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Preview Bogolyubov approximation for diagonal model of an interacting Bose gas

Bogolyubov approximation for diagonal model 7 of an interacting Bose gas 0 0 2 n a J M. Corgini a, D.P. Sankovichb, ∗ 1 1 aDepartamento de Matema´ticas, Universidad de La Serena, ] Cisternas 1200, La Serena, Chile h c bV.A. Steklov Mathematical Institute, Gubkin str. 8, 119991 Moscow, Russia e m - t a Abstract t s . t a We study, using the Bogolyubov approximation, the thermodynamic behaviour of m a superstable Bose system whose energy operator in the second-quantized form - contains a nonlinear expression in the occupation numbers operators. We prove d n that for all values of the chemical potential satisfying µ > λ(0), where λ(0) 0 is ≤ o the lowest energy value, the system undergoes Bose–Einstein condensation. c [ 1 Key words: Bose–Einstein condensation, Bogolyubov approximation, v grand-canonical pressure 6 PACS: 05.30.Jp, 03.75.Hh, 64.60.Cn 3 2 1 0 7 0 1. Exactly solvable models of strongly interacting bosons could be helpful in / understanding the nature of Bose–Einstein condensation (BEC) and superflu- t a idity in interacting Bose gases. In this paper we study the thermodynamic be- m havior of some theoretically relevant system of Bose particles. The considered - d model has rather simplified character. Researches related to similar models n o are connected with the attempt to consider the effect of excitation-excitation c coupling in Bogolyubov theory. : v i X The aim of this paper is to consider a model of Bose gas with diagonal interac- r tion which shows an independent on temperature BEC. This kind of BEC was a theoretically discovered by Bru and Zagrebnov for some specific Bose system with diagonalinteractions [1,2].Here we study a nonlinear modification of the Bru–Zagrebnov model. Furthermore we want to clear up the influence of high- Corresponding author. ∗ Email addresses: [email protected] (M. Corgini ), [email protected] (D.P. Sankovich). Preprint submitted to Physics Letters A 6 February 2008 order perturbations in the non-ideal Bose gas interaction on the magnitude of the Bose condensate fraction. The plan ofthe paper is asfollows. Firstly, we describe the basic mathematical notions associated to this kind of systems. Secondly, we discuss the thermo- dynamic behavior of a superstable Bose system whose Hamiltonian contains a nonlinear term in the number operators. The nonlinearity can be physically understood as the simultaneous creation of k-single one mode particles after the disappearance of an equivalent amount of single particles associated to the same mode. For k = 2 a variation of this kind of models has been extensively studied in refs. [1,2,3,4] by using different mathematical techniques. (In con- trast to the Bru–Zagrebnovmodel [2],the Hamiltonianwe consider contains a specific nonlinear mean-field term (see also [5])). In our case use will be made of the so-called Bogolyubov approximation [6]. In our proof a significative role plays the fact that the involved Hamiltonian is written in terms of the occupation numbers operators. It enables us to give a simplified proof of ther- modynamic equivalence of the limit grand-canonical pressures corresponding to the energy operator of the system and its respective approximative Hamil- tonian. We have to point out that although this modified approach leads to a straight- forward proof of BEC based on the commutativity of the involved operators, it does not apply for proving spontaneous breakdown of symmetry. 