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BOUNDED ANALYTIC FUNCTIONS John B. Garnett DEPARTMENT OF MATHEMATICS UNIVERSITY OF CALIFORNIA, LOS ANGELES LOS ANGELES. CALIFORNIA 1981 ACADEMIC PRESS A Subsidiary of Harcourt Brace Jovanovich, Publishers New York London Toronto Sydney San Francisco COPYRIG@HT 1 981, BY ACADEMIPCR ESS, INC. ALL RIGHTS RESERVED. NO PART OF THIS PUBLICATION MAY BE REPRODUCED OR TRANSMITTED IN ANY FORM OR BY ANY MEANS, ELECTRONIC OR MECHANICAL, INCLUDING PHOTOCOPY, RECORDING, OR ANY INFORMATION STORAGE AND RETRIEVAL SYSTEM, WITHOUT PERMISSION IN WRITING FROM THE PUBLISHER. ACADEMIC PRESS, INC. 11 1 Fifth Avenue, New York, New York 10003 United Kingdom Edition published by ACADEMIC PRESS, INC. (LONDON) LTD. 24/28 Oval Road, London NWl 7DX Library of Congress Cataloging in Publication Data Garnett, John B. Bounded analytic functions. Bibliography: p. Includes index. 1. Analytic functions. 2. Functional analysis. I. Title. QA331G32 515.7 80-26298 ISBN 0-1 2-276150-2 PRINTED IN THE UNITED STATES OF AMERICA 81828384 9 8 7 6 5 4 3 2 1 Preface The primary purpose of this book is to teach technique, and we have emphasized method rather than generality. Many of the ideas we shall introduce, from subharmonicity and maximal functions to Littlewood- Paley integrals, Carleson measures, and stopping time constructions, extend naturally to Euclidean space and beyond; but for unity and simplicity we have limited their discussion to one dimension. Some of these ideas are explored more fully in the books of Stein [ 19701 and Stein and Weiss [1971]. Our secondary purpose is to give a self-contained view of the contem- porary theory of bounded analytic functions on the unit disc. To do that we must treat in detail certain notions, such as conformal invariance, the subharmonicity of log If[, dual extremal problems, and, especially, Blaschke products, which do not yet generalize well from their classical setting. Readers interested in higher dimensions or in multiply connected domains are only advised that the proofs in the text most resisting generalization are those relying on Blaschke products or dual extremal problems. Freeing certain single-variable proofs from these notions is tantamount to solving some of today's most difficult problems on the unit ball of C". On the other hand, readers patient with one complex variable will be rewarded with a theory richer in texture. For example, a basic question about the conjugation operator leads to functions of bounded mean oscillation, which leads to Carleson measures, and in turn, via Blaschke products or duality, to interpolating sequences and the corona theorem. Only the last link of the chain does not generalize. The proof of the H'-BMO duality and the construction behind the corona theorem, both amenable to higher dimensions, merge to yield a remarkable characterization, in terms of Blaschke products, of the closed algebras between H" and L". This book presents a particular viewpoint, both in method and material; it is no encyclopedia. Some topics, such as interpolation problems and the arguments behind the corona theorem, have been pursued at length, while other topics, such as the applications of Banach algebra theory and the vast interaction between H" and operator theory, have been minimized. (For the xi xii PREFACE connections with operator theory, we recommend the excellent works of Douglas [1972] and of Sarason [1979].) Whenever possible we have used conformal invariance and real variables techniques. Over the past twenty years, the renewed interest in H“ has been prompted largely by functional analytic questions, but I believe that solving some of the harder problems now facing the subject requires returning to the disc or the circle and for- mulating more constructive arguments. Prerequisites for this book are basic courses in real and complex analysis; the first eleven chapters of Rudin’s textbook [1974] should be sufficient. In Chapter I we present some additional background not usually found in elementary graduate courses. Chapters 11-V form an introduction to Hardy space theory, through conjugate functions, dual extremal problems, and some of