lftARC FERRO THE BOLSHEVIK REVO~IJTIO~ A SOCIAi. HISTODl' OF THE RlJSSIAl'lll RE'\'OLIJTIOl'lll translated by Norman Stone Routledge & Kegan Paul London, Boston and Henley By the same author The Russian Revolution of 1917: the Fall of Tsarism and the Origins of Bolshevik Power (l 972) The Great War 19/4-1918 (1973) First published in French as La Revolution de 1917: Octobre, naissance d'une societe by Aubier-Montaignes Paris, 1976 This translation first published in 1980 First published as a paperback in 1985 Paperback reprinted in 1985 by Routledge& Kegan Paul pie 14 Leicester Square, London WC2H 7PH, 9 Park Street, Boston, Mass. 02108, USA, and Broadway House, Newtown Road, Henley-on-Thames, OxonRG9 IEN Set in I /pt Plantin by Oxprint Ltd, Oxford and printed in Great Britain by St Edmundsbury Press Bury St Edmunds, Suffolk ©this translation Routledge& Kegan Paul Ltd 1980 No part of this book may be reproduced in any form without permission from the publisher, except for the quotation of brief passages in criticism British Library Cataloguing in Publication Data Ferro, Marc October 1917. I. Russia-Politics and government-1917-1936 2. Russia-History-Revolution, 1917-1921 I. Title 947.084' I DK265 79-41592 ISBN 0 7 JOO 0534 2 ISBN 0 7102 0550 3 Contents Preface Vil Acknowledgments XI Chronology Xlll Introduction: the illusions and delusions of revolution Part 1 THE DISINTEGRATION OF THE FEBRUARY SYSTEM I The political crisis 9 2 The failure of counter-revolution 36 3 The failure of the traditional institutions and authorities 59 Part 2 THE BIRTH OF A SOCIETY 4 The nationalities: disintegration, reunion and fusion 91 s The Revolution in the countryside ll2 6 Labour against capital 140 7 The state - from soviets to bureaucracy 179 8 The October Rising 224 Conclusion 268 Documents 281 Notes 288 Bibliography 328 Index 347 v Preface The October Revolution is still almost a contemporary event. Since 1917 we have had to face the questions posed by its meaning and outcome: the Bolshevik seizure of power, the 'building of socialism', the origins of the Stalinist terror, the vast contrast between the strict centralization of the Soviet state and the extraordinary heady atmosphere of 1917 itself. As we look into the origins of all this, and contemplate a new society emerging, we can see that some changes came more rapidly or more com ,pletely than others: things did not happen in the same way in the north and the east, nor were all aspects of life equally affected. The October Rising and the crises that marked the history of the Revolution did not have everywhere, and for all of the people, the same significance or outcome. A study concerned purely with these crises and with the Bolshevik seizure of power, can show only one aspect of the upheaval of 1917, and reveals only one viewpoint - that of the leaders of the Revolution, the politicians and the militants. This is certainly essential, because they determined what was to come, but it is only part of the story. We must also consider the various groups, ethnic or otherwise - peasantry, factory workers - for each of them had its own history and chronology, its periods of sterility or energy, its crises; and that history did not necessarily proceed at the same pace as the historical process that occupied the headlines, the seizure of power, the end of great nations, or the rise of socialism - the kind of history which the leading figures and their opponents composed, in their writings, their speeches or the prin ciples on which they based their activities and their right to govern, and which historians, for all the critical spirit they apply, treat in a privileged way, and with a sense of piety. The accounts of such historians have to be complemented by others; and for this, the forefront of the historical stage has to be abandoned so Vil viii PREFACE that we can use sources of a more modest kind than the classic ones - not sources dealing with leading personalities or institutions, but sometimes just simple scrawls, fleeting images, often not intended for reproduction, use or preservation. This enables us to penetrate the body of society, to witness its change and decay from within. Using different vantage-points - a factory in Petrograd, a village in the area of troubles, a military unit, a university or a district committee - it is possible to detect how the movements inspiring various social groups converged or clashed, changing, or being changed by, the actions of the parties and political organizations. In fitting such records together, it is important not to take them too literally: with the written sources, as with the visual ones, the statistics and the films, though they are vital records for any alternative analysis of the traditional sources, the intention behind them as well as the contents have to be taken into account. What is