2. Let ∆ be the operator Laplacian. The one-particle free Hamiltonian corre- sponds to the operator D = ∆/2 defined on a dense subset of the Hilbert Λl − space l = L2(Λ ), being Λ = [ l/2,l/2]d Rd a cubic box of boundary ∂Λ l l l H − ⊂ andvolumeV = ld.Weassume periodicboundaryconditionsunder whichD l Λl becomes a self-adjoint operator. In this case, as in ref. [3,7], we shall consider a negative isolated lowest value of energy. This can be done by adding a term to the original Hamiltonian which shifts the energy level of the zero mode of the kinetic energy operator downward by a negative amount, creating in this way a spectral gap. We shall study model of interacting Bose particles whose Hamiltonian is given as γ γ Nˆ′ H = H0 + 0 (a†)kak + 1 (a†)kak +V g , (1) l l Vlk−1 0 0 Vlk−1 p∈ΛX∗l\{0} p p l Vl ! where integer k 2 and g(x) is a suitable real valued function satisfying ≥ general conditions ensuring the superstability of the model. In particular, it suffices to assume that g(x) is a continuously differentiable function on [0, ) ∞ satisfying g(0) = 0 and g′(x) as x [8]. The sum in (1) runs over → ∞ → ∞ the set Λ∗ = p Rd : p = 2πn /l,n = 0, 1, 2,...,α = 1,2,...,d , l { ∈ α α α ± ± } 2 a†,a are the Bose operators of creation and annihilation of particles defined p p on the Fock space satisfying the usual Bose commutation rules: [a ,a†] = FB p q a a† a†a = δ , being δ the Kronecker’s delta. Denote by n = a†a p q − q p p,q p,q p p p the occupation-number operator in the mode p Λ∗. Let λ (p) = p2/2 for ∈ l l p = 0 and λ (0) λ(0) 0. In this case H0 = λ (p)n , γ ,γ > 0. 6 l ≡ ≤ l p∈Λ∗l l p 0 1 N = n is the total number operator and N′ = n is the p∈Λ∗ p P p∈Λ∗\{0} p l l number operator with exclusion of n . Note that the boson Fock space is P 0 P FB isomorphic to the tensor product B where B is the boson Fock space ⊗p∈Λ∗lFp Fp constructed on the one-dimensional Hilbert space = γeipx . p H { } Let 1 p (β,µ) = lnTr exp[ β(H µN)] l βV ⊗p∈Λ∗FpB − l − l l be the grand-canonical pressure corresponding to H , where µ represents the l chemical potential and β = θ−1 is the inverse temperature. If H (µ) H µN, the equilibrium Gibbs state is defined as l ≡ l − h−iHl(µ) −1 A Tr exp( βH (µ)) Tr Aexp( βH (µ)), h iHl(µ) ≡ ⊗p∈Λ∗FpB − l ⊗p∈Λ∗FpB − l (cid:20) l (cid:21) l for any operator A acting on the symmetric bosonic Fock space. The density of particles at infinite volume is defined as N ρ(µ) = lim ρ (µ) lim . l Vl→∞ ≡ Vl→∞(cid:28)Vl(cid:29)Hl(µ) The density of particles of energy λ(0), corresponding to the mode p = 0, is given as n 0 ρ (β,µ) = lim ρ (β,µ) lim . 