the uniform algebra aspects of H”.W e have based the theory on maximal functions and on subharmonicity. (For different approaches, see the books of Hoffman [1962a] and Duren [1970].) Chapters VI-X develop the ideas surrounding the John-Nirenberg theorem, the geometry of interpolating sequences, and the corona theorem. People already familiar with the field will notice that these chapters largely grew out of two papers by Carleson [1958, 1962a). Much of the material in the last five chapters has not appeared in monograph form before. The book is self-contained, and the first half is basically a preparation for the second half. However, the early sections of Chapters VI-VIII contain essential parts of today’s classical HP theory, while a few specialized items have infiltrated Chapter IV. The notes by Koosis [ 19803 provide a more elementary and less intense survey of some of the topics we have considered. Results are numbered lexicographically within each chapter, so that “Theorem 1.3” is the third item of Section 1 of the same chapter, whereas “Theorem 1.3 of Chapter I” or “Theorem I. 1.3” is in Section 1 of Chapter 1. Independently, the same convention is used to number formulas, such as “( 1.10) of Chapter 111.” There are 31 figures in the text. Understand the figures and you understand the book. Each chapter ends with some bibliographical notes and a section called Exercises and Further Results.” Some exercises are intended for beginners, “ while others, the “further results,” are theorems not in the text. They usually include references, which serve also to suggest that they may not be elemen- tary. Sometimes extensive hints have been given, and occasionally an exer- *. cise with thorough hints is referred to later in the text. Especially satisfying exercises have been marked with one, two, or three stars Acknowledgments Without the help and encouragement of many friends this book would never have been finished. I am fortunate to have had two students, Donald Marshall and Peter Jones, each of whom has turned this subject in his own direction. I thank them for their numerous improvements on the text and for the mathematics they have taught me. Over the years I have found the advice and encouragement from Ted Gamelin, Paul Koosis, and Nicholas Varo- poulos most heartening. Irving Glicksberg, still my teacher, bombarded me with corrections, mathematical and stylistic. Were it not for him, this book would have been a great deal harder to read. Others who have provided valuable assistance with the subject or the text include Anthony Carbery, Lennart Carleson, David Drasin, John Fagarason, Michael Frazier, Gregory Gibbons, Leslie Kay, Steven Krantz, Robert Latter, Robyn Owens, Donald Sarason, and Allen Shields. The manuscript, including myriad scribbled revisions, was typed by Debra Remetch, who was aided by Sarah Remetch. I thank the staff of Academic Press for their patience during production. I am very grateful to the University of California, Los Angeles, with its pleasant atmosphere, efficient staff, congenial colleagues, and stimulating students, for giving me considerable professional liberty. Much of this book was written while I was professeur ussocik at Universitt de Paris-Sud, which provided me with an excellent library, exciting seminars, and even greater professional liberty. I thank its kquipe dhnulyse hurmonique for a most pleasant year. ... XIII List of Symbols J Symbol Page Page A,, 125 62 A" 127 16 A" 127 333 A, 90 280 A-' 182 57 A 186 110 A1 203 410 % 59 3 80 B 282 105 283 110 BO BLO 281 128 BMO 223 128 BMOA 270 50 BMO(T) 225 51 BMO, 274 50 BUC 2 50 133 CB. HI 278 275 9 = (J analytic, I f(z)l 5 1) 1 244 @, a set of inner functions 373 66 373 137 %cA = C(T) 133 373 COP 442 3 14 CA 376 5 CKf, 4 80 228 D 1 414 D 1 328 dist(J, Hp) 134 2 dist, 249 411 9 400 243 aiaz 321 222 aiaz 318 243 a 364 66 E* 332 401 1 E I = Lebesgue measure of E 24 35 d 30 1 287 f (4 186 403 f(m) = Gelfand transform 186 I86 xv xvi LIST OF SYMBOLS Page Symbol Page 20 uc 250 133 QA 374 22 0,(2) 37 29 VMO 250 2 50 VMOA 283 47 VMO, 385 189 X 187 x, 184 214 190 BN 186 403 337 69 A(c, R) 3 31 Au 11 71 ra(0 22 348 r,(e'') 24 50,51 rw 389 223 