Brazil and China in Knowledge and Policy Transfer Agents, Objects, Time, Structures and Power Edited by Osmany Porto de Oliveira · Giulia C. Romano Brazil and China in Knowledge and Policy Transfer · Osmany Porto de Oliveira Giulia C. Romano Editors Brazil and China in Knowledge and Policy Transfer Agents, Objects, Time, Structures and Power Editors Osmany Porto de Oliveira Giulia C. Romano Federal University of São Paulo IN-EAST Osasco, Brazil University of Duisburg-Essen Duisburg, Nordrhein-Westfalen Germany ISBN 978-3-031-09115-5 ISBN 978-3-031-09116-2 (eBook) https://doi.org/10.1007/978-3-031-09116-2 © The Editor(s) (if applicable) and The Author(s), under exclusive license to Springer Nature Switzerland AG 2022 This work is subject to copyright. All rights are solely and exclusively licensed by the Publisher, whether the whole or part of the material is concerned, specifically the rights of reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. The publisher, the authors, and the editors are safe to assume that the advice and informa- tion in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, expressed or implied, with respect to the material contained herein or for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictional claims in published maps and institutional affiliations. Cover illustration: © sezer ozger/Alamy Stock Photo This Palgrave Macmillan imprint is published by the registered company Springer Nature Switzerland AG The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland Acknowledgements The idea of preparing this book came during the 3rd International Conference on Public Policies (ICPP-3) in Singapore in June 2017. We were both attending panels dedicated to policy transfer studies and in this way we also had the occasion to get to know each other and present our own research. At that time, Osmany had just published his book on the diffusion of Participatory Budgeting with Palgrave Macmillan, and was expanding his research to other cases of social policy diffusion from Brazil. Giulia had just concluded her Ph.D. dissertation in Sciences Po-Paris and presented for the first time her research on policy transfers to China, which was later turned into a monograph published also by Palgrave Macmillan in 2020. We also had both networks of colleagues working on our respective topics of research. Later on that year, Giulia invited Osmany to present his book at the Institute of East Asian Studies (IN- EAST) of the University of Duisburg-Essen. The discussion that followed, with other experts on China, made us more evident that both Brazil and China presented striking similarities. We felt that we had something to explore, and that what we had in our hands was a promising research agenda. It was right to move on, and we had the support of different colleagues. Another occasion to exchange on Brazil and China in policy diffusion activities came at the beginning of 2018. At that time Osmany was visiting fellow at the Institute of Development Studies (IDS) in Brighton (UK), and co-organized with Alex Shankland and Lidia Cabral v vi ACKNOWLEDGEMENTS an event called ‘BRICS Policy Diffusion and Development Coopera- tion Workshop’. The meeting brought together a group of young and senior scholars specialized in both Brazil and China. The success of the discussions and the enthusiasm of the participants convinced us about the opportunity to organize a book. We met again, this time together with other colleagues who finally also contributed to this volume at the International Conference on Policy Diffusion and Development Cooper- ation (ICPDDC) in São Paulo in May 2018, and the discussions evolved. Giulia and Osmany met once more in Paris, in January 2019, at the Institut des Hautes Études de l’Amérique Latine (IHEAL) of the Univer- sity of Sorbonne, to discuss the opportunity of organizing a workshop to discuss the contents of the book. This workshop was finally organized in Duisburg in November 2019. Giulia and her colleagues welcomed the discussions at the IN-EAST (University of Duisburg-Essen) and the project for Palgrave Macmillan was finally prepared. We planned to submit this book in late 2020. The Covid-19 outbreak then caught us by surprise and brought different challenges for each of the authors, delaying the whole writing process. Some research projects have been downsized due to difficult access to fieldwork. Moreover, different changes related to Brazil and China arose very rapidly during and after the pandemic. The speed of changes made it difficult to understand their extent and significance in such a short time and through careful research. Therefore, we decided not to take into account these developments in our book, which theoretically stops at the ‘gates’ of 2020. Nonetheless, we could not ignore them, and for this reason we made some considerations in our postface, taking into account that the ‘world that we knew’ before the preparation of this book has changed considerably. Organizing