0 0,l Vl→∞ ≡ Vl→∞(cid:28)Vl(cid:29)Hl(µ) Inthispaperwewanttoprovetheoccurrenceofmacroscopicoccupationofthe ground state, i.e. we attempt to find values of µ and β for which the inequality ρ (β,µ) > 0 holds. Indeed, we prove for the studied model that macroscopic 0 occupation independent on temperature takes place, i.e. the density of the condensate not depends on β. 3. In the framework of the Bogolyubov approximation we must replace the operators a† and a in any operator A expressed in the normal form in the 0 0 Hamiltonian H (µ) with the complex numbers √V c¯ and √V c. We get the l l l following approximative Hamiltonian 3 γ N′ Happr(c,µ) = (λ (p) µ)n + 1 (a†)kak +V g l p∈ΛX∗l\{0}" l − p Vlk−1 p p# l Vl ! +(λ(0) µ)V c 2 +γ V c 2k, c C. (2) l 0 l − | | | | ∈ Noting that (a†)k(a )k = n (n 1) (n k + 1) for all p Λ∗, it is not p p p p − ··· p − ∈ l hard to see that both Hamiltonians (1) and (2) are diagonal with respect to the occupation-number operators. In this case we have the following result [9]. Theorem 1 Tr⊗p∈Λ∗\{0}FpBe−βHlappr(c,µ) ≤ Tr⊗p∈Λ∗FpB e−βHl(µ). l l 4. Let f (x) be the real valued function defined as Vl 1 k 1 f (x) = (µ λ(0))x γ x x x − . Vl − − 0 (cid:18) − Vl(cid:19)··· − Vl ! We define the functions fL(x) = (µ λ(0))x γ xk 0 − − and k k 1 fU(x) = (µ λ(0))x γ x − . Vl − − 0 − Vl ! For x (k 1)/V the functions fL(x) and fU(x) are concave with unique ≥ − l Vl maxima attained at xL and xU, respectively. Evidently, Vl 1 (µ λ(0)) k−1 lim xU = xL = − + , Vl→∞ Vl " γ0k # where (a) = max(0,a). + Lemma 2 For V sufficiently large such that xL > (k 1)/V , the following l l − inequalities fL(xL) sup f (x) fU(xU), ≤ Vl ≤ Vl Vl [k−1,∞) Vl k 1 (2(k 1))! sup f (x) (µ λ(0)) − +γ − Vl ≤ − + V 0(k 2)!Vk [0,kV−l1) l − l 4 hold. PROOF. For V sufficiently large and x [(k 1)/V , ) we have the obvi- l l ∈ − ∞ ous inequalities fL(x) f (x) fU(x), which for xL > (k 1)/V imply the ≤ Vl ≤ Vl − l first statement of the proposition. On the other hand, 1 k 1 f (x) (µ λ(0)) x+γ x x+ x+ − Vl ≤ − + 0 (cid:18) Vl(cid:19)··· Vl ! for x [0,(k 1)/V ). Then, l ∈ − k 1 k 1 k 2(k 1) sup f (x) (µ λ(0)) − +γ − − . Vl ≤ − + V 0 V V ··· V [0,k−1) l l l l Vl 2 Lemma 3 The following inequality takes place: 1 (µ λ(0)) k−1 k 1 lim sup f (x) fL(xL) = − + (µ λ(0)) − . Vl→∞[0,∞) Vl ≤ " kγ0 # − + k PROOF. k 1 k 1 fU(xU) fL(xL) = fU xL + − fL(xL) = (µ λ(0)) − , | Vl Vl − | Vl Vl !− − + Vl i.e. lim fU(xU) = fL(xL). Then, using this result and the first inequality Vl→∞ Vl Vl in lemma 2, we get 1 (µ λ(0)) k−1 k 1 lim sup f (x) = fL(xL) = − + (µ λ(0)) − . Vl→∞[k−1,∞) Vl " kγ0 # − + k Vl The second inequality of lemma 2 yields lim sup f (x) 0. Vl→∞[0,k−1) Vl ≤ Vl From these results, noting that sup f (x) max sup f (x), sup f (x) , Vl ≤ { Vl Vl } [0,∞) [0,k−1) [k−1,∞) Vl Vl 5 and passing to the limit V , the proof of the lemma follows. l → ∞ 2 Letρˆ = n /V .ρˆ isadenselydefinedon B positiveself-adjointoperatorwith 0 0 l 0 F0 spectrum σ(ρˆ ) [0, ) and spectral family E (x) : x σ(ρˆ ) [10]. Let 0 ⊂ ∞ { ρˆ0 ∈ 0 } h(x) : [0, ) R be a continuous function such that sup h(x) exists. ∞ → x∈[0,∞) Assume also that h(x)exp(βV f ) is a bounded and continuous function in l Vl [0, ). Let A,B be self-adjoint bounded operators in the Hilbert space ∞ U endowed with inner product denoted as ( , ). Then we say that A is smaller · · than B and write A B if (φ,Aφ) (φ,Bφ) for every φ . ≤ ≤ ∈ U Lemma 4 h(ρˆ ) sup h(x). h 0 iHl(µ) ≤ x∈[0,∞) PROOF. The spectral theorem for self-adjoint operators [10] enables us to write h(ρˆ )exp(βV f (ρˆ )) = h(x)exp(βV f (x))dE (x). 