1, 240 258 A* 442 244 A, 106 11 A* 282 12 402 P'.p 240 "I 380 103 102 P(Z7 w) 2 Ph,, md 401 377 P(S, T) 314 376 CPI 222 12 46) 105 80 w,@) I05 380 vg 235 343 IVgI2 235 159 * 12 102 290 I = complex conjugate of z 121 = complex conjugate off 28 8 = {f:f~%}w,h en 8 is a set of functions 102 E = closure of E, when E is a point set Preliminaries As a preparation, we discuss three topics from elementary real or complex analysis which will be used throughout this book. The first topic is the invariant form of Schwarz’s lemma. It gives rise to the pseudohyperbolic metric, which is an appropriate metric for the study of bounded analytic functions. To illustrate the power of the Schwarz lemma, we prove Pick’s theorem on the finite interpolation problem f(zj)= wj, j = 1, 2, . . . , n, with If(z)l I 1. The second topic is from real analysis. It is the circle of ideas relating Poisson integrals to maximal functions. The chapter ends with a brief introduction to subharmonic functions and harmonic majorants, our third topic. 1. Schwarz’s Lemma Let D be the unit disc {z : (zI c l} in the complex plane and let 9J denote the set of analytic functions from D into B. Thus If(z)l I 1 iffEW. The simple but surprisingly powerful Schwarz lemma is this : Lemma 1.1. Zff(z)E 9J, and iff(0) = 0, then Equality holds in (1.1) ut some point z ifand only iff (z) = eiVz,c p a real constant. The proof consists in observing that the analytic function g(z) =f(z)/z satisfies 19 I I 1 by virtue of the maximum principle We shall use the invariant form of Schwarz’s lemma due to Pick. A Miibius transformation is a conformal self-map of the unit disc. Every Mobius 2 PRELIMINARIES Chap. 1 transformation can be written as with cp real and lzol < 1. With this notation we have displayed zo = z-’(O). Lemma 1.2. Iff(z) E 9, then and Equality holds at some point z if and only iff (2) is a Mobius transformation. The proof is the same as the proof of Schwarz’s lemma if we regard z(z) as the independent variable and f(4- -f(zo ) 1 -f(zo)f(z) as the analytic function. Letting z tend to zo in (1.2) gives (1.3) at z = zo, an arbitrary point of D. The pseudohyperbolic distance on D is defined by Lemma 1.2 says that analytic mappings from D to D are Lipschitz continuous in the pseudohyperbolic distance : P(f(ZXf(W)) 5 P(Z, w). The lemma also says that the distance p(z, w) is invariant under Mobius transformations : P(Z7 4 = P ( mt( W)>. We write K(zo,r ) for the noneuclidean disc K(zo,r)= {z:p(z,zo) c r}, 0 < r < 1. Since the family W is invariant under the Mobius transformations, the study of the restrictions to K(zo,r ) of functions in W is the same as the study of their restrictions to K(0, r) = {lwl < r}. In such a study, however, we must give K(zo, r) the coordinate function w = z(z) = (z - zo)/(l - 5,~). Sect. 1 SCHWARZ’S LEMMA 3 For example, the set of derivatives of functions in Bdo not form a conformally invariant family, but the expression ( 1.4) If’(z)1(1 - 1--12> is conformally invariant. The proof of this fact uses the important identity which is (1.3) with equality for f(z)= z(z). Hence if f(z)= g(s(z)) = g(w), then If’(z)1(1 - lz?) = Ig’(w)I lz’(z)l(l - M2) = Ig’(w)l(l - lWl2) and this is what is meant by the invariance of (1.4). The noneuclidean disc K(zo, r), 0 < r < 1, is the inverse image of the disc IwI < r under w = T(Z) = --z. - 20 1 -zoz Consequently K(z,, r) is also a euclidean disc A(c, R) = {z : )z- CJ < R}, and as such it has center and radius 1 - lz0lZ (1.7) R = r I - r21zo12’ These can be found by direct calculation, but we shall derive them geometri- cally. The straight line through 0 and zo is invariant under z, so that dK(zo, r) = T - ‘(lwl = r) is a circle orthogonal to this line. A diameter of K(zo, r) is therefore the inverse image of the segment [ - rzo/l zo 1, rzo/l zo I]. Since + + z = (w zo)/( 1 Z0 w), this diameter is the segment The endpoints of (1.8) are the points of K(z,, r) of largest and smallest + modulus. Thus c = (a /3)/2 and R = (ID1 - 1a1)/2 and (1.6) and (1.7) -, hold. Note that if r is fixed and if Jzo( 1, then the euclidean radius of K(zo, r) is asymptotic to 1 - (zoI.

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