this book would have not been possible without the encouragement and assistance of many colleagues, which we would like to thank: Alex Shankland, Anastasia Nikulina, Armin Müller, Francisco Gaetani, Gerry Bloom, Isabele Bachtold, Jennifer Constantine, João Vasconcelos, Lídia Botelho, Lidia Cabral, Liu Tao, Lukas De Boni, Nele Noesselt, Roberta Sakai, and Thomas Cooper Patriota. We are also very grateful to the following institutions and initiatives for their support and for hosting our discussions: the Laboratory of International Public Poli- cies (Laboppi) at the Federal University of São Paulo; the Institute of East Asian Studies of the University of Duisburg-Essen, and its research initia- tive IN-EAST School of Advanced Studies, funded by the German Federal Ministry of Education and Research, which supported our exchanges and ACKNOWLEDGEMENTS vii the workshop held in 2019; the Centre for Rising Powers and Global Development and the Sussex Brazil Group of the Institute for Devel- opment Studies; the Rising Powers Study Group of the Development Studies Association; the Institut des Hautes Études de l’Amérique Latine of the University of Sorbonne. And of course, we want to express all our gratitude to the contributors of this book, who patiently answered our questions and comments, tried as much as possible to comply with the deadlines (despite the difficulties), and taught us many things thanks to their specific perspectives and sensibilities. Without doubt, the exchanges that occurred in these years, the trips to Brazil, the UK, France, and Germany, and the connections that have been built for the preparation of this book were very nice experiences which collectively made up a very exciting adventure that we do not want (and it does not have) to stop here. We wish this book to represent a first milestone for new research projects interested in the contribution of ‘rising powers’ and of other countries in knowledge and policy transfer. We are glad we have contributed with this first step, and we wish the reader a pleasant reading throughout our various contributions. Contents 1 Introduction—Knowledge and Policy Transfers from Brazil and China: Research Questions for a Promising Agenda 1 Osmany Porto de Oliveira and Giulia C. Romano 2 Policy Diffusion and Transfer as Foreign Policy Instruments: A Classification with Evidence from Brazil and China 43 Carlos Aurélio Pimenta de Faria, Giulia C. Romano, and Markus Taube 3 The Rise and Fall of Brazil as a “Policy Exporter”: From Lula Da Silva to Jair Bolsonaro 75 Laura Trajber Waisbich, Juliana Ramos Luiz, and Carlos Aurélio Pimenta de Faria 4 China’s Global Role: Knowledge and Policy Diffusion 107 Neil Renwick and Jing Gu 5 Policy Circulation and South–South Cooperation in Brazil–Africa Relations: Rise, Fall and Change 153 Laura Trajber Waisbich ix x CONTENTS 6 China’s Policy Export to Africa: From the Development-Security Nexus to Knowledge-Transfer 185 Georg Lammich 7 Social Policy Diplomacy: The Diffusion of Brazilian Instruments in the Fight Against Hunger 217 Osmany Porto de Oliveira 8 From Hard to Soft Power: Chinese Policy Diffusion in Pakistan in the Age of CPEC 241 Asma Faiz 9 Knowledge and Policy Transfers Along the BRI: The Case of Duisburg 271 Giulia C. Romano and Markus Taube 10 The Diffusion of Brazilian Public Policies Within International Venues: The Cases of Health and Rural Development 305 Juliana Ramos Luiz and Maria Berta Ecija Postface 335 Index 341 Notes on Contributors de Faria Carlos Aurélio Pimenta is Senior Associate Professor at the Pontifical Catholic University of Minas Gerais, Brazil. He holds a Ph.D. in Political Science (IUPERJ) and was Rio Branco Professor at the Univer- sity of Oxford; a visiting scholar at the Institute of Development Studies, University of Sussex; and at Umeå Universitet, Sweden. Ecija Maria Berta recently finished her Ph.D. at King’s College London, in the School of Global Affairs (King’s Brazil Institute and African Leadership Centre). Her research focuses on Global Health Diplomacy, especially looking at the South–South Cooperation in Health. She holds an M.A. in Diplomacy and Foreign Policy, from City University of London, and a B.A. in International Relations from the University of Vila Velha (UVV, Brazil). She is currently Lecturer in Global Public Health at the Institute of Population Health Science at Queen Mary University of London. Faiz Asma is Assistant Professor of Political Science at Lahore Univer- sity of Management Sciences (LUMS), Pakistan. She has a Doctorate in Political Science from Sciences Po, Paris. Dr. Faiz’s work research inter- ests focus on nationalism, federalism, party politics, and populism. She is a recipient of fellowships offered by Regional Centre for Strategic Studies (RCSS), Sri Lanka, Fulbright Foundation and Campus France. Her edited volume Making Federation Work: Federalism in Pakistan After the 18th Amendment was published by the Oxford University Press, Karachi xi