0 l Vl 0 l Vl ρˆ0 Z σ(ρˆ0) Although ρˆ is an unbounded operator, the above representation is valid for 0 any φ B since h(x)exp(βV f (x)) is a bounded continuous function. This ∈ F0 l Vl implies that, h(ρˆ )exp(βV f (ρˆ )) sup h(x) exp(βV f (x))dE (x), 0 l Vl 0 ≤ l Vl ρˆ0 x∈[0,∞) Z σ(ρˆ0) in the sense of operators for all φ B . Noting that ∈ F0 exp( βHˆ (µ)) = exp(βV f (ρˆ ))exp( βHˆ′(µ)) − l l Vl 0 − l andsinceexp(βV f (ρˆ )),exp( βHˆ′(µ))arepositivelydefiniteoperatorscom- l Vl 0 − l muting with each other, it is not hard to see that h(ρˆ )exp(βV f (ρˆ ))exp( βHˆ′(µ)) 0 l Vl 0 − l sup h(x)exp(βV f (ρˆ ))exp( βHˆ′(µ)). ≤ l Vl 0 − l x∈[0,∞) Then, taking into account that Hˆ (µ) defines a superstable system and since l is isomorphic B we get FB ⊗p∈Λ∗lFp 6 Tr h(ρˆ )exp(βV f (ρˆ ))exp( βHˆ′(µ)) FB 0 l Vl 0 − l ˆ′ sup h(x)Tr exp(βV f (ρˆ ))exp( βH (µ)). ≤ FB l Vl 0 − l x∈[0,∞) Hence, we conclude that h(ρˆ ) sup h(x). h 0 iHˆ(µ) ≤ x∈[0,∞) 2 Theorem 5 The systems with Hamiltonians H (µ) and Happr(c,µ) are ther- l l modynamically equivalent in the Wentzel sense [11], i.e. lim sup pappr(β,c,µ) = p(β,µ), l Vl→∞|c|:c∈C where 1 pappr(β,c,µ) lnTr exp[ β(Happr(c,µ))] l ≡ βV ⊗p∈Λ∗\{0}FpB − l l and p(β,µ) lim p (β,µ). ≡ Vl→∞ l PROOF. Notethatthisisanequivalence oftheWentzeltypebutconsidering infimum for the real variable c instead for c C. Applying the Bogolyubov’s | | ∈ convexity inequalities for pressures and theorem 1 we obtain that 1 0 p (β,µ) pappr(β,c,µ) Happr(c,µ) H (µ) , ≤ l − l ≤ V h l − l iHl(µ) l where 1 Happr(c,µ) H (µ) = (λ(0) µ) c 2+γ c 2k V h l − l iHl(µ) − | | 0| | l k 1 + (µ λ(0))ρˆ γ ρˆ ρˆ − . 0 0 0 0 * − − ··· − Vl !+Hl(µ) Hence, we obtain 0 p (β,µ) pappr(β,c,µ) (λ(0) µ) c 2 +γ c 2k + f (ρˆ ) . (3) ≤ l − l ≤ − | | 0| | h Vl 0 iHl(µ) We have to distinguish two cases. 7 (i) Case µ > λ(0). In this situation, inf|c|:c∈C (λ(0) µ) c 2 +γ0 c 2k is ob- − | | | | tained for c given by h i 0 | | 1 µ λ(0) k−1 c 2 = − . 0 | | kγ0 ! This leads to 1 µ λ(0) k−1 k 1 inf (λ(0) µ) c 2 +γ c 2k = − (µ λ(0)) − 0 |c|:c∈C − | | | | − kγ0 ! − k h i = fL(xL). − From the above result, using lemma 4 with h(x) = f (x) and considering the Vl infimum for c C in the right-hand side of inequality (3), it follows that ∈ 1 µ λ(0) k−1 k 1 0 p (β,µ) sup pappr(β,c,µ) − (µ λ(0)) − ≤ l −|c|:c∈C l ≤ − kγ0 ! − k + sup f (x). Vl [0,∞) Therefore, passing to the limit V and applying lemma 3, we get l → ∞ p(β,µ) lim sup pappr(β,c,µ) = 0. −Vl→∞|c|:c∈C l (ii)Case µ λ(0). In this case inf|c|:c∈C (λ(0) µ) c 2 +γ0 c 2k is attained ≤ − | | | | at c = 0. Moreover, since (a†)kak is ahpositive operator, for µi λ(0) we | 0| 0 0 ≤ obtain k 1 (µ λ(0))ρˆ γ ρˆ ρˆ − 0 0 0 0 * − − ··· − Vl !+Hl(µ) (a†)kak = (µ λ(0))ρˆ γ 0 0 0. * − 0 − 0 Vlk +Hl(µ) ≤ Then, from inequality (3) we get, p (β,µ) = sup pappr(β,c,µ) l l |c|:c∈C for any finite V . Therefore, in both cases, passing to the limit V , we get l l → ∞ p(β,µ) = lim sup pappr(β,c,µ). l Vl→∞|c|:c∈C 8 The proof is complete. 