left out is frequently more important than what is put in; the implicit may be more important than the explicit, and what is imagined more than what is real. This being so, the Revolution of 1917 becomes, in this second volume, a many-faceted picture, and the chronology has been differentiated, so that the dates of beginning and end vary according to the particular aspect of the Revolution. Following the pattern of the first volume, the story of the struggle for power is taken up to its outcome, the Bolshevik victory on 25 October 1917; however, my study of the forces that supported Bolshevik power and the birth of the bureaucratic system of the new people's state (the origins of which I have traced to pre-October days) has been continued up to the point where the elements of this state had all been fitted together, at a much later date. The problems of the Revolution in the factories, the villages and the family have led me to go much further back into the past, and to extend my account further into the future. For obvious reasons, these considerations govern the principle of the book rather than the ordering of chapters. In the first two, I examine the forefront of the stage, the political crisis and the struggle for power. As the regime of February collapsed and the Kornilov Putsch failed it became evident that the helplessness of the state was not simply a con sequence of defects in the system of dual power, but equally a reflection of the decay of all kinds of traditional authority: government, church and army were unable to discharge their traditional functions of repression. 'The state is like a jug,' runs a Russian proverb. 'When it cracks, water flows.' After February 1917 society itself began to move. In chapter 4 and thereafter, I have investigated how, both before and after October, first the nationalities - on the far periphery, and only weakly linked with the body _of ~he Russian state - and then the peasants, the factories, the orgamzat10ns of the young, the women, the soviets and similar com- PREFACE ix mittees freed themselves and started to bring in changes in social, political, economic life, and even in the family. I have gone on to show, again both before and after October, how the central forces and the insti tutions that were born during the Revolution affected the schemes of one or other of these groups. This process was associated, in a twofold way, with the emergence of a parallel state: the bureaucratization of it, even before October, and its Bolshevization or the evolution of its social structure account both for the October insurrection and the subsequent development of the regime (chapters 7 and 8). Translator's note: A common-sense system of transliteration from the Russian has been used throughout. In the notes, a bracketed figure refers to the bibliography - those from (1) to (500) refer to the bibliography of volume I, and those from (SOI) to (750) to that of volume II. Throughout, 'volume (or vol.) I' refers to Marc Ferro, The Russian Revolution of February 1917, translated by J. L. Richards and Nicole Stone, Routledge & Kegan Paul, London, 1972; 'volume II' refers to the present work. Acknowledginents To those friends mentioned in volume I and who have accepted over several years the task of being involved with me even more closely in the preparation of this second volume, notably Georges Haupt, Pierre Souyri, and Lucette Valensi, I should like to add the following new members of the Cinema et Histoire seminar group, friends also, who have encouraged me just as much to persevere and continue in the work: Alfredo Margarido and Claudine Eyzicman, Guy Fihman, Annie Goldmann, Lena Grigoriadou, Robert Paris, Beatrice Rolland, Pierre Sorlin - this book owes a great deal to them all. My thanks are also due to those who generously commented on individual ideas and chapters: S. Cohen, C. Duchet, R. Daniels, S. Grosskopf, G. Lasfargues, L. .Manigat, S. Rozenker, F. Starr, N. Stone, M. Rebeyrioux, and to the team at Anna/es who helped me learn my trade: Fernand Braudel in the first place, then A. Burguiere, and J. Le Goff, E. Le Roy Ladurie, C. Moraze and J. Revel. If I respect tradition in thanking again, with the deepest gratitude, the archivists of Leningrad and Moscow whose help has been invaluable, as has been that of my librarian friends at the BDIC, the most efficient library in the world, I shall break with those traditions, not only in expressing my gratitude to the members of my board of examiners, whose advice has been most valuable to me - J. B. Duroselle, R. Giraud, B. Kerblay, E. Labrousse, R. Portal - but also in thanking the general editor of the series in which the French edition first appeared, Paul Lemerle, and the editor of the French edition, Mme Ga bail, who bore with endless patience the ten years that this volume has taken me. M. F. X1