCresistancemaybetakenasanexample.For TP53mutatedL2/L3 3 6 reasonsdiscussedelsewhere[8],tostudyresistancefactorswe decidedtocomparetumoursexpressingprimaryresistanceto PR,partialresponse;SD,stabledisease;PD,progressivedisease. thecombinedgroupoftumoursobtaininganobjective aP=0.008. responseorastabledisease(lessthana50%reductionand bP=0.006. Volume18|No.8|August2007 doi:10.1093/annonc/mdm013|1301 review AnnalsofOncology D o w n lo a d e d fro m h ttp s ://a c a d e m ic .o u p .c o m /a n n o n c /a rtic le -a b s tra c t/1 8 /8 /1 2 9 3 /1 7 8 1 3 5 b y g u e s Figure6. PotentialexplanationtothefindingspresentedinTable1relatingTP53mutationstatustodrugresistancetodoxorubicinormitomycinCin t on breastcancer.Figureobtainedfrom[35]withpermission.Notethatallthefourtumoursexpressedadifferentgeneprofilebymicroarray;thesimilaritywas 10 greaterbetweentumourBandC(sensitiveandresistanttotherapy,respectively)thanin-betweenAandB(bothsensitive)orCandD(bothresistant). A p ril 2 0 1 9 asmuchasgeneslocateddownstreaminthepathwaywill sequencing,MLPAandexaminationofepigeneticevents, remainunderexpressed.Thus,webelievegenearraysincluding suchashypermethylationstatus,toexploretheexactnature genesinvolvedincertainbiologicalcascadesmaybeaway ofanypossiblegenedefect. forward.However,lookingattheexamplepresentedinFigure6, eachtumourexpresseddifferent‘geneprofiles’withrespectto depicting the future thegenesinvolvedintheapoptoticpathway.Curiously,the twotumours(BandC)expressingthelargestsimilarityin Understandingchemoresistanceshouldrepresentagreatleap geneprofilehadadifferentclinicaloutcome.Thus,webelieve forwardinourattemptstocurenotonlybreastcancerbutalso thatarraysmustbeusedincombinationnotonlywith cancersingeneral.Sofar,theresultsofmicroarraystudieshave RT-PCRtoverifygeneexpressionlevelsbutalsogene beendisappointingandtheresultsfromstudiesonindividual 1302|Lønningetal. Volume18|No.8|August2007
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