2 5. The following theorem holds. Theorem 6 For all µ > λ(0) the system (1) displays independent on temper- ature BEC and the amount of condensate is given by 1 µ λ(0) k−1 ρ (µ) = − . 0 γ0k ! PROOF. Using the convexity of p (β,µ) and pappr(β,c ,µ) with respect to l l 0 λ(0), we get from a Griffiths theorem [12] ρ (µ) = ∂ p (β,µ) = ∂ pappr(β,c ,µ) = c 2. 0,l − λ(0) l − λ(0) l 0 | 0| Finally, passing to the thermodynamic limit, we obtain for all µ > λ(0), 1 µ λ(0) k−1 lim ρ (µ) = ρ (µ) = c 2 = − . 0,l 0 0 Vl→∞ | | γ0k ! 2 6. For the class of Hamiltonians given in equation (1), in the framework of the so-called Bogolyubov approximation [6,9], it has been given a simple proof of thermodynamic equivalence of the limit grand-canonical pressures corresponding to those systems and their respective approximating ones for any integer k 2. Moreover, in contrast to the Bru–Zagrebnov models [1,2], ≥ we prove that independent on temperature BEC in the sense of macroscopic occupation of the ground state holds for any integer k 2 and any µ > λ(0). ≥ A similar type of BEC is explained entirely by superstability of the model and by absence of an interaction between the ground state occupation number operators and the nonzero modes ones. Acknowledgements Partial financial support by Programa MECESUP PUC103 ( Pontificia Uni- versidad Cat´olica de Chile), Project ECOS/Conicyt: Estudio Cualitativo de SistemasDin´amicosCu´anticos(Chile),ProgramadeMag´ısterenMatem´aticas, Universidad de La Serena, Chile andProgram ”Fundamental problems of non- linear dynamics” of the Russian Academy of Sciences. 9 References [1] J.B. Bru, V.A. Zagrebnov, Exactly soluble model with two kinds of Bose– Einstein condensations, Physica A 268 (1999), 309–325. [2] J.B. Bru, V.A. Zagrebnov, A model with coexistence of two kinds of Bose condensation, J. Phys. A : Math. Gen. 33 (2000), 449-464. [3] J.B. Bru,B. Nachtergaele, V.A. Zagrebnov, Theequilibriumstates for a model with two kinds of Bose condensation. J. Stat. Phys. 109 (2002), 143-276. [4] A. Bernal, M. Corgini, D.P. Sankovich, Nonideal Bose gases: correlation inequalities and Bose condensation, Theor. Math. Phys. 139 (2004), 866–877. [5] L. Vandevenne, A. Verbeure, Imperfect Bose gas with attractive boundary conditions, Rep. Math. Phys. 56 (2005), 109–116. [6] N.N. Bogolyubov, On the theory of superfluidity,J. Phys.(U.S.S.R.) 11 (1947), 23–32. [7] L. Lauwers, A. Verbeure, V.A. Zagrebnov, Proof of Bose-Einstein condensation for interacting gases with a one-particle spectral gap, J. Phys. A: Math. Gen. 36 (2002), 169-174. [8] E.B. Davies, The thermodynamic limit for an imperfect boson gas, Commun. Math. Phys. 28 (1972), 69–86. [9] J. Ginibre, On the asymptotic exactness of the Bogolyubov approximation for many bosons systems, Commun. Math. Phys. 8 (1968), 26–51. [10] M. Reed, B. Simon, Methods of Modern Mathematical Physics, vol.1. (Academic Press, New York, 1979). [11] G. Wentzel, Thermodynamically equivalent Hamiltonian for some many-body problems, Phys. Rev. 120 (1960), 1572–1575. [12] R. Griffiths, A proof that the free energy of a spin system is extensive, J. Math. Phys. 5 (1964), 1215